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510(k) Data Aggregation

    K Number
    K223498
    Manufacturer
    Date Cleared
    2023-06-01

    (192 days)

    Regulation Number
    870.1025
    Reference & Predicate Devices
    Why did this record match?
    Reference Devices :

    K193626, K071047

    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    Radius VSM:

    The Radius VSM and accessories are intended to be used as both a wearable multi-parameter patient monitor and an accessory to a multi-parameter patient monitor that is intended for multi-parameter physiological patient monitoring in hospital and healthcare facilities.

    The Radius VSM and accessories are indicated for the monitoring of hemodynamic (including ECG, arrhythmia detection, non-invasive blood pressure, SpO2, Pulse Rate, PVi, heart rate, and temperature), and respiratory (e.g., impedance, acoustic, and pleth-based respiration rate) physiological parameters along with the orientation and activity of adults.

    The Radius VSM and accessories are indicated for the non-invasive continuous monitoring of functional oxygen saturation of arterial hemoglobin (SpO2) and Pulse Rate (PR) of well or poorly perfused adults during both no motion and motion conditions.

    The Radius VSM and accessories are indicated for continuous monitoring of skin temperature of adults.

    The Radius VSM and accessories are indicated for monitoring of the orientation and activity of patients including those susceptible to pressure ulcers.

    The Radius VSM and accessories are indicated for the continuous non-invasive monitoring of PVI as a measure of relative variability of the photoplethysmograph (pleth) of adults during no motion conditions. PVi may be used as a noninvasive dynamic indicator of fluid responsiveness in select populations of mechanically ventilated adult patients. Accuracy of PVi in predicting fluid responsiveness is variable and influenced by numerous patient, procedure and device related factors. PV i measures the variation in the plethysmography amplitude but does not provide measurements of stroke volume or cardiac output. Fluid management decisions should be based on a complete assessment of the patient's condition and should not be based solely on PVi.

    Devices with Masimo technology are only indicated for use with Masimo accessories.

    Radius VSM Accessories:

    Radius VSM ECG Electrodes are disposable, single-patient ECG electrodes intended to acquire ECG signals from the surface of the body. They are indicated for use on adults for up to 3 days of skin surface contact.

    Radius VSM Blood Pressure Cuffs are accessories intended to be use with a noninvasive blood pressure measurement system to measure blood pressure. They are indicated for use on adults during no motion conditions.

    Device Description

    The Radius VSM and Accessories is a wearable, multi-modular patient monitoring platform that allows for the ability to scale and tailor the use of monitoring technologies based upon the hospital's and clinician's assessment of what technologies are appropriate. The purpose of this submission is the premarket notification for the introduction of Masimo Radius VSM and Accessories, including its use with the previously cleared Root (K191882) and Masimo Patient SafetyNet (K071047).

    The Radius VSM and Accessories system comprises of the Radius VSM Wearable Monitor, Radius VSM ECG Module and Electrodes, and the Radius VSM NiBP Module and Cuff.

    AI/ML Overview

    The provided text describes the acceptance criteria and study results for the Masimo Radius VSM and Accessories device, focusing specifically on the Non-invasive Blood Pressure (NiBP) feature.

    1. Acceptance Criteria and Reported Device Performance (NiBP Feature):

    The clinical performance analysis for the NiBP feature supported by the Masimo Radius VSM device had the following acceptance criteria and reported values:

    ParameterAcceptance CriteriaReported Device PerformancePass/Fail
    Mean value of the differences ( $\bar{x}_n$ )$ \bar{x}_n \le 5$ mmHgSystolic: -1.23 mmHgPass
    Diastolic: -2.67 mmHgPass
    Standard deviation of differences ( $s_n$ )$s_n \le 8$ mmHgSystolic: 7.32 mmHgPass
    Diastolic: 7.13 mmHgPass
    Standard deviation of differences per subject (sm)Systolic: ≤ 6.82 mmHgSystolic: 6.17 mmHgPass
    Diastolic: ≤ 6.39 mmHgDiastolic: 6.26 mmHgPass

    The device met all specified acceptance criteria for the NiBP feature.

    2. Sample Size and Data Provenance for the Test Set:

    • Sample Size:
      • NiBP Feature: 89 subjects.
      • ECG Waveform Comparison: 31 subjects.
      • Patient Posture, Position, and Activity: 20 subjects.
      • Aggregate Respiration Rate (First Study): 48 subjects.
      • Aggregate Respiration Rate (Second Study): The number of healthy volunteer subjects is not explicitly stated, but it's implied to be a separate group for validation of integration.
    • Data Provenance: The document does not explicitly state the country of origin. The studies are described as "clinical studies," implying prospective data collection for the purpose of validating the device. The term "healthy volunteer subjects" used in the fifth study further suggests prospective, controlled data collection.

    3. Number of Experts and Qualifications for Ground Truth:

    The document does not specify the number or qualifications of experts used to establish ground truth for any of the studies mentioned.

    4. Adjudication Method for the Test Set:

    The document does not describe any specific adjudication method for the test set data.

    5. MRMC Comparative Effectiveness Study:

    No mention of a Multi-Reader Multi-Case (MRMC) comparative effectiveness study or human readers improving with AI assistance is made in the provided text. The studies focus on device performance against reference measurements or previously cleared monitors/algorithms, not on human-AI collaboration.

    6. Standalone Performance (Algorithm Only):

    • For the NiBP feature, the study was conducted to validate the clinical performance of the Radius VSM's NiBP feature against reference blood pressure measurements, implying standalone performance of the algorithm integrated into the device.
    • For the ECG waveform comparison, the device's ECG output was compared to an existing FDA-cleared ECG monitor, indicating standalone performance of the device's ECG functionality.
    • For the patient posture, position, and activity feature, the testing supported the "correct integration of the algorithm that was previously cleared," suggesting a focus on the device's implementation of an existing standalone algorithm.
    • For the Aggregate Respiration Rate, the algorithm's performance was evaluated against manually annotated capnography data, indicating standalone algorithm performance.

    7. Type of Ground Truth Used:

    • NiBP: Clinical performance was validated through comparison against "reference blood pressure measurements."
    • ECG: Comparison against an "FDA cleared ECG monitor."
    • Patient Posture, Position, and Activity: Based on the "correct integration of the algorithm that was previously cleared." The original ground truth for this algorithm (K191882) is not detailed here, but the study validates its implementation in the new device.
    • Aggregate Respiration Rate: "Reference respiration rate derived from manual annotated capnography data."

    8. Sample Size for the Training Set:

    The document does not provide information on the sample size used for training sets for any of the algorithms or features. The studies described are validation (test set) studies.

    9. How Ground Truth for the Training Set was Established:

    As no information regarding training sets is provided, there is no detail on how their ground truth was established. The document focuses on the validation of integrated features, some of which (like PVi, RRa, and position monitoring) leverage previously cleared Masimo technologies, implying that their development and training (if applicable) occurred prior to this submission.

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    K Number
    K170168
    Manufacturer
    Date Cleared
    2017-09-14

    (238 days)

    Product Code
    Regulation Number
    870.2300
    Reference & Predicate Devices
    Why did this record match?
    Reference Devices :

    K071047, K110028

    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The Masimo Rad-97 and Accessories are indicated for hospital-type facilities, mobile, and home environments.

    The Masimo Rad-97 and Accessories can communicate with network systems for supplemental remote viewing and alarming (e.g., at a central station).

    The Masimo Rad-97 and Accessories are indicated for the continuous non-invasive monitoring of functional oxygen saturation of arterial hemoglobin (SpO2), pulse rate (PR), carboxyhemoglobin saturation (SpCO), methemoglobin saturation (SpMet), total hemoglobin concentration (SpHb), and/or respiratory rate (RRa). The Masimo Rad-97 and Accessories are indicated for use with adult, pediatic, and neonatal patients during both no motion conditions, and for patients who are well or poorly perfused. In addition, the Masimo Rad-97 and Accessories are indicated to provide the continuous non-invasive monitoring data obtained from the Masimo Rad-97 and Accessories for functional oxygen saturation of arterial hemoglobin (SpO2) and pulse rate (PR) to multi-parameter devices for the display on those devices.

    The Masimo Rad-97 and Accessories are not intended to be used as the sole basis for making diagnosis or treatment decisions related to suspected carbon monoxide poisoning; it is intended to be used in conjunction with additional methods of assessing clinical signs and symptoms.

    The optional Nomoline Capnography product family is intended to other medical backboard devices for monitoring of breath rate and CO2. The Nomoline Capnography product family is intended to a patient breathing circuit for monitoring of inspired gases during anesthesia, recovery and respiratory care. The environment is the operating suite, intensive care unit and patient population is adult, pediatric and infant patients.

    The optional non-invasive blood pressure (NIBP) module is indicated for the noninvasive measurement of arterial blood pressure. The NIBP module is designed to measure blood pressure for patient population described in the following table:

    Patient PopulationApproximate Age Range
    Newborn (neonate)Birth to 1 month of age
    Infant1 month to 2 years of age
    Child2 to 12 years of age
    Adolescent12-21 years of age
    Adult21 years of age and older
    Device Description

    The subject device, Masimo Rad-97 System and Accessories (Rad-97) product family, features a touchscreen display that continuously displays numeric values for the measured monitoring parameters. The Rad-97 product family can be operated on AC power or internally rechargeable battery.

    The Rad-97 product family comprises the same measurement technologies as cleared in the predicate, Root (with connected external Radical-7 and capnography (ISA) and internal NIBP modules), which includes the Masimo Rainbow SET technology, capnography technology and noninvasive blood pressure (NIBP) technology. These technologies enable the Rad-97 product family to provide noninvasive monitoring of functional oxygen saturation of arterial hemoglobin (SpO2), pulse rate (PR), Perfusion Index (PI), Pleth Variability Index (PVI), carboxyhemoglobin (SpCO), methemoglobin (SpMet), total hemoglobin (SpHb), oxygen content (SpOC), acoustic respiration rate (RRa) and/or optional capnography parameters or optional noninvasive blood pressure (NIBP) parameters.

    The Rad-97 product family is available with different measurement parameter configurations, ranging from a fully loaded configuration to a simplified configuration with pulse oximetry parameters only. In a fully loaded configuration, the Rad-97 model includes all parameters provided by the Masimo Rainbow SET technology including SpO2, PR, PI, PVI, SpCO, SpMet, SpHb, SpOC and RRa. Additionally, this fully loaded version can be optionally available with either NIBP or capnography technology.

    The Rad-9 model, an instrument model within the Rad-97 product family, is an embodiment with a simplified configuration. The Rad-9 model includes the Masimo SET technology (a subset of Masimo Rainbow SET technology), which provides pulse oximetry parameters of SpO2, PR, PI and PVI. The Rad-9 model can be optionally available with NIBP technology.

    Same as the predicate, the Rad-97 product family includes inout/output interfaces for connection to external devices. Furthermore, same as the predicate, the Rad-97 product family can communicate through wired/wireless connection with networked systems such as Patient SafetyNet (K071047) and/or hospital electronic medical/health record (EMR) systems.

    The RD SET Disposable Sensors, listed with other cleared accessories in Section 11.7, are the same as the currently marketed product. The only change is the added labeling information regarding the sensors' performance in terms of limits of agreement (LOA) as defined by Bland-Altman.

    AI/ML Overview

    Here's an analysis of the provided text to extract the requested information:

    1. Table of Acceptance Criteria and Reported Device Performance

    ParameterAcceptance Criteria (Requirement)Reported Device Performance (Result)
    SpO2, no motion (Upper 95% Limits of Agreement)= -3%-2.21%

    Note: The reported performance for "Upper 95% LOA" (3.15%) indicates that the device did not meet the specified acceptance criterion of "= -3%".

    The document also lists other accuracy specifications for various parameters, but it does not explicitly state an "acceptance criteria" alongside them in the same format as the LOA for SpO2. These are presented as general "Accuracy (ARMS)" specifications.

    Accuracy (ARMS) Specifications (not explicitly presented as acceptance criteria vs. performance in the provided text, but rather device specifications):

    ParameterAccuracy Specification (ARMS)*Patient Population
    SpO2, no motion60-80%, 3%; 70-100%, 2%Adults/pediatrics/infants
    SpO2, no motion70-100%, 3%Neonates
    SpO2, motion70-100%, 3%All
    SpO2, low perfusion70-100%, 2%All
    Pulse rate, no motion25-240 bpm, 3 bpmAll
    Pulse rate, motion25-240 bpm, 5 bpmAll
    Pulse rate, low perfusion25-240 bpm, 3 bpmAll
    RRa4-70 breaths per minute, 1 breath per minuteAdults, Pediatics
    SpCO1-40%, 3%Adults/pediatrics/infants
    SpMet1-15%, 1%All
    SpHb8-17 g/dL, 1 g/dLAdults/pediatrics
    CO2 (Single dry gasses)0-15 volume % +0.2 volume% +2% of reading-
    CO2 (All conditions)0.3 kPa + 4% of reading-
    RR (Respiration rate)0-150 breaths/min + 1 breaths/min-
    NIBP0-300 mmHg, +3 mmHg-
    • ARMS defined as a statistical calculation of the difference between device measurements fell within +/- ARMs of the reference measurements in a controlled study.

    2. Sample Size Used for the Test Set and Data Provenance

    • Sample Size: Not explicitly stated as a number. The study was conducted on "healthy adult volunteers."
    • Data Provenance: Retrospective or Prospective is not explicitly stated, but clinical studies are generally prospective. The data is from "healthy adult volunteers," implying a clinical study setting. Country of origin is not specified, but the Masimo Corporation is based in Irvine, CA, USA, suggesting the study likely took place in the USA or under its regulations.

    3. Number of Experts Used to Establish the Ground Truth for the Test Set and Qualifications of Those Experts

    • This information is not provided in the text. The ground truth for SpO2 was established by "blood measurements from a laboratory CO-Oximeter," which is an instrument, not human experts.

    4. Adjudication Method for the Test Set

    • Not applicable. The ground truth was established by an instrument (laboratory CO-Oximeter) comparing directly to the device measurements; there was no human adjudication process involved for establishing the ground truth.

    5. Multi-Reader Multi-Case (MRMC) Comparative Effectiveness Study

    • No, an MRMC comparative effectiveness study was not done. This type of study typically involves human readers interpreting cases with and without AI assistance. This document describes the performance of a medical device (oximeter) and its various physiological monitoring capabilities, not an AI-powered diagnostic imaging tool that would typically undergo MRMC studies.

    6. Standalone Performance Study (Algorithm Only Without Human-in-the-Loop Performance)

    • Yes, a standalone performance study was done. The clinical study described "evaluate the sensor's performance for no motion condition, in the range of 70% to 100% in comparison to blood measurements from a laboratory CO-Oximeter." This evaluates the device directly against a reference standard, which is a standalone performance assessment.

    7. Type of Ground Truth Used

    • The ground truth used for SpO2 was instrumental measurement / reference standard. Specifically, it was "blood measurements from a laboratory CO-Oximeter."

    8. Sample Size for the Training Set

    • This information is not provided in the text. The document describes a clinical study for validating the device's accuracy, not for training a new algorithm. The device incorporates "Masimo Rainbow SET technology," which is a pre-existing technology, and the study is for the performance of the integrated product and its sensors.

    9. How the Ground Truth for the Training Set Was Established

    • This information is not provided in the text, as no specific training set or new algorithm development is detailed. The technology itself (Masimo Rainbow SET) is described as utilizing principles of spectrophotometry and photoplethysmography, implying established scientific principles rather than a continuously trained machine learning model.
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    K Number
    K153225
    Manufacturer
    Date Cleared
    2016-06-21

    (228 days)

    Product Code
    Regulation Number
    870.2300
    Reference & Predicate Devices
    Why did this record match?
    Reference Devices :

    K110028, K103604, K051874, K071047

    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The Masimo Root Monitoring System and Accessories are indicated for use by healthcare professionals for the monitoring of multiple physiological parameters in healthcare environments.

    The Masimo Root Monitoring System and Accessories can transmit data for supplemental remote viewing and alarming (e.g., at a central station).

    The optional Masimo Radical-7 Pulse CO-Oximeter and Accessories are indicated for the continuous non-invasive monitoring of functional oxygen saturation of arterial hemoglobin (SpO2), pulse rate, carboxyhemoglobin saturation (SpCO), methemoglobin saturation (SpMet), total hemoglobin concentration (SpHb), and/or respiratory rate (RRa). The Masimo Radical-7 Pulse CO-Oximeter and accessories are indicated for use with adult, pediatric, and neonatal patients during both no motion and motion conditions, and for patients who are well or poorly perfused in hospital-type facilities, mobile, and home environments. In addition, the Masimo Radical-7 Pulse CO-Oximeter and accessories are indicated to provide the continuous non-invasive monitoring data obtained from the Masimo Radical-7 Pulse CO-Oximeter and accessories of functional oxygen saturation of arterial hemoglobin (SpO2) and pulse rate to multi-parameter devices for the display of those devices.

    The optional Masimo Radius-7 Wearable Pulse CO-Oximeter and Accessories are indicated for the continuous noninvasive monitoring of functional oxygen saturation of arterial hemoglobin (SpO2), pulse rate, carboxyhemoglobin saturation (SpCO), methemoglobin saturation (SpMet), total hemoglobin concentration (SpHb), and/or respiratory rate (RRa). The Masimo Radius-7 Wearable Pulse CO-Oximeter and accessories are indicated for use with adult and pediatric patients during both no motion conditions, and for patients who are well or poorly perfused in hospitals and hospital-type facilities.

    The optional ISA product family consists of three types of sidestream gas analyzers (ISA CO2, ISA AX+ and ISA OR+), intended to be connected to other medical backboard devices for monitoring of breath rate and the following breathing gases:

    ISA CO2: CO2

    ISA AX+: CO2, N2O, Halothane, Isoflurane, Enflurane, Sevoflurane and Desflurane

    ISA OR+: CO2, O2, N2O, Halothane, Isoflurane, Enflurane, Sevoflurane and Desflurane

    ISA CO2, ISA AX+ and ISA OR+ are intended to be connected to a patient breathing circuit for monitoring of inspired/expired gases during anesthesia, recovery and respiratory care. The intended environment is the operating suite, intensive care unit and patient room. ISA CO2 is also intended to be used in road ambulances. The intended patient population is adult, pediatric and infant patients.

    The optional SEDLine Sedation Monitor is indicated for use in the operating room (OR), intensive care unit (ICU), and clinical research laboratory. It is intended to monitor the state of the brain by real-time data acquisition and processing of EEG signals. The system includes the Patient State Index (PSI), a proprietary computed EEG variable that is related to the effect of anesthetic agents.

    Device Description

    The Root Monitoring System (Root) is a multifunctional device that monitors vital signs of patients from neonates to adults. Parameters monitored by Root include non-invasive functional oxygen saturation of arterial hemoglobin (SpO2), pulse rate, carboxyhemoglobin saturation (SpCO), methemoglobin saturation (SpMet), total hemoglobin concentration (SpHb), respiratory rate (RRa), inspired/expired gases during anesthesia, recovery and respiratory care, state of the brain by real-time data acquisition and processing of EEG signals, and Patient State Index (PSI) which is an EEG variable that is related to the effect of anesthetic agents.

    Root is intended to be used with the previously FDA cleared measurement technologies for the modules of:

    • . Masimo Radical-7 Pulse CO-Oximeter (Radical-7 module), with cleared technologies of SpO2, pulse rate, SpCO, SpMet, SpHb and RRa monitoring per K110028.
    • Masimo Radius-7 Pulse Oximeter (Radius-7 module), with cleared technologies of ● SpO2, pulse rate, SpCO, SpMet, SpHb and RRa monitoring per K110028.
    • . ISA-Infrared Sidestream Gas Analyzer (ISA module), with cleared technologies of breathing gases and respiratory rate monitoring per K103604.
    • Sedline Sedation Monitor with Frontal PSI and SEDTrace EEG Electrode Set ● (Sedline module), with cleared technologies of EEG and PSI monitoring per K051874.

    Root is intended to be used as an alternative user interface to facilitate access control and monitoring device functions and to connect system networks such as the Patient SafetyNet (K071047).

    Root displays patient monitoring information from the connected modules. Visual alarms are shown on the Root display and audible alarms are generated through the Root internal speaker. When the module is disconnected from Root, the monitoring information from the module is no longer displayed on Root.

    Data from connected modules, including patient monitoring data, can be communicated to network systems. Root also functions as a pass-through means for communicating information between connected devices and network systems.

    The predicate device, Masimo Root Monitoring System (Root) was cleared in K142394, is the same as the subject device, Masimo Root Monitoring System (Root). Both the predicate and subject devices include the option to connect the Masimo Radius-7 Pulse Oximeter (Radius-7) module. The main difference is that the Radius-7 in the subject device now provides the same measurement functionality as the Radical-7 module.

    AI/ML Overview

    The Masimo Root Monitoring System and Accessories is a multifunctional device designed for monitoring multiple physiological parameters in healthcare environments.

    Here's an analysis of its acceptance criteria and supporting studies based on the provided text:

    1. Table of Acceptance Criteria and Reported Device Performance:

    The document describes performance in terms of compliance with various standards and successful completion of verification and validation activities. It doesn't list specific quantitative acceptance criteria for each physiological parameter (e.g., accuracy ranges for SpO2, pulse rate, etc.) for the Root system itself, as these are attributed to the individual modules (Radical-7, Radius-7, ISA, Sedline). The Root system primarily acts as an interface and data aggregator.

    Feature/StandardAcceptance CriteriaReported Device Performance
    Electrical SafetyCompliance with IEC60601-1Testing per IEC60601-1 performed; compliant.
    Electromagnetic Compatibility (EMC)Compliance with IEC-60601-1-2Testing per IEC-60601-1-2 performed; compliant.
    Alarm SystemCompliance with IEC-60601-1-8Testing per IEC-60601-1-8 performed; compliant.
    BiocompatibilityCompliance with ISO-10993Testing per ISO-10993 performed; compliant.
    UsabilityCompliance with FDA Human Factors and Usability Draft GuidanceUsability testing performed; compliant.
    Wireless FunctionalityCompliance with FDA Wireless GuidanceWireless testing performed; compliant.
    Software VerificationCompliance with FDA Software GuidanceSoftware verification performed; compliant.
    Mechanical and Environmental CharacteristicsCompliance with Mil-Std-810Mechanical and environmental testing performed; compliant.
    Functionality (Root as an interface)Alternative user interface to integrate modules, provide access/control/monitoring of measurement technologies (of connected modules), transmit data for remote viewing/alarming, communicate with network systems.Functions as intended, displays data from modules, handles alarms, communicates with networks.
    Modified Radius-7 Module PerformanceTo provide all measurements in the Radical-7 module (SpO2, pulse rate, SpCO, SpMet, SpHb, RRa).Thoroughly tested through verification and validation; all requirements and performance specifications satisfied.

    2. Sample Size Used for the Test Set and Data Provenance:

    The document is for a 510(k) premarket notification, which often relies on non-clinical testing and substantial equivalence to a predicate device rather than extensive clinical trials for the primary monitor system itself.

    The document indicates that for the Root Monitoring System and the modified Radius-7 Module, "thoroughly tested through verification and validation" was performed. This suggests a series of engineering and performance tests on the device hardware and software.

    • Sample Size: Not explicitly stated in numerical terms within the provided text. The testing appears to be primarily laboratory-based and engineering verification rather than a patient-based test set.
    • Data Provenance: The nature of the tests (electrical, mechanical, software, etc.) implies that the data was generated internally by Masimo Corporation during product development and validation phases. No information about country of origin of data or whether it was retrospective or prospective is given, as it is non-clinical.

    3. Number of Experts Used to Establish Ground Truth for the Test Set and Qualifications of Those Experts:

    This information is typically relevant for clinical studies or studies involving human judgment (e.g., image interpretation). Since the testing described is non-clinical (electrical safety, software verification, mechanical, etc.), the concept of "experts establishing ground truth for a test set" in the context of clinical outcomes or diagnostic accuracy doesn't directly apply.

    Instead, the "ground truth" for these engineering and performance tests would be established by:

    • Engineering specifications and design documents.
    • Applicable voluntary standards (e.g., IEC, ISO, Mil-Std).
    • FDA guidances (e.g., Human Factors, Wireless, Software).

    The "experts" would be the engineering and quality assurance teams responsible for designing, conducting, and evaluating these tests against established requirements and standards. Their qualifications would involve expertise in relevant engineering disciplines, regulatory compliance, and quality assurance.

    4. Adjudication Method for the Test Set:

    Adjudication methods (like 2+1, 3+1) are typically used in clinical trials or studies where human interpretation or endpoint determination is subjective and requires consensus. As the described testing is non-clinical, an adjudication method for a test set in this sense is not directly applicable.

    The verification and validation processes would involve:

    • Test protocols defining clear pass/fail criteria.
    • Independent review of test results.
    • Conformity assessment against standards.

    Any discrepancies or failures would likely be resolved through engineering review, root cause analysis, and retesting, rather than an adjudication panel.

    5. Multi-Reader Multi-Case (MRMC) Comparative Effectiveness Study:

    • No, an MRMC comparative effectiveness study was not done. The document explicitly states: "No clinical testing was done." The Masimo Root system functions as an interface and aggregator for other FDA-cleared modules; its primary mode of submission is through substantial equivalence based on non-clinical tests and its role not altering the intended use of the connected modules.

    6. Standalone (Algorithm Only Without Human-in-the-Loop Performance) Study:

    The concept of "standalone" performance, often used for AI algorithms, isn't directly applicable here in the same way. The Masimo Root Monitoring System is a hardware device with software that integrates and displays data from other cleared modules. Its "performance" is in correctly displaying data, processing alarms, and interacting with devices and networks.

    • The non-clinical performance testing described (electrical, EMC, software, etc.) essentially assesses the system's "standalone" functional performance relative to its design specifications and applicable standards, without human intervention in the data generation process, but with a human-in-the-loop for monitoring.
    • However, if "standalone" refers to an algorithm making a diagnostic decision without human input, then no such study was done because this device is a monitoring system and not a diagnostic AI algorithm.

    7. Type of Ground Truth Used:

    For the non-clinical tests specified:

    • Engineering specifications and design requirements: For software verification, functional testing, mechanical characteristics, and interface performance.
    • Compliance with harmonized standards: For electrical safety (IEC60601-1), EMC (IEC-60601-1-2), alarm systems (IEC-60601-1-8), biocompatibility (ISO-10993).
    • Compliance with FDA Guidances: For Usability (Human Factors) and Wireless performance.
    • Predicate Device Equivalence: The foundation of the 510(k) submission is demonstrating substantial equivalence to a legally marketed predicate device (K142394 Masimo Root Monitoring System). The performance of the predicate device serves as an implicit "ground truth" for overall device function and safety. The modifications to the Radius-7 module were then tested to ensure they achieved the same performance as the Radical-7 module's existing cleared functionalities.

    8. Sample Size for the Training Set:

    This question is related to machine learning models. The Masimo Root Monitoring System is described as a medical device for monitoring and data integration, not as a device utilizing a machine learning algorithm that requires a "training set." Therefore, this information is not applicable and not provided in the document.

    9. How the Ground Truth for the Training Set Was Established:

    As there is no indication of a machine learning algorithm or a "training set" in the context of this device, this question is not applicable. The device's foundational components (Radical-7, Radius-7, ISA, Sedline modules) are previously cleared technologies with their own established ground truths for their respective physiological measurements, which the Root system then displays and manages.

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    K Number
    K142394
    Manufacturer
    Date Cleared
    2014-11-25

    (90 days)

    Regulation Number
    870.2300
    Reference & Predicate Devices
    Why did this record match?
    Reference Devices :

    K110028, K103604, K051874, K071047

    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The Masimo Root Monitoring System is indicated for use by healthcare professionals for the monitoring of multiple physiological parameters in healthcare environments.

    The Masimo Root Monitoring System can transmit data for supplemental remote viewing and alarming (e.g., at a central station).

    The optional Masimo Radical-7 Pulse CO-Oximeter and Accessories are indicated for the continuous non-invasive monitoring of functional oxygen saturation of arterial hemoglobin (SpO2), pulse rate, carboxyhemoglobin saturation (SpCO), methemoglobin saturation (SpMet), total hemoglobin concentration (SpHb), and/or respiratory rate (RRa). The Masimo Radical-7 Pulse CO-Oximeter and accessories are indicated for use with adult, pediatric, and neonatal patients during both no motion and motion conditions, and for patients who are well or poorly perfused in hospitals, hospital-type facilities, mobile, and home environments. In addition, the Masimo Radical-7 Pulse CO-Oximeter and accessories are indicated to provide the continuous non-invasive monitoring data obtained from the Masimo Radical-7 Pulse CO-Oximeter and accessories of functional oxygen saturation of arterial hemoglobin (SpO-) and pulse rate to multi-parameter devices for the display of those devices.

    The optional Masimo Radius-7 Wearable Pulse Oximeter and Accessories are indicated for the continuous non-invasive monitoring of functional oxygen saturation of arterial hemoglobin (SpO2), pulse rate, and/or respiratory rate (RRa). The Masimo Radius-7 Wearable Pulse Oximeter and accessories are indicated for use with adult and pediatric patients during both no motion and motion conditions, and for patients who are well or poorly perfused in hospitals and hospital-type facilities.

    The optional ISA product family consists of three types of sidestream gas analyzers (ISA CO2, ISA AX+ and ISA OR+), intended to be connected to other medical backboard devices for monitoring of breath rate and the following breathing gases:

    ISA CO2: CO2

    ISA AX+: CO2, N2O, Halothane, Isoflurane, Enflurane, Sevoflurane and Desflurane

    ISA OR+: CO2, O2, N2O, Halothane, Isoflurane, Enflurane, Sevoflurane and Desflurane

    ISA CO2. ISA AX+ and ISA OR+ are intended to be connected to a patient breathing circuit for monitoring of inspired/expired gases during anesthesia, recovery and respiratory care. The intended environment is the operating suite, intensive care unit and patient room. ISA CO2 is also intended to be used in road ambulances. The intended patient population is adult, pediatric and infant patients.

    The optional SEDLine Sedation Monitor is indicated for use in the operating room (OR). intensive care unit (ICU), and clinical research laboratory. It is intended to monitor the state of the brain by real-time data acquisition and processing of EEG signals. The system includes the Patient State Index (PSI), a proprietary computed EEG variable that is related to the effect of anesthetic agents.

    Device Description

    The Root Monitoring System (Root) is a multifunctional device that monitors vital signs of patients from neonates to adults. Parameters monitored by Root include non-invasive functional oxygen saturation of arterial hemoglobin (SpO2), pulse rate, carboxyhemoglobin saturation (SpCO), methemoglobin saturation (SpMet), total hemoglobin concentration (SpHb), respiratory rate (RRa), inspired/expired gases during anesthesia, recovery and respiratory care, state of the brain by real-time data acquisition and processing of EEG signals, and Patient State Index (PSI) which is an EEG variable that is related to the effect of anesthetic agents.

    Root displays patient monitoring information from the connected modules. Visual alarms are shown on the Root display and audible alarms are generated through the Root internal speaker. When the module is disconnected from Root, the monitoring information from the module is no longer displayed on Root.

    Data from connected modules, including patient monitoring data, can be communicated to network systems. Root also functions as a pass-through means for communicating information between connected devices and network systems.

    AI/ML Overview

    The provided document describes the Masimo Root Monitoring System and its accessories. The submission is for a device modification and new indications for use, specifically the addition of the Masimo Radius-7 Pulse Oximeter module. The document focuses on demonstrating substantial equivalence to a previously cleared predicate device (K140188).

    Here's an analysis of the acceptance criteria and study information:

    1. Table of Acceptance Criteria and Reported Device Performance

    The document does not explicitly present "acceptance criteria" in a typical quantitative format (e.g., target specificity, sensitivity, or quantifiable error rates for a diagnostic device). Instead, the performance is evaluated through various verification and validation tests against established standards and the functionality of the predicate device. The acceptance criterion for each test appears to be "Pass," indicating successful completion and meeting predefined internal requirements.

    Monitored ParameterTest DescriptionTest ObjectiveStudy EndpointsResults SummaryConclusion
    SpO2, PR, and RRaDisplay verification of Root and Radius-7 moduleTo verify Root user interface when connected to Radius-7Test personnel began and ended test cases for the Root with Radius-7 user interface, and recorded the test results per test procedures.PassRoot correctly displayed monitoring information from Radius-7.
    SpO2, PR, PI, PVI and RRaDisplay validation of Radius-7 moduleTo validate human factors/usabilityClinicians (users) started and completed the usability test cases and recorded the test results per test procedures.PassRadius-7's ease of use was validated by the clinicians.
    SpO2, PR, and RRaDisplay validation of Radius-7 module (for Root and Radius-7)To validate human factors/usability for Root and Radius-7Clinicians (users) started and completed the usability test cases and recorded the test results per test procedures.PassRadius-7's ease of use was validated by the clinicians.
    N/A (General battery)Battery life and operation verification for Radius-7 moduleTo verify battery life and operation for Radius-7Test personnel began and ended battery life/operation test cases, and recorded the test results per test procedures.PassRadius-7's battery life and operation was verified to work properly.
    N/A (Display/speaker)Visual/audio alarm verification for Radius-7 moduleTo verify visual/audio alarm compliance to IEC 60601-1-8Test personnel began and ended visual/audio alarm test cases per the IEC standards, and recorded test results.PassRadius-7 visual/audio alarms are compliant to IEC60601-1-8.
    SpO2, PR, and RRaVisual/audio alarm verification for Root and Radius-7To verify audio and visual alarms on RootTest personnel began and ended audio/visual alarm verification test cases, and recorded test results per test procedures.PassRoot correctly generated visual/audio alarms from Radius-7.
    N/A (General wireless)Wireless (Bluetooth) connection verification for Root and Radius-7To verify Bluetooth connection between Root and Radius-7Test personnel began and ended Bluetooth verification test cases, and recorded test results per test procedures.PassRoot properly connected to Radius-7 via Bluetooth connection.
    N/A (General wireless)Wireless connection verification for Root and Radius-7To verify wireless co-existence per FDA Wireless GuidanceTest personnel began and ended wireless co-existence testing per FDA Guidance, and recorded the test results.PassRoot with Radius-7 met FDA Wireless Guidance requirements for wireless co-existence testing.
    N/A (General wireless)Wireless connection verification for Root and Radius-7To verify wireless quality of service per FDA Wireless GuidanceTest personnel began and ended wireless quality of service testing verification per FDA Guidance, and recorded test results.PassRoot with Radius-7 met FDA Wireless Guidance requirements for wireless quality of service testing.
    SpO2, PR, SpCO, SpMet, SpHb, RRaDisplay verification of Root and Radical-7 moduleTo verify Eagle (Root) user interfaceTest personnel began and ended test cases for the Root user interface, and recorded the test results per test procedures.PassRoot correctly displayed monitoring information from the connected modules.
    SpO2, PR, SpCO, SpMet, SpHb, RRa, Breathing Gases, RR, EEG and PSIDisplay validation of Root and Radical-7, ISA, and Sedline modulesTo validate human factors/usabilityClinicians (users) started and completed the usability test cases and recorded the test results per test procedures.PassRoot's ease of use was validated by the clinicians.
    EEG and PSIDisplay verification of Root and Sedline moduleTo verify Sedline indicator and displayTest personnel began and ended test cases for indicator/display verification, and recorded the test results per test procedures.PassRoot correctly displayed monitoring information from the Sedline module.
    Breathing Gases and RRDisplay verification of Root and ISA moduleTo verify ISA module indicator and displayTest personnel began and ended test cases for indicator/display verification, and recorded the test results per test procedures.PassRoot correctly displayed monitoring information from the ISA module.
    N/A (General wireless)Wireless interface verification of information from any connected moduleTo verify the wireless communication between a module fixture and RootTest personnel began and ended test cases for the wireless interface verification, and recorded the test results per test procedures.PassA module fixture wirelessly connected to Root in the similar communication as a wired connection.
    N/A (General docking)Docking station function verification for Root and Radical-7To verify battery managementTest personnel began and ended battery management test cases, and recorded the test results per test procedures.PassRoot docking station interfaced correctly with the Radical-7 module.
    EEG and PSIMOC-9 interface verification for Root and Sedline moduleTo verify MOC-9 Port EEPROMTest personnel began and ended MOC-9 EEPROM verification test cases, and recorded the test results per test procedures.PassThe MOC-9 interface functioned correctly in EEPROM identification.
    Breathing gases, RR, EEG and PSMOC-9 interface verification for Root and ISA and Sedline modulesTo verify EEPROM Identification for Iris and MOC-9Test personnel began and ended EEPROM Identification test cases for Iris and MOC-9, and recorded test results per test procedures.PassThe MOC-9 and Iris interfaces functioned correctly in EEPROM identification for connected modules.
    Breathing Gases and RRRoot and ISA module verificationTo verify Root/PhaseIn (ISA) capnography module integrationTest personnel began and ended ISA integration test cases, and recorded the test results per test procedures.PassRoot correctly displayed monitoring information from the ISA module.
    EEG and PSIRoot and Sedline module verificationTo verify Root/Sedline integrationTest personnel began and ended Sedline integration test cases, and recorded the test results per test procedures.PassRoot correctly displayed monitoring information from the Sedline module.
    EEG and PSIRoot and Sedline module verificationTo verify Sedline board communicationTest personnel began and ended Sedline board communication test cases, and recorded test results per test procedures.PassRoot correctly communicated with the Sedline module.
    N/A (Display/speaker)Visual/audio alarm verification for RootTo verify visual/audio alarm compliance to IEC 60601-1-8Test personnel began and ended visual/audio alarm test cases per the IEC standards, and recorded test results.PassRoot visual/audio alarms are compliant to IEC60601-1-8.
    SpO2, PR, SpCO, SpMet, SpHb, RRa, Breathing Gases, RR, EEG and PSIVisual/audio alarm verification for Root and Radical-7, ISA, and Sedline modulesTo verify visual/audio alarm acknowledgmentTest personnel began and ended visual/audio alarm acknowledgment test cases, and recorded the test results per test procedures.PassRoot correctly generated visual/audio alarms from the connected modules.
    SpO2, PR, SpCO, SpMet, SpHb, RRa, Breathing Gases, RR, EEG and PSIVisual/audio alarm verification for Root and Radical-7, ISA, and Sedline modulesTo verify audio and visual alarmsTest personnel began and ended audio/visual alarm verification test cases, and recorded test results per test procedures.PassRoot correctly generated visual/audio alarms from the connected modules.
    SpO2, PR, SpCO, SpMet, SpHb, RRa, Breathing Gases, RR, EEG and PSIAlarm limit controls verification for Root and Radical-7, ISA, and Sedline modulesTo verify alarm limit controlsTest personnel began and ended alarm limit controls verification test cases, and recorded test results per test procedures.PassRoot correctly generated alarm limits from the connected modules.
    N/A (General wired)Wired connection verification for RootTo verify Ethernet connectionTest personnel began and ended Ethernet verification test cases, and recorded test results per test procedures.PassRoot functioned correctly in its connectivity via the Ethernet.
    N/A (General wired)Wired connection verification for RootTo verify Iris connectivity to network systemTest personnel began and ended Iris/Patient SafetyNet connectivity test cases, and recorded test results per test procedures.PassRoot's Iris interface functioned correctly in its connectivity to system networks such as the Patient SafetyNet.
    N/A (General wireless)Wireless connection verification for RootTo verify internal radio moduleTest personnel began and ended radio module verification test cases, and recorded test results per test procedures.PassRoot's internal radio module performed correctly.
    N/A (General wireless)Wireless connection verification for RootTo verify wireless co-existence per FDA Wireless GuidanceTest personnel began and ended wireless co-existence testing per FDA Guidance, and recorded the test results.PassRoot met FDA Wireless Guidance requirements for wireless co-existence testing.
    N/A (General wireless)Wireless connection verification for RootTo verify wireless quality of service per FDA Wireless GuidanceTest personnel began and ended wireless quality of service testing verification per FDA Guidance, and recorded test results.PassRoot met FDA Wireless Guidance requirements for wireless quality of service testing.

    2. Sample Size for the Test Set and Data Provenance

    The document does not specify a quantitative "sample size" in terms of patients or cases for most of the tests. The tests are described as functional verification and usability studies.

    • For "Display validation of Radius-7 module" and "Display validation of Root and Radical-7, ISA, and Sedline modules": The document mentions "Clinicians (users)" participated in usability tests. The exact number of clinicians is not provided.
    • For all other verification tests: "Test personnel" conducted the tests. No specific number is provided.
    • Data Provenance: The studies appear to be internal, non-clinical (laboratory/in-house) verification and validation tests, not involving real-world patient data collection from a specific country or in a retrospective/prospective manner.

    3. Number of Experts Used to Establish the Ground Truth for the Test Set and Qualifications

    This section is not applicable in the traditional sense for this type of device submission. The "ground truth" for these functional and usability tests is established by adherence to engineering specifications, regulatory standards (like IEC 60601-1-8), and successful operation as designed.

    • Usability testing: Involved "Clinicians (users)," implying healthcare professionals as experts for evaluating usability. Specific qualifications (e.g., years of experience, specialty) are not detailed.
    • For other verification tests, "Test personnel" are likely engineers or technicians qualified to conduct technical evaluations.

    4. Adjudication Method for the Test Set

    No formal adjudication method like "2+1" or "3+1" is described. The acceptance criterion for all tests is simply "Pass," meaning the device either successfully performed the function or met the standard, or it did not. This implies a binary outcome based on whether the test objectives and endpoints were met, likely determined by the test personnel or clinicians involved.

    5. Multi-Reader Multi-Case (MRMC) Comparative Effectiveness Study

    No MRMC comparative effectiveness study was done or mentioned. This type of study is typically performed for diagnostic devices where human readers interpret patient data (e.g., images) with and without AI assistance to measure improvement in diagnostic accuracy. The Masimo Root Monitoring System is a monitoring system and user interface, not a diagnostic imaging AI algorithm.

    6. Standalone Performance (Algorithm Only Without Human-in-the-Loop) Performance

    The device itself is a "monitoring system and accessories" that functions as a user interface and communication hub for previously cleared modules. Its primary function is to display data, generate alarms, and connect to networks. Therefore, "standalone" performance in the context of an algorithm's diagnostic accuracy without human involvement is not a relevant metric for this device. The performance evaluated here is the functionality and safety of the monitoring system itself, especially its new integration with the Radius-7 module.

    7. Type of Ground Truth Used

    The "ground truth" is based on:

    • Engineering specifications and design requirements: For successful display, connectivity, and communication functions.
    • Regulatory standards: Such as IEC 60601-1-8 for alarm compliance, IEC 60601-1 and IEC 60601-1-2 for electrical safety and EMC, ISO-10993 for biocompatibility, and FDA guidances for Usability, Wireless, and Software.
    • Functionality of previously cleared predicate devices/modules: The Root system primarily integrates and acts as a user interface for these existing, cleared technologies.

    8. Sample Size for the Training Set

    The document does not describe any machine learning or AI components that would require a "training set" in the conventional sense. The device's functionality is based on established hardware and software integration, not data-driven model training.

    9. How the Ground Truth for the Training Set Was Established

    As no training set is mentioned or implied for machine learning, this question is not applicable.

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