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510(k) Data Aggregation

    K Number
    K171121
    Manufacturer
    Date Cleared
    2017-11-17

    (214 days)

    Regulation Number
    870.2300
    Reference & Predicate Devices
    Why did this record match?
    Device Name :

    Masimo Root Monitoring System and Accessories

    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The Masimo Root Monitoring System and Accessories are indicated for use by healthcare professionals for the monitoring of multiple physiological parameters in healthcare environments. The Root Monitoring System, when used with the optional ISA module, is not intended to be used in road ambulances.

    The Masimo Root Monitoring System and Accessories can communicate with network systems for supplemental remote viewing and alarming (e.g., at a central station).

    The optional Masimo Radical-7 Pulse CO-Oximeter and Accessories are indicated for the continuous non-invasive monitoring of functional oxygen saturation of arterial hemoglobin (SpO2), pulse rate, carboxyhemoglobin saturation (SpCO), methemoglobin saturation (SpMet), total hemoglobin concentration (SpHb), and/or respiratory rate (RRa). The Masimo Radical-7 Pulse CO-Oximeter and accessories are indicated for use with adult, pediatric, and neonatal patients during both no motion and motion conditions, and for patients who are well or poorly perfused in hospitals, hospital-type facilities, mobile, and home environments. In addition, the Masimo Radical-7 Pulse CO-Oximeter and accessories are indicated to provide the continuous non-invasive monitoring data obtained from the Masimo Radical-7 Pulse CO-Oximeter and accessories of functional oxygen saturation of arterial hemoglobin (SpO2) and pulse rate to multiparameter devices for the display of those devices.

    The optional Masimo Radius-7 Wearable Pulse CO-Oximeter and Accessories are indicated for the continuous non-invasive monitoring of functional oxygen saturation of arterial hemoglobin (SpO2), pulse rate, carboxyhemoglobin saturation (SpCO), methemoglobin saturation (SpMet), total hemoglobin concentration (SpHb), and/or respiratory rate (RRa). The Masimo Radius-7 Wearable Pulse CO-Oximeter and accessories are indicated for use with adult and pediatric patients during both no motion and motion conditions, and for patients who are well or poorly perfused in hospitals and hospital-type facilities.

    The optional ISA product family consists of three types of sidestream gas analyzers (ISA CO2, ISA AX+ and ISA OR+) and accessories including Nomoline, intended to be connected to other medical backboard devices for monitoring of breath rate and the following breathing gases:

    ISA CO2: CO2

    ISA AX+: CO2, N2O, Halothane, Isoflurane, Enflurane, Sevoflurane and Desflurane

    ISA OR+: CO2, O2, N2O, Halothane, Isoflurane, Enflurane, Sevoflurane and Desflurane

    ISA CO2, ISA AX+ and ISA OR+ are intended to be connected to a patient breathing circuit for monitoring of inspired/expired gases during anesthesia, recovery and respiratory care. The intended environment is the operating suite, intensive care unit and patient room. ISA CO2 is also intended to be used in road ambulances. The intended patient population is adult, pediatric, infant, and neonatal patients.

    The optional SEDLine Sedation Monitor is indicated for use in the operating room (OR), intensive care unit (ICU), and clinical research laboratory. It is intended to monitor the state of the brain by real-time data acquisition and processing of EEG signals. The system includes the Patient State Index (PSI), a proprietary computed EEG variable that is related to the effect of anesthetic agents.

    The optional temperature module is indicated to measure temperature (oral, adult axillary, pediatric axillary, and rectal) of adult and pediatric patients. The device is intended to be used by clinicians and medically qualified personnel. It is available for sale only upon the order of a physician or licensed health care provider.

    The optional non-invasive blood pressure (NIBP) module is indicated for the noninvasive measurement of arterial blood pressure in healthcare environments. The NIBP module is designed to measure blood pressure for patient population described in the following table:

    Patient PopulationApproximate Age Range
    Newborn (neonate)Birth to 1 month of age
    Infant1 month to 2 years of age
    Child2 to 12 years of age
    Adolescent12-21 years of age
    Adult21 years of age and older
    Device Description

    The Masimo Root Monitoring System and Accessories (Root) is a multifunctional device that monitors vital signs for neonatal to adult patients. Parameters monitored by Root are from cleared measurement modules and their corresponding accessories, consisting of:

    • . Masimo Radical-7 and Radius-7 Pulse CO-Oximeter measurement modules and accessories (i.e. RD SET disposable sensors, RD Rainbow sensors, RAS-45 or RRa sensors) with technologies for the monitoring of non-invasive functional oxygen saturation of arterial hemoglobin (SpO2), pulse rate, carboxyhemoglobin saturation (SpCO), methemoglobin saturation (SpMet), total hemoglobin concentration (SpHb), and respiratory rate (RRa);
    • Masimo Sweden ISA-Infrared Sidestream Gas Analyzer measurement modules (ISA) and accessories (Nomoline product family) with technologies for breathing gases and respiratory rate monitoring, including inspired/expired gases during anesthesia, recovery and respiratory care;
    • Masimo Sedline Sedation Monitor measurement module and accessories (i.e. RD . Sedline EEG sensor) with technologies for state of the brain by real-time data acquisition and processing of EEG signals and Patient State Index (PSI) which is an EEG variable that is related to the effect of anesthetic agents;
    • Temperature measurement module and accessories (i.e. temperature probe) with technologies for oral/axillary body temperature measurements; and
    • . Non-invasive blood pressure measurement module and accessories (i.e. reuse and disposable pressure cuffs) with technologies for systolic, diastolic and mean arterial pressure (MAP) measurements.

    Root is intended to be used as a user interface to facilitate access control and monitoring device functions. Root displays patient monitoring information from the connected modules. Visual alarms are shown on the Root display and audible alarms are generated through the Root internal speaker. The user accesses the wired or wirelessly connected modules' monitoring functions, using the Root display. When the module is disconnected from Root, the monitoring information from the module is no longer displayed on Root. Data from connected modules, including patient monitoring data, can be communicated to network systems such as the Patient SafetyNet (K071047) and hospital EMR. Root also functions as a pass-through means for communicating information between connected devices and network systems.

    The Root under K151644 consists of various measurement modules, including the ISA product family (ISA) and corresponding accessories, Nomoline product family (Nomoline).

    AI/ML Overview

    The provided text describes a 510(k) premarket notification for the Masimo Root Monitoring System and Accessories. It outlines the device's indications for use, technological characteristics, and a comparison to predicate devices, focusing on the ISA and Nomoline components.

    No clinical studies are mentioned for the subject device to support acceptance criteria within this document. The document explicitly states: "Clinical testing was not performed with the subject device, Root with ISA and Nomoline, to support substantial equivalence."

    Therefore, I can only provide information based on the non-clinical testing and general specifications mentioned.

    Here's a breakdown of the requested information based solely on the provided text:

    1. A table of acceptance criteria and the reported device performance

    The document provides "Specifications" for the Root system and the ISA module, which can be interpreted as acceptance criteria for the non-clinical tests conducted. The "reported device performance" is implicitly that the device met these specifications, as the conclusion states the non-clinical testing "demonstrates that the subject device...is substantially equivalent to its predicate."

    Feature/ParameterAcceptance Criteria (Specification)Reported Device Performance (Implied)
    Root (General)
    DisplayColor LCD touchscreenMet specification
    Measurement modulesRadical-7; Radius-7; ISA; Sedline; temperature; NIBPMet specification
    Visual/audible alarmIEC-60601-1-8 compliantMet specification
    Storage/recordingTrend/data storageMet specification
    PowerAC power 100-240 volt, 47-63 Hz; Rechargeable batteryMet specification
    InterfaceWired/wireless; MOC-9; Iris; Nurse call; USB; SD card; temperature probe port; NIBP portMet specification
    Network connectivityEthernet; Wi-Fi, 802.11 a/b/g; Bluetooth 2.0Met specification
    Dimensions/Weight11 x 10.5 x 5.5 inch (27.9 x 26.7 x 14 cm)/ 3.37 kgMet specification
    Operating temperature50 to 104°F (10 to 40°C)Met specification
    Storage temperature-4 to 122°F (-20 to 50°C)Met specification
    Humidity15 to 95% non-condensing humidityMet specification
    Electrical safetyIEC-60601 compliantMet specification
    EMCIEC-60601 compliantMet specification
    Mode of operationContinuousMet specification
    ISA (Gas Analyzer)
    Patient populationAdult, pediatric, infant and neonate patientsMet specification
    Sampling flow rate50 ± 10 ml/minMet specification
    Respiration rate0 to 150 ± 10 breaths/minMet specification
    Rise time (CO2)≤ 250 msMet specification
    Rise time (N2O)≤ 350 msMet specification
    Rise time (O2)≤ 450 msMet specification
    Rise time (HAL, ISO, ENF, SEV, DES)≤ 350 msMet specification
    Accuracy (CO2)0-15 vol%; ±0.2 vol% + 2 % of readingMet specification
    Accuracy (O2)0-100 vol %; ±1 vol% + 2 % of readingMet specification
    Accuracy (N2O)0-100 vol%; ±(2 vol% + 2 % of reading)Met specification
    Accuracy (HAL/ISO/ENF)0-8 vol%; ±0.15 vol% + 5 % of readingMet specification
    Accuracy (SEV)0-10 vol%; ±0.15 vol% + 5 % of readingMet specification
    Accuracy (DES)0-22 vol%; ±0.15 vol% + 5 % of readingMet specification
    Agent identification threshold0.15 vol%Met specification
    Mixture agent threshold (secondary)0.2 vol% + 10% of total agent concentrationMet specification
    InterfaceMOC-9 or RS-232Met specification
    Dimensions/Weight (ISA CO2/AX+)1.3 x 3.1 x 1.9 inch (33 x 78 x 49 mm)/ 130 gMet specification
    Dimensions/Weight (ISA OR+)1.9 x 3.5 x 3.9 inch (49 x 90 x 100 mm)/ 420 gMet specification
    Operating temperature (ISA CO2)32 to 122°F (0 to 50°C)Met specification
    Operating temperature (ISA AX+/OR+)41 to 122°F (5 to 50°C)Met specification
    Storage temperature (ISA)-40 to 158°F (-40 to 70°C)Met specification
    Operating humidity (ISA)
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    K Number
    K153225
    Manufacturer
    Date Cleared
    2016-06-21

    (228 days)

    Product Code
    Regulation Number
    870.2300
    Reference & Predicate Devices
    Why did this record match?
    Device Name :

    Masimo Root Monitoring System and Accessories

    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The Masimo Root Monitoring System and Accessories are indicated for use by healthcare professionals for the monitoring of multiple physiological parameters in healthcare environments.

    The Masimo Root Monitoring System and Accessories can transmit data for supplemental remote viewing and alarming (e.g., at a central station).

    The optional Masimo Radical-7 Pulse CO-Oximeter and Accessories are indicated for the continuous non-invasive monitoring of functional oxygen saturation of arterial hemoglobin (SpO2), pulse rate, carboxyhemoglobin saturation (SpCO), methemoglobin saturation (SpMet), total hemoglobin concentration (SpHb), and/or respiratory rate (RRa). The Masimo Radical-7 Pulse CO-Oximeter and accessories are indicated for use with adult, pediatric, and neonatal patients during both no motion and motion conditions, and for patients who are well or poorly perfused in hospital-type facilities, mobile, and home environments. In addition, the Masimo Radical-7 Pulse CO-Oximeter and accessories are indicated to provide the continuous non-invasive monitoring data obtained from the Masimo Radical-7 Pulse CO-Oximeter and accessories of functional oxygen saturation of arterial hemoglobin (SpO2) and pulse rate to multi-parameter devices for the display of those devices.

    The optional Masimo Radius-7 Wearable Pulse CO-Oximeter and Accessories are indicated for the continuous noninvasive monitoring of functional oxygen saturation of arterial hemoglobin (SpO2), pulse rate, carboxyhemoglobin saturation (SpCO), methemoglobin saturation (SpMet), total hemoglobin concentration (SpHb), and/or respiratory rate (RRa). The Masimo Radius-7 Wearable Pulse CO-Oximeter and accessories are indicated for use with adult and pediatric patients during both no motion conditions, and for patients who are well or poorly perfused in hospitals and hospital-type facilities.

    The optional ISA product family consists of three types of sidestream gas analyzers (ISA CO2, ISA AX+ and ISA OR+), intended to be connected to other medical backboard devices for monitoring of breath rate and the following breathing gases:

    ISA CO2: CO2

    ISA AX+: CO2, N2O, Halothane, Isoflurane, Enflurane, Sevoflurane and Desflurane

    ISA OR+: CO2, O2, N2O, Halothane, Isoflurane, Enflurane, Sevoflurane and Desflurane

    ISA CO2, ISA AX+ and ISA OR+ are intended to be connected to a patient breathing circuit for monitoring of inspired/expired gases during anesthesia, recovery and respiratory care. The intended environment is the operating suite, intensive care unit and patient room. ISA CO2 is also intended to be used in road ambulances. The intended patient population is adult, pediatric and infant patients.

    The optional SEDLine Sedation Monitor is indicated for use in the operating room (OR), intensive care unit (ICU), and clinical research laboratory. It is intended to monitor the state of the brain by real-time data acquisition and processing of EEG signals. The system includes the Patient State Index (PSI), a proprietary computed EEG variable that is related to the effect of anesthetic agents.

    Device Description

    The Root Monitoring System (Root) is a multifunctional device that monitors vital signs of patients from neonates to adults. Parameters monitored by Root include non-invasive functional oxygen saturation of arterial hemoglobin (SpO2), pulse rate, carboxyhemoglobin saturation (SpCO), methemoglobin saturation (SpMet), total hemoglobin concentration (SpHb), respiratory rate (RRa), inspired/expired gases during anesthesia, recovery and respiratory care, state of the brain by real-time data acquisition and processing of EEG signals, and Patient State Index (PSI) which is an EEG variable that is related to the effect of anesthetic agents.

    Root is intended to be used with the previously FDA cleared measurement technologies for the modules of:

    • . Masimo Radical-7 Pulse CO-Oximeter (Radical-7 module), with cleared technologies of SpO2, pulse rate, SpCO, SpMet, SpHb and RRa monitoring per K110028.
    • Masimo Radius-7 Pulse Oximeter (Radius-7 module), with cleared technologies of ● SpO2, pulse rate, SpCO, SpMet, SpHb and RRa monitoring per K110028.
    • . ISA-Infrared Sidestream Gas Analyzer (ISA module), with cleared technologies of breathing gases and respiratory rate monitoring per K103604.
    • Sedline Sedation Monitor with Frontal PSI and SEDTrace EEG Electrode Set ● (Sedline module), with cleared technologies of EEG and PSI monitoring per K051874.

    Root is intended to be used as an alternative user interface to facilitate access control and monitoring device functions and to connect system networks such as the Patient SafetyNet (K071047).

    Root displays patient monitoring information from the connected modules. Visual alarms are shown on the Root display and audible alarms are generated through the Root internal speaker. When the module is disconnected from Root, the monitoring information from the module is no longer displayed on Root.

    Data from connected modules, including patient monitoring data, can be communicated to network systems. Root also functions as a pass-through means for communicating information between connected devices and network systems.

    The predicate device, Masimo Root Monitoring System (Root) was cleared in K142394, is the same as the subject device, Masimo Root Monitoring System (Root). Both the predicate and subject devices include the option to connect the Masimo Radius-7 Pulse Oximeter (Radius-7) module. The main difference is that the Radius-7 in the subject device now provides the same measurement functionality as the Radical-7 module.

    AI/ML Overview

    The Masimo Root Monitoring System and Accessories is a multifunctional device designed for monitoring multiple physiological parameters in healthcare environments.

    Here's an analysis of its acceptance criteria and supporting studies based on the provided text:

    1. Table of Acceptance Criteria and Reported Device Performance:

    The document describes performance in terms of compliance with various standards and successful completion of verification and validation activities. It doesn't list specific quantitative acceptance criteria for each physiological parameter (e.g., accuracy ranges for SpO2, pulse rate, etc.) for the Root system itself, as these are attributed to the individual modules (Radical-7, Radius-7, ISA, Sedline). The Root system primarily acts as an interface and data aggregator.

    Feature/StandardAcceptance CriteriaReported Device Performance
    Electrical SafetyCompliance with IEC60601-1Testing per IEC60601-1 performed; compliant.
    Electromagnetic Compatibility (EMC)Compliance with IEC-60601-1-2Testing per IEC-60601-1-2 performed; compliant.
    Alarm SystemCompliance with IEC-60601-1-8Testing per IEC-60601-1-8 performed; compliant.
    BiocompatibilityCompliance with ISO-10993Testing per ISO-10993 performed; compliant.
    UsabilityCompliance with FDA Human Factors and Usability Draft GuidanceUsability testing performed; compliant.
    Wireless FunctionalityCompliance with FDA Wireless GuidanceWireless testing performed; compliant.
    Software VerificationCompliance with FDA Software GuidanceSoftware verification performed; compliant.
    Mechanical and Environmental CharacteristicsCompliance with Mil-Std-810Mechanical and environmental testing performed; compliant.
    Functionality (Root as an interface)Alternative user interface to integrate modules, provide access/control/monitoring of measurement technologies (of connected modules), transmit data for remote viewing/alarming, communicate with network systems.Functions as intended, displays data from modules, handles alarms, communicates with networks.
    Modified Radius-7 Module PerformanceTo provide all measurements in the Radical-7 module (SpO2, pulse rate, SpCO, SpMet, SpHb, RRa).Thoroughly tested through verification and validation; all requirements and performance specifications satisfied.

    2. Sample Size Used for the Test Set and Data Provenance:

    The document is for a 510(k) premarket notification, which often relies on non-clinical testing and substantial equivalence to a predicate device rather than extensive clinical trials for the primary monitor system itself.

    The document indicates that for the Root Monitoring System and the modified Radius-7 Module, "thoroughly tested through verification and validation" was performed. This suggests a series of engineering and performance tests on the device hardware and software.

    • Sample Size: Not explicitly stated in numerical terms within the provided text. The testing appears to be primarily laboratory-based and engineering verification rather than a patient-based test set.
    • Data Provenance: The nature of the tests (electrical, mechanical, software, etc.) implies that the data was generated internally by Masimo Corporation during product development and validation phases. No information about country of origin of data or whether it was retrospective or prospective is given, as it is non-clinical.

    3. Number of Experts Used to Establish Ground Truth for the Test Set and Qualifications of Those Experts:

    This information is typically relevant for clinical studies or studies involving human judgment (e.g., image interpretation). Since the testing described is non-clinical (electrical safety, software verification, mechanical, etc.), the concept of "experts establishing ground truth for a test set" in the context of clinical outcomes or diagnostic accuracy doesn't directly apply.

    Instead, the "ground truth" for these engineering and performance tests would be established by:

    • Engineering specifications and design documents.
    • Applicable voluntary standards (e.g., IEC, ISO, Mil-Std).
    • FDA guidances (e.g., Human Factors, Wireless, Software).

    The "experts" would be the engineering and quality assurance teams responsible for designing, conducting, and evaluating these tests against established requirements and standards. Their qualifications would involve expertise in relevant engineering disciplines, regulatory compliance, and quality assurance.

    4. Adjudication Method for the Test Set:

    Adjudication methods (like 2+1, 3+1) are typically used in clinical trials or studies where human interpretation or endpoint determination is subjective and requires consensus. As the described testing is non-clinical, an adjudication method for a test set in this sense is not directly applicable.

    The verification and validation processes would involve:

    • Test protocols defining clear pass/fail criteria.
    • Independent review of test results.
    • Conformity assessment against standards.

    Any discrepancies or failures would likely be resolved through engineering review, root cause analysis, and retesting, rather than an adjudication panel.

    5. Multi-Reader Multi-Case (MRMC) Comparative Effectiveness Study:

    • No, an MRMC comparative effectiveness study was not done. The document explicitly states: "No clinical testing was done." The Masimo Root system functions as an interface and aggregator for other FDA-cleared modules; its primary mode of submission is through substantial equivalence based on non-clinical tests and its role not altering the intended use of the connected modules.

    6. Standalone (Algorithm Only Without Human-in-the-Loop Performance) Study:

    The concept of "standalone" performance, often used for AI algorithms, isn't directly applicable here in the same way. The Masimo Root Monitoring System is a hardware device with software that integrates and displays data from other cleared modules. Its "performance" is in correctly displaying data, processing alarms, and interacting with devices and networks.

    • The non-clinical performance testing described (electrical, EMC, software, etc.) essentially assesses the system's "standalone" functional performance relative to its design specifications and applicable standards, without human intervention in the data generation process, but with a human-in-the-loop for monitoring.
    • However, if "standalone" refers to an algorithm making a diagnostic decision without human input, then no such study was done because this device is a monitoring system and not a diagnostic AI algorithm.

    7. Type of Ground Truth Used:

    For the non-clinical tests specified:

    • Engineering specifications and design requirements: For software verification, functional testing, mechanical characteristics, and interface performance.
    • Compliance with harmonized standards: For electrical safety (IEC60601-1), EMC (IEC-60601-1-2), alarm systems (IEC-60601-1-8), biocompatibility (ISO-10993).
    • Compliance with FDA Guidances: For Usability (Human Factors) and Wireless performance.
    • Predicate Device Equivalence: The foundation of the 510(k) submission is demonstrating substantial equivalence to a legally marketed predicate device (K142394 Masimo Root Monitoring System). The performance of the predicate device serves as an implicit "ground truth" for overall device function and safety. The modifications to the Radius-7 module were then tested to ensure they achieved the same performance as the Radical-7 module's existing cleared functionalities.

    8. Sample Size for the Training Set:

    This question is related to machine learning models. The Masimo Root Monitoring System is described as a medical device for monitoring and data integration, not as a device utilizing a machine learning algorithm that requires a "training set." Therefore, this information is not applicable and not provided in the document.

    9. How the Ground Truth for the Training Set Was Established:

    As there is no indication of a machine learning algorithm or a "training set" in the context of this device, this question is not applicable. The device's foundational components (Radical-7, Radius-7, ISA, Sedline modules) are previously cleared technologies with their own established ground truths for their respective physiological measurements, which the Root system then displays and manages.

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    K Number
    K142394
    Manufacturer
    Date Cleared
    2014-11-25

    (90 days)

    Regulation Number
    870.2300
    Reference & Predicate Devices
    Why did this record match?
    Device Name :

    Masimo Root Monitoring System and Accesories

    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The Masimo Root Monitoring System is indicated for use by healthcare professionals for the monitoring of multiple physiological parameters in healthcare environments.

    The Masimo Root Monitoring System can transmit data for supplemental remote viewing and alarming (e.g., at a central station).

    The optional Masimo Radical-7 Pulse CO-Oximeter and Accessories are indicated for the continuous non-invasive monitoring of functional oxygen saturation of arterial hemoglobin (SpO2), pulse rate, carboxyhemoglobin saturation (SpCO), methemoglobin saturation (SpMet), total hemoglobin concentration (SpHb), and/or respiratory rate (RRa). The Masimo Radical-7 Pulse CO-Oximeter and accessories are indicated for use with adult, pediatric, and neonatal patients during both no motion and motion conditions, and for patients who are well or poorly perfused in hospitals, hospital-type facilities, mobile, and home environments. In addition, the Masimo Radical-7 Pulse CO-Oximeter and accessories are indicated to provide the continuous non-invasive monitoring data obtained from the Masimo Radical-7 Pulse CO-Oximeter and accessories of functional oxygen saturation of arterial hemoglobin (SpO-) and pulse rate to multi-parameter devices for the display of those devices.

    The optional Masimo Radius-7 Wearable Pulse Oximeter and Accessories are indicated for the continuous non-invasive monitoring of functional oxygen saturation of arterial hemoglobin (SpO2), pulse rate, and/or respiratory rate (RRa). The Masimo Radius-7 Wearable Pulse Oximeter and accessories are indicated for use with adult and pediatric patients during both no motion and motion conditions, and for patients who are well or poorly perfused in hospitals and hospital-type facilities.

    The optional ISA product family consists of three types of sidestream gas analyzers (ISA CO2, ISA AX+ and ISA OR+), intended to be connected to other medical backboard devices for monitoring of breath rate and the following breathing gases:

    ISA CO2: CO2

    ISA AX+: CO2, N2O, Halothane, Isoflurane, Enflurane, Sevoflurane and Desflurane

    ISA OR+: CO2, O2, N2O, Halothane, Isoflurane, Enflurane, Sevoflurane and Desflurane

    ISA CO2. ISA AX+ and ISA OR+ are intended to be connected to a patient breathing circuit for monitoring of inspired/expired gases during anesthesia, recovery and respiratory care. The intended environment is the operating suite, intensive care unit and patient room. ISA CO2 is also intended to be used in road ambulances. The intended patient population is adult, pediatric and infant patients.

    The optional SEDLine Sedation Monitor is indicated for use in the operating room (OR). intensive care unit (ICU), and clinical research laboratory. It is intended to monitor the state of the brain by real-time data acquisition and processing of EEG signals. The system includes the Patient State Index (PSI), a proprietary computed EEG variable that is related to the effect of anesthetic agents.

    Device Description

    The Root Monitoring System (Root) is a multifunctional device that monitors vital signs of patients from neonates to adults. Parameters monitored by Root include non-invasive functional oxygen saturation of arterial hemoglobin (SpO2), pulse rate, carboxyhemoglobin saturation (SpCO), methemoglobin saturation (SpMet), total hemoglobin concentration (SpHb), respiratory rate (RRa), inspired/expired gases during anesthesia, recovery and respiratory care, state of the brain by real-time data acquisition and processing of EEG signals, and Patient State Index (PSI) which is an EEG variable that is related to the effect of anesthetic agents.

    Root displays patient monitoring information from the connected modules. Visual alarms are shown on the Root display and audible alarms are generated through the Root internal speaker. When the module is disconnected from Root, the monitoring information from the module is no longer displayed on Root.

    Data from connected modules, including patient monitoring data, can be communicated to network systems. Root also functions as a pass-through means for communicating information between connected devices and network systems.

    AI/ML Overview

    The provided document describes the Masimo Root Monitoring System and its accessories. The submission is for a device modification and new indications for use, specifically the addition of the Masimo Radius-7 Pulse Oximeter module. The document focuses on demonstrating substantial equivalence to a previously cleared predicate device (K140188).

    Here's an analysis of the acceptance criteria and study information:

    1. Table of Acceptance Criteria and Reported Device Performance

    The document does not explicitly present "acceptance criteria" in a typical quantitative format (e.g., target specificity, sensitivity, or quantifiable error rates for a diagnostic device). Instead, the performance is evaluated through various verification and validation tests against established standards and the functionality of the predicate device. The acceptance criterion for each test appears to be "Pass," indicating successful completion and meeting predefined internal requirements.

    Monitored ParameterTest DescriptionTest ObjectiveStudy EndpointsResults SummaryConclusion
    SpO2, PR, and RRaDisplay verification of Root and Radius-7 moduleTo verify Root user interface when connected to Radius-7Test personnel began and ended test cases for the Root with Radius-7 user interface, and recorded the test results per test procedures.PassRoot correctly displayed monitoring information from Radius-7.
    SpO2, PR, PI, PVI and RRaDisplay validation of Radius-7 moduleTo validate human factors/usabilityClinicians (users) started and completed the usability test cases and recorded the test results per test procedures.PassRadius-7's ease of use was validated by the clinicians.
    SpO2, PR, and RRaDisplay validation of Radius-7 module (for Root and Radius-7)To validate human factors/usability for Root and Radius-7Clinicians (users) started and completed the usability test cases and recorded the test results per test procedures.PassRadius-7's ease of use was validated by the clinicians.
    N/A (General battery)Battery life and operation verification for Radius-7 moduleTo verify battery life and operation for Radius-7Test personnel began and ended battery life/operation test cases, and recorded the test results per test procedures.PassRadius-7's battery life and operation was verified to work properly.
    N/A (Display/speaker)Visual/audio alarm verification for Radius-7 moduleTo verify visual/audio alarm compliance to IEC 60601-1-8Test personnel began and ended visual/audio alarm test cases per the IEC standards, and recorded test results.PassRadius-7 visual/audio alarms are compliant to IEC60601-1-8.
    SpO2, PR, and RRaVisual/audio alarm verification for Root and Radius-7To verify audio and visual alarms on RootTest personnel began and ended audio/visual alarm verification test cases, and recorded test results per test procedures.PassRoot correctly generated visual/audio alarms from Radius-7.
    N/A (General wireless)Wireless (Bluetooth) connection verification for Root and Radius-7To verify Bluetooth connection between Root and Radius-7Test personnel began and ended Bluetooth verification test cases, and recorded test results per test procedures.PassRoot properly connected to Radius-7 via Bluetooth connection.
    N/A (General wireless)Wireless connection verification for Root and Radius-7To verify wireless co-existence per FDA Wireless GuidanceTest personnel began and ended wireless co-existence testing per FDA Guidance, and recorded the test results.PassRoot with Radius-7 met FDA Wireless Guidance requirements for wireless co-existence testing.
    N/A (General wireless)Wireless connection verification for Root and Radius-7To verify wireless quality of service per FDA Wireless GuidanceTest personnel began and ended wireless quality of service testing verification per FDA Guidance, and recorded test results.PassRoot with Radius-7 met FDA Wireless Guidance requirements for wireless quality of service testing.
    SpO2, PR, SpCO, SpMet, SpHb, RRaDisplay verification of Root and Radical-7 moduleTo verify Eagle (Root) user interfaceTest personnel began and ended test cases for the Root user interface, and recorded the test results per test procedures.PassRoot correctly displayed monitoring information from the connected modules.
    SpO2, PR, SpCO, SpMet, SpHb, RRa, Breathing Gases, RR, EEG and PSIDisplay validation of Root and Radical-7, ISA, and Sedline modulesTo validate human factors/usabilityClinicians (users) started and completed the usability test cases and recorded the test results per test procedures.PassRoot's ease of use was validated by the clinicians.
    EEG and PSIDisplay verification of Root and Sedline moduleTo verify Sedline indicator and displayTest personnel began and ended test cases for indicator/display verification, and recorded the test results per test procedures.PassRoot correctly displayed monitoring information from the Sedline module.
    Breathing Gases and RRDisplay verification of Root and ISA moduleTo verify ISA module indicator and displayTest personnel began and ended test cases for indicator/display verification, and recorded the test results per test procedures.PassRoot correctly displayed monitoring information from the ISA module.
    N/A (General wireless)Wireless interface verification of information from any connected moduleTo verify the wireless communication between a module fixture and RootTest personnel began and ended test cases for the wireless interface verification, and recorded the test results per test procedures.PassA module fixture wirelessly connected to Root in the similar communication as a wired connection.
    N/A (General docking)Docking station function verification for Root and Radical-7To verify battery managementTest personnel began and ended battery management test cases, and recorded the test results per test procedures.PassRoot docking station interfaced correctly with the Radical-7 module.
    EEG and PSIMOC-9 interface verification for Root and Sedline moduleTo verify MOC-9 Port EEPROMTest personnel began and ended MOC-9 EEPROM verification test cases, and recorded the test results per test procedures.PassThe MOC-9 interface functioned correctly in EEPROM identification.
    Breathing gases, RR, EEG and PSMOC-9 interface verification for Root and ISA and Sedline modulesTo verify EEPROM Identification for Iris and MOC-9Test personnel began and ended EEPROM Identification test cases for Iris and MOC-9, and recorded test results per test procedures.PassThe MOC-9 and Iris interfaces functioned correctly in EEPROM identification for connected modules.
    Breathing Gases and RRRoot and ISA module verificationTo verify Root/PhaseIn (ISA) capnography module integrationTest personnel began and ended ISA integration test cases, and recorded the test results per test procedures.PassRoot correctly displayed monitoring information from the ISA module.
    EEG and PSIRoot and Sedline module verificationTo verify Root/Sedline integrationTest personnel began and ended Sedline integration test cases, and recorded the test results per test procedures.PassRoot correctly displayed monitoring information from the Sedline module.
    EEG and PSIRoot and Sedline module verificationTo verify Sedline board communicationTest personnel began and ended Sedline board communication test cases, and recorded test results per test procedures.PassRoot correctly communicated with the Sedline module.
    N/A (Display/speaker)Visual/audio alarm verification for RootTo verify visual/audio alarm compliance to IEC 60601-1-8Test personnel began and ended visual/audio alarm test cases per the IEC standards, and recorded test results.PassRoot visual/audio alarms are compliant to IEC60601-1-8.
    SpO2, PR, SpCO, SpMet, SpHb, RRa, Breathing Gases, RR, EEG and PSIVisual/audio alarm verification for Root and Radical-7, ISA, and Sedline modulesTo verify visual/audio alarm acknowledgmentTest personnel began and ended visual/audio alarm acknowledgment test cases, and recorded the test results per test procedures.PassRoot correctly generated visual/audio alarms from the connected modules.
    SpO2, PR, SpCO, SpMet, SpHb, RRa, Breathing Gases, RR, EEG and PSIVisual/audio alarm verification for Root and Radical-7, ISA, and Sedline modulesTo verify audio and visual alarmsTest personnel began and ended audio/visual alarm verification test cases, and recorded test results per test procedures.PassRoot correctly generated visual/audio alarms from the connected modules.
    SpO2, PR, SpCO, SpMet, SpHb, RRa, Breathing Gases, RR, EEG and PSIAlarm limit controls verification for Root and Radical-7, ISA, and Sedline modulesTo verify alarm limit controlsTest personnel began and ended alarm limit controls verification test cases, and recorded test results per test procedures.PassRoot correctly generated alarm limits from the connected modules.
    N/A (General wired)Wired connection verification for RootTo verify Ethernet connectionTest personnel began and ended Ethernet verification test cases, and recorded test results per test procedures.PassRoot functioned correctly in its connectivity via the Ethernet.
    N/A (General wired)Wired connection verification for RootTo verify Iris connectivity to network systemTest personnel began and ended Iris/Patient SafetyNet connectivity test cases, and recorded test results per test procedures.PassRoot's Iris interface functioned correctly in its connectivity to system networks such as the Patient SafetyNet.
    N/A (General wireless)Wireless connection verification for RootTo verify internal radio moduleTest personnel began and ended radio module verification test cases, and recorded test results per test procedures.PassRoot's internal radio module performed correctly.
    N/A (General wireless)Wireless connection verification for RootTo verify wireless co-existence per FDA Wireless GuidanceTest personnel began and ended wireless co-existence testing per FDA Guidance, and recorded the test results.PassRoot met FDA Wireless Guidance requirements for wireless co-existence testing.
    N/A (General wireless)Wireless connection verification for RootTo verify wireless quality of service per FDA Wireless GuidanceTest personnel began and ended wireless quality of service testing verification per FDA Guidance, and recorded test results.PassRoot met FDA Wireless Guidance requirements for wireless quality of service testing.

    2. Sample Size for the Test Set and Data Provenance

    The document does not specify a quantitative "sample size" in terms of patients or cases for most of the tests. The tests are described as functional verification and usability studies.

    • For "Display validation of Radius-7 module" and "Display validation of Root and Radical-7, ISA, and Sedline modules": The document mentions "Clinicians (users)" participated in usability tests. The exact number of clinicians is not provided.
    • For all other verification tests: "Test personnel" conducted the tests. No specific number is provided.
    • Data Provenance: The studies appear to be internal, non-clinical (laboratory/in-house) verification and validation tests, not involving real-world patient data collection from a specific country or in a retrospective/prospective manner.

    3. Number of Experts Used to Establish the Ground Truth for the Test Set and Qualifications

    This section is not applicable in the traditional sense for this type of device submission. The "ground truth" for these functional and usability tests is established by adherence to engineering specifications, regulatory standards (like IEC 60601-1-8), and successful operation as designed.

    • Usability testing: Involved "Clinicians (users)," implying healthcare professionals as experts for evaluating usability. Specific qualifications (e.g., years of experience, specialty) are not detailed.
    • For other verification tests, "Test personnel" are likely engineers or technicians qualified to conduct technical evaluations.

    4. Adjudication Method for the Test Set

    No formal adjudication method like "2+1" or "3+1" is described. The acceptance criterion for all tests is simply "Pass," meaning the device either successfully performed the function or met the standard, or it did not. This implies a binary outcome based on whether the test objectives and endpoints were met, likely determined by the test personnel or clinicians involved.

    5. Multi-Reader Multi-Case (MRMC) Comparative Effectiveness Study

    No MRMC comparative effectiveness study was done or mentioned. This type of study is typically performed for diagnostic devices where human readers interpret patient data (e.g., images) with and without AI assistance to measure improvement in diagnostic accuracy. The Masimo Root Monitoring System is a monitoring system and user interface, not a diagnostic imaging AI algorithm.

    6. Standalone Performance (Algorithm Only Without Human-in-the-Loop) Performance

    The device itself is a "monitoring system and accessories" that functions as a user interface and communication hub for previously cleared modules. Its primary function is to display data, generate alarms, and connect to networks. Therefore, "standalone" performance in the context of an algorithm's diagnostic accuracy without human involvement is not a relevant metric for this device. The performance evaluated here is the functionality and safety of the monitoring system itself, especially its new integration with the Radius-7 module.

    7. Type of Ground Truth Used

    The "ground truth" is based on:

    • Engineering specifications and design requirements: For successful display, connectivity, and communication functions.
    • Regulatory standards: Such as IEC 60601-1-8 for alarm compliance, IEC 60601-1 and IEC 60601-1-2 for electrical safety and EMC, ISO-10993 for biocompatibility, and FDA guidances for Usability, Wireless, and Software.
    • Functionality of previously cleared predicate devices/modules: The Root system primarily integrates and acts as a user interface for these existing, cleared technologies.

    8. Sample Size for the Training Set

    The document does not describe any machine learning or AI components that would require a "training set" in the conventional sense. The device's functionality is based on established hardware and software integration, not data-driven model training.

    9. How the Ground Truth for the Training Set Was Established

    As no training set is mentioned or implied for machine learning, this question is not applicable.

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    K Number
    K140188
    Manufacturer
    Date Cleared
    2014-06-25

    (152 days)

    Product Code
    Regulation Number
    870.2300
    Reference & Predicate Devices
    Why did this record match?
    Device Name :

    MASIMO ROOT MONITORING SYSTEM

    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The Masimo Root Monitoring System is indicated for use by healthcare professionals for the monitoring of multiple physiological parameters in healthcare environments.

    The Masimo Root Monitoring System can communicate with network systems for supplemental remote viewing and alarming (e.g., at a central station).

    The optional Masimo Radical 7 Pulse CO-Oximeter and Accessories are indicated for the continuous non-invasive monitoring of functional oxygen saturation of arterial hemoglobin (SpO2), pulse rate, carboxyhemoglobin saturation (SpCO), methemoglobin saturation (SpMet), total hemoglobin concentration (SpHb), and/or respiratory rate (RRa). The Masimo Radical 7 Pulse CO-Oximeter and accessories are indicated for use with adult, pediatric, and neonatal patients during both no motion conditions, and for patients who are well or poorly perfused in hospital-type facilities, mobile, and home environments. In addition, the Masimo Radical 7 Pulse CO-Oximeter and accessories are indicated to provide the continuous non-invasive monitoring data obtained from the Masimo Radical 7 Pulse CO-Oximeter and accessories of functional oxygen saturation of arterial hemoglobin (SpO2) and pulse rate to multi-parameter devices for the display of those devices.

    The optional ISA product family consists of three types of sidestream gas analyzers (ISA CO2. ISA AX+ and ISA OR+), intended to be connected to other medical backboard devices for monitoring of breath rate and the following breathing gases:

    ISA CO2: CO2

    ISA AX+: CO2, N2O, Halothane, Isoflurane, Enflurane, Sevoflurane and Desflurane

    ISA OR+: CO2, O2, N2O, Halothane, Isoflurane, Enflurane, Sevoflurane and Desflurane

    ISA CO2, ISA AX+ and ISA OR+ are intended to be connected to a patient breathing circuit for monitoring of inspired/expired gases during anesthesia, recovery and respiratory care. The intended environment is the operating suite, intensive care unit and patient room. ISA CO2 is also intended to be used in road ambulances. The intended patient population is adult, pediatric and infant patients.

    The optional SEDLine Sedation Monitor is indicated for use in the operating room (OR), intensive care unit (ICU), and clinical research laboratory. It is intended to monitor the state of the brain by real-time data acquisition and processing of EEG signals. The system includes the Patient State Index (PSI), a proprietary computed EEG variable that is related to the effect of anesthetic agents.

    Device Description

    The Root Monitoring System (Root) is a multifunctional device that monitors vital signs of patients from neonates to adults. Parameters monitored by Root include non-invasive functional oxygen saturation of arterial hemoglobin (SpO2), pulse rate, carboxyhemoglobin saturation (SpCO), methemoglobin saturation (SpMet), total hemoglobin concentration (SpHb), respiratory rate (RRa), inspired/expired gases during anesthesia, recovery and respiratory care, state of the brain by real-time data acquisition and processing of EEG signals, and Patient State Index (PSI) which is an EEG variable that is related to the effect of anesthetic agents.

    Root displays patient monitoring information from the connected modules. Visual alarms are shown on the Root display and audible alarms are generated through the Root internal speaker. When the module is disconnected from Root, the monitoring information from the module is no longer displayed on Root.

    Data from connected modules, including patient monitoring data, can be communicated to network systems. Root also functions as a pass-through means for communicating information between connected devices and network systems.

    AI/ML Overview

    Here's an analysis of the provided text regarding the Masimo Root Monitoring System's acceptance criteria and studies:

    1. Table of Acceptance Criteria and Reported Device Performance

    Monitored ParameterTest DescriptionTest ObjectiveStudy Endpoints (Acceptance Criteria)Results Summary (Reported Performance)Conclusion
    SpO2, PR, SpCO, SpMet, SpHb and RRaDisplay verificationTo verify Root user interfaceTest personnel began and ended test cases for the Root user interface, and recorded the test results per test procedures.PassRoot correctly displayed monitoring information from the connected modules.
    SpO2, PR, SpCO, SpMet, SpHb, RRa, Breathing Gases, RR, EEG and PSIDisplay validation of Radical 7, ISA and Sedline modulesTo validate human factors/ usabilityClinicians (users) started and completed the usability test cases and recorded the test results per test procedures.PassRoot's ease of use was validated by the clinicians.
    SpO2, PR, SpCO, SpMet, SpHb, RRa, Breathing Gases, RR, EEG and PSIDisplay validationTo validate human factors/ usabilityClinicians (users) started and completed the usability test cases and recorded the test results per test procedures.PassRoot's ease of use was validated by the clinicians.
    EEG and PSIDisplay verification of Sedline moduleTo verify Sedline indicator and displayTest personnel began and ended test cases for indicator/display verification, and recorded the test results per test procedures.PassRoot correctly displayed monitoring information from the Sedline module.
    Breathing Gases and RRDisplay verification of ISA moduleTo verify ISA module indicator and displayTest personnel began and ended test cases for indicator/display verification, and recorded the test results per test procedures.PassRoot correctly displayed monitoring information from the ISA module.
    N/A. General wireless functionsWireless interface verification of information from any connected moduleTo verify the wireless communication between a module fixture and RootTest personnel began and ended test cases for the wireless interface verification, and recorded the test results per test procedures.PassA module fixture wirelessly connected to Root in the similar communication as a wired connection.
    N/A. General docking functionsDocking station function verificationTo verify battery managementTest personnel began and ended battery management test cases, and recorded the test results per test procedures.PassRoot docking station interfaced correctly with the Radical 7.
    EEG and PSIMOC-9 interface verificationTo verify MOC-9 Port EEPROMTest personnel began and ended MOC-9 EEPROM verification test cases, and recorded the test results per test procedures.PassThe MOC-9 interface functioned correctly in EEPROM identification.
    N/A. Breathing gases, RR, EEG and PSIMOC-9 interface verificationTo verify EEPROM Identification for Iris and MOC-9Test personnel began and ended EEPROM Identification test cases for Iris and MOC-9, and recorded test results per test procedures.PassThe MOC-9 and Iris interfaces functioned correctly in EEPROM identification for connected modules.
    Breathing Gases and RRRoot and ISA module verificationTo verify Root/PhaseIn (ISA) capnography module integrationTest personnel began and ended ISA integration test cases, and recorded the test results per test procedures.PassRoot correctly displayed monitoring information from the ISA module.
    EEG and PSIRoot and Sedline module verificationTo verify Root/Sedline integrationTest personnel began and ended Sedline integration test cases, and recorded the test results per test procedures.PassRoot correctly displayed monitoring information from the Sedline module.
    EEG and PSIRoot and Sedline module verificationTo verify Sedline board communicationTest personnel began and ended Sedline board communication test cases, and recorded test results per test procedures.PassRoot correctly communicated with the Sedline module.
    N/A. General display and speaker functionsVisual/audio alarm verificationTo verify visual/audio alarm compliance to IEC 60601-1-8Test personnel began and ended visual/audio alarm test cases per the IEC standards, and recorded test results.PassRoot visual/audio alarms are compliant to IEC60601-1-8.
    SpO2, PR, SpCO, SpMet, SpHb, RRa, Breathing Gases, RR, EEG and PSIVisual/audio alarm verificationTo verify visual/audio alarm acknowledgmentTest personnel began and ended visual/audio alarm acknowledgment test cases, and recorded the test results per test procedures.PassRoot correctly generated visual/audio alarms from the connected modules.
    SpO2, PR, SpCO, SpMet, SpHb, RRa, Breathing Gases, RR, EEG and PSIVisual/audio alarm verificationTo verify audio and visual alarmsTest personnel began and ended audio/visual alarm verification test cases, and recorded test results per test procedures.PassRoot correctly generated visual/audio alarms from the connected modules.
    SpO2, PR, SpCO, SpMet, SpHb, RRa, Breathing Gases, RR, EEG and PSIAlarm limit controls verificationTo verify alarm limit controlsTest personnel began and ended alarm limit controls verification test cases, and recorded test results per test procedures.PassRoot correctly generated alarm limits from the connected modules.
    N/A. General wired connectionWired connection verificationTo verify Ethernet connectionTest personnel began and ended Ethernet verification test cases, and recorded test results per test procedures.PassRoot functioned correctly in its connectivity via the Ethernet.
    N/A. General wired connectionWired connection verificationTo verify Iris connectivity to network systemTest personnel began and ended Iris/Patient SafetyNet connectivity test cases, and recorded test results per test procedures.PassRoot's Iris interface functioned correctly in its connectivity to system networks such as the Patient SafetyNet.
    N/A. General wireless connectionWireless connection verificationTo verify internal radio moduleTest personnel began and ended radio module verification test cases, and recorded test results per test procedures.PassRoot's internal radio module performed correctly.
    N/A. General wireless connectionWireless co-existence per FDA Wireless GuidanceTo verify wireless co-existence per FDA Wireless GuidanceTest personnel began and ended wireless co-existence testing per FDA Guidance, and recorded the test results.PassRoot met FDA Wireless Guidance requirements for wireless co-existence testing.
    N/A. General wireless connectionWireless quality of service per FDA Wireless GuidanceTo verify wireless quality of service per FDA Wireless GuidanceTest personnel began and ended wireless quality of service testing verification per FDA Guidance, and recorded test results.PassRoot met FDA Wireless Guidance requirements for wireless quality of service testing.

    2. Sample Size Used for the Test Set and Data Provenance

    The provided document refers to "test cases" for various verifications. However, the exact sample sizes (number of test cases or specific data points) for the test sets are not explicitly mentioned for most tests. The provenance of the data is not specified in terms of country of origin, nor is it explicitly stated whether the data was retrospective or prospective. The tests appear to be laboratory/engineering verification tests rather than clinical studies with patient data.

    For "Display validation of Radical 7, ISA and Sedline modules" and "Display validation" related to human factors/usability, it states "Clinicians (users) started and completed the usability test cases...". This suggests prospective testing with users.

    3. Number of Experts Used to Establish the Ground Truth for the Test Set and Qualifications of Those Experts

    For the majority of the tests (display verification, interface verification, alarm verification, etc.), the ground truth was established based on the expected functional behavior of the device according to its design specifications and relevant standards (e.g., IEC standards). The document indicates "Test personnel began and ended test cases... and recorded the test results per test procedures." These "test personnel" would be the experts verifying against the predetermined criteria. Their specific qualifications (e.g., experience level, specific certifications) are not detailed.

    For the "Display validation (human factors/usability)" tests, the ground truth was established by "Clinicians (users)." Their specific number or qualifications (e.g., "radiologist with 10 years of experience") are not detailed, beyond being identified as "clinicians."

    4. Adjudication Method for the Test Set

    The document states that "Test personnel began and ended test cases... and recorded the test results per test procedures." This implies that the results were observed and recorded, likely against a predefined set of expected outcomes for each test case. There is no mention of an adjudication method like "2+1" or "3+1" that would typically involve multiple independent reviewers resolving discrepancies through consensus or a tie-breaker. This suggests a direct pass/fail determination by the test personnel.

    5. If a Multi-Reader Multi-Case (MRMC) Comparative Effectiveness Study was done, If so, what was the effect size of how much human readers improve with AI vs without AI assistance

    No MRMC comparative effectiveness study was done. The device (Masimo Root Monitoring System) is a patient monitor, essentially an alternative user interface and aggregation system for existing cleared modules. It is not an AI-assisted diagnostic tool that would typically undergo an MRMC study comparing human reader performance with and without AI. The studies focused on verifying the functionality, usability, and compliance of the Root system itself.

    6. If a Standalone (i.e. algorithm only without human-in-the-loop performance) was done

    This refers to the performance of the device itself, functioning independently. The tests for "Display verification," "Wireless interface verification," "Docking station function verification," "MOC-9 interface verification," "Root and ISA module verification," "Root and Sedline module verification," "Visual/audio alarm verification," "Alarm limit controls verification," and "Wired connection verification" all assess the standalone performance of the Root system and its integration with modules.

    The overall conclusion is that "the subject device, Masimo Root Monitoring System, is substantially equivalent to its predicates with respect to safety and effectiveness, based on the nonclinical tests discussed above." This implies that its standalone performance was deemed acceptable and comparable to existing devices.

    7. The Type of Ground Truth Used (expert consensus, pathology, outcomes data, etc.)

    The ground truth used for these tests was primarily:

    • Design Specifications and Expected Functional Behavior: For tests like display verification, interface verification, communication, and alarm functionalities, the device's output and behavior were compared against predefined engineering and operational specifications.
    • Compliance with Standards: For alarms and wireless functionalities, the ground truth was adherence to international standards like IEC60601-1-8 and FDA Wireless Guidance.
    • User Feedback/Usability: For the human factors/usability tests, the ground truth was established by the "clinicians (users)" validating the "ease of use." This could be considered a form of expert feedback.

    No pathology or outcomes data was used as ground truth, as this device itself does not diagnose or determine clinical outcomes independently, but rather displays data from other monitoring modules.

    8. The Sample Size for the Training Set

    The document explicitly states "No clinical testing was done." This implies that there was no "training set" in the context of a machine learning or AI algorithm that typically requires large datasets for training. The device's functionality is based on established engineering principles and interaction with pre-cleared modules, rather than models trained on clinical data.

    9. How the Ground Truth for the Training Set was Established

    Since "No clinical testing was done" and there's no mention of a training set, this question is not applicable in the context of this submission. The device's functionality relies on established principles and integration with pre-existing, cleared technologies, rather than being a novel algorithm requiring a training phase with a specific ground truth.

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