K Number
K222552
Device Name
120V Neptune S Rover (0711-001-000);V2 4-Port Manifold (0750-400-000);V2 Specimen Collection Manifold Kit (0750-200-000);V2 Specimen Collection Tray (0750-210-000)
Date Cleared
2022-12-09

(108 days)

Product Code
Regulation Number
878.4780
AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP Authorized
Intended Use
The Neptune S Waste Management System is indicated for use in procedures where collecting and disposing of fluid waste and capturing suctioned tissue specimens is desired. It is intended to be used in operating rooms, pathology, surgical centers, procedure rooms, and for endoscopic procedures, such as colonoscopies, esophagogastroduodenoscopies (EGDs), and bronchoscopies.
Device Description
The Neptune S Waste Management System includes subject devices Neptune S Rover and V2 Manifolds, previously 510k cleared Neptune 2 Docker, and supporting accessories. Neptune S Rover is a mobile device, plugged into a standard 15A hospital-grade AC power outlet and is used to suction and collect waste fluids during surgical or nonsurgical procedures. It can also be used to collect tissue specimens suctioned during these procedures. The Rover provides fluid waste management, fluid volume measurement and contains features designed to specifically aid with tissue specimen collection, including an array of lighting features and a flat worksurface. It was designed with a smaller footprint to accommodate smaller operating rooms or procedure rooms, particularly endoscopy suites. The manifolds are non-sterile, single-use disposables, that act as an interface between the Rover canister and standard medical grade suction tubing. They facilitate the collection of surgical tissue and the removal of fluid waste.
More Information

Not Found

No
The document describes a fluid waste management system with no mention of AI or ML capabilities.

No
The device is described as a waste management system for collecting and disposing of fluid waste and capturing tissue specimens during medical procedures; it does not treat or improve a patient's health condition.

No

The device is described as a "Waste Management System" used for collecting and disposing of fluid waste and capturing tissue specimens during medical procedures. Its function is to manage waste and specimens, not to diagnose medical conditions.

No

The device description explicitly details hardware components like the "Neptune S Rover" (a mobile device plugged into AC power) and "V2 Manifolds" (non-sterile, single-use disposables).

Based on the provided information, the Neptune S Waste Management System is not an In Vitro Diagnostic (IVD) device.

Here's why:

  • Intended Use: The intended use is to collect and dispose of fluid waste and capture suctioned tissue specimens during surgical and non-surgical procedures. This is a physical process of waste management and specimen collection, not a diagnostic test performed on a sample in vitro (outside the body).
  • Device Description: The device is described as a mobile system for suctioning and collecting waste fluids and tissue specimens. It manages fluid waste and aids in specimen collection. This aligns with a surgical/procedural support device, not a device that analyzes biological samples for diagnostic purposes.
  • No Mention of Diagnostic Testing: There is no mention of analyzing the collected fluid or tissue for diagnostic information, such as identifying diseases, conditions, or biomarkers.
  • No Mention of IVD-Specific Components: The description focuses on suction, collection, and waste management components (Rover, manifolds, docker). There are no mentions of reagents, assays, or other components typically associated with IVD devices.

In summary, the Neptune S Waste Management System is a device used during procedures to manage waste and collect specimens, not a device that performs diagnostic tests on those specimens.

N/A

Intended Use / Indications for Use

The Neptune S Waste Management System is indicated for use in procedures where collecting and disposing of fluid waste and capturing suctioned tissue specimens is desired. It is intended to be used in operating rooms, pathology, surgical centers, procedure rooms, and for endoscopic procedures, such as colonoscopies, esophagogastroduodenoscopies (EGDs), and bronchoscopies.

Product codes

JCX

Device Description

The Neptune S Waste Management System includes subject devices Neptune S Rover and V2 Manifolds, previously 510k cleared Neptune 2 Docker, and supporting accessories.

Neptune S Rover is a mobile device, plugged into a standard 15A hospital-grade AC power outlet and is used to suction and collect waste fluids during surgical or nonsurgical procedures. It can also be used to collect tissue specimens suctioned during these procedures. The Rover provides fluid waste management, fluid volume measurement and contains features designed to specifically aid with tissue specimen collection, including an array of lighting features and a flat worksurface. It was designed with a smaller footprint to accommodate smaller operating rooms or procedure rooms, particularly endoscopy suites.

The manifolds are non-sterile, single-use disposables, that act as an interface between the Rover canister and standard medical grade suction tubing. They facilitate the collection of surgical tissue and the removal of fluid waste.

Mentions image processing

Not Found

Mentions AI, DNN, or ML

Not Found

Input Imaging Modality

Not Found

Anatomical Site

Not Found

Indicated Patient Age Range

Not Found

Intended User / Care Setting

Operating rooms, pathology, surgical centers, procedure rooms, and for endoscopic procedures, such as colonoscopies, esophagogastroduodenoscopies (EGDs), and bronchoscopies.

Description of the training set, sample size, data source, and annotation protocol

Not Found

Description of the test set, sample size, data source, and annotation protocol

Not Found

Summary of Performance Studies

The safety and effectiveness of the subject devices in proposed indications for use have been evaluated using retrospective clinical data collected through Post Market Clinical Follow-up (PMCF) survey of predicate device (Neptune 3 Waste Management System) in colonoscopies, EGDs and bronchoscopies procedures. The predicate device performed as expected with no adverse event observed. The data showed 98.3% success rate of all waste fluid and debris removed and 94.7% without removing excess waste fluid and debris than planned. Analysis and evaluation of PMCF data shows that no safety issues or adverse events related to the use of the devices in the clinical procedures as stated in the indications for use.

Key Metrics

98.3% success rate of all waste fluid and debris removed and 94.7% without removing excess waste fluid and debris than planned.

Predicate Device(s)

K153407, K132671

Reference Device(s)

Not Found

Predetermined Change Control Plan (PCCP) - All Relevant Information

Not Found

§ 878.4780 Powered suction pump.

(a)
Identification. A powered suction pump is a portable, AC-powered or compressed air-powered device intended to be used to remove infectious materials from wounds or fluids from a patient's airway or respiratory support system. The device may be used during surgery in the operating room or at the patient's bedside. The device may include a microbial filter.(b)
Classification. Class II.

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Image /page/0/Picture/0 description: The image contains two logos. The logo on the left is the Department of Health & Human Services - USA logo. The logo on the right is the FDA U.S. Food & Drug Administration logo. The FDA logo is in blue.

December 9, 2022

Stryker Instruments Tu Nguyen Staff Regulatory Affairs Specialist 1941 Stryker Way Portage, Michigan 49002

Re: K222552

Trade/Device Name: 120V Neptune S Rover (0711-001-000);V2 4-Port Manifold (0750-400-000);V2 Specimen Collection Manifold Kit (0750-200-000); V2 Specimen Collection Tray (0750-210-000) Regulation Number: 21 CFR 878.4780 Regulation Name: Powered suction pump Regulatory Class: Class II Product Code: JCX Dated: November 7, 2022 Received: November 9, 2022

Dear Tu Nguyen:

We have reviewed your Section 510(k) premarket notification of intent to market the device referenced above and have determined the device is substantially equivalent (for the indications for use stated in the enclosure) to legally marketed predicate devices marketed in interstate commerce prior to May 28, 1976, the enactment date of the Medical Device Amendments, or to devices that have been reclassified in accordance with the provisions of the Federal Food, Drug, and Cosmetic Act (Act) that do not require approval of a premarket approval application (PMA). You may, therefore, market the device, subject to the general controls provisions of the Act. Although this letter refers to your product as a device, please be aware that some cleared products may instead be combination products. The 510(k) Premarket Notification Database located at https://www.accessdata.fda.gov/scripts/cdrh/cfdocs/cfpmn/pmn.cfm identifies combination product submissions. The general controls provisions of the Act include requirements for annual registration, listing of devices, good manufacturing practice, labeling, and prohibitions against misbranding and adulteration. Please note: CDRH does not evaluate information related to contract liability warranties. We remind you, however, that device labeling must be truthful and not misleading.

If your device is classified (see above) into either class II (Special Controls) or class III (PMA), it may be subject to additional controls. Existing major regulations affecting your device can be found in the Code of Federal Regulations, Title 21, Parts 800 to 898. In addition, FDA may publish further announcements concerning your device in the Federal Register.

Please be advised that FDA's issuance of a substantial equivalence determination does not mean that FDA has made a determination that your device complies with other requirements of the Act or any Federal statutes and regulations administered by other Federal agencies. You must comply with all the Act's

1

requirements, including, but not limited to: registration and listing (21 CFR Part 807); labeling (21 CFR Part 801); medical device reporting of medical device-related adverse events) (21 CFR 803) for devices or postmarketing safety reporting (21 CFR 4, Subpart B) for combination products (see https://www.fda.gov/combination-products/guidance-regulatory-information/postmarketing-safety-reportingcombination-products); good manufacturing practice requirements as set forth in the quality systems (OS) regulation (21 CFR Part 820) for devices or current good manufacturing practices (21 CFR 4, Subpart A) for combination products; and, if applicable, the electronic product radiation control provisions (Sections 531-542 of the Act); 21 CFR 1000-1050.

Also, please note the regulation entitled, "Misbranding by reference to premarket notification" (21 CFR Part 807.97). For questions regarding the reporting of adverse events under the MDR regulation (21 CFR Part 803), please go to https://www.fda.gov/medical-device-safety/medical-device-reportingmdr-how-report-medical-device-problems.

For comprehensive regulatory information about mediation-emitting products, including information about labeling regulations, please see Device Advice (https://www.fda.gov/medicaldevices/device-advice-comprehensive-regulatory-assistance) and CDRH Learn (https://www.fda.gov/training-and-continuing-education/cdrh-learn). Additionally, you may contact the Division of Industry and Consumer Education (DICE) to ask a question about a specific regulatory topic. See the DICE website (https://www.fda.gov/medical-device-advice-comprehensive-regulatoryassistance/contact-us-division-industry-and-consumer-education-dice) for more information or contact DICE by email (DICE@fda.hhs.gov) or phone (1-800-638-2041 or 301-796-7100).

Sincerely,

Jessica Carr -S

for Long Chen, Ph.D. Assistant Director DHT4A: Division of General Surgery Devices OHT4: Office of Surgical and Infection Control Devices Office of Product Evaluation and Quality Center for Devices and Radiological Health

Enclosure

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Indications for Use

Form Approved: OMB No. 0910-0120 Expiration Date: 06/30/2023 See PRA Statement below.

Submission Number (if known)

K222552

Device Name

120V Neptune S Rover (0711-001-000);

V2 4-Port Manifold (0750-400-000);

V2 Specimen Collection Manifold Kit (0750-200-000);

V2 Specimen Collection Tray (0750-210-000)

Indications for Use (Describe)

The Neptune S Waste Management System is indicated for use in procedures where collecting and disposing of fluid waste and capturing suctioned tissue specimens is desired. It is intended to be used in operating rooms, pathology, surgical centers, procedure rooms, and for endoscopic procedures, such as colonoscopies, esophagogastroduodenoscopies (EGDs), and bronchoscopies.

Type of Use (Select one or both, as applicable)

Prescription Use (Part 21 CFR 801 Subpart D)

Over-The-Counter Use (21 CFR 801 Subpart C)

CONTINUE ON A SEPARATE PAGE IF NEEDED.

This section applies only to requirements of the Paperwork Reduction Act of 1995.

DO NOT SEND YOUR COMPLETED FORM TO THE PRA STAFF EMAIL ADDRESS BELOW.

The burden time for this collection of information is estimated to average 79 hours per response, including the time to review instructions, search existing data sources, gather and maintain the data needed and complete and review the collection of information. Send comments regarding this burden estimate or any other aspect of this information collection, including suggestions for reducing this burden, to:

Department of Health and Human Services Food and Drug Administration Office of Chief Information Officer Paperwork Reduction Act (PRA) Staff PRAStaff(@fda.hhs.gov

"An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid OMB number."

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1.0 Applicant Information

1.1 Applicant Name and Address

Stryker Instruments 1941 Stryker Way Portage, MI 49002, USA

1.2 Contact Information

Contact Name:Tu Nguyen
Telephone Number:(817) 932-4541
Email:tu.nguyen2@stryker.com

2.0 Device Information

2.1 Device Name

Trade NameNeptune S Waste Management System
Common namePortable suction device
Model Numbers0711-001-000 (120V Neptune S Rover)
0750-400-000 (V2 4-Port Manifold)
0750-200-000 (V2 Specimen Collection Manifold Kit)
0750-210-000 (V2 Specimen Collection Tray)
ClassificationClass 2
Classification NamePowered suction pump
Regulation Number878.4780
Product CodeJCX (Class 2) - Apparatus, Suction, Ward Use, Portable, Ac-
Powered

2.2 Legally Marketed Predicate Devices

Predicate Device Trade Name510(k)Product CodeManufacturer
Neptune 3 Waste Management
SystemK153407JCXStryker Instruments
1941 Stryker Way
Portage, MI 49002
Neptune 2 ManifoldsK132671JCXStryker Instruments
1941 Stryker Way
Portage, MI 49002

2.3 Device Description

The Neptune S Waste Management System includes subject devices Neptune S Rover and V2 Manifolds, previously 510k cleared Neptune 2 Docker, and supporting accessories.

Neptune S Rover is a mobile device, plugged into a standard 15A hospital-grade AC power outlet and is used to suction and collect waste fluids during surgical or nonsurgical procedures. It can also be used to collect tissue specimens suctioned during these procedures. The Rover

4

provides fluid waste management, fluid volume measurement and contains features designed to specifically aid with tissue specimen collection, including an array of lighting features and a flat worksurface. It was designed with a smaller footprint to accommodate smaller operating rooms or procedure rooms, particularly endoscopy suites.

The manifolds are non-sterile, single-use disposables, that act as an interface between the Rover canister and standard medical grade suction tubing. They facilitate the collection of surgical tissue and the removal of fluid waste.

2.4 Indication for Use

The Neptune S Waste Management System is indicated for use in procedures where collecting and disposing of fluid waste and capturing suctioned tissue specimens is desired. It is intended to be used in operating rooms, pathology, surgical centers, procedure rooms, and for endoscopic procedures, such as colonoscopies, esophagogastroduodenoscopies (EGDs), and bronchoscopies.

2.5 Indication for Use Comparison

The indication for capturing suctioned tissue specimen on Neptune S Waste Management System is not a new intended use or feature of the product as compared to the predicate device because indication for tissue specimen collection is already in scope of predicate device. It is simply being described more directly within the indications for use section of the Neptune S's product labeling.

The addition of use in endoscopic procedures such as colonoscopy,

esophagogastroduodenoscopy (EGD), and bronchoscopy is also not a new intended use of the product as compared to the predicate because these specific indications ordinarily fall within the general use of both the subject device and predicate device.

Substantial equivalence of the addition of these specific indications compared to the predicate IFU was additionally supported by the assessment of clinical evidence as described in Section 2.8 below.

In conclusion, the intended use of the Neptune S Waste Management System is the same as the predicate device.

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2.6 Technological Comparison

The technological comparison between the subject devices (Neptune S Rover and V2 Manifolds) and the predicate devices (Neptune 3 Rover and Neptune 2 Manifolds) is included in table below. The Neptune 3 Waste Management System was cleared under 510(k) number K153407. The Neptune 2 Manifolds, which is used in Neptune 3 Waste Management System, was cleared under 510(k) number K132671.

| Item | Subject Device:
Neptune S Rover and V2
Manifolds | Predicate Device:
Neptune 3 Rover and Neptune 2
Manifolds |
|-----------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|
| Main System
Components | Neptune S Rover
V2 Manifolds: 4-port, specimen
collection | Neptune 3 Rover
Neptune 2 Manifolds: 1-port, 4-port,
4-port specimen collection |
| Operating
Principle | Fluid waste is suctioned from the
surgical site through suction tubes
connected to the inlet port(s) of a
disposable, nonsterile, single
patient use manifold installed in the
rover. Suction is created via an
integrated vacuum pump. The
manifold facilitates the collection
of surgical tissue and the removal of
fluid waste.

Once suctioned, the fluid waste is
collected in the internal canister of
the rover during a procedure. The
rover provides fluid waste
management, fluid volume
measurement, a lighted canister for
viewing of canister contents, a
specimen light for viewing captured
tissue specimen, and a lighted work
surface for specimen transfer. Fluid
volume measurements are shown
on the main control panel display
and the secondary control panel
display.

After use in a procedure, the rover is
relocated and attached to the docker,
which is typically installed in a
healthcare facility waste disposal
area. Once the rover is attached, the
docker empties the rover's canister of
fluid waste for subsequent disposal.
Cleaning of the interior of the | Fluid waste is suctioned from the
surgical site through suction tubes
connected to the inlet port(s) of a
disposable, nonsterile, single patient
use manifold installed in the rover.
Suction is created via an integrated
vacuum pump. The manifold
facilitates the collection of surgical
tissue and the removal of fluid
waste.

Once suctioned, the fluid waste is
collected in 2 internal canisters of
the rover during a procedure. The
rover provides fluid waste
management, fluid volume
measurement, a lighted canister for
viewing of canister contents, a
motorized IV pole, and a smoke
evacuation unit. Fluid volume
measurements are shown on the
main control panel display and the
top swivel display.

After use in a procedure, the rover is
relocated and attached to the docker,
which is typically installed in a
healthcare facility waste disposal
area. Once the rover is attached, the
docker empties the rover's canisters
of fluid waste for subsequent
disposal. Cleaning of the interior of |
| | | |
| | canister takes place immediately
after the removal of fluid waste. | the canister takes place immediately
after the removal of fluid waste. |
| Energy
Source | 120V, 60Hz, 6A | 120V, 60Hz, 12A |
| Intended Use
Environment | Operating rooms, pathology, surgical
centers, procedure rooms | Operating room, pathology, surgical
centers, and doctor's offices |
| User
Interface | 7" LCD touchscreen Membrane
Control Panel Suction Control Dial | 8.4" LCD touchscreen
7" Top Display Suction Control Dials |

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2.7 Non-Clinical Tests Summary & Conclusion

The function and performance of the subject devices (Neptune S Waste Management System) have been evaluated through non-clinical design verification testing. The results of the evaluation tests demonstrate that the subject devices successfully meet the requirements of their intended use. A summary of the testing and the results are included in the table below.

Test ItemSummary of Testing
Intended Use/ User NeedsThe subject devices were validated with intended users in simulated use tests to ensure the user needs and intended use requirements were met. All requirements were met and no new issues of safety or effectiveness were raised.
SafetyVerified the effectiveness of all risk controls determined in the device risk analysis. No new issues of safety or effectiveness were raised.
General Requirements and PerformanceVerified all components against their design specifications. All requirements were met and no new issues of safety or effectiveness were raised.
SoftwareSoftware verification and validation testing was conducted as required by IEC 62304 and FDA guidance on general principles of software validation, January 11, 2002. All requirements were met and no new issues of safety or effectiveness were raised.
Electrical, Mechanical, and Thermal SafetyVerified conformance to IEC 60601-1: 2012, IEC 60601-1-6: 2013, IEC 60601-1-8: 2012, IEC 62366:2014
Electromagnetic CompatibilityVerified conformance to IEC 60601-1-2: 2020, CISPR 11 Group 1, Class A requirements as well as additional testing to verify compatibility with RFID devices operating in the 125 - 134 kHz and 13.56 MHz frequency band.
ShippingThe functionality of the devices after simulated shipping conditions was verified. No new issues of safety or effectiveness were raised.

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2.8 Clinical Test Summary &Conclusion

The safety and effectiveness of the subject devices in proposed indications for use have been evaluated using retrospective clinical data collected through Post Market Clinical Follow-up (PMCF) survey of predicate device (Neptune 3 Waste Management System) in colonoscopies, EGDs and bronchoscopies procedures. The predicate device performed as expected with no adverse event observed. The data showed 98.3% success rate of all waste fluid and debris removed and 94.7% without removing excess waste fluid and debris than planned. Analysis and evaluation of PMCF data shows that no safety issues or adverse events related to the use of the devices in the clinical procedures as stated in the indications for use.

2.9 Conclusion

The subject device, Neptune S Waste Management System, including the Neptune S Rover and the V2 Manifolds, perform as intended and are at least as safe and effective their respective predicate devices with regard to intended use, design, principles of operation, technology, materials, and performance. No new issues of safety or effectiveness have been raised.