K Number
K220031
Date Cleared
2023-08-04

(576 days)

Product Code
Regulation Number
864.5220
Reference & Predicate Devices
Predicate For
AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
Intended Use

The Alinity h-series System is an integrated hematology analyzer (Alinity hq) and slide maker stainer (Alinity hs) intended for screening patient populations found in clinical laboratories by qualified health care professionals. The Alinity h-series System can be configured as:

  • · One standalone automated hematology analyzer system.
    · A multimodule system that includes at least one Alinity hq analyzer module and may include one Alinity hs slide maker stainer module.
    The Alinity hq analyzer module provides complete blood count and a 6-part white blood cell differential for normal and abnormal cells in capillary and venous whole blood collected in K2EDTA. The Alinity hq analyzer provides quantitative results for the following measurands: WBC, NEU, %N, MON, %M, EOS, %E, BASO, %B, 1G, %IG, RBC, HCT, HGB, MCV, MCH, MCHC, MCHr, RDW, NRBC, NR/W, RETIC, %R, IRF, PLT, MPV, %oP. The Alinity hq analyzer module is indicated to identify patients with hematologic parameters within and outside of established reference ranges. The Alinity hs slide maker stainer module automates whole blood film preparation and staining and stains externally prepared whole blood smears.
    For in-vitro diagnostic use.
Device Description

The Alinity h-series system is a multimodule system that consists of different combinations of one or more of the following modules: a quantitative multi-parameter automated hematology analyzer (Alinity hg) and an automated slide maker stainer (Alinity hs).
The modules are designed to fit together. Each module has an internal conveyor that enables racks of specimen tubes to be transported between modules. The system can move racks between modules to perform different tests on a given specimen (e.g., make slide smears on the Alinity hs).

AI/ML Overview

Here's an analysis of the acceptance criteria and supporting studies for the Abbott Laboratories Alinity h-series System, based on the provided FDA 510(k) summary:

Key Takeaways from the Document:

  • This 510(k) pertains to the Abbott Alinity h-series System, an integrated hematology analyzer (Alinity hq) and slide maker stainer (Alinity hs).
  • The device provides complete blood count and a 6-part white blood cell differential.
  • The comparison is primarily against a predicate device: Sysmex® XN-Series (XN-10, XN-20) Automated Hematology Analyzers (K112605).
  • The studies presented focus on analytical performance demonstrating substantial equivalence, rather than a comparative effectiveness study with human readers (MRMC).

1. Table of Acceptance Criteria and Reported Device Performance

The document details performance against predefined acceptance criteria, which are largely implied through the presentation of results being "within the predefined acceptance criteria and found to be acceptable." Specific quantitative acceptance criteria are not explicitly stated in a single table but are indicated to have been met for each study type.

Here’s a consolidated table, inferring the acceptance goals from the reported measurements and statistical analyses (e.g., correlation coefficients, bias estimates, precision, sensitivity, specificity).

Performance Metric CategorySpecific Metric / TestAcceptance Criteria (Implicit from "All results met...")Reported Device Performance and Results (Alinity h-series vs. Sysmex® XN-Series where applicable)
Method ComparisonPassing-Bablok/Deming Regression Analysis (r, Slope, Intercept), Bias at Critical PointsAcceptable correlation (high r), slope near 1, intercept near 0; Bias within predefined limitsCorrelation Coefficient (r): Mostly 0.95 - 1.00 (with some exceptions like %B, %IG, BASO, MCHC, %rP) Slope: Mostly ~1.00 Intercept: Mostly ~0.00 Bias: Reported for various measurands at critical points, and stated to be "within the predefined acceptance criteria and found to be acceptable." Sample sizes range from 1545 to 2006 for different measurands
Sensitivity & Specificity (Morphological/Distributional Abnormalities)Sensitivity (for flags)Within predefined acceptance criteriaSensitivity: 80.19% (95% CI: 75.38%, 84.43%)
Specificity (for flags)Within predefined acceptance criteriaSpecificity: 76.40% (95% CI: 71.64%, 80.72%)
Efficiency (for flags)Within predefined acceptance criteriaEfficiency: 78.19% (95% CI: 74.88%, 81.25%)
Precision (Repeatability)Mean, SD, CV, 95% CI for various measurandsCVs and SDs within predefined acceptance criteriaPresented for 32 unique donors (16 normal, 16 pathological), stating "All results met the predefined acceptance criteria."
System ReproducibilityBetween-run, Between-day, Within-laboratory, Betweendevice variance componentsCVs and SDs within predefined acceptance criteriaPresented for control levels (low, normal, high), stating "All results met the predefined acceptance criteria."
LinearityLinear Range for key measurands (RBC, HGB, NRBC, WBC, PLT, RETIC)Demonstrated linearity across specified rangesRBC: 0.00 – 8.08 x 10^6 /μL HGB: 0.04 – 24.14 g/dL NRBC: 0.00 – 26.10 x 10^3 /μL WBC: 0.00 – 449 x 10^3 /μL PLT: 0.06 – 5325 x 10^3 /μL RETIC: 0.05 – 644 x 10^3 /μL. Stated "All results met the predefined acceptance criteria."
CarryoverAbsence of significant carryoverWithin predefined acceptance criteriaStated "All results met the predefined acceptance criteria."
Interfering SubstancesImpact of hemoglobin, triglycerides, bilirubin, cholesterol, elevated WBCs/RBCs/PLTs, microcytic RBCsMeasurands impacted should remain within acceptable limits or flags triggered appropriatelyIdentified specific measurands impacted by certain interferents. Stated "All results met the predefined acceptance criteria."
Limits of Blank, Detection, Quantitation (LoB, LoD, LoQ)Values for WBC, RBC, HGB, PLTWithin predefined acceptance criteriaWBC: LoB 0.01, LoD 0.02, LoQ 0.03 RBC: LoB 0.00, LoD 0.01, LoQ 0.01 HGB: LoB 0.08, LoD 0.11, LoQ 0.05 PLT: LoB 0.15, LoD 0.38, LoQ 0.29. Stated "All results met the predefined acceptance criteria."
Specimen StabilityStability of venous and capillary samples over time and temperatureMaintain stability for specified periods (e.g., up to 24-48 hours at specific temperatures)Supports information provided in system labeling for venous and capillary specimen stability.
Anticoagulant Comparability (K3EDTA vs. K2EDTA)Mean difference or % difference, Regression analysisBias within predefined acceptance criteriaStated "All reportable parameters that were evaluated met their predefined bias acceptance criteria."
Microtainer Capillary vs. Microtube for Automated Process (MAP) ComparabilityMean difference or % difference, Regression analysisBias within predefined acceptance criteriaStated "All reportable parameters that were evaluated met their predefined bias acceptance criteria."
Matrix Comparability (Capillary vs. Venous)Mean difference or % difference, Regression analysisBias within predefined acceptance criteriaStated "All reportable parameters that were evaluated met their predefined bias acceptance criteria."
Sample/Tube Processing Mode Comparability (Open vs. Closed)Mean difference or % difference, Regression analysisBias within predefined acceptance criteriaStated "All reportable parameters that were evaluated met their predefined bias acceptance criteria."
Reference IntervalsEstablishment of adult & pediatric reference intervalsStatistically derived and verified reference intervalsEstablished for adult (> 21 yrs) and pediatric (≤ 21 yrs) populations, including subgroups for neonates, infants, children, and adolescents.

2. Sample Size Used for the Test Set and Data Provenance

  • Method Comparison:

    • Sample Size: 2,194 unique venous and/or capillary specimens.
    • Data Provenance: Not explicitly stated by country, but mentions "7 clinical sites" which implies a multi-center study. The specimens were from pediatric (≤ 21 years) and adult (> 21 years) subjects, including a wide variety of disease states (clinical conditions). This indicates a prospective collection for the purpose of the study.
  • Sensitivity and Specificity:

    • Sample Size (N for analysis): 674 samples for the "Any Morphological Flags and/or Distributional Abnormalities" category. (Individual Ns for TP, FP, FN, TN are provided in the table).
    • Data Provenance: Not explicitly stated by country, but implies multiple sites as it refers to "All Sites Combined – Sensitivity and Specificity." Specimens were venous and capillary. No explicit mention of retrospective/prospective, but implies collection for the study.
  • Precision (Repeatability):

    • Sample Size: 32 unique donors (16 normal, 16 pathological).
    • Data Provenance: Not explicitly stated, implied prospective collection for the study.
  • System Reproducibility:

    • Sample Size: A single lot of Alinity h-series 29P Control (low, normal, high) tested across "three clinical sites" for 5 days with 3 runs/day and a minimum of 2 replicates/run. The N for calculations (e.g., WBC, Low) is 84.
    • Data Provenance: Not explicitly stated for country, but multi-site. Implied prospective testing.
  • Linearity:

    • Sample Size: 9 levels, 4 replicates each, for RBC, HGB, NRBC, WBC, PLT, RETIC.
    • Data Provenance: Not explicitly stated, implied prospective testing.
  • Carryover:

    • Sample Size: Minimum of 4 carryover runs at each of 4 testing sites (minimum 16 total runs per measurand) using high and low target specimens.
    • Data Provenance: Not explicitly stated for country, multi-site. Implied prospective testing.
  • Potentially Interfering Substances:

    • Sample Size: Samples tested for the presence of various interferents. No specific N provided.
    • Data Provenance: Not explicitly stated.
  • Limits of Blank, Detection, and Quantitation (LoB, LoD, LoQ):

    • Sample Size: Minimum of 3 days, 2 unique samples/day, 2 test selections, 5 replicates, 2 reagent lots. No specific overall N provided.
    • Data Provenance: Not explicitly stated.
  • Specimen Stability:

    • Sample Size: Minimum of 10 abnormal and 10 normal venous specimens (K2EDTA/K3EDTA); minimum of 20 normal capillary specimens (K2EDTA/K3EDTA).
    • Data Provenance: Not explicitly stated.
  • Anticoagulant Comparability (K3EDTA vs. K2EDTA):

    • Sample Size: 199 unique adult and pediatric donor sets.
    • Data Provenance: Not explicitly stated.
  • Microtainer Capillary vs. Microtube for Automated Process (MAP) Comparability:

    • Sample Size: 44 unique donor sets (normal whole blood specimens).
    • Data Provenance: Not explicitly stated.
  • Matrix Comparability (Capillary vs. Venous):

    • Sample Size: 76 unique venous and capillary donor sets (normal and abnormal).
    • Data Provenance: Not explicitly stated.
  • Sample/Tube Processing Mode Comparability (Open vs. Closed Mode):

    • Sample Size: 226 unique venous specimens.
    • Data Provenance: Not explicitly stated.
  • Reference Intervals:

    • Adults: 261 unique venous and 1 capillary whole blood specimens from 126 male and 136 female adult subjects.
    • Pediatric: 360 venous or capillary specimens (61 neonates, 68 infants, 109 children, 122 adolescents).
    • Data Provenance: Not explicitly stated for country. "Apparently healthy subjects."

3. Number of Experts Used to Establish the Ground Truth for the Test Set and the Qualifications of Those Experts

The document does not mention the use of experts to establish ground truth for the test set in the context of diagnostic interpretation (e.g., classifying morphological flags from blood films). The "ground truth" for the analytical performance studies (e.g., method comparison, precision) appears to be derived from the predicate device (Sysmex® XN-Series) or established analytical methods.

For the Sensitivity & Specificity study related to identifying distributional abnormalities and morphological flags using blood films, it states the study was "assessed by identifying distributional abnormalities and morphological flags using blood films." This implies a reference method of manual microscopy for validation, which typically involves expert review. However, the number and qualification of experts used to establish this blood film ground truth are not specified in this summary.


4. Adjudication Method for the Test Set

The document does not explicitly describe an adjudication method (like 2+1, 3+1, or none) for establishing ground truth for any of the test sets mentioned (e.g., for morphological flags or disease classification). For analytical studies, the comparative method (predicate device) serves as the reference, not an adjudicated panel.


5. If a Multi-Reader Multi-Case (MRMC) Comparative Effectiveness Study was done, If so, what was the effect size of how much human readers improve with AI vs without AI assistance

No, a Multi-Reader Multi-Case (MRMC) comparative effectiveness study was not conducted or reported in this 510(k) summary. This document focuses on the analytical performance of the Alinity h-series System itself (an automated analyzer), demonstrating its substantial equivalence to a predicate automated analyzer. It is not an AI-assisted diagnostic device where human reader improvement would be a relevant metric.


6. If a standalone (i.e., algorithm only without human-in-the-loop performance) was done

Yes, the studies presented primarily represent the standalone performance of the Alinity h-series System. The "system" (Alinity hq analyzer module) performs quantitative measurements and differentiates blood cells without human intervention in the analytical process itself. The data reported (correlation, bias, precision, sensitivity/specificity of flags, linearity, etc.) reflect the device's performance as a standalone automated analyzer. The "sensitivity and specificity" study, while relying indirectly on blood film assessment (a human process) for its ground truth, measures the device's ability to trigger flags, which is a standalone function.


7. The type of ground truth used (expert consensus, pathology, outcomes data, etc.)

The type of ground truth varies by study:

  • Method Comparison: The predicate device (Sysmex® XN-Series) served as the reference or "ground truth" for comparison purposes.
  • Sensitivity & Specificity: This likely used manual microscopy via blood film review as the reference standard for identifying morphological and distributional abnormalities. The summary does not specify if this involved expert consensus or a single expert's reading.
  • Precision, Reproducibility, Linearity, Carryover, LoB/LoD/LoQ determinations: These technical performance characteristics typically use controlled samples or reference materials with known values, or statistical calculations comparing device measurements to themselves.
  • Interfering Substances, Specimen Stability, Anticoagulant/Matrix/Mode Comparability: These studies assess the device's performance under various conditions against its own baseline or expected performance, or against a comparative sample.
  • Reference Intervals: Established by testing apparently healthy subjects and using statistical methods to define a range of typical values.

8. The sample size for the training set

The document does not explicitly mention a "training set" in the context of an algorithm or AI model development. Since the Alinity h-series System is described as using "flow cytometry and absorption spectrophotometry technologies," it's likely a rule-based or conventional instrument, not primarily an AI/ML-driven device requiring a distinct "training set" in the modern sense. The "rules based rerun / reflex" mentioned under software/hardware (page 8) refers to automated decision logic, not necessarily a machine learning model that undergoes training on a large dataset. Therefore, the concept of a "training set" as it relates to AI/ML is not directly applicable or discussed here.


9. How the ground truth for the training set was established

As there is no explicit mention of a "training set" for an AI/ML algorithm in this 510(k) summary, how its ground truth was established is not detailed. The device primarily relies on established analytical principles of flow cytometry and spectrophotometry.

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August 4, 2023

Abbott Laboratories Neha Vatsyayan Regulatory Affairs Project Manager 4551 Great America Pkwy Santa Clara, California 95054

Re: K220031

Trade/Device Name: Alinity h-series System Regulation Number: 21 CFR 864.5220 Regulation Name: Automated Differential Cell Counter Regulatory Class: Class II Product Code: GKZ Dated: March 29, 2023 Received: March 31, 2023

Dear Neha Vatsyayan:

We have reviewed your Section 510(k) premarket notification of intent to market the device referenced above and have determined the device is substantially equivalent (for the indications for use stated in the enclosure) to legally marketed predicate devices marketed in interstate commerce prior to May 28, 1976, the enactment date of the Medical Device Amendments, or to devices that have been reclassified in accordance with the provisions of the Federal Food, Drug, and Cosmetic Act (Act) that do not require approval of a premarket approval application (PMA). You may, therefore, market the device, subject to the general controls provisions of the Act. Although this letter refers to your product as a device, please be aware that some cleared products may instead be combination products. The 510(k) Premarket Notification Database located at https://www.accessdata.fda.gov/scripts/cdrh/cfdocs/cfpmn/pmn.cfm identifies combination product submissions. The general controls provisions of the Act include requirements for annual registration, listing of devices, good manufacturing practice, labeling, and prohibitions against misbranding and adulteration. Please note: CDRH does not evaluate information related to contract liability warranties. We remind you, however, that device labeling must be truthful and not misleading.

If your device is classified (see above) into either class II (Special Controls) or class III (PMA), it may be subject to additional controls. Existing major regulations affecting your device can be found in the Code of Federal Regulations, Title 21, Parts 800 to 898. In addition, FDA may publish further announcements concerning your device in the Federal Register.

Please be advised that FDA's issuance of a substantial equivalence determination does not mean that FDA has made a determination that your device complies with other requirements of the Act or any Federal statutes and regulations administered by other Federal agencies. You must comply with all the Act's

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requirements, including, but not limited to: registration and listing (21 CFR Part 807); labeling (21 CFR Part 801 and Part 809); medical device reporting of medical device-related adverse events) (21 CFR 803) for devices or postmarketing safety reporting (21 CFR 4, Subpart B) for combination products (see https://www.fda.gov/combination-products/guidance-regulatory-information/postmarketing-safety-reportingcombination-products); good manufacturing practice requirements as set forth in the quality systems (OS) regulation (21 CFR Part 820) for devices or current good manufacturing practices (21 CFR 4, Subpart A) for combination products; and, if applicable, the electronic product radiation control provisions (Sections 531-542 of the Act); 21 CFR 1000-1050.

Also, please note the regulation entitled, "Misbranding by reference to premarket notification" (21 CFR Part 807.97). For questions regarding the reporting of adverse events under the MDR regulation (21 CFR Part 803), please go to https://www.fda.gov/medical-device-safety/medical-device-reportingmdr-how-report-medical-device-problems.

For comprehensive regulatory information about mediation-emitting products, including information about labeling regulations, please see Device Advice (https://www.fda.gov/medicaldevices/device-advice-comprehensive-regulatory-assistance) and CDRH Learn (https://www.fda.gov/training-and-continuing-education/cdrh-learn). Additionally, you may contact the Division of Industry and Consumer Education (DICE) to ask a question about a specific regulatory topic. See the DICE website (https://www.fda.gov/medical-device-advice-comprehensive-regulatoryassistance/contact-us-division-industry-and-consumer-education-dice) for more information or contact DICE by email (DICE@fda.hhs.gov) or phone (1-800-638-2041 or 301-796-7100).

Sincerely,

Min V

Min Wu, Ph.D. Branch Chief Division of Immunology and Hematology Devices OHT7: Office of In Vitro Diagnostics Office of Product Evaluation and Quality Center for Devices and Radiological Health

Enclosure

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Indications for Use

510(k) Number (if known) K220031

Device Name Alinity h-series System

Indications for Use (Describe)

The Alinity h-series System is an integrated hematology analyzer (Alinity hq) and slide maker stainer (Alinity hs) intended for screening patient populations found in clinical laboratories by qualified health care professionals. The Alinity h-series System can be configured as:

  • · One standalone automated hematology analyzer system.
    · A multimodule system that includes at least one Alinity hq analyzer module and may include one Alinity hs slide maker stainer module.

The Alinity hq analyzer module provides complete blood count and a 6-part white blood cell differential for normal and abnormal cells in capillary and venous whole blood collected in K2EDTA. The Alinity hq analyzer provides quantitative results for the following measurands: WBC, NEU, %N, MON, %M, EOS, %E, BASO, %B, 1G, %IG, RBC, HCT, HGB, MCV, MCH, MCHC, MCHr, RDW, NRBC, NR/W, RETIC, %R, IRF, PLT, MPV, %oP. The Alinity hq analyzer module is indicated to identify patients with hematologic parameters within and outside of established reference ranges. The Alinity hs slide maker stainer module automates whole blood film preparation and staining and stains externally prepared whole blood smears.

For in-vitro diagnostic use.

Type of Use ( Select one or both, as applicable )
☑ Prescription Use (Part 21 CFR 801 Subpart D) ☐ Over-The-Counter Use (21 CFR 801 Subpart C) ☑ Prescription Use (Part 21 CFR 801 Subpart D) ☐ Over-The-Counter Use (21 CFR 801 Subpart C)
☑ Prescription Use (Part 21 CFR 801 Subpart D) ☐ Over-The-Counter Use (21 CFR 801 Subpart C)

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Section 5: 510(k) Summary

This summary of the 510(k) safety and effectiveness information is being submitted in accordance with the requirements of SMDA 1990 and 21 CFR 807.92.

I. Applicant Name

Abbott Laboratories 4551 Great America Pkwy, Santa Clara, CA 95054 Date Prepared: April 28, 2023

Contact: Neha Vatsyayan Regulatory Affairs Project Manager Abbott Diagnostics Division Phone: (408) 313 4401 E-Mail: neha.vatsyayan@abbott.com

II. Device Information

Trade name (proprietary name): Alinity h-series system Common name (usual name): Automated Hematology Analyzer and Slide Maker Stainer Classification Name: Automated Differential Cell Counter

III. Regulatory Information

Alinity hq (Analyzer) Device Classification: Class II Regulation Description: Automated Differential Cell Counter Governing Regulation: 21 CFR 864.5220 Code: GKZ Alinity hs (Slide maker stainer) Device Classification: Class I Regulation Description: Automated Slide Stainer Governing Regulation: 21 CFR 864.3800 Code: KPA

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IV. Predicate Device

Sysmex® XN-Series (XN-10, XN-20) Automated Hematology Analyzers (K112605)

V. Device Description

The Alinity h-series system is a multimodule system that consists of different combinations of one or more of the following modules: a quantitative multi-parameter automated hematology analyzer (Alinity hg) and an automated slide maker stainer (Alinity hs).

The modules are designed to fit together. Each module has an internal conveyor that enables racks of specimen tubes to be transported between modules. The system can move racks between modules to perform different tests on a given specimen (e.g., make slide smears on the Alinity hs).

Principles of Operation

The Alinity hq uses flow cytometry and absorption spectrophotometry technologies to measure, count, and calculate hematological parameters in samples.

Two methods are used to introduce a specimen to the Alinity hq module:

  • . Closed-tube processing mode
  • . Open-tube processing mode

The Alinity hs module creates and stains smears from whole blood samples in addition to staining externally prepared smears for morphologic review. The operator selects and may configure staining protocols as needed by the laboratory. The Alinity hs module is configured with the May-Grünwald-Giemsa stain or the Wright-Giemsa stain.

Intended Use

The Alinity h-series system is an integrated hematology analyzer (Alinity hq) and slide maker stainer (Alinity hs) intended for screening patient populations found in clinical laboratories by qualified health care professionals. The Alinity h-series can be configured as:

  • One standalone automated hematology analyzer system. •
  • A multimodule system that includes at least one Alinity hq analyzer module and may . include one Alinity hs slide maker stainer module.

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The Alinity hq analyzer module provides complete blood count and a 6-part white blood cell differential for normal and abnormal cells in capillary and venous whole blood collected in K2EDTA or K3EDTA. The Alinity hq analyzer provides quantitative results for the following measurands: WBC, NEU, %N, LYM, %L, MONO, %M, EOS, %E, BASO, %B, IG, %IG, RBC, HCT, HGB, MCV, MCH, MCHC, MCHr, RDW, NRBC, NR/W, RETIC, %R, IRF, PLT, MPV, %rP. The Alinity hq analyzer module is indicated to identify patients with hematologic parameters within and outside of established reference ranges. The Alinity hs slide maker stainer module automates whole blood film preparation and staining and stains externally prepared whole blood smears.

For in-vitro diagnostic use.

Definitions of Reportable Parameters

Definitions of the reportable parameters are presented in Table 5-1.

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AbbreviationDefinition
White Blood Cell Parameters
BASOBasophil absolute concentration
%BBasophil percentage of WBCs (%BASO)
EOSEosinophil absolute concentration
%EEosinophil percentage of WBCs (%EOS)
IGImmature Granulocyte concentration
%IGImmature Granulocyte percentage
LYMLymphocyte absolute concentration
%LLymphocyte percentage of WBCs (%LYM)
MONOMonocyte absolute concentration
%MMonocyte percentage of WBCs (%MON)
NEUNeutrophil absolute concentration
%NNeutrophil percentage of WBCs (%NEU)
WBCWhite Blood Cell concentration
Table 5-1
Peripheral Whole Blood Reportable Parameters
AbbreviationDefinition
Red Blood Cell Parameters
HCTHematocrit
HGBHemoglobin concentration
IRFImmature Reticulocyte Fraction
MCHMean Cell Hemoglobin
MCHCMean Cell Hemoglobin Concentration
MCHrMean cell hemoglobin of the reticulocyte
MCVMean Cell Volume
NRBCNucleated red blood cell absolute concentration
NR/WNRBCs per 100 WBCs
RETICreticulocyte concentration (RETC)
RBCRed Blood Cell concentration
RDWred blood cell distribution width
%RReticulocyte percentage of RBCs (%RETC)
Platelet Parameters
PLTPlatelet concentration
MPVMean Platelet Volume
%rPReticulated Platelet percentage

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VI. Comparison of Technological Characteristics

The similarities and differences between the subject device and the predicate device are

presented in the Device Similarities and Differences tables below.

Device Similarities
Subject Device:Predicate Device:
ItemAlinity h-series SystemSysmex® XN-Series (XN-10, XN-20)
IntendedUseThe Alinity h-series system is an integratedhematology analyzer (Alinity hq) and slidemaker stainer (Alinity hs) intended forscreening patient populations found inclinical laboratories by qualified health careprofessionals. The Alinity h-series can beconfigured as:• One standalone automated hematologyanalyzer system.• A multimodule system that includes atleast one Alinity hq analyzer module andmay include one Alinity hs slide makerstainer module.The Alinity hq analyzer module providescomplete blood count and a 6-part whiteblood cell differential for normal andabnormal cells in capillary and venouswhole blood collected in K2EDTA orK3EDTA. The Alinity hq analyzer providesquantitative results for the followingmeasurands: WBC, NEU, %N, LYM, %L,ΜΟΝΟ, %M, EOS, %E, BASO, %B,IG, %IG, RBC, HCT, HGB, MCV, MCH,MCHC, MCHr, RDW, NRBC, NR/W,RETIC, %R, IRF, PLT, MPV, %rP. TheAlinity hq analyzer module is indicated toidentify patients with hematologicparameters within and outside of establishedreference ranges. The Alinity hs slide makerstainer module automates whole blood filmpreparation and staining and stainsexternally prepared whole blood smears.For in-vitro diagnostic use.The Sysmex XN-10 and XN-20 modulesare quantitative multi-parameter automatedhematology analyzers intended for in vitrodiagnostic use in screening patientpopulations found in clinical laboratories.The XN-Series modules classify andenumerate the following parameters forwhole blood:WBC, RBC, HGB, HCT, MCV, MCH,MCHC, PLT, NEUT%/#, LYMPH%/#,ΜΟΝΟ%/#, EO%/#, BASO%/#,NRBC%/#, IG%/#, RDW-CV, RDW-SD,MPV, RET%/#, IRF, IPF, RET-He and hasa Body Fluid mode for body fluids. TheBody Fluid mode enumerates the WBC-BF,RBC-BF, MN%/#, PMN%/# and TC-BF#parameters in cerebrospinal fluids (CSF),serous fluids (peritoneal, pleural) andsynovial fluids. Whole blood should becollected in K2 or K3EDTA anticoagulantand serous and synovial fluids in K2EDTAanticoagulant to prevent clotting of fluid.The use of anticoagulants with CSFspecimens is neither required norrecommended.

Table 5-2 Device Similarities and Differences

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Device Similarities (Continued)
ItemSubject Device:Alinity h-series SystemPredicate Device:Sysmex® XN-Series(XN-10, XN-20)
Test PrinciplePerforms hematology analysesaccording to flow cytometrymethod (using Hydro DynamicFocusing) and absorptionspectrophotometry method (usingcyan-methemoglobin).Performs hematology analysesaccording to flow cytometrymethod (using Hydro DynamicFocusing), and absorptionspectrophotometry method (usingsodium lauryl sulphate (SLS))
Parameters 1Whole Blood Mode:WBC, RBC, HGB, HCT, MCV,MCH, MCHC, PLT,MPV, IRF,NEU, %N,LYM, %L,MONO, %M,EOS, %E,BASO, %B,NRBC, NR/W,IG, %IG,RETIC, %R,RDW,MCHr,%rPWhole Blood Mode:WBC, RBC, HGB, HCT, MCV,MCH, MCHC, PLT,MPV, IRF,NEUT%/#,LYMPH%/#,MONO%/#,EO%/#,BASO%/#,NRBC%/#,IG%/#,RET%/#,RDW-CV, RDW-SD,RET-He#,IPF
Specimen TypeWhole bloodWhole blood
Use of Controls/CalibratorsYesYes
IPUMulti-Module connectMulti-Module connect
Sample Aspiration/Fluidic PathwaySingle aspiration pathwaySingle aspiration pathway
Software/HardwareRules based rerun / reflexRules-based rerun / reflex
Device Differences
ItemSubject Device:Alinity h-series SystemPredicate Device:Sysmex® XN-Series(XN-10, XN-20)
Test PrincipleThe Alinity h-series System usesflow cytometry method with HydroDynamic Focusing to analyze wholeblood samples including RBC and PLT.Sysmex XN-Series uses HydroDynamic Focusing (Direct CurrentDetection) for RBC and PLT.
ParametersNot Applicable - Body Fluid testselection is not included in thissubmission.Body Fluid Mode:WBC-BF, RBC-BF, MN%/#,PMN%/#, TC-BF#
Specimen TypeNot Applicable - Body Fluid is notincluded in this submission.Body Fluids [i.e., cerebrospinalfluids (CSF), serous fluids(peritoneal, pleural) and synovialfluids]
Reagents• Diluent• HGB Reagent• WBC Reagent• Retic ReagentCELLPACKTM DCL (Diluent)CELLPACKTM DFL (Diluent)LYSERCELL WNR (Lyse)LYSERCELL WDF (Lyse)LYSERCELL WPC (Lyse)FLUOROCELL WNR (Stain)FLUOROCELL WDF (Stain)FLUOROCELL RET (Stain)FLUOROCELL PLT (Stain)FLUOROCELL WPC (Stain)SULFOLYSER® (Lyse)
Controls/CalibratorsWhole Blood:• Calibrator - Alinity h-series HemCal• Control - Alinity h-series Control 29PNo Body Fluids Mode on Alinity hq.Whole Blood:• XN-Check - 3 Levels• XN CAL (XN-10/X-20Calibrator)• XN CAL PF (Platelet FCalibrator)Body Fluid:• XN Check BF – 2 Levels
MeasuringChannels/MethodsSelection• CBC+Diff (for RBC, WBC, and PLT)• CBC+Diff+Retic (for RBC, WBC,PLT and Retic)• RET/PLT• WNR, WDF, WNR, WPC (Notavailable in XN-10)• PLT-F
Device Differences (Continued)
ItemSubject Device:Alinity h-series SystemPredicate Device:Sysmex® XN-Series(XN-10, XN-20)
Modules Connected tothe AnalyzerRequiredWater Purification SystemSystem Control Center Computer (SCC)OptionalLaboratory Automation System (LAS) forautomatic sample loadingIPU (Informationprocessing unit)Pneumatic Unit
Data Transfer ModeUSB, Internet, and IntranetUSB, CD-R, Internet,and Intranet

Table 5-2, Continued Device Similarities and Differences

1 Different names/formats of equivalent parameters are used between the Alinity h-series System and Sysmex® XN-series; therefore, equivalent parameters are listed in the same row.

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Table 5-2, Continued Device Similarities and Differences

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Table 5-2, Continued Device Similarities and Differences

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VII. Performance Characteristics:

A. Analytical Performance:

1. Method Comparison

The method comparison study was conducted based on guidance from the Clinical and Laboratory Standards Institute CLSI EP09c, 3rd edition2 to assess the performance of the Alinity hq when compared to the predicate device, Sysmex (XN-10, XN-20) (K112605). A total of 2,194 unique venous and/or capillary specimens collected in K2EDTA tubes from pediatric (≤ 21 years) and adult (> 21 years) subjects including a wide variety of disease states (clinical conditions) were tested across 7 clinical sites. For each measurand, each specimen was tested within 8 hours from the time of collection in 1 replicate using either the Closed or Open tube processing mode in the CBC+Diff+Retic test selection on the Alinity h-series System and in 1 replicate on the Sysmex (XN-10, XN-20) System.

Passing-Bablok and Deming regression analyses were performed with the investigational method as the dependent variable (y) and the predicate method as the independent variable (x).

Bias at the critical points (the upper and lower limits of the reference ranges and relevant medical decision levels) were also evaluated for each site individually and for all sites combined. All results were within the predefined acceptance criteria and found to be acceptable. The method comparison results are shown in the table below.

² Clinical and Laboratory Standards Institute (CLSI). Measurement Procedure Comparison and Bias Estimation Using Patient Samples; Approved Guideline-Third Edition. CLSI Document EP09-A3. Wayne, PA: CLSI; 2013.

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MeasurandNSample Ranger(95% CI)Slope(95% CI)Intercept(95% CI)Critical PointsBias%Bias
WBC (X 103/μL)20020.07 - 436.001.00(1.00, 1.00)1.00(1.00, 1.00)0.01(0.00, 0.03)MeasurandEstimate95% CIEstimate95% CI
%N (%)15517.56 - 98.300.99(0.99, 1.00)1.00(1.00, 1.01)0.22(-0.10, 0.50)HGB (g/dL)8.000.170.16, 0.202.182.03, 2.48
%L (%)16400.34 - 84.601.00(1.00, 1.00)1.00(0.99, 1.00)0.08(0.00, 0.16)12.00.140.13, 0.171.171.09, 1.43
%M (%)16460.03 - 49.200.98(0.97, 0.98)0.99(0.98, 1.00)-0.03(-0.13, 0.06)16.20.110.09, 0.150.650.53, 0.90
%E (%)17120.00 - 37.500.99(0.99, 0.99)1.02(1.01, 1.03)0.02(0.01, 0.03)HCT (%)14.0-0.25-0.37, -0.11-1.75-2.61, -0.81
%B (%)18540.00 - 8.370.45(0.41, 0.49)1.53(1.47, 1.59)-0.14(-0.17, -0.11)35.40.130.06, 0.200.380.18, 0.57
%IG (%)a15450.00 - 12.500.59(0.56, 0.62)0.59(0.45, 0.73)-0.30(-0.44, -0.15)46.40.330.22, 0.450.710.46, 0.97
NR/Wa19490.00 - 228.000.99(0.99, 0.99)0.97(0.93, 1.02)-0.07(-0.13, -0.01)70.00.750.51, 1.001.070.72, 1.42
RBC (X 106/μL)19930.60 - 8.031.00(0.99, 1.00)0.99(0.99, 0.99)0.04(0.03, 0.06)MCV (fL)80.0-0.47-0.70, -0.29-0.58-0.88, -0.36
HGB (g/dL)20061.64 - 23.301.00(1.00, 1.00)0.99(0.99, 0.99)0.24(0.21, 0.28)1000.550.31, 0.820.550.31, 0.82
HCT (%)19994.92 - 86.000.99(0.99, 0.99)1.02(1.01, 1.02)-0.49(-0.68, -0.29)RDW (%)11.60.570.54, 0.634.934.64, 5.42
MCV (fL)200151.40 - 131.000.95(0.94, 0.95)1.05(1.03, 1.07)-4.56(-6.06, -3.12)14.00.230.20, 0.271.631.46, 1.93
MCH (pg)199315.30 - 47.000.98(0.97, 0.98)0.97(0.96, 0.98)1.25(0.94, 1.52)WBC (X 103/μL)1.000.010.00, 0.021.090.03, 2.40
MCHC (g/dL)199325.00 - 39.300.66(0.63, 0.68)0.97(0.92, 1.00)1.51(0.40, 2.90)3.540.010.00, 0.020.290.02, 0.54
%R (%)19420.12 - 20.800.97(0.96, 0.97)1.06(1.04, 1.07)0.01(-0.01, 0.03)9.060.01-0.01, 0.020.10-0.10, 0.21
IRF19350.00 - 0.700.89(0.88, 0.90)0.94(0.92, 0.96)-0.01(-0.01, -0.01)30.00.00-0.08, 0.040.01-0.26, 0.13
PLT (X 103/μL)19331.21 - 5144.000.99(0.99, 0.99)0.97(0.97, 0.98)0.27(-0.41, 1.08)%N (%)40.00.390.25, 0.600.990.62, 1.50
MeasurandNSample Ranger(95% CI)Slope(95% CI)Intercept(95% CI)70.00.520.40, 0.600.740.57, 0.86
MPV (fL)17238.04 - 13.300.73(0.71, 0.75)0.94(0.91, 0.99)0.29(-0.14, 0.65)%L (%)20.00.02-0.03, 0.100.09-0.14, 0.50
%rP (%)b19100.55 - 42.100.82(0.81, 0.84)0.78(0.76, 0.80)0.62(0.55, 0.69)50.0-0.08-0.23, 0.10-0.15-0.46, 0.20
MCHr (pg)19336.89 - 45.800.84(0.82, 0.85)1.09(1.06, 1.12)-1.28(-2.27, -0.29)%M (%)4.00-0.05-0.11, -0.01-1.34-2.79, -0.25
NEU (X 103/μL)15510.10 - 55.001.00(1.00, 1.00)1.01(1.01, 1.01)0.00(-0.02, 0.02)8.00-0.08-0.12, -0.05-1.00-1.53, -0.68
LYM (X 103/μL)16400.05 - 27.200.99(0.99, 1.00)0.99(0.99, 1.00)0.02(0.01, 0.03)%E (%)0.000.020.01, 0.03NANA
MONO (X 103/μL)16460.00 - 8.840.99(0.99, 0.99)1.02(1.01, 1.03)-0.02(-0.03, -0.01)6.000.160.11, 0.212.671.81, 3.42
EOS (X 103/μL)17120.00 - 4.190.99(0.99, 0.99)1.02(1.01, 1.03)0.00(0.00, 0.00)%B (%)0.00-0.14-0.18, -0.11NANA
BASO (X 103/μL)18540.00 - 8.110.22(0.18, 0.26)1.31(1.27, 1.37)0.00(-0.01, 0.00)2.000.910.80, 1.0145.5740.05, 50.73
IG (X 103/µL)ª15450.00 - 3.150.81(0.80, 0.83)1.01(0.85, 1.18)-0.07(-0.09, -0.05)NEU (X 103/μL)0.500.01-0.01, 0.021.17-1.99, 4.10
NRBC (X 103/μL)ª19450.00 - 17.700.91(0.90, 0.92)0.88(0.70, 1.07)0.01(0.00, 0.02)1.420.010.00, 0.030.970.03, 1.85
RDW (%)200310.10 - 32.300.94(0.93, 0.94)0.86(0.84, 0.87)2.23(2.06, 2.45)6.340.060.04, 0.070.890.66, 1.12
RETIC (X 103/uL)19351.96 - 614.000.96(0.96, 0.97)1.05(1.04, 1.06)0.79(0.02, 1.64)LYM (X 103/μL)25.00.220.13, 0.300.880.53, 1.19
1.000.010.00, 0.010.770.27, 1.28
4.000.020.04, 0.000.470.89, 0.95

All Sites Combined - Regression Analysis

4 A summary of the Deming regression model is presented for NRBC, NR/W, IG, and %IG. A summary of the Passing-Bablok regression model is presented for all other measurands.

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All Sites Combined - Regression Analysis (Continued)

4 A summary of the Deming regression model is presented for NRBC, NR/W, IG, and %IG. A summary of the Passing-Bablok regression model is presented for all other measurands.

b %rP (%) on Alinity h-series System is equivalent to the Sysmex XN-10 IPF measurand.

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All Sites Combined - Estimated Bias at Critical Points

NA = Not applicable since the critical point is zero.

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MeasurandCritical PointsBias%Bias
Estimate95% CIEstimate95% CI
MONO (X 103/μL)0.20-0.01-0.02, -0.01-7.49-10.18, -5.56
MONO (X 103/μL)1.000.000.00, 0.010.39-0.24, 0.95
EOS (X 103/μL)0.000.00.00, 0.00NANA
EOS (X 103/μL)0.400.010.01, 0.012.721.96, 3.50
EOS (X 103/μL)1.500.040.02, 0.052.381.56, 3.21
BASO (X 103/μL)0.000.00-0.01, 0.00NANA
BASO (X 103/μL)0.200.060.05, 0.0729.2224.67, 34.63
BASO (X 103/μL)1.000.310.26, 0.3730.7325.66, 36.94
%IG (%)0.00-0.30-0.44, -0.15NANA
%IG (%)1.00-0.71-0.74, -0.68-70.96-73.67, -68.25
%IG (%)2.00-1.12-1.26, -0.99-56.13-62.86, -49.39
NR/W0.00-0.07-0.13, -0.01NANA
NR/W1.00-0.10-0.15, -0.04-9.54-15.36, -3.72
RBC (X 106/μL)4.000.000.00, 0.010.10-0.03, 0.26
RBC (X 106/μL)5.60-0.01-0.02, 0.00-0.22-0.42, -0.02
MCH (pg)26.70.470.43, 0.511.761.60, 1.89
MCH (pg)31.90.320.27, 0.371.000.85, 1.15
MCHC (g/dL)32.30.430.39, 0.501.331.20, 1.55
MCHC (g/dL)35.90.310.18, 0.400.860.49, 1.11
RETIC (X 103/μL)32.02.381.86, 2.977.435.80, 9.29
RETIC (X 103/μL)1297.186.09, 8.215.574.72, 6.36
%R (%)0.800.050.04, 0.076.294.79, 8.68
%R (%)2.300.130.12, 0.155.825.24, 6.68
IRF0.04-0.01-0.01, -0.01-25.91-30.19, -20.67
IRF0.37-0.03-0.04, -0.02-8.01-9.72, -6.41
PLT (X 103/μL)10.0-0.02-0.75, 0.85-0.24-7.51, 8.53
PLT (X 103/μL)165-4.58-5.06, -3.93-2.78-3.06, -2.38
PLT (X 103/μL)415-11.94-13.55, -10.31-2.88-3.27, -2.48
PLT (X 103/μL)1000-29.14-33.97, -24.59-2.91-3.40, -2.46
MeasurandCritical PointsBias%Bias
Estimate95% CIEstimate95% CI
MPV (fL)6.40-0.07-0.23, 0.06-1.16-3.61, 0.93
MPV (fL)11.0-0.34-0.38, -0.30-3.06-3.44, -2.68
%rP (%)1.000.400.35, 0.4539.8034.65, 45.18
%rP (%)7.00-0.92-1.03, -0.80-13.17-14.70, -11.50
MCHr (pg)29.01.301.11, 1.464.473.83, 5.04
MCHr (pg)34.51.781.62, 1.955.174.70, 5.64

All Sites Combined - Estimated Bias at Critical Points (Continued)

NA = Not applicable since the critical point is zero.

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All Sites Combined - Estimated Bias at Critical Points (Continued)

NA = Not applicable since the critical point is zero.

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Sensitivity and Specificity 2.

The Sensitivity and Specificity study was performed based on guidance from the Clinical and Laboratory Standards Institute (CLSI) document CLSI H20-A2².

Sensitivity and specificity performance of the Alinity h-series System was assessed by identifying distributional abnormalities and morphological flags using blood films from venous and capillary specimens collected in K2EDTA tubes.

For this analysis, separate 2x2 tables were constructed in order to determine sensitivity for both morphological and distributional abnormalities. The sample size (N) and numbers of true positives (TP), false positives (FP), true negatives (TN), false negatives (FN), sensitivity, specificity, and efficiency are presented in the table below. All results were within the predefined acceptance criteria and found to be acceptable.

Any Morphological Flags and/orDistributional AbnormalitiesNTPFPFNTNSensitivity(95% CI)Specificity(95% CI)Efficiency(95% CI)
674255846327280.19%(75.38%,84.43%)76.40%(71.64%,80.72%)78.19%(74.88%,81.25%)

All Sites Combined – Sensitivity and Specificity

3 Clinical and Laboratory Standards Institute (CLS). Reference Leukocyte (WBC) Differential Count (Proportional) and Evaluation of Instrumental Methods; Approved Standard-Second Edition. CLSI Document H20-A2. Wayne, PA: CLSI; 2007.

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3. Precision (Repeatability)

Precision was performed based on guidance from the Clinical and Laboratory Standards Institute (CLSI) document H26-A24. Samples from 32 unique donors (16 normal and 16 pathological around medical decision points) were collected in K2EDTA tubes and tested in a minimum of 32 consecutive replicates for normal samples and a minimum of 10 consecutive replicates for pathological samples. The mean, standard deviation (SD), coefficient of variation (CV), and 95% CI were calculated for each parameter. All results met the predefined acceptance criteria and were determined to be acceptable.

4. System Reproducibility

Reproducibility was performed based on guidance from the Clinical and Laboratory Standards Institute (CLSI) document EP05-A35.

The reproducibility study was performed at three clinical sites using a single lot of Alinity h-series 29P Control (low, normal, high). Each control level was tested for 5 days with 3 runs per day and in a minimum of 2 replicates per run. The within-laboratory %CV or SD for each control level were calculated and presented in the table below. All results met the predefined acceptance criteria and were determined to be acceptable.

4 Clinical and Laboratory Standards Institute (CLSI). Validation, Verification, And Quality Assurance Of Automated Hematology Analyzers: Approved Standard - Second Edition. CLSI Document H26-A2. Wayne, PA: CLSI; 2010.

5 Clinical and Laboratory Standards Institute (CLSI). Evaluation of Quantitative Measurement Procedures; Approved Guideline-Third Edition. CLSI Document EP05-A3. Wayne, PA: CLSI; 2014.

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RepeatabilityBetween-RunBetween-DayWithin-LaboratoryaBetween-DeviceReproducibility
MeasurandLevelNMeanSD%CVSD%CVSD%CVSD%CVSD%CVSD%CV
WBC (X 103/μL)Low843.040.0682.220.0000.000.0280.930.0732.410.0270.870.0782.56
Normal847.180.1381.920.0000.000.0000.000.1381.920.0450.630.1452.02
High8416.120.1851.150.0000.000.0000.000.1851.150.0000.000.1851.15
NEU (X 103/μL)Low841.400.0523.730.0140.980.0000.000.0543.860.0342.460.0644.58
Normal843.450.0972.800.0150.420.0000.000.0982.830.0601.720.1153.32
High848.150.1872.290.0000.000.0000.000.1872.290.1021.250.2132.61
LYM (X 103/μL)Low840.880.0354.020.0000.000.0080.930.0364.130.0121.350.0384.34
Normal841.840.0542.920.0000.000.0000.000.0542.920.0000.000.0542.92
High843.570.0822.290.0000.000.0000.000.0822.290.0000.000.0822.29
MONO (X 103/μL)Low840.330.0247.180.0000.000.0051.650.0247.360.0072.150.0257.67
Normal840.800.0516.350.0000.000.0000.000.0516.350.0000.000.0516.35
High841.840.0734.000.0472.570.0000.000.0874.750.0000.000.0874.75
EOS (X 103/μL)Low840.070.01013.910.0000.000.0022.760.01014.180.0000.000.01014.18
Normal840.200.0147.200.0062.770.0000.000.0157.720.0000.000.0157.72
High840.490.0255.160.0102.130.0000.000.0275.590.0030.550.0275.61

All Sites Combined – Reproducibility Study

NA=Not Applicable; %CVs are not meaningful when measurand result approaches zero.

4 Reproducibility contains repeatability, between-run, between-day, and between-device variance components.

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RepeatabilityBetween-RunBetween-DayWithin-LaboratoryaBetween-DeviceReproducibility
MeasurandLevelNMeanSD%CVSD%CVSD%CVSD%CVSD%CVSD%CV
BASO (X 103/μL)Low840.030.00824.230.00514.550.0012.040.00928.340.0000.000.00928.34
BASO (X 103/μL)Normal840.060.01218.370.0000.000.0000.000.01218.370.0000.000.01218.37
BASO (X 103/μL)High840.150.01710.710.0074.570.0000.000.01811.640.0032.140.01811.84
IG (X 103/μL)Low840.330.0247.400.0000.000.0000.000.0247.400.0102.960.0267.97
IG (X 103/μL)Normal840.820.0475.710.0000.000.0131.620.0495.940.0172.060.0526.29
IG (X 103/μL)High841.920.0794.090.0613.160.0000.000.0995.170.0593.080.1166.02
NRBC (X 103/μL)Low840.000.000NA0.000NA0.000NA0.000NA0.000NA0.000NA
NRBC (X 103/μL)Normal840.000.000NA0.000NA0.000NA0.000NA0.000NA0.000NA
NRBC (X 103/μL)High842.340.0622.640.0000.000.0000.000.0622.640.0160.690.0642.73
RBC (X 106/μL)Low842.670.0180.690.0000.000.0060.230.0190.730.0000.000.0190.73
RBC (X 106/μL)Normal844.130.0280.680.0000.000.0000.000.0280.680.0190.460.0340.82
RBC (X 106/μL)High845.160.0470.920.0000.000.0080.150.0480.930.0851.650.0981.90
HGB (g/dL)Low847.110.0410.570.0170.250.0000.000.0440.620.0480.680.0650.92
HGB (g/dL)Normal8411.340.0660.580.0000.000.0000.000.0660.580.0480.420.0820.72
HGB (g/dL)High8416.370.0940.570.0170.110.0200.120.0970.600.0000.000.0970.60

NA=Not Applicable; %CVs are not meaningful when measurand result approaches zero.

ª Reproducibility contains repeatability, between-run, between-day, and between-device variance components.

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MeasurandLevelNMeanRepeatabilityBetween-RunBetween-DayWithin-LaboratoryᵃBetween-DeviceReproducibility
SD%CVSD%CVSD%CVSD%CVSD%CVSD%CV
HCT (%)Low8422.640.1790.790.0000.000.1070.470.2090.920.0620.270.2180.96
Normal8435.880.2690.750.0000.000.0380.110.2720.760.2440.680.3661.02
High8449.800.4680.940.0000.000.1550.310.4930.990.8971.801.0232.05
MCV (fL)Low8484.680.1200.140.1850.220.2480.290.3320.390.3200.380.4610.54
Normal8486.930.2120.240.1530.180.1730.200.3130.360.2470.280.3990.46
High8496.480.0920.100.1160.120.2700.280.3080.320.2010.210.3680.38
MCH (pg)Low8426.580.2310.870.0760.290.0690.260.2530.950.1540.580.2961.11
Normal8427.480.2400.880.0000.000.0000.000.2400.880.0410.150.2440.89
High8431.720.3441.080.0000.000.0750.240.3521.110.4951.560.6071.92
MCHC (g/dL)Low8431.390.2920.930.0000.000.1540.490.3301.050.2510.800.4151.32
Normal8431.610.3100.980.0000.000.0000.000.3100.980.1500.470.3441.09
High8432.880.3631.100.0000.000.1120.340.3801.160.5631.710.6792.07
RDW (%)Low8413.260.0840.630.0000.000.0330.250.0900.680.6705.050.6765.10
Normal8413.320.0960.720.0000.000.0210.160.0980.740.7055.290.7115.34
High8412.370.0490.390.0310.250.0350.290.0680.550.6215.020.6255.05

NA=Not Applicable; %CVs are not meaningful when measurand result approaches zero.

  • Reproducibility contains repeatability, between-run, between-day, and between-device variance components.

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MeasurandLevelNMeanRepeatabilityBetween-RunBetween-DayWithin-LaboratoryaBetween-DeviceReproducibility
SD%CVSD%CVSD%CVSD%CVSD%CVSD%CV
RETIC ( $X 10^3/μL$ )Low84216.243.1421.450.0000.001.1320.523.3401.544.5352.105.6322.60
Normal84153.553.4782.260.8050.521.3740.893.8252.497.4414.858.3675.45
High84132.304.1723.150.0000.000.0000.004.1723.1510.7348.1111.5178.71
IRFLow840.330.0113.300.0000.000.0082.520.0144.150.05015.310.05215.86
Normal840.270.0114.230.0000.000.0052.020.0134.690.02810.300.03111.32
High840.190.0094.560.0031.480.0000.000.0094.800.0042.280.0105.31
PLT ( $X 10^3/μL$ )Low8473.781.9772.680.0000.000.5080.692.0412.771.3171.792.4293.29
Normal84225.193.4541.531.3800.610.2160.103.7261.651.2570.563.9321.75
High84478.127.6531.600.0000.002.8890.608.1801.713.9970.849.1051.90
MPV (fL)Low849.550.0700.730.0000.000.0000.000.0700.730.0220.230.0730.77
Normal849.590.0410.430.0000.000.0080.080.0420.440.0220.230.0470.49
High849.600.0310.320.0210.220.0000.000.0370.390.0050.050.0380.39
%rP (%)Low849.770.4394.490.0000.000.0300.310.4404.500.0000.000.4404.50
Normal848.820.1401.590.0951.080.0170.200.1701.930.0000.000.1701.93
High849.000.1051.160.0000.000.0550.620.1191.320.0000.000.1191.32

NA=Not Applicable; %CVs are not meaningful when measurand result approaches zero.

4 Reproducibility contains repeatability, between-run, between-day, and between-device variance components.

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MeasurandLevelNMeanRepeatabilityBetween-RunBetween-DayWithin-LaboratoryªBetween-DeviceReproducibility
SD%CVSD%CVSD%CVSD%CVSD%CVSD%CV
%B (%)Low841.040.25124.030.15414.790.0323.030.29628.380.0000.000.29628.38
Normal840.900.16418.320.0000.000.0000.000.16418.320.0000.000.16418.32
High840.960.10010.390.0495.090.0000.000.11111.570.0202.060.11311.75
%IG (%)Low8410.780.7807.240.0000.000.0000.000.7807.240.4504.170.9008.35
Normal8411.460.5724.990.1751.530.0780.680.6035.260.3222.810.6845.97
High8411.920.4653.900.3783.170.0000.000.5995.030.3793.180.7095.95
NR/WLow840.000.000NA0.000NA0.000NA0.000NA0.000NA0.000NA
Normal840.000.000NA0.000NA0.000NA0.000NA0.000NA0.000NA
High8414.530.3842.640.0000.000.0350.240.3852.650.0930.640.3962.73
%R (%)Low848.090.1201.490.0000.000.0000.000.1201.490.1732.140.2112.60
Normal843.720.0782.100.0270.730.0260.700.0872.330.1985.320.2165.81
High842.570.0843.280.0000.000.0000.000.0843.280.2549.900.26810.43

NA=Not Applicable; %CVs are not meaningful when measurand result approaches zero.

4 Reproducibility contains repeatability, between-run, between-day, and between-device variance components.

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5. Linearity

Linearity was evaluated based on guidance from the Clinical and Laboratory Standards Institute (CLSI) document EP06 2nd edition6.

Linearity for RBC, HGB, and NRBC was determined using whole blood to span the analytical measuring interval of each measurand. Linearity for WBC, PLT, and RETIC was determined using commercially available linearity kits. For each measurand, the testing minimally included:

  • 9 levels
  • 4 replicates of each level
  • 1 instrument
  • 1 set of reagent lots

A weighted linear regression analysis was used to assess linearity for each measurand. Results are presented in the table below. All results met the predefined acceptance criteria and were determined to be acceptable.

MeasurandLinear Range
RBC0.00 – $8.08 \times 10^6$ /μL
HGB0.04 – 24.14 g/dL
NRBC0.00 – $26.10 \times 10^3$ /μL
WBC0.00 – $449 \times 10^3$ /μL
PLT0.06 – $5325 \times 10^3$ /μL
RETIC0.05 – $644 \times 10^3$ /μL

6 Clinical and Laboratory Standards Institute (CLS). Evaluation of the Linearity of Quantitative Measurement Procedures. 2nd edition. CLSI Document EP06. Wayne, PA: CLSI; 2020.

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6. Carryover

Alinity hq susceptibility to potential carryover was evaluated based on guidance from the Clinical Laboratory and Standards Institute (CLSI) document H26-A2.7 Venous whole blood specimens were collected in K2EDTA tubes. For each measurand, a minimum of 4 carryover runs was completed at each of 4 testing sites for a minimum of 16 total carryover runs per measurand, where each run consisted of testing a high target specimen in 3 replicates followed by testing a low target specimen in 3 replicates. All results met the predefined acceptance criteria and were determined to be acceptable.

Potentially Interfering Substances Study 7.

The susceptibility of the Alinity h-series System to interference in the presence of hemoglobin, triglycerides, bilirubin, cholesterol, elevated WBCs, elevated RBCs, elevated PLTs, and microcytic RBCs was tested in samples collected in K2EDTA tubes. Results are presented in the table below. All results met the predefined acceptance criteria and were determined to be acceptable.

InterferentResult LevelMeasurand Impacted
Hemoglobin1.0 g/dLWBC, RBC, MCV, PLT, RETIC
1.15 g/dLWBC, RBC, HGB, MCV, RETIC
Triglyceride0.63 g/dLPLT
0.080 g/dLWBC, RBC, HGB, PLT, RETIC
Bilirubin - unconjugated0.040 g/dLMCV
Bilirubin - conjugated0.080 g/dLWBC, RBC, HGB, MCV, PLT, RETIC
Cholesterol0.40 g/dLWBC, RBC, HGB, MCV, RETIC
0.50 g/dLPLT
Elevated WBCs99.0 x 103 cells/µLRBC, PLT, HGB, MPV
Elevated RBCsNo interference was observed across the measuring range
Elevated PLTs2840 x 103 cells/µLWBC, RBC, HGB, MPV
Microcytic RBCsMicrocytosis (MCV < 57 fL)PLT

7 Clinical and Laboratory Standards Institute (CLSI). Validation, Verification, And Quality Assurance Of Automated Hematology Analyzers; Approved Standard - Second Edition. CLSI Document H26-A2. Wayne, PA: CLSI; 2010.

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VIII. Other Supportive Instrument Performance Data

Limits of Blank, Detection, and Quantitation (LoB, LoD, and LoO) 1.

Limits of Blank, Detection, and Quantitation were established for the measurands WBC, RBC, HGB, and PLT based on guidance from the Clinical and Laboratory Standards Institute (CLSI) documents EP17-A28 and H26-A2°.

Testing was conducted over a minimum of 3 days using a minimum of 2 unique samples per day on each of 2 test selections (CBC+Diff and CBC+Diff+Retic) in a minimum of 5 replicates using each of the 2 sets of reagent lots. The maximum observed limit of blank (LoB), limit of detection (LoD), and limit of quantitation (LoQ) values are summarized in the table below. All results met the predefined acceptance criteria and were determined to be acceptable.

MeasurandResultsLoBResultsLoDResultsLoQ
WBC (x103/μL)0.010.020.03
RBC (x106/μL)0.000.010.01
HGB (g/dL)0.080.110.05
PLT (x103/μL)0.150.380.29

Limits of Blank, Detection, and Quantitation (LoB, LoD, and LoQ)

8 Clinical and Laboratory Standards Institute (CLSI). Evaluation of Detection Capability for Clinical Laboratory Measurent Procedures; Approved Guideline-Second Edition. CLSI Document EP17-A2. Wayne, PA: CLSI; 2012.

9 Clinical and Laboratory Standards Institute (CLS). Validation, Verification, And Quality Assurance Of Automated Hematology Analyzers; Approved Standard - Second Edition. CLSI Document H26-A2. Wayne, PA: CLSI; 2010.

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2. Specimen Stability

For venous specimen stability, a minimum of 10 abnormal and 10 normal venous whole blood specimens K2EDTA and K3EDTA tubes. Each specimen was tested in a minimum of 2 replicates. For capillary specimen stability, a minimum of 20 normal whole blood specimens were collected in K2EDTA and K3EDTA tubes. Each specimen was tested in a minimum of 1 replicate. All samples were tested within 4 hours (baseline) of specimen collection. Samples stored at Refrigerated Temperature (2-8℃) were tested at up to 24 hours after specimen collection. Samples stored at Room Temperature (18-26℃) were tested at up to 48 hours after specimen collection. The results were used to support the information provided in the system labeling for venous and capillary specimen stability.

Anticoagulant Comparability (K3EDTA versus K2EDTA) 3.

Anticoagulant Comparability (K3EDTA versus K2EDTA) was evaluated based on guidance from CLSI EP35 1st ed19. A total of 199 unique adult and pediatric donor sets covering relevant medical decision levels and reference ranges and spanning the analytical measurement ranges to the extent possible were tested in 2 replicates for each measurand. The performance between the anticoagulant tube type (K3EDTA) and anticoagulant tube type (K2EDTA) was compared.

Comparability between the anticoagulants was assessed based on the mean difference or % difference and a regression analysis using either a Passing-Bablok or Deming regression model. All reportable parameters that were evaluated met their predefined bias acceptance criteria.

Microtainer Capillary versus Microtube for Automated Process (MAP) 4.

Comparability between the K2EDTA Microtainer Capillary tube versus K2EDTA Microtainer Microtube for Automated Process (MAP) was evaluated

10 Clinical and Laboratory Standards Institute (CLS). Assessment of Equivalence or Suitability of Specimen Types for Medical Laboratory Measurement Procedures. 1st ed. CLSI Guideline EP35-A. Wayne, PA: CLSI; 2019.

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based on guidance from CLSI document EP35 1* ed11. A total of 44 unique donor sets (normal whole blood specimens) were collected in K2EDTA Microtainer Capillary and Microtainer Microtube for Automated Process (MAP) blood collection tubes. Each specimen was tested in 1 replicate in the open-tube processing mode for each measurand.

Comparability between the capillary tube types was assessed based on the mean difference or % difference and a regression analysis using either a Passing-Bablok or Deming regression model. All reportable parameters that were evaluated met their predefined bias acceptance criteria.

Matrix Comparability (Capillary versus Venous) 5.

Matrix Comparability (Capillary versus Venous) was evaluated based on guidance from CLSI EP35 1* ed.12 A total of 76 unique venous and capillary donor sets (normal and abnormal whole blood specimens) were collected in Microtainer Microtube for Automated Process (MAP) Microtubes (capillary specimens) and standard K2EDTA tubes (venous specimens). Each specimen was tested in 2 replicates for each measurand.

Comparability between capillary and venous matrices was assessed based on the mean difference or % difference and a regression analysis using either a Passing-Bablok or Deming regression model. All reportable parameters that were evaluated met their predefined bias acceptance criteria.

Sample/Tube Processing Mode Comparability (Open Mode versus Closed 6. Mode)

Sample processing mode comparability was evaluated based on guidance from CLSI EP35 1* ed.11 A total of 226 unique venous specimens covering relevant medical decision levels and reference ranges and spanning the analytical

11 Clinical and Laboratory Standards Institute (CLS). Assessment of Equivalence or Suitability of Specimen Types for Medical Laboratory Measurement Procedures. 1st ed. CLSI Guideline EP35-A. Wayne, PA: CLSI; 2019.

12 Clinical and Laboratory Standards Institute (CLSI). Assessment of Equivalence or Suitability of Specimen Types for Medical Laboratory Measurement Procedures. 1st ed. CLSI Guideline EP35. Wayne, PA: CLSI; 2019.

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measurement ranges to the extent possible were collected in K2EDTA tubes. Each specimen was tested in 2 replicates in the closed-tube and open-tube processing modes for each measurand.

Comparability between the sample/tube processing modes was assessed based on the mean difference or % difference and a regression analysis using either a Passing-Bablok or Deming regression model. All reportable parameters that were evaluated met their predefined bias acceptance criteria.

Reference Intervals (Expected Values) 7.

The study was performed based on guidance from the Clinical Laboratory and Standards Institute (CLSI) document EP28-A3c13 to establish adult (> 21 years old) reference intervals for male and female populations and pediatric (≤ 21 years old) reference intervals for all subgroups (neonate, infant, child, and adolescent). Reference intervals were established by evaluating venous or capillary whole blood specimens collected in K2EDTA tubes from apparently healthy subjects.

A total of 261 unique venous and 1 capillary whole blood specimens collected from 126 male and 136 female adult subjects were tested in a minimum of 1 replicate to establish adult reference intervals. A total of 360 venous or capillary specimens from pediatric sub-populations: 61 neonates (birth to 1 month); 68 infant (> 1 month to 2 years old), 109 child (> 2 to 12 years old), and 122 adolescents (> 12 to 21 years old) were tested in 1 replicate to establish pediatric reference intervals for each measurand.

13 Clinical and Laboratory Standards Institute (CLS). Defining, Establishing, and Verifying Reference Intervals in the Clinical Laboratory, 3rd Ed CLSI Guideline EP28-A3c. Wayne, PA: CLSI; 2019.

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IX. Conclusion

The results presented in this 510(k) Pre-market Notification demonstrate that the performance of the subject device, Alinity h-series System, is substantially equivalent to the predicate device, Sysmex® XN-Series (XN-10, XN-20).

The similarities and differences between the subject device and predicate device are presented in Section 5-VI.

There is no known potential adverse effect to the operator when using the subject device, Alinity h-series System according to its Operations Manual.

§ 864.5220 Automated differential cell counter.

(a)
Identification. An automated differential cell counter is a device used to identify one or more of the formed elements of the blood. The device may also have the capability to flag, count, or classify immature or abnormal hematopoietic cells of the blood, bone marrow, or other body fluids. These devices may combine an electronic particle counting method, optical method, or a flow cytometric method utilizing monoclonal CD (cluster designation) markers. The device includes accessory CD markers.(b)
Classification. Class II (special controls). The special control for this device is the FDA document entitled “Class II Special Controls Guidance Document: Premarket Notifications for Automated Differential Cell Counters for Immature or Abnormal Blood Cells; Final Guidance for Industry and FDA.”