K Number
K141161
Manufacturer
Date Cleared
2014-12-20

(229 days)

Product Code
Regulation Number
864.5220
Reference & Predicate Devices
Predicate For
N/A
AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
Intended Use

The ABX MICROS ES 60 (OT and CT models) is a quantitative multi-parameter, automated hematology analyzer for in vitro diagnostic use in clinical laboratories to identify and enumerate the following parameters: WBC, RBC, HCT, MCV, MCH, MCHC, RDW, PLT, MPV, LYM%, LYM#, MON%, MON#, GRA%, GRA#, in K2EDTA and K3EDTA anticoagulated venous whole blood samples of adult patient population. It is not intended to be used for pediatric subjects.

Device Description

The ABX MICROS ES 60 is a quantitative, automated hematology analyzer and leukocyte differential counter for in vitro diagnostic use in clinical laboratories. The instrument system is comprised of the analyzer and a suite of analytical reagents that allow for simultaneous quantitative determination of hemoglobin measurement, cell counting, quality control, calibration, and cleaning. The system is a microprocessor controlled hematology analyzer used for the in vitro diagnostic testing of whole blood specimens. It operates in complete blood count (CBC) and Differential (DIFF) mode using a combination of focused flow impedance and light transmission technologies. It is available in Closed (CT) or Open Tube (OT) sampling versions.

AI/ML Overview

Here's an analysis of the acceptance criteria and the study that proves the device meets them, based on the provided text:

Acceptance Criteria and Device Performance for ABX Micros ES 60

1. Table of Acceptance Criteria and Reported Device Performance

The document provides acceptance criteria for various analytical performance characteristics. Here's a summary:

Performance CharacteristicMeasurandAcceptance CriteriaReported Device Performance (Summary)
Limit of Blank (LoB)WBCN/A (implied clinical relevance)$0.1 \times 10^3/mm^3$
RBCN/A$0.01 \times 10^6/mm^3$
HCTN/A0.1 %
PLTN/A$1 \times 10^3/mm^3$
Limit of Detection (LoD)WBCN/A (implied clinical relevance)$0.2 \times 10^3/mm^3$
RBCN/A$0.01 \times 10^6/mm^3$
HGBN/A0.5 g/dL
HCTN/A0.2 %
PLTN/A$4 \times 10^3/mm^3$
Limit of Quantitation (LoQ)WBC% Total-error < desired total error$0.8 \times 10^3/mm^3$ (accepted)
RBC% Total-error < desired total error$0.7 \times 10^6/mm^3$ (accepted)
HGB% Total-error < desired total error0.6 g/dL (accepted)
HCT% Total-error < desired total error8% (accepted)
PLT% Total-error < desired total error$42 \times 10^3/mm^3$ (accepted)
Precision (Repeatability)WBC< 2.5 % CVResults within specifications
RBC< 2.0 % CVResults within specifications
HGB< 1.5 % CVResults within specifications
HCT< 2.0 % CVResults within specifications
PLT< 5.0 % CVResults within specifications
LYM%< 10 % CVResults within specifications
MON%< 20 % CVResults within specifications
GRA%< 4 % CVResults within specifications
Precision (Reproducibility)WBC7.0% (Low), 5.0% (Normal), 4.0% (High) Total CVResults within specifications
RBC4.0% (Low), 3.0% (Normal), 3.0% (High) Total CVResults within specifications
HGB5.0% (Low), 4.0% (Normal), 3.0% (High) Total CVResults within specifications
HCT5.0% (Low), 4.5% (Normal), 4.0% (High) Total CVResults within specifications
MCV4.0% (Low), 3.0% (Normal), 2.5% (High) Total CVResults within specifications
MCH7.0% (Low), 4.5% (Normal), 4.0% (High) Total CVResults within specifications
MCHC7.0% (Low), 4.5% (Normal), 4.0% (High) Total CVResults within specifications
RDW5.0% (Low), 5.0% (Normal), 5.0% (High) Total CVResults within specifications
PLT15.0% (Low), 10.5% (Normal), 7.0% (High) Total CVResults within specifications
LYM%8.0% (across levels) Total CVResults within specifications
MON%15.0% (Low), 14.0% (Normal/High) Total CVResults within specifications
GRA%12.0% (Low), 4.0% (Normal), 3.0% (High) Total CVResults within specifications
LYM#8.0% (across levels) Total CVResults within specifications
MON#15.0% (Low), 14.0% (Normal/High) Total CVResults within specifications
GRA#12.0% (Low), 4.0% (Normal), 3.0% (High) Total CVResults within specifications
Linearity / AMRWBCN/A (implied linear relationship across range)0.8 - 100 ($10^3/mm^3$) - exhibits linearity across claimed range
RBCN/A0.7 - 8 ($10^6/mm^3$) - exhibits linearity across claimed range
PLTN/A42 - 2200 ($10^3/mm^3$) - exhibits linearity across claimed range
HGBN/A0.6 - 24.0 (g/dL) - exhibits linearity across claimed range
HCTN/A8.0 - 70.0 (%) - exhibits linearity across claimed range
Carry-overWBC< 1%All carry-over results within specifications
RBC< 1%All carry-over results within specifications
HGB< 1%All carry-over results within specifications
PLT< 1%All carry-over results within specifications
Interfering SubstancesAllBias remained below acceptable limit, no significant interferenceNo significant interference observed for urea, bilirubin, lipemia, hemolysis. Yeast affects WBC counts. Megakaryoctes and Parasites are potential interferents for WBC and Monocytes counts respectively.
Sample Stability (2-8°C)WBC, RBC, HGB, HCT, MCV, MCH, MCHC, PLT48 hoursAll data passed specifications
RDW36 hoursAll data passed specifications
MPV24 hoursAll data passed specifications
LYM%, LYM#, MON%, MON#, GRA%, GRA#24 hoursAll data passed specifications
Sample Stability (20-24°C)WBC, RBC, HGB, HCT, MCV, MCH, MCHC, PLT36 hoursAll data passed specifications
RDW10 hoursAll data passed specifications
MPV24 hoursAll data passed specifications
LYM%, LYM#, MON%, MON#, GRA%, GRA#8 hoursAll data passed specifications
Comparability (vs. Predicate)All relevant parametersBias acceptance criteria met (at low, mid, high distribution points)Acceptance criteria met for all measurands at all levels.
Comparability (Sampling Methods)All relevant parametersBias acceptance criteria met (at low, mid, high distribution points)Acceptance criteria met for all measurands at all levels.
Comparability (Anticoagulant Types)All relevant parametersBias acceptance criteria met (at low, mid, high distribution points)Acceptance criteria met for all measurands at all levels.
Clinical Sensitivity/SpecificityWBC differential count, abnormal sample detectionAcceptable sensitivity, specificity, PPV, NPV; acceptable comparison to manual microscopy ("envelope" criteria: 95% and 99% CI)Acceptable performances in detecting abnormal samples, good sensitivity, acceptable PPV & NPV. Acceptable WBC differential analysis comparison. Data demonstrates accuracy.
Reference IntervalAll quantitative parametersNonparametric data analysis; lower and upper limits enclosing 95% of values from reference population with 90% CI for limits.Established reference intervals for males/females are provided and not significantly different between OT/CT models.

2. Sample sizes used for the test set and data provenance

  • Limit of Blank (LoB): 60 repeated measurements of 5 different plasma samples (total).
  • Limit of Detection (LoD): Six samples (very low concentration) run 10 times over several days, resulting in 60 results.
  • Limit of Quantitation (LoQ): Between 3 to 6 samples per level, run at least 5 times each (40 replicates per level in total).
  • Precision (Repeatability): 12 normal and 10 abnormal fresh whole blood samples (22 samples total), each run 10 consecutive times.
  • Precision (Reproducibility): Three levels (High, Normal, Low) of one single lot of control material, run in duplicate, twice a day, for a minimum of 18 days.
  • Linearity / Assay's Measuring (Reportable) Range: Commercial kits, each level run in replicates of four (n=4).
  • Carryover: Alternating high and low concentration samples, tested in duplicate.
  • Interfering Substances (By addition): Samples to which potential interferents were added.
  • Interfering Substances (By comparison): Representative patient specimens and a control sample (without interferent), 10 to 20 samples in each group.
  • Sample Stability: 11 whole venous blood specimens. Provenance: One site in France.
  • Comparability with Predicate Device: 179 whole blood specimens from adult patients. Provenance: Four test sites in the US. Retrospective/Prospective: Not explicitly stated, but "analyzed at four test sites" suggests either prospective collection for the study or retrospective use of stored samples.
  • Comparability between Sampling Methods: 237 whole blood specimens from adult patients. Provenance: One test site in France. Retrospective/Prospective: Not explicitly stated.
  • Comparability between Anticoagulant Types: 52 normal and pathological blood specimens. Provenance: Three sites in the US. Retrospective/Prospective: Prospectively collected specifically for this study.
  • Clinical Sensitivity / Specificity: 100 normal and 100 pathological samples (200 samples total). Provenance: Left-over samples from both hospital and private independent clinical laboratories in France. Retrospective/Prospective: Retrospective (left-over samples).
  • Reference Interval: 275 (135 male and 140 female) normal adult samples. Provenance: One test site in the US. Retrospective/Prospective: Not explicitly stated.

3. Number of experts used to establish the ground truth for the test set and their qualifications

For the Clinical Sensitivity / Specificity study:

  • Number of experts: 2 readers.
  • Qualifications: Implied to be experts capable of performing "manual slide microscopy for differential count and morphological appreciation" and "400-cell reference differential count (200 cells per reader, 2 readers) on each sample following the procedure discussed in CLSI H20-A2." Specific credentials (e.g., "radiologist with 10 years of experience") are not provided, but CLSI H20-A2 refers to established laboratory practices for manual differential counts, implying qualified laboratory personnel or pathologists.

For other studies, the ground truth was established by reference methods or validated external kits/controls, not explicitly reported "experts" in the same way.

4. Adjudication method for the test set

For the Clinical Sensitivity / Specificity study, based on CLSI H20-A2, an adjudication method of 200 cells per reader (2 readers) for a 400-cell reference differential count was used. This implies an independent assessment by two readers, likely followed by consensus or a pre-defined method for resolving discrepancies if a combined 400-cell count is performed. The wording "200 cells per reader, 2 readers" suggests contribution to a larger total count.

For other studies, the ground truth was established by objective measurements (e.g., using reference instruments, calibrated kits) rather than subjective expert adjudication.

5. If a multi-reader multi-case (MRMC) comparative effectiveness study was done, If so, what was the effect size of how much human readers improve with AI vs without AI assistance

No, a multi-reader multi-case (MRMC) comparative effectiveness study focusing on human reader improvement with or without AI assistance was not conducted or reported in this document. This device is an automated hematology analyzer, not an AI-based assistance tool for human readers. The clinical sensitivity/specificity study compares the device's performance to manual microscopy, which serves as a ground truth or reference method, not as a study of human reader improvement with AI.

6. If a standalone (i.e., algorithm only without human-in-the-loop performance) was done

Yes, the studies are primarily of the device's standalone performance. The ABX Micros ES 60 is an automated hematology analyzer designed to perform cell counts and differentials without continuous human intervention in the analysis process. All the analytical performance studies (LoB, LoD, LoQ, Precision, Linearity, Carryover, Interfering substances, Sample Stability) and comparability studies (vs. predicate, sampling methods, anticoagulant types) evaluate the algorithm's performance in isolation or against another automated device. The clinical sensitivity/specificity study compares the algorithm's output to a manual reference method, which is used to establish ground truth, but the device itself operates in a standalone manner.

7. The type of ground truth used

  • LoB, LoD, LoQ, Precision, Linearity, Carryover: Ground truth established through the use of validated internal methods, reference materials, commercial linearity kits, and control materials. For LoQ, it's defined by acceptable % Total-error comparison to a "desired total error for each measurand."
  • Interfering substances: Established by "paired-difference testing" against a control portion of the sample or by comparison to a reference device (Micros 60) for bias.
  • Sample Stability: Baseline measurements (T0) from the device itself serve as the reference for subsequent time points.
  • Comparability with Predicate Device: The predicate device, ABX Micros 60 (K030799), served as the reference for comparison.
  • Comparability between Sampling Methods: One model of the device (CT) served as the reference for the other (OT), or vice-versa, to ensure internal comparability.
  • Comparability between Anticoagulant Types: The device's own measurements on K2EDTA vs K3EDTA samples.
  • Clinical Sensitivity / Specificity: Established by manual slide microscopy for differential count (400-cell reference differential count by 2 readers) and morphological appreciation, following CLSI H20-A2. The predicate ABX Micros 60 was also used for quantitative CBC parameters in this context.
  • Reference Interval: Based on a "nonparametric data analysis method" using results from a large population of normal adult samples, following CLSI EP28-A3. This is statistical determination from representative outcomes data from a healthy population.

8. The sample size for the training set

The document does not provide information on the sample size used for the training set. The studies reported are analytical and clinical validation studies for a completed device, typically occurring after a device's development and training phases (if machine learning is involved). Given the technology described (impedance, spectrophotometry), it's more likely a rule-based or traditional signal processing algorithm rather than a deep learning model requiring a large labeled training set in the modern sense. Therefore, the concept of a "training set" might not be applicable in the context of typical AI/ML development.

9. How the ground truth for the training set was established

As no training set is mentioned or implied within the context of AI/ML development, information on how its ground truth was established is not available in the document. The device's operation is based on established principles of automated cell counting and sizing (impedance, spectrophotometry) and internal algorithms for parameter calculations, rather than being explicitly described as a machine learning model that undergoes a distinct "training" phase with labeled data.

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Image /page/0/Picture/1 description: The image shows the logo for the U.S. Department of Health & Human Services. The logo consists of a circular seal with the words "DEPARTMENT OF HEALTH & HUMAN SERVICES - USA" arranged around the perimeter. Inside the circle is a stylized image of three human profiles facing to the right, stacked on top of each other.

Food and Drug Administration 10903 New Hampshire Avenue Document Control Center - WO66-G609 Silver Spring, MD 20993-0002

December 20, 2014

Horiba ABX SAS/Horiba Medical c/o Ms. Caroline Ferrer, Regulatory Affairs Manager Parc Euromedecine Rue du Caducee - BP7290 34184 Montpellier Cedex 4 - France

Re: K141161

Trade/Device Name: ABX Micros ES 60 OT and ABX Micros ES 60 CT Regulation Number: 21 CFR 864.5220 Regulation Name: Automated differential cell counter Regulatory Class: Class II Product Code: GKZ Dated: November 14, 2014 Received: November 17, 2014

Dear Ms. Ferrer:

We have reviewed your Section 510(k) premarket notification of intent to market the device referenced above and have determined the device is substantially equivalent (for the indications for use stated in the enclosure) to legally marketed predicate devices marketed in interstate commerce prior to May 28, 1976, the enactment date of the Medical Device Amendments, or to devices that have been reclassified in accordance with the provisions of the Federal Food, Drug, and Cosmetic Act (Act) that do not require approval of a premarket approval application (PMA). You may, therefore, market the device, subject to the general controls provisions of the Act. The general controls provisions of the Act include requirements for annual registration, listing of devices, good manufacturing practice, labeling, and prohibitions against misbranding and adulteration. Please note: CDRH does not evaluate information related to contract liability warranties. We remind you, however, that device labeling must be truthful and not misleading.

If your device is classified (see above) into either class II (Special Controls) or class III (PMA), it may be subject to additional controls. Existing major regulations affecting your device can be found in the Code of Federal Regulations, Title 21, Parts 800 to 898. In addition, FDA may publish further announcements concerning your device in the Federal Register.

Please be advised that FDA's issuance of a substantial equivalence determination does not mean that FDA has made a determination that your device complies with other requirements of the Act or any Federal statutes and regulations administered by other Federal agencies. You must

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comply with all the Act's requirements, including, but not limited to: registration and listing (21 CFR Part 807); labeling (21 CFR Part 801); medical device reporting (reporting of medical device-related adverse events) (21 CFR 803); good manufacturing practice requirements as set forth in the quality systems (QS) regulation (21 CFR Part 820); and if applicable, the electronic product radiation control provisions (Sections 531-542 of the Act); 21 CFR 1000-1050.

If you desire specific advice for your device on our labeling regulation (21 CFR Part 801), please contact the Division of Industry and Consumer Education at its toll-free number (800) 638-2041 or (301) 796-7100 or at its Internet address

http://www.fda.gov/MedicalDevices/Resourcesfor You/Industry/default.htm. Also, please note the regulation entitled. "Misbranding by reference to premarket notification" (21CFR Part 807.97). For questions regarding the reporting of adverse events under the MDR regulation (21 CFR Part 803), please go to

http://www.fda.gov/MedicalDevices/Safety/ReportaProblem/default.htm for the CDRH's Office of Surveillance and Biometrics/Division of Postmarket Surveillance.

You may obtain other general information on your responsibilities under the Act from the Division of Industry and Consumer Education at its toll-free number (800) 638-2041 or (301) 796-7100 or at its Internet address

http://www.fda.gov/MedicalDevices/ResourcesforYou/Industry/default.htm.

Sincerely vours.

Leonthena R. Carrington -A

Maria M. Chan, Ph.D. for Director Division of Immunology and Hematology Devices Center for Devices and Radiological Health

Enclosure

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DEPARTMENT OF HEALTH AND HUMAN SERVICES Food and Drug Administration

Indications for Use

510(k) Number (if known) K141161

Device Name

ABX MICROS ES 60 OT (Open Tube model) ABX MICROS ES 60 CT (Close Tube model)

Type of Use (Select one or both, as applicable)

Indications for Use (Describe)

The ABX MICROS ES 60 (OT and CT models) is a quantitative multi-parameter, automated hematology analyzer for in vitro diagnostic use in clinical laboratories to identify and enumerate the following parameters: WBC, RBC, HCT, MCV, MCH, MCHC, RDW, PLT, MPV, LYM%, LYM#, MON%, MON#, GRA%, GRA#, in K2EDTA and K3EDTA anticoagulated venous whole blood samples of adult patient population. It is not intended to be used for pediatric subjects.

Prescription Use (Part 21 CFR 801 Subpart D) Over-The-Counter Use (21 CFR 801 Subpart C)
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Premarket Notification [510(k)] Summary

This summary of 510(k) safety and effectiveness information is being submitted in accordance with the requirements of SMDA 1990 and 21 CFR 807.92.

The assigned 510(k) number is : K141161

1.0 Sumitted by : Company: HORIBA ABX SAS HORIBA MEDICAL Parc Euromédecine Rue du Caducée - BP 7290 34184 Montpellier cedex 4 FRANCE

Contact Person: Caroline Ferrer (caroline.ferrer@horiba.com) Telephone: + (33) 4 67 14 1843 Fax: + (33) 4 67 14 1517

2.0 Date Submitted :

14th November 2014

3.0 Device Name and Classification : Trade/Proprietary Name: ABX MICROS ES 60

Classification:

Device:Counter, differential cell
Panel:81 Hematology
Regulation number:864.5220
Product Code:GKZ
Class:2

4.0 System description :

4.1 Device Description

The ABX MICROS ES 60 is a quantitative, automated hematology analyzer and leukocyte differential counter for in vitro diagnostic use in clinical laboratories. The instrument system is comprised of the analyzer and a suite of analytical reagents that allow for simultaneous quantitative determination of hemoglobin measurement, cell counting, quality control, calibration, and cleaning. The system is a microprocessor controlled hematology analyzer used for the in vitro diagnostic testing of whole blood specimens. It operates in complete blood count (CBC) and Differential (DIFF) mode

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using a combination of focused flow impedance and light transmission technologies. It is available in Closed (CT) or Open Tube (OT) sampling versions.

4.2 Principles of Operation

The ABX Micros ES 60 principle of automated cell counting and sizing is used in the analysis of the whole blood. Each cell suspended in a conductive liquid (diluent) acts as an insulator. As each cell goes through the aperture, it momentarily increases the resistance of the electrical path between two submerged electrodes on either side of the aperture. This causes a measurable electronic pulse. While the number of pulses indicates particle count, the amplitude of the electrical pulse is proportional to the cell volume. These pulses are sent to the Signal Conditioner for analog to digital conversion. Pulse counts and digitized pulse measurements are sent to the System Manager for processing by the algorithms where the reported parameter values, flags and histograms are generated.

The diluted sample is processed through two different chambers:

  • The RBC / PLT chamber, for the Red Blood Cell (RBC) and Platelet (PLT) detection .
  • The WBC / HGB chamber, for the White Blood Cell (WBC) and Hemoglobin (HGB) counts

Image /page/4/Figure/8 description: This image shows a schematic diagram of a blood analysis system. The diagram includes components such as WBC/HGB, RBC/PLT, and ABX Diluent/Lyse. The diagram also shows the flow of samples and reagents through the system, with arrows indicating the direction of flow. The image includes labels such as CT and OT.

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Red Blood Cells (RBC) and Platelets (PLT) Detection:

The blood specimen is diluted in the electrolytic (current conductor) ABX Minidil LMG and pulled through the 50 um calibrated micro-aperture in the mini flow-cytometer. Two electrodes are placed on either side of the aperture. Electric current passes through the electrodes continuously. When a cell passes through the aperture, the electric resistance between the two electrodes increases proportionately to the cell volume.

The impedance variation is measured and allows for the RBC and PLT quantification.

Hemoglobin Measurement:

The lysing reagent breaks down the RBC cell membrane and releases the hemoglobin contained by the cell. The hemoglobin, released by the lysing reagent, combines with the potassium cyanide from the lysing reagent to form a chromogenous cyanmethemoglobin compound. This compound is then measured through the optical part of the WBC/HGB chamber by spectrophotometry at a wavelength of 550 nm.

Hematocrit Measurement:

All the RBC pulses are grouped into various sizes. Each group pulse height is then averaged. All the pulse height averages are then averaged one final time for a mean average of all the RBC pulse heights. This function is a numeric integration of the MCV. The HCT results are given as a percentage of this integration.

Red Distribution Width (RDW) Calculation:

The RDW is calculated from the RBC histogram. It allows to follow the evolution of the width of the RBC histogram in relation to the number of cells and their average volume.

Mean Cell Volume (MCV), Mean Cell Hemoglobin (MCH) and Mean Corpuscular Hemoglobin Concentration (MCHC) Calculations:

The MCV is calculated directly from the entire RBC histogram. The MCH is calculated from the HGB value and the RBC count. The MCHC is calculated according to the HGB and HCT values.

Mean Platelet Volume (MPV):

The MPV is directly derived from the analysis of the platelet distribution curve.

White Blood Cell (WBC) Count:

The WBC count is carried out in the WBC/HGB chamber. The detection principle is the same as for RBC.

ABX Minidil LMG reagent preserves and prepares the WBC cell membrane for the differential reaction. The lysing reagent has a differential mode of action on the WBC cytoplasmic membranes.

  • When the lysing reagent reacts with the lymphocytes, the cytoplasm and the . membrane are destroyed. At the end of the lysing action, only the nucleous remains intact and this action results in a smaller volume detected by the instrument.

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  • When the lysing reagent reacts with the monocyte cytoplasmic membrane, it has an intermediate reaction that empties the cytoplasm from the cell. At the end of the lysing action, the monocyte cells obtained have an intermediate size between the lymphocytes and the granulocytes.
  • When the lysing reagent reacts with the granulocytes, it has a limited reaction due ● to a molecule in their cytoplasmic structure which protects them from the shrinking action of the lyse. This in turn makes the granulocytes the larger of the WBC sub-populations in the cell differentiation.

The three sub-populations of WBCs are placed according to the number of cells and the size of the cells in each group. The lymphocyte, monocyte and granulocyte results are given as a percentage of the entire WBC count.

The granulocytes subpopulation of the WBC contains three sub-populations that contain cytoplasmic granular material which stain various colors when viewed microscopically. They are as followed:

  • Neutrophils
  • Eosinophils
  • Basophils

The distribution of these cells depends on the pathological and physiological conditions of the individuals analyzed.

Pathological cells are placed in different zones within the WBC distribution curve and trigger alarms.

4.3 Modes of Operation

Two models of ABX Micros ES 60 are available.

  • . The Closed Tube (CT) instrument: it has a cap-piercing mechanism. The blood collection tube is placed directly in the analyzer without removing the cap.
  • . The Open Tube (OT) instrument: the cap form the blood collection tube must be removed before analyzing the sample.

4.4 Specimen Identification

Specimen identification is by manual sample identification with the use of a hand held barcode scanner.

4.5 Calibration

Calibration is a procedure that is performed during specific situations such as installation. maintenance or service intervention. It is performed by a HORIBA ABX SAS representative. It ensures that the precision and accuracy of the analyzer are acceptable, so that accurate measurements are performed by the analyzer.

ABX Minocal calibrator (K955925) is used for the ABX Micros ES 60 calibration procedure. Assigned assay values are traceable to reference methods.

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4.6 Quality Control

Quality control allows the user to monitor a set of analyses based on known sample values and ranges over a period of several months. Statistical computation performed on these populations allows the extraction of qualitative information related to the stability of the instrument.

ABX Minotrol 16 Control (K850755) enables monitoring of system performance for all directly measured and calculated CBC and Diff parameters. Assigned assay values are determined on validated instruments using the appropriate reagents.

4.7 Software

HORIBA ABX SAS's Hazard Analysis and Software Development process for this product are included in this submission.

5.0 Intended use

5.1 Indications for Use :

The ABX MICROS ES 60 (OT and CT models) is a quantitative multi-parameter, automated hematology analyzer for in vitro diagnostic use in clinical laboratories to identify and enumerate the following parameters: WBC, RBC, HGB, HCT, MCV, MCH, MCHC, RDW, PLT, MPV, LYM%, LYM#, MON%, MON#, GRA%, GRA#, in K2EDTA and K3EDTA anticoagulated venous whole blood samples of adult patient population. It is not intended to be used for pediatric subjects.

5.2 Special Conditions for Use Statements:

For prescription use only

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6.0 Substantial Equivalence Information :

The following tables show the similarities and differences between the candidate device and its predicate device identified below.

6.1 Predicate Device Name and 510(k) number:

Candidate devicePredicate deviceManufacturer510(k) number
ABX MICROS ES 60ABX MICROS 60HORIBA ABX SASK030799

6.2 Comparison with predicate Device : Similarities

ItemCandidate(ABX MICROS ES 60)Predicate K030799(ABX MICROS 60)
Intended UseThe ABX MICROS ES 60 (OTand CT models) is a quantitativemulti-parameter, automatedhematology analyzer for in vitrodiagnostic use in clinicallaboratories to identify andenumerate the followingparameters: WBC, RBC, HGB,HCT, MCV, MCH, MCHC,RDW, PLT, MPV, LYM%,LYM#, MON%, MON#, GRA%,GRA#, in K2EDTA and K3EDTAanticoagulated venous wholeblood samples of adult patientpopulation. It is not intended to beused for pediatric subjects.The ABX MICROS 60Hematology Analyzer is a fullyautomated (microprocessorcontrolled) hematology analyzerused for the in vitro diagnostictesting of whole blood specimensor blood cell concentrates. Itoperates in complete blood count(CBC) mode.
Principles of Measurement
RBC, PLT, HCT, MPVImpedanceSame
HGBSpectrophotometrySame
WBC, WBC Differential(LYM, MON, GRA))ImpedanceSame
RDW, MCV, MCH, MCHCCalculationSame
Reagents
DiluentABX Minidil LMGSame
LyseABX Minilyse LMG or ABXAlphalyse 360Same
CleanerABX MinicleanSame
Reagent PackABX Minipack LMGSame
Concentrated cleaning reagentABX MinoclairSame
Quality ControlsABX Minotrol 16(3 levels)Same
CalibratorABX MinocalSame
System configurationBench topSame

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ItemCandidate(ABX MICROS ES 60)Predicate K030799(ABX MICROS 60)
Handheld barcode reader(optional)Integrated barcode reader (CTversion only)Printer
Sampling mechanismSingle tube presentation – openand closed vial samplingSame
Aspiration pathwaySingle sampling probe andcommon aspiration pathway usedfor all sample presentation modesSame
Minimum Sample Volume50 μLSame
Specimen sample volume10 μLSame
Counting aperture diameters
RBC/PLT50 μmSame
WBC80 μmSame
Dilution ratios
RBC/PLT chamber1/15000Same
Performance claims
Precision
WBC< 2.5 %Same
RBC< 2.0 %Same
HGB< 1.5 %Same
HCT< 2.0 %Same
PLT< 5.0 %Same
Accuracy
WBCR2 > 95%Same
RBCR2 > 95%Same
HGBR2 > 95%Same
HCTR2 > 95%Same
PLTR2 > 95%Same

6.3 Comparison with predicate Device : Differences

ItemCandidate(ABX MICROS ES 60)Predicate K030799(ABX MICROS 60)
User Interface DisplayAutomated instrument with 8"LCD touch screen displayAutomated instrument with 3"LCD display
Software applicationLinux-based software applicationInternally developed softwareapplication
Analytical cycle1) Draining sequence done byvacuum2) No air bubble.1) Draining sequencemovement2) Presence of air bubble atthe end of all cycles

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ItemCandidate(ABX MICROS ES 60)Predicate K030799(ABX MICROS 60)
Sample typesWhole blood samples onlyWhole blood samples and blood cell concentrates
Dilution ratios
WBC chamber1/2601/250
ThroughputOT / CT models: 60 / 50 samples per hourOT / CT model: approx. 60 / 55 samples per hour
DimensionsOT / CT models: 43 x 36 x 36 cmOT / CT models:44 x 36 x 33 cm
WeightOT model: 14 kgCT model: 17 kgOT model: 14 kgCT model: 14 kg
Performance claims
High Linearity limit
WBC (10³/mm³)100Same
RBC (10⁶/mm³)8.0Same
HGB (g/dL)2426
HCT (%)7080
PLT (10³/mm³)2200Same
Limit Of Quantitation
WBC (10³/mm³)0.8Not available
RBC (10⁶/mm³)0.7Not available
HGB (g/dL)0.6Not available
HCT (%)8.0Not available
PLT (10³/mm³)42Not available
Carry-over
WBC< 1%< 0.5%
RBC< 1%< 0.5%
HGB< 1%< 0.5%
PLT< 1%< 0.5%

7.0 Special Control/Guidance Document Referenced :

7.1 Standards Followed

  • . CLSI EP05-A2: Evaluation of Precision Performance of Quantitative Measurement Methods - 2004
  • CLSI EP06-A: Evaluation of the Linearity of Quantitative Measurement ● Procedure: A Statistical Approach - 2003
  • CLSI EP07-A2: Interference Testing in Clinical Chemistry - 2005
  • . CLSI EP09-A3: Measurement Procedure Comparison and Bias Estimation Using Patient Samples - 2013
  • . CLSI EP17-A2: Evaluation of Detection Capability for Clinical Laboratory Measurement Procedures - 2012
  • . CLSI EP28-A3c: Defining, Establishing and Verifying Reference Intervals in the Clinical Laboratory - 2008

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  • CLSI H20-A2: Reference Leukocyte (WBC) Differential Count (Proportional) and Evaluation of Instrumental Methods - 2007
  • CLSI H26-A2: Validation, Verification and Quality Assurance of Automated ● Hematology Analyzers - 2010
  • IEC61010-1, IEC61010-2-081, IEC61010-2-101, UL61010-1, CAN/CSA-● C22.2 No. 61010-1-12. CAN/CSA-C22.2 No. 61010.2.081-04. CAN/CSA-C22.2 No. 61010-2-101-04: Safety requirements for electrical equipment for measurement, control, and laboratory use
  • . EN61326-1, EN61326-2-6: Electrical equipment for measurement, control and laboratory use - EMC requirements
  • ISO14971: Medical devices Application of risk management to medical ● devices

7.2 FDA Guidances Followed

  • Guidance for Industry and FDA Staff : Format for Traditional and Abbreviated ● 510(k)s - 2005
  • Final Guidance for Industry and FDA: Class II Special Controls Guidance ● Document: Premarket Notifications for Automated Differential Cell Counters for Immature or Abnormal Blood Cells - 2001
  • Guidance for Industry and FDA Staff : Guidance for the Content of Premarket Submissions for Software Contained in Medical Devices – 2005
  • Guidance for Industry, FDA Reviewers and Compliance on Off-The-Shelf Software Use in Medical Devices - 1999
  • . Draft Guidance for Industry and Food and Drug Administration Staff on the Content of Premarket Submissions for Management of Cybersecurity in Medical Devices - 2013

8.0 Summary of Performance Data :

8.1 Analytical Performance

8.1.1 Analytical Limits at Low Level

Limit of Blank (LoB)

Plasma samples, obtained by centrifugation of normal samples, were used as blank samples, in order to be as close as possible as the blood sample matrix.

To estimate the LoB, a total of 60 repeated measurements of different plasma are run in the same series (5 different samples run 12 times).

This test is performed on 2 instruments with two reagents lots.

Results on Micros ES60 OT and Micros ES60 CT were similar and met specifications.

LoB obtained from 60 repeated measurements of 5 different plasma samples, are:

MeasurandLoB
WBC$0.1x10^3/mm^3$
RBC$0.01x10^6/mm^3$
HCT0.1 %
PLT$1x10^3/mm^3$

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Limit of Detection (LoD)

A set of six samples with very low parameter concentration (i.e. in the range LoB and 4 x LoB) are run 10 times over several days.

To estimate the LOD, take 60 results and calculate the pooled standard deviation (SDs). This test is performed on 2 instruments with two reagents lots.

Results on Micros ES60 OT and Micros ES60 CT were similar and met specifications.

LoD obtained from 10 runs of 6 low samples on each instrument are:

MeasurandLoD
WBC0.2x103/mm3
RBC0.01x106/mm3
HGB0.5 g/dL
HCT0.2 %
PLT4x103/mm3

Limit of Quantitation (LoQ)

To estimate the limit of quantitation, several ranges of linearity in low concentrations are prepared. Between 3 to 6 samples by level are prepared and run at least 5 times each, 40 replicates by level are necessary. The LoQ data are considered acceptable when the % Total-error is smaller than the desired total error for each measurand.

This test is performed on 2 instruments with two reagents lots.

Results on Micros ES60 OT and MicrosES60 CT were similar and passed acceptance limits.

LoQ obtained from at least 40 runs of 4 samples by level are:

MeasurandLoQ
WBC0.8x103/mm3
RBC0.7x106/mm3
HGB0.6 g/dL
HCT8%
PLT42x103/mm3

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8.1.2 Precision(Repeatability/Reproducibility)

Imprecision (Repeatability)

Repeatability was performed using 12 normal and 10 abnormal fresh whole blood samples collected into tubes containing K2EDTA anticoagulant. Each sample was run 10 consecutive times on two models of the Micros ES60 (ES60 OT and ES 60 CT), in a single day and all runs were completed within 8 hours of sample collection.

The size of the standard deviation was compared with the mean value of each parameter. This standard deviation divided by the mean is known as the Coefficient of Variation (CV) and is expressed as a percentage: CV% = (100*[Standard Deviation/Mean])

The results obtained were in the specifications.

Precision (Repeatability) Acceptance Criteria
-----------------------------------------------------
WBCRBCHGBHCTPLTLYM%MON%GRA%
%CV<2.5<2<1.5<2<5<10<20<4

Imprecision (Reproducibility)

Reproducibility was assessed on three Micros ES60 instruments at three sites, each with its own operator. On each site; High, Normal, and Low levels of one single lot of Minotrol control material were run in duplicate, twice each day, during a minimum of 18 days.

Total standard deviation and CV% were calculated for each measurand and results obtained were in the specifications.

Acceptable Total CV Claim (%)Low LevelControlNormal LevelControlHigh LevelControl
WBC7.05.04.0
RBC4.03.03.0
HGB5.04.03.0
HCT5.04.54.0
MCV4.03.02.5
MCH7.04.54.0
MCHC7.04.54.0
RDW5.05.05.0
PLT15.010.57.0
LYM%8.08.08.0
MON%15.014.011.0
GRA%12.04.03.0
LYM#8.08.08.0
MON#15.014.011.0
GRA#12.04.03.0

Precision (Reproducibility) Acceptance Criteria

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8.1.3 Linearity / Assay's Measuring (Reportable) Range

Commercial High and Full Range Linearity kits were used to perform the linearity studies. The expected values of the kit samples were considered the "true values". Each level was run in replicates of four (n=4) as recommended by the kit supplier. For each level, the 4 replicate results were plotted versus the theoretical value. The findings of the polynomial regression analysis indicate that the ABX Micros ES 60 exhibits linearity across the claimed range.

The Analytical Measuring Range is defined as the range comprised between the Limit of Quantitation and the High Linearity Limit determined for each parameter. The claimed AMR are therefore:

ParameterAMR onMicros ES60
WBC (10³/mm³)0.8 - 100
RBC (10⁶/mm³)0.7 - 8
PLT (10³/mm³)42 - 2200
HGB (g/dL)0.6 - 24.0
HCT (%)8.0 - 70.0

8.1.4 Carryover

The potential for sample carryover was tested in duplicate on the ABX Micros ES 60 OT and CT instruments using alternating high and low concentrations samples.

The percentage of carryover is calculated using the formula below:

$$\boxed{Ct%} = \frac{low4 - low6}{high3 - low6} \times 100 \bigg|$$

All carry-over results are within specifications for the ABX Micros ES OT and CT Systems.

Carry-over Limit(%CV)
WBC<1%
RBC<1%
HGB<1%
PLT<1%

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8.1.5 Interfering substances

The interference effect is evaluated following two methodologies:

  • By addition : evaluating the effect of potentially interfering substances added to the sample of interest:
    A potential interfering substance is added to a sample and the bias relative to a control portion of the sample is evaluated ("paired-difference testing"). This bias was compared to the acceptance criteria.

For all tests performed with the following potential interferents, the bias remained below the acceptable limit and therefore, no significant interference was observed: urea, bilirubin, lipemia, and hemolysis.

An interference on WBC counts has been observed in presence of yeast in the sample.

  • By comparison: evaluating the bias of individual specimen: -
    Representative patient specimens and a control sample (without interferent) are run in duplicate in comparison to a comparative measurement procedure (Micros 60). Then the bias versus comparative measurement values was plotted for each specimen group. Both measurement procedures had 10 to 20 samples in each group to demonstrate sufficient precision.

A comparable effect was observed on the ABX Micros ES 60 and the reference device for the interferences from: WBC fragments, Myelocytes, nucleated RBC, RBC Inclusion, RBC Agglutinins / Cold Agglutinins / RBC Rouleaux, Dual RBC population, RBC fragments, Target cells, Platelet Aggregates, Platelet Satelitism, Macrothrombocytes / Large Platelets, Small RBC Leukocytosis.

Additionnally, Megakaryoctes and Parasites are potential interferents on respectively WBC and Monocytes counts that could not be tested, but that are well described in literature.

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8.1.6 Sample stability

11 whole venous blood specimens (collected in K2EDTA and K3EDTA) were analyzed on the ABX Micros ES 60 (OT model) at one site in France. Following the collection (TO), each specimen was divided in half, with one sample stored at ambient temperature (20-24°C) and the other stored under refrigerated conditions (2-8°C). Testing for stability was performed at 2, 6, 8, 10, 24, 36, 48, 60 and 72 hours after T0 The first aliquot of each specimen was run sequentially in any order. The second aliquot was run in reverse order to minimize the effects of carryover and drift. The acceptance criteria for sample stability is given as an acceptable maximum bias of the value at T with the value at T0. All data passed specifications.

ParametersSample stability whenstored refrigerated (2-8°C)Sample stability whenstored at roomtemperature (20-24°C)
WBC, RBC, HGB, HCT, MCV,MCH, MCHC, PLT48 hours36 hours
RDW36 hours10 hours
MPV24 hours24 hours
LYM%, LYM#, MON%, MON#,GRA%, GRA#24 hours8 hours

8.2 Other supportive performance data using clinical specimens

In order to support the equivalence and comparability claims made for the ABX Micros ES 60 in vitro diagnostic hematology analyzer, some performance studies were done in external clinical laboratories with clinical blood specimens collected prospectively or not. These may be considered as "Clinical studies".

8.2.1 Comparability with Predicate Device

A total of 179 whole blood specimens from adult patients were analyzed at four test sites in the US.

Each of the samples was analyzed in duplicate on the ABX Micros ES 60 (CT model) and on the predicate ABX Micros 60.

Bias was estimated at three points for each parameter: the low end of the distribution of observations, the mid-point, and the high end of the distribution. Bias was estimated separately for each replicate. Acceptance criteria were met for all measurands at all levels. These findings support the claim that the ABX Micros ES60 candidate device and the ABX Micros 60 predicate device are substantially equivalent, and demonstrate acceptable levels of bias.

8.2.2 Comparability between Sampling methods

A total of 237 whole blood specimens from adult patients were analyzed at one test site in France.

Each of the samples was analyzed in duplicate on the ABX Micros ES 60 CT (Close Tube model) and on the ABX Micros ES 60 OT (Open Tube model).

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Bias was estimated at three points for each parameter: the low end of the distribution of observations, the mid-point, and the high end of the distribution. Bias was estimated separately for each replicate. Acceptance criteria were met for all measurands at all levels. These findings support the claim that both Open Tube and Close Tube models of ABX Micros ES60 device yield comparable performances across the analytical range for all the parameters.

8.2.3 Comparability between Anticoagulant types

A total of 52 normal and pathological blood specimens were analyzed on the ABX Micros ES60 (CT model) at three sites in the US. Different instruments and operators were used at each site. The specimens used in this study were venous blood specimens that were prospectively collected for this study specifically. Each subject provided blood collected in both K2EDTA and K3EDTA.

Each of the samples was analyzed in duplicate on the ABX Micros ES 60.

Bias was estimated at three points for each parameter: the low end of the distribution of observations, the mid-point, and the high end of the distribution. Bias was estimated separately for each replicate. Acceptance criteria were met for all measurands at all levels. These findings support the claim that K2EDTA and K3EDTA specimens give comparable results as measured on the ABX Micros ES60 hematology analyzer.

8.2.4 Clinical Sensitivity / Specificity

100 normal and 100 pathological samples preserved in K2EDTA covering the full analytic range of the ABX Micros ES60 were analyzed in duplicate on the ABX Micros ES60 (CT model) and ABX Micros ES60 (OT model). Samples used for this study were left-over samples from both hospital and private independent clinical laboratories in France. Two slides with May Grünwald Giemsa staining were prepared for each sample. Slide reviews were conducted as a gold standard reference and WBC differential counts were conducted using 400-cell reference differential count (200 cells per reader, 2 readers) on each sample following the procedure discussed in CLSI H20-A2.

Samples were classified into Normal or Abnormal samples for the ABX Micros ES60 OT, ABX Micros ES60 CT, and the reference method (manual slide microscopy for differential count and morphological appreciation; the predicate ABX Micros 60 for quantitative CBC parameters). Abnormal samples were subdivided into those with abnormal proportions of one or more cell types (quantitative), and those containing abnormal cells (morphological).

Method comparison studies were designed using the CLSI H20-A2 procedure by the construction of the "envelope" that takes into account the imprecision of both the test and the manual method (95% and 99% confidence interval respectively).

The ability to identify abnormal samples and listed pathologies was evaluated according the CLSI H20-A2 by creating predictive value tables for distributional and morphological classification. From these tables, the efficiency, sensitivity, specificity, positive predictive value, and negative predictive value were calculated.

For each cell type, the mean of the manual differential count is compared with the mean of the analyzer count.

For WBC differential count analysis, the scatter plot of the means of the test method (yi) vs. the means of the reference method (xi) for each sample (i) is traced. On each scatter

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plot, the 95% and 99% confidence intervals that take into account the imprecision of the test and reference methods are drawn.

The ABX Micros ES60 OT and CT models have shown acceptable performances in detecting an abnormal sample with good sensitivity. Positive predictive and negative predictive values are acceptable. Moreover, the WBC differential analysis comparison between the Micros ES60 and the manual microscopy slide observations (Gold Standard) show acceptable results. The data demonstrate the accuracy of the ABX Micros ES60 performance.

8.2.5 Reference Interval

275 (135 male and 140 female) normal adult samples (whole blood samples collected in K2EDTA) were analyzed in duplicate on the ABX Micros ES60 (OT model) and ABX Micros ES60 (CT model) at one test site in the US.

The nonparametric data analysis method was used, depending only on the ranks of the reference data arranged in order of increasing size. Per EP28-A3, the reference interval is determined to be between and including the lower and upper reference limits, which enclose 95% of the values from the reference population subjects. Confidence intervals for the reference limit were calculated using a 90% probability (90% CI).

Defined reference values are not significantly different between the ABX Micros ES60 OT and CT models. For each gender, a single reference interval applicable (Shared Interval) on both versions of the analyzers has been defined as described in the following table.

MICROS ES60Reference IntervalMALES(N=135)FEMALES(N=140)
LOWHIGHLOWHIGH
WBC (10³/mm³)4.39.64.210.3
RBC (10⁶/mm³)4.15.74.05.1
HGB (g/dl)12.616.711.615.1
HCT (%)38.350.835.846.4
MCV (µm³)83978398
MCH (pg)26.732.326.832.5
MCHC (g/dl)31.73431.834.0
RDW (%)11.114.411.313.9
PLT (10³/mm³)156370181393
MPV (µm³)6.39.16.59.0
LYM (10³/mm³)1.13.11.23.4
MON (10³/mm³)0.10.60.10.6
GRA (10³/mm³)2.67.02.77.4
%LYM (%)16.544.717.745.2
%MON (%)3.18.33.38.1
%GRA (%)49.176.949.277.7

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Reference intervals have been established on ABX Micros ES60 OT and CT for each parameter, based on a CLSI EP28-A3 study. These intervals are given in the labeling of the Micros ES60.

However, expected values will vary with sample population and/or geographical location. Horiba highly recommends that each laboratory establishes its own normal ranges based upon its local population.

9.0 Proposed Labeling :

The labeling is written as per the recommendations given in standard EN18113-2. It takes into account the requirements of 21 CFR Part 809.10.

Conclusion : 10.0

As per 21CFR Part §807.92(b)(3), the nonclinical tests demonstrate that the ABX Micros ES 60 device is as safe, as effective, and performs as well as or better than the predicate device .

The submitted information in this premarket notification is complete and supports a substantial equivalence decision.

§ 864.5220 Automated differential cell counter.

(a)
Identification. An automated differential cell counter is a device used to identify one or more of the formed elements of the blood. The device may also have the capability to flag, count, or classify immature or abnormal hematopoietic cells of the blood, bone marrow, or other body fluids. These devices may combine an electronic particle counting method, optical method, or a flow cytometric method utilizing monoclonal CD (cluster designation) markers. The device includes accessory CD markers.(b)
Classification. Class II (special controls). The special control for this device is the FDA document entitled “Class II Special Controls Guidance Document: Premarket Notifications for Automated Differential Cell Counters for Immature or Abnormal Blood Cells; Final Guidance for Industry and FDA.”