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510(k) Data Aggregation

    K Number
    K070550
    Device Name
    AUSCO ES-3100
    Date Cleared
    2007-11-06

    (252 days)

    Product Code
    Regulation Number
    870.1875
    Reference & Predicate Devices
    Why did this record match?
    Reference Devices :

    K041934, K961848, K012304

    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The AUSCO ES-3100 Electronic Stethoscope is intended for medical diagnostic purposes. It may be used for the amplification of sounds associated with the heart, lungs, arteries, veins, and other internal organs. It can be used on any person undergoing a physical assessment.

    Device Description

    The AUSCO ES-3100 Electronic Stethoscope is a healthcare device that electronically filters and amplifies sounds of the heart, lungs, arteries, veins and other internal organs, and transfers them to the user's ears through an active speaker and passive sound tubes. The AUSCO ES-3100 provides two filter frequency modes for auscultation: Bell (20 to 200Hz) and Diaphragm (20 to 1000Hz). The AUSCO ES-3100 incorporates electronics and embedded software, which controls all of the various features such as volume control, frequency mode selection, and automatic powering off of the stethoscope. Active high and low pass filtering circuits are employed to produce the bell and diaphragm frequency response modes that are used to listen to the heart, lungs and other body sounds, while reducing frictional noises. The AUSCO ES-3100 does not employ any off-the-shelf-software. The AUSCO ES-3100 uses two (2) AAA alkaline batteries.

    AI/ML Overview

    This pre-market notification for the AUSCO ES-3100 Electronic Stethoscope primarily focuses on demonstrating substantial equivalence to existing predicate devices rather than establishing novel acceptance criteria through a specific clinical study with performance metrics. The submission highlights similarities in characteristics, materials, features, intended use, and indications for use.

    Therefore, the requested information regarding acceptance criteria, a study proving the device meets them, sample sizes, expert involvement, and ground truth establishment, as typically seen for devices with new performance claims or requiring clinical validation, is not explicitly detailed in this 510(k) summary.

    However, based on the provided text, here's an attempt to categorize the information where applicable:

    Acceptance Criteria and Reported Device Performance

    The acceptance criteria here are implicitly defined by the characteristics and performance of the predicate devices. The device is deemed acceptable if it is "similar if not identical in materials, technological characteristics, and has the same intended use as the predicate devices," and if "Any differences in technological characteristics... do not raise any new questions of safety or effectiveness."

    Acceptance Criteria CategorySpecific Criteria (Implicitly based on Predicate Devices)Reported Device Performance (AUSCO ES-3100)
    Intended UseMedical diagnostic purposes; amplification of sounds from heart, lungs, arteries, veins, and other internal organs; use on any person undergoing a physical assessment.Meets: "The AUSCO ES-3100 Electronic Stethoscope is intended for medical diagnostic purposes. It may be used for the amplification of sounds associated with the heart, lungs, arteries, veins, and other internal organs. It can be used on any person undergoing a physical assessment." (Identical to predicate's likely intended use)
    Technological CharacteristicsElectronic filtering and amplification, active speaker & passive sound tubes, Bell (20-200Hz) and Diaphragm (20-1000Hz) filter frequency modes, volume control, frequency mode selection, auto power-off, active high/low pass filtering, reduction of frictional noises.Meets: "The AUSCO ES-3100 provides two filter frequency modes for auscultation: Bell (20 to 200Hz) and Diaphragm (20 to 1000Hz)." "incorporates electronics and embedded software, which controls all of the various features such as volume control, frequency mode selection, and automatic powering off." "Active high and low pass filtering circuits are employed to produce the bell and diaphragm frequency response modes... while reducing frictional noises." (Similar to predicate devices)
    MaterialsBiocompatible materials for skin contact.Meets: "Components...reviewed for biocompatibility and conform to ISO10993-Part 1 Biological Evaluation of Medical Devices for limited (≤ 24 hour) skin contact."
    Safety and EMCConformance to international safety and EMC standards.Meets: "tested and conforms to applicable safety and EMC requirements found in the IEC/ISO/EN 60601-01 and IEC/ISO/EN 60601-01-02 international standards."
    Energy SourceUse of standard batteries.Meets: "AUSCO ES-3100 uses two (2) AAA alkaline batteries."

    Study Details

    Based on the provided document, the "study" conducted for this 510(k) submission is a comparative analysis demonstrating substantial equivalence to predicate devices, rather than a standalone clinical performance study with specific metrics.

    1. Sample size used for the test set and the data provenance: Not applicable in the context of a comparative analysis. The "test set" implicitly refers to the characteristics and performance data of the predicate devices used for comparison. No new patient data or test set was generated for direct evaluation of the AUSCO ES-3100's diagnostic performance beyond its technical specifications aligning with predicates.
    2. Number of experts used to establish the ground truth for the test set and the qualifications of those experts: Not applicable. The ground truth for the predicate devices' performance was established through their original clearance and market use, not through a new expert panel for this submission.
    3. Adjudication method for the test set: Not applicable for a comparative analysis.
    4. If a multi reader multi case (MRMC) comparative effectiveness study was done, If so, what was the effect size of how much human readers improve with AI vs without AI assistance: Not applicable. This device is an electronic stethoscope, not an AI-assisted diagnostic tool for interpretation.
    5. If a standalone (i.e. algorithm only without human-in-the loop performance) was done: No standalone clinical performance study was described for the AUSCO ES-3100 in the sense of evaluating its diagnostic accuracy independently. The "standalone" evaluation was primarily limited to engineering and safety testing (biocompatibility, electrical safety, EMC).
    6. The type of ground truth used (expert consensus, pathology, outcomes data, etc): Not applicable for the AUSCO ES-3100's performance validation here. The "ground truth" for substantial equivalence rests on the established regulatory approval and clinical acceptance of the predicate devices.
    7. The sample size for the training set: Not applicable. This device does not involve machine learning or an algorithm that requires a training set.
    8. How the ground truth for the training set was established: Not applicable.
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    K Number
    K050159
    Manufacturer
    Date Cleared
    2005-02-22

    (28 days)

    Product Code
    Regulation Number
    870.1875
    Reference & Predicate Devices
    Why did this record match?
    Reference Devices :

    K041934

    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The 3M™ Littmann® Electronic Stethoscope Model 3000 is intended for medical diagnostic purposes only. It may be used for the detection and amplification of sounds from heart, lungs, arteries, veins, and other internal organs with the use of a selective frequency. It can be used on any person undergoing a physical assessment.

    Device Description

    The 3M™ Littmann® Electronic Stethoscope, Model 3000 is a healthcare device that picks sounds of the heart, arteries, veins, lung and other internal organs, electronically amplifies, filters, and transfers them to the user's ears via an active speaker and passive sound tubes. The Model 3000 provides two filter frequency modes for auscultation: Bell (20-200 Hz) and Diaphraqm (100-500 Hz). The Model 3000 incorporates embedded software. The embedded software controls all of the various features found in the Model 3000 stethoscope, such as volume control and frequency mode selection. In addition, the embedded software provides digital signal processing (DSP) over the entire acoustic range of the stethoscope: DSP produces the bell and diaphragm frequency response modes that are used to listen to heart, lung, and other body sounds. The Model 3000 does not incorporate any off-the-shelf (OTS) software. The Model 3000 operates on one (1) AAA alkaline battery.

    AI/ML Overview

    The provided document is a 510(k) Premarket Notification Summary for the 3M™ Littmann® Electronic Stethoscope, Model 3000. It details modifications made to the device's embedded software and asserts its substantial equivalence to a predicate device.

    However, the document does not contain information regarding acceptance criteria or a study that proves the device meets specific performance criteria in the way a typical AI/ML medical device submission would. This is because the submission is for a classic medical device (electronic stethoscope) where the focus is on functional equivalence and safety rather than a diagnostic performance study with statistical endpoints.

    Specifically, for the questions asked, the submission does not contain the following information:

    1. A table of acceptance criteria and the reported device performance.
    2. Sample size used for the test set and data provenance.
    3. Number of experts used to establish ground truth and their qualifications.
    4. Adjudication method for the test set.
    5. Information on a multi-reader multi-case (MRMC) comparative effectiveness study or effect size.
    6. Information on standalone (algorithm only) performance.
    7. The type of ground truth used.
    8. The sample size for the training set.
    9. How the ground truth for the training set was established.

    Analysis of the Provided Text:

    The relevant section for performance and equivalence is "6. Comparative Data for Determining Substantial Equivalence of New Device to Predicate Device." It states:

    "The Model 3000 as modified in this special pre-market notification submission is composed of the same or substantially equivalent materials, has the same performance features, same intended use, same indications for use, and same labeling as the Model 3000 predicate device cleared under K041934."

    This statement indicates that the manufacturer is demonstrating equivalence based on the device having the same performance features as its predicate, rather than presenting new performance data against specific acceptance criteria. The modifications were to embedded software, and the submission explicitly states: "The modifications included in this submission do not affect the device's intended use or indications for use, performance features, labeling or claims."

    Therefore, the "study" proving the device meets acceptance criteria, in this context, is the demonstration of substantial equivalence to the predicate device by asserting that the modifications made do not alter its performance features, intended use, indications for use, or labeling. No specific quantitative performance study with a test set, ground truth, or expert review is mentioned because it's not relevant to this type of submission for this particular device modification.

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