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510(k) Data Aggregation

    K Number
    K203394
    Manufacturer
    Date Cleared
    2021-03-02

    (104 days)

    Product Code
    Regulation Number
    878.4780
    Reference & Predicate Devices
    Predicate For
    N/A
    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The PleuraFlow® System with FlowGlide® is indicated for use during cardical procedures and chest trauma. Its Active Clearance Technology® proactively removes clots formed inside the chest tube to prevent or minimize chest tube occlusion with clot. A patent chest tube enables evacuation of blood and fluid from the operative site after closure of the surgical wound and reduces retained blood. The product is indicated for adult and pediatric patients including infant, preadolescent and adolescent patients under clinical settings.

    Device Description

    The PleuraFlow® System with FlowGlide(R) PFFG3 iss a modification to our current PleuraFlow® System with FlowGlide(R) (predicate). The primary components of the System are the Chest Tube and the Clearance Apparatus. The Chest Tube is connected to a Clearance Apparatus, which is connected to the tubing from the drainage canister.

    The Clearance Apparatus that is part of the PleuraFlow System with FlowGlide consists of a Guide Tube with a magnetic shuttle and a PTFE-coated Clearance Wire with a Loop set on its distal end. The Clearance Apparatus is advanced into the PleuraFlow with FlowGlide Chest Tube using a magnetic Shuttle. When indicated, the Clearance Wire and Loop is advanced and retracted within the PleuraFlow with FlowGlide Chest Tube to proactively prevent or break up and clear any tube obstructions or clogging to keep the tube patent. The PleuraFlow System with FlowGlide, PFFG3, has a new shuttle design that includes a spring activated button to allow the user to increase the magnetic force when needed. The range of magnetic force is the same as predicate.

    AI/ML Overview

    This document, a 510(k) summary for the ClearFlow PleuraFlow® System with FlowGlide®, describes the device as a modification of a previously cleared device. Therefore, the information provided focuses on bench testing to demonstrate substantial equivalence to the predicate device, rather than a clinical study with human subjects.

    As a result, there is no information to fulfill questions 1-9 regarding acceptance criteria and study proving device meets acceptance criteria in a clinical context, such as:

    • A table of acceptance criteria and reported device performance (in a clinical study)
    • Sample size used for the test set and data provenance
    • Number of experts and their qualifications for ground truth
    • Adjudication method
    • Multi-reader multi-case (MRMC) comparative effectiveness study
    • Standalone (algorithm only) performance
    • Type of ground truth (expert consensus, pathology, outcomes data)
    • Sample size for the training set
    • How ground truth for the training set was established

    The document explicitly states: "No clinical performance was deemed necessary according to Risk Management assessment and evaluation." and "The conclusions drawn from the nonclinical tests demonstrate that the device is as safe, as effective, and performs as well as the predicate device."

    The acceptance criteria and "study" described are focused on engineering and functional performance bench tests to demonstrate the device performs as intended and is equivalent to the predicate.

    Here's an interpretation of the "acceptance criteria" and "study" based only on the provided text, but it's important to understand this is not a clinical study:


    Acceptance Criteria and Study for the ClearFlow PleuraFlow® System with FlowGlide® (Based on Bench Testing for Substantial Equivalence)

    Since this is a 510(k) submission for a modified device, the "study" conducted for proving the device meets acceptance criteria is primarily bench testing to demonstrate substantial equivalence to a previously cleared predicate device.

    1. Table of Acceptance Criteria and Reported Device Performance (Bench Testing):

    Acceptance Criterion (Test Performed)Reported Device Performance (Result)
    Actuation and Tracking of Clearance Wire and LoopDemonstrated successful actuation and tracking through the coated chest tube tortuous path.
    Functional Testing of the Shuttle:The new shuttle design with a spring-activated button allows the user to increase magnetic force when needed, while maintaining the same range of magnetic force as the predicate.
    - Coupling Force Testing of Shuttle to Clearance Wire and LoopPerformed and results indicate proper coupling.
    - Force to Actuate, Force to Move Shuttle along Guide TubePerformed and results demonstrate appropriate force for actuation and movement while coupled to the Clearance Wire and Loop.
    Magnetic Flux Testing (Magnetic Field in Proximity to Device)Performed and results show the magnetic field is within acceptable parameters.
    Button Cycle Testing (for Button Function after Repeated Uses)Performed and results demonstrate the button functions effectively after repeated uses.
    Force to Separate the Shuttle EnclosurePerformed and results indicate appropriate force.
    Transportation SimulationPerformed and results demonstrate device integrity after simulated transportation.
    Tensile Strength of Drain Tubing to Drain BarbPerformed and results demonstrate adequate tensile strength.
    Biocompatibility of MaterialsMaterials remain the same as the predicate and meet ISO 10993-1 applicable requirements.
    Sterility (Device Provided Sterile and Single Use)Meets ISO 11135:2014 requirements.
    Overall Safety and Effectiveness Comparison to Predicate Device"Results from performance testing of the new models... demonstrates that these are suitable for the intended use and did not raise new issues of safety and effectiveness when compared to the predicate models." "The conclusions drawn from the nonclinical tests demonstrate that the device is as safe, as effective, and performs as well as the predicate device." "Risk assessment, verification and validation... do not raise any additional concerns regarding safety and effectiveness and they are substantially equivalent to the predicate system."

    2. Sample size used for the test set and the data provenance:

    • Sample Size: Not specified in terms of number of units tested for each bench test, but implies a sufficient number were tested to validate the design.
    • Data Provenance: The tests are described as bench testing done internally by the manufacturer (ClearFlow, Inc.) and are prospective in nature for the modified device. No external or historical data is explicitly mentioned for these specific tests.

    3. Number of experts used to establish the ground truth for the test set and the qualifications of those experts:

    • Not Applicable. This was a series of engineering and functional bench tests, not a clinical study requiring expert review of patient data to establish ground truth. The "ground truth" here is adherence to engineering specifications and performance comparable to the predicate.

    4. Adjudication method (e.g. 2+1, 3+1, none) for the test set:

    • Not Applicable. As per point 3, this was not a clinical study involving human judgment on cases. Test results would likely be adjudicated against pre-defined engineering pass/fail criteria.

    5. If a multi-reader multi-case (MRMC) comparative effectiveness study was done, If so, what was the effect size of how much human readers improve with AI vs without AI assistance:

    • No. An MRMC study is not relevant to this type of device or its premarket notification, which relies on bench testing and substantial equivalence to a predicate. There is no AI or human reader component mentioned.

    6. If a standalone (i.e. algorithm only without human-in-the loop performance) was done:

    • No. This device is a mechanical system, not an algorithm.

    7. The type of ground truth used (expert consensus, pathology, outcomes data, etc):

    • The "ground truth" for this submission is engineering specifications, functional performance requirements, and comparison to the known performance of the predicate device. This includes passing criteria for physical and mechanical tests, and compliance with standards (e.g., ISO 10993-1 for biocompatibility, ISO 11135:2014 for sterilization).

    8. The sample size for the training set:

    • Not Applicable. There is no "training set" as this is not a machine learning or AI device. The "training" for the device would be its engineering design and manufacturing processes.

    9. How the ground truth for the training set was established:

    • Not Applicable. (As per point 8.) The design and functionality are based on established engineering principles and the existing predicate device's proven performance over "more than 10 years."
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    K Number
    K191733
    Manufacturer
    Date Cleared
    2019-07-26

    (28 days)

    Product Code
    Regulation Number
    878.4780
    Reference & Predicate Devices
    Predicate For
    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    THE ZIP is an accessory to the PleuraFlow® System with FlowGlide®. It is indicated for use during cardiothoracic surgical procedures and chest trauma. Its Active Clearance Technology® proactively removes clots formed inside the chest tube to prevent or minimize chest tube occlusion with clot. A patent chest tube enables evacuation of blood and fluid from the operative site after closure of the surgical wound and reduces retained blood. The product is indicated for adult and pediatric patients including infant, preadolescent patients under clinical settings.

    Device Description

    THE ZIP accessory is a non-sterile reusable external, hand-held free-standing magnetic shuttle that is used to couple and move the Clearance Wire of the PleuraFlow System. It can be used instead of the PleuraFlow System's integral Shuttle when the user determines that increase of magnetic coupling is needed to break up and clear any tube obstructions or clogging to keep the tube patent.

    AI/ML Overview

    1. Table of Acceptance Criteria and Reported Device Performance:

    Acceptance CriteriaReported Device Performance
    Decoupling ForceResults from performance testing demonstrate suitability for intended use and do not raise new issues of safety and effectiveness when compared to the predicate device (PleuraFlow System with FlowGlide®). The exact numerical criterion and result are not provided in the summary.
    Magnetic FluxResults from performance testing demonstrate suitability for intended use and do not raise new issues of safety and effectiveness when compared to the predicate device. The exact numerical criterion and result are not provided in the summary.
    FunctionalityPerformance testing confirmed functionality, demonstrating suitability for intended use and no new safety or effectiveness issues compared to the predicate. Specific functional parameters and outcomes are not detailed.
    DropDrop testing confirmed device robustness, demonstrating suitability for intended use and no new safety or effectiveness issues compared to the predicate. Specific drop test parameters (e.g., height, number of drops) and outcomes are not detailed.
    Indications For UseTHE ZIP's Indications For Use are the same as the predicate (PleuraFlow System with FlowGlide®). This implies that the device is expected to perform equivalently in its intended clinical applications: proactively removing clots, preventing or minimizing chest tube occlusion, and enabling evacuation of blood and fluid during cardiothoracic surgical procedures and chest trauma. This is a qualitative rather than a quantitative performance metric.
    Technological CharacteristicsTechnological characteristics of THE ZIP are similar to the predicate. This suggests design and operational principles are comparable, leading to similar performance and safety profiles. This is a qualitative comparison rather than a quantitative performance metric.
    Risk-Benefit AnalysisThe risk-benefit analysis, verification and validation, and biocompatibility of THE ZIP do not raise any additional concerns regarding safety and effectiveness compared to the predicate. This is a qualitative assessment rather than a quantitative performance metric.

    2. Sample Size Used for the Test Set and Data Provenance:

    The provided document describes bench testing for THE ZIP accessory. Therefore, there are no "test set" or "data provenance" in the clinical sense (e.g., patient data, country of origin, retrospective/prospective). The "sample size" would refer to the number of individual devices or components tested for each specific bench test. However, the document does not specify the exact number of units tested for Decoupling Force, Magnetic Flux, Functionality, or Drop tests.

    3. Number of Experts Used to Establish the Ground Truth for the Test Set and Qualifications of Those Experts:

    Not applicable. This was a bench testing study, not a study involving human interpretation of medical data. Therefore, no experts were used to establish ground truth in this context.

    4. Adjudication Method for the Test Set:

    Not applicable. As this was a bench testing study, there was no need for adjudication of expert opinions. The performance metrics were directly measured from the device.

    5. If a Multi-Reader Multi-Case (MRMC) Comparative Effectiveness Study was Done, What was the effect size of how much human readers improve with AI vs without AI assistance:

    Not applicable. THE ZIP is a mechanical accessory to a medical device, not an AI-powered diagnostic or assistive tool. Therefore, an MRMC comparative effectiveness study involving human readers and AI assistance is not relevant.

    6. If a Standalone (i.e., algorithm only without human-in-the-loop performance) was done:

    Not applicable. THE ZIP is a mechanical device, not an algorithm. Therefore, "standalone" algorithm performance is not relevant.

    7. The Type of Ground Truth Used:

    The "ground truth" for this device's performance was established through direct physical measurement and observation during bench testing against predefined engineering specifications and functional requirements. These requirements were based on the performance of the legally marketed predicate device (PleuraFlow System with FlowGlide®) which served as the benchmark for substantial equivalence.

    8. The Sample Size for the Training Set:

    Not applicable. This is a mechanical device, not a machine learning or AI algorithm that requires a "training set."

    9. How the Ground Truth for the Training Set was Established:

    Not applicable, for the same reason as above; there is no training set for a mechanical device.

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    K Number
    K182067
    Manufacturer
    Date Cleared
    2018-08-14

    (13 days)

    Product Code
    Regulation Number
    878.4780
    Reference & Predicate Devices
    Predicate For
    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The PleuraFlow® System with FlowGlide® XDL is indicated for use during cardiothoracic surgical procedures and chest trauma. Its Active Clearance Technology proactively removes clots formed inside the chest tube to prevent or minimize chest tube occlusion with clot. A patent chest tube enables evacuation of blood and fluid from the operative site after closure of the surgical wound and reduces retained blood. The product is indicated for adult and pediatric patients including infant, preadolescent and adolescent patients under clinical settings.

    Device Description

    The PleuraFlow® System with FlowGlide® XDL is an extension of the PleuraFlow® System with FlowGlide® (predicate). The primary components of the System are the Chest Tube and the Clearance Apparatus. The PleuraFlow System with FlowGlide XDL includes two (2) models: PFFG-20 XDL, and PFFG-24 XDL. Each model includes a Chest Tube with a cut length of 19 inches (48.3 cm) with graduated measurements in centimeters from the distal eyelet. Each of these Chest Tubes has 15 eyelets distributed along an Effective Drainage Length of 10 inches (25.4 cm). The Effective Drainage Length is defined as the length of the Chest Tube having eyelets for the influx of fluid. Each Chest Tube has a barium stripe to facilitate visualization in the chest cavity under X-ray. Both models include a Chest Tube with FlowGlide applied to the internal and external surfaces to reduce friction and allow easier sliding of the Clearance Wire assembly. The Chest Tube is connected to a Clearance Apparatus, which is connected to the tubing from the drainage canister. The Clearance Apparatus that is part of the PleuraFlow System with FlowGlide consists of a Guide Tube and a PTFE-coated Clearance Wire with a Loop set on its distal end. The Clearance Apparatus is advanced into the PleuraFlow Chest Tube using a magnetic shuttle. When indicated, the Clearance Wire and Loop is advanced and retracted within the PleuraFlow with FlowGlide Chest Tube to proactively prevent or break up and clear any tube obstructions or clogging to keep the tube open.

    AI/ML Overview

    This document describes the 510(k) premarket notification for the ClearFlow, Inc. PleuraFlow® System with FlowGlide® XDL, a device intended to proactively remove clots from chest tubes during cardiothoracic surgical procedures and chest trauma. The submission aims to demonstrate substantial equivalence to a predicate device, the PleuraFlow System with FlowGlide (K163139).

    Here's a breakdown of the requested information based on the provided text:

    1. Table of Acceptance Criteria and Reported Device Performance

    The provided text does not explicitly state acceptance criteria in terms of specific numerical thresholds. Instead, it describes various tests performed to demonstrate that the new models (PFFG-20 XDL and PFFG-24 XDL) are "substantially equivalent to the cleared models (predicate) through bench testing" and "suitable for the intended use." The performance is reported in a pass/fail manner, indicating that the new models met the requirements of these tests to demonstrate equivalence.

    Test CategoryAcceptance Criteria (Implied)Reported Device Performance
    Tensile strength / Force at breakPerformance comparable to predicate device.Verified (implied: met expectations for equivalence).
    Kink testingNo unacceptable kinking that would impede function, comparable to predicate.Verified (implied: met expectations for equivalence).
    Force to actuate Clearance Wire and Loop through coated chest tubeAcceptable force for proper actuation and clot clearance, comparable to predicate.Verified (implied: met expectations for equivalence).
    Test for actuation and tracking of the Clearance Wire and Loop through the coated chest tube tortuous pathSmooth and effective movement of the clearance wire through complex paths, comparable to predicate.Verified (implied: met expectations for equivalence).
    Integrity / durability of the FlowGlide coatingCoating remains intact and functional over the expected usage duration, comparable to predicate.Verified (implied: met expectations for equivalence).
    Simulated useDevice performs as intended under simulated clinical conditions, comparable to predicate.Verified (implied: met expectations for equivalence).
    Biocompatibility (FlowGlide coating)Met ISO 10993-1 standards for biological risk assessment.Summary of test results provided in K163139 submission.

    2. Sample Size Used for the Test Set and Data Provenance

    The document does not explicitly state the specific sample sizes for each bench test performed on the new models (PFFG-20 XDL and PFFG-24 XDL). The tests are described as "bench testing."

    • Sample Size for Test Set: Not explicitly stated for the individual bench tests. It refers to "the new models PFFG-20 XDL and PFFG-24 XDL."
    • Data Provenance: The data appears to be prospective as it involves new bench testing performed on the "new models" in support of the 510(k) submission. The country of origin for the data is not specified, but the applicant (ClearFlow, Inc.) is based in Anaheim, California, USA.

    3. Number of Experts Used to Establish the Ground Truth for the Test Set and Their Qualifications

    • This information is not applicable as the study described is a series of bench tests comparing a new device to a predicate, not a study involving human interpretation of data where "ground truth" would be established by experts (e.g., in medical image analysis). The "ground truth" for these engineering and performance tests would be the established specifications and performance characteristics of the predicate device and relevant industry standards.

    4. Adjudication Method for the Test Set

    • This information is not applicable for bench testing. Adjudication methods are typically used in clinical studies or studies involving human readers to resolve discrepancies in expert opinions.

    5. If a Multi-Reader Multi-Case (MRMC) Comparative Effectiveness Study Was Done

    • No, an MRMC comparative effectiveness study was not done. The submission focuses on demonstrating substantial equivalence through bench testing, not on assessing human reader performance with or without AI assistance.

    6. If a Standalone (i.e., algorithm only without human-in-the-loop performance) Was Done

    • This information is not applicable as the PleuraFlow System is a medical device (a chest tube and clearance apparatus), not an AI algorithm.

    7. The Type of Ground Truth Used

    • For the bench testing described, the "ground truth" is based on the established performance specifications and characteristics of the legally marketed predicate device (PleuraFlow System with FlowGlide, K163139) and relevant engineering/performance standards (e.g., for tensile strength, kink resistance, coating integrity, and simulated use). The biological risk assessment for the coating was based on ISO 10993-1 standards.

    8. The Sample Size for the Training Set

    • This information is not applicable as the described study involves bench testing of a physical medical device, not a machine learning model that requires a training set.

    9. How the Ground Truth for the Training Set Was Established

    • This information is not applicable for the same reason as above (not a machine learning model).
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    K Number
    K163139
    Manufacturer
    Date Cleared
    2016-11-30

    (21 days)

    Product Code
    Regulation Number
    878.4780
    Reference & Predicate Devices
    Predicate For
    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The PleuraFlow® System with FlowGlide™ is indicated for use during cardiothoracic surgical procedures and chest trauma. Its Active Clearance Technology proactively removes clots formed inside the chest tube to prevent or minimize chest tube occlusion with clot. A patent chest tube enables evacuation of blood and fluid from the operative site after closure of the surgical wound and reduces retained blood. The product is indicated for adult and pediatric patients including infant, preadolescent and adolescent patients under clinical settings.

    Device Description

    The PleuraFlow® System with FlowGlide™ is an extension of the PleuraFlow® System (predicate). The primary components of the System are the Chest Tube and the Clearance Apparatus. The PleuraFlow System with FlowGlide includes four (4) models: PFFG-20, PFFG-24, PFFG-28 and PFFG-32. Each of the four (4) models includes a Chest Tube with a Cut Length of 19 inches (48.3 cm) with graduated measurements in centimeters from the distal eyelet. Each of these chest tubes has six (6) eyelets distributed along an Effective Drainage Length of 4 inches (10.2 cm). The Effective Drainage Length is defined as the length of the Chest Tube having eyelets for the influx of fluid. Each Chest Tube has a barium stripe to facilitate visualization in the chest cavity under X-ray. All models include a Chest Tube with FlowGlide applied to the internal and external surfaces to reduce friction and allow easier sliding of the Clearance Wire assembly. The Chest Tube is connected to a Clearance Apparatus, which is connected to the tubing from the drainage canister.

    The Clearance Apparatus that is part of the PleuraFlow System with FlowGlide consists of a Guide Tube and a PTFE-coated Clearance Wire with a Loop set on its distal end. The Clearance Apparatus is advanced into the PleuraFlow Chest Tube using a magnetic Shuttle. When indicated, the Clearance Wire and Loop is advanced and retracted within the PleuraFlow with FlowGlide Chest Tube to proactively prevent or break up and clear any tube obstructions or clogging to keep the tube open.

    AI/ML Overview

    The provided text describes a 510(k) premarket notification for the "PleuraFlow System with FlowGlide" and references a predicate device, the "PleuraFlow Catheter System (K150042)". The current submission is for an enhancement to the predicate device, specifically the addition of a "FlowGlide" coating.

    Here's an analysis of the provided information regarding acceptance criteria and the study that proves the device meets them:

    1. A table of acceptance criteria and the reported device performance

    The document does not explicitly state numerical acceptance criteria in a table format. Instead, it lists various bench tests performed and concludes that the device's performance was "substantially equivalent" to the predicate. The performance reported is that the modified device "is suitable for its intended use and did not raise new issues of safety and effectiveness when compared to the predicate device."

    Summary of Tests Performed (as reported in the document):

    Performance MetricReported Device Performance
    Tensile strength / Force at breakVerified (details of verification not provided)
    Freedom from leakageVerified (details of verification not provided)
    Flow rateVerified (details of verification not provided)
    Kink testingVerified (details of verification not provided)
    Force to actuate Clearance Wire and Loop through coated chest tubeVerified (details of verification not provided)
    Test for actuation of the Clearance Wire and Loop through the coated chest tube tortuous pathVerified (details of verification not provided)
    Fatigue testingVerified (details of verification not provided)
    Integrity / durability of the FlowGlide coatingVerified (details of verification not provided)
    Simulated useVerified (details of verification not provided)
    Transportation simulationVerified (details of verification not provided)
    Biocompatibility (ISO 10993-1)Biological risk assessment performed and summarized presented (details not provided)

    Overall Conclusion: "Results from performance testing of the PleuraFlow System with FlowGlide™ demonstrate that the modified device is suitable for its intended use and did not raise new issues of safety and effectiveness when compared to the predicate device." The effectiveness of the modified device is enhanced by the FlowGlide™ coating, which provides a low friction surface.

    2. Sample sized used for the test set and the data provenance

    The document only mentions "bench testing" and "performance testing" being conducted. It does not specify the sample sizes used for any of the individual tests. The data provenance is implied to be from internal lab studies by ClearFlow, Inc. (the applicant), as this is a premarket notification for a medical device. There is no mention of country of origin for the data or whether it was retrospective or prospective.

    3. Number of experts used to establish the ground truth for the test set and the qualifications of those experts

    The document does not mention the use of experts to establish a "ground truth" for the test set in the context of clinical outcomes or diagnostic accuracy, as the testing described is primarily bench testing related to the physical properties and functionality of the device.

    4. Adjudication method for the test set

    Not applicable, as the document details bench testing, not a clinical trial with human subjects requiring adjudication of outcomes or diagnoses.

    5. If a multi reader multi case (MRMC) comparative effectiveness study was done, If so, what was the effect size of how much human readers improve with AI vs without AI assistance

    Not applicable. The device described, the PleuraFlow System with FlowGlide, is a physical medical device (chest tube system) for active clot clearance, not an AI or imaging-related diagnostic aid that would involve human readers or AI assistance in interpretation.

    6. If a standalone (i.e. algorithm only without human-in-the-loop performance) was done

    Not applicable, as the device is not an algorithm or AI system.

    7. The type of ground truth used (expert consensus, pathology, outcomes data, etc.)

    For the bench testing, the "ground truth" would be established by validated test methods and established engineering specifications for the physical and functional properties of the device components (e.g., specific force values for tensile strength, acceptable flow rate ranges, friction coefficients, etc.). These underlying specifications are not detailed in the provided summary.

    8. The sample size for the training set

    Not applicable, as this is a physical medical device, not a machine learning model requiring a training set.

    9. How the ground truth for the training set was established

    Not applicable, as this is a physical medical device, not a machine learning model.

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    K Number
    K153681
    Manufacturer
    Date Cleared
    2016-01-20

    (29 days)

    Product Code
    Regulation Number
    878.4780
    Reference & Predicate Devices
    Predicate For
    N/A
    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The PleuraFlow System is indicated for use during cardiothoracic surgical procedures and chest trauma. Its Active Clearance Technology® proactively removes clots formed inside the chest tube to prevent or minimize chest tube occlusion with clot. A patent chest tube enables evacuation of blood and fluid from the operative site after closure of the surgical wound and reduces retained blood. The product is indicated for adult and pediatric patients including infant, preadolescent and adolescent patients under clinical settings.

    Device Description

    The PleuraFlow System is comprised of a silicone Chest Tube and a Clearance Apparatus. Currently the PleuraFlow Chest Tube is available in four (4) models with standard sizes (20FR, 24FR, 28FR and 32FR). The Chest Tubes of currently marketed and above-references PleuraFlow System models include six (6) eyelets distributed along an Effective Drainage Length of 4 inches (10.2 cm). The Effective Drainage Length is defined as the length of the Chest Tube having eyelets for the influx of fluid. The current Chest Tube models are available with a Cut Length of 19 inches (48.3 cm) with graduated measurements in centimeters from the distal eyelet. Each Chest Tube has a barium stripe to facilitate visualization. The Chest Tube is connected to a Clearance Apparatus, which is connected to the tubing from the drainage canister.

    The new PleuraFlow System model is similar to the current models except for the Chest Tube, which has four eyelets instead of 6 eyelets. The short Effective Drainage length is only available with a 20FR Chest Tube identifies as: Short Effective Drainage Length (SEDL). This model has four (4) eyelets distributed along an Effective Drainage Length of 2 inches (5.1 cm). This Chest Tube model has a Cut Length of 19 inches (48.3 cm) with graduated measurements in centimeters from the distal eyelet and a barium stripe to facilitate visualization, as all of the currently marketed Chest Tubes have. Same as the marketed models, the 20FR SEDL Chest Tube is connected to a Clearance Apparatus, which is connected to the tubing from the drainage canister. The Clearance Apparatus that is part of the PleuraFlow System with 20FR SEDL Chest Tube is same as the predicate. It consists of a Guide Tube and a PTFE-coated Clearance Wire with a Loop set on its distal end, bent at a 105-degree angle. The Clearance Apparatus is advanced into the PleuraFlow Chest Tube using a magnetic Shuttle. When indicated, the Clearance Wire and Loop is advanced and retracted within the PleuraFlow Chest Tube to proactively prevent or break up and clear any tube obstructions or clogging to keep the tube open.

    The PleuraFlow System with 20FR Short Effective Drainage Length (SEDL) Chest Tube can be used when the surgeon determines that a chest tube with a shorter length of drainage holes, 2" (5.1 cm) is needed. This includes patients having smaller dimension chests (length of torso) that cannot accommodate Chest Tubes with longer EDLs.

    AI/ML Overview

    The provided text describes a 510(k) premarket notification for the PleuraFlow® System with Short Effective Drainage Length (SEDL) Chest Tube. The purpose of this submission is to demonstrate substantial equivalence to a predicate device, not to present a de novo study proving the device meets specific acceptance criteria through a comprehensive clinical trial with a defined sample size, expert ground truth, or MRMC studies for AI devices.

    Instead, this document focuses on demonstrating that a modified PleuraFlow System (with a shorter effective drainage length) is substantially equivalent to a previously cleared PleuraFlow System and its predicate. Therefore, the "acceptance criteria" and "device performance" in this context refer to the demonstration of safety and effectiveness through mechanical testing and reliance on prior clearances, rather than specific performance metrics against clinical endpoints in a novel study for this particular modification.

    Here's a breakdown of the information requested, based on the provided text:

    1. A table of acceptance criteria and the reported device performance

    Since this is a substantial equivalence submission for a modification, the "acceptance criteria" are not explicitly defined as performance targets for a new study, but rather the demonstration of equivalence through mechanical testing and leverage of prior clearances.

    Acceptance Criteria (Implied)Reported Device Performance
    BiocompatibilityDemonstrated under predicate 510(k) K093565, in accordance with FDA Blue Book Memorandum #G95-1 and ISO 10993-1.
    Flow RateMechanical testing performed to establish substantial equivalence to predicate 510(k) K093565 (in accordance with BS EN 1617:1997).
    Tensile StrengthMechanical testing performed to establish substantial equivalence to predicate 510(k) K093565 (in accordance with BS EN 1618:1997).
    Safety & Effectiveness (Overall)Previously demonstrated through design validation and verification cleared under K093565 and K150042. Post-market data published in the Journal of Thoracic and Cardiovascular Surgery (Sirch et al. 2015) also cited.
    Indication for UseSame as the predicate device.

    2. Sample size used for the test set and the data provenance (e.g. country of origin of the data, retrospective or prospective)

    • Sample Size for Test Set: Not applicable in the context of a new comprehensive study for this 510(k) submission. The testing mentioned (mechanical) would have been performed on a sample of the modified device. The document does not specify the exact number of units tested for mechanical properties.
    • Data Provenance: The document refers to mechanical testing standards (BS EN 1617:1997 and BS EN 1618:1997) which are European standards. The post-market data cited (Sirch et al. 2015) is a journal publication, but its specific provenance (country, retrospective/prospective) is not detailed in this 510(k) summary.

    3. Number of experts used to establish the ground truth for the test set and the qualifications of those experts (e.g. radiologist with 10 years of experience)

    Not applicable. This submission relies on mechanical testing against established standards and prior regulatory clearances, not expert review of a test set in the same way an AI device might.

    4. Adjudication method (e.g. 2+1, 3+1, none) for the test set

    Not applicable. This is not a study requiring adjudication of clinical data.

    5. If a multi reader multi case (MRMC) comparative effectiveness study was done, If so, what was the effect size of how much human readers improve with AI vs without AI assistance

    Not applicable. The PleuraFlow System is a medical device for drainage, not an AI diagnostic tool that assists human readers.

    6. If a standalone (i.e. algorithm only without human-in-the loop performance) was done

    Not applicable. The PleuraFlow System is a physical medical device, not an algorithm.

    7. The type of ground truth used (expert consensus, pathology, outcomes data, etc)

    For the mechanical testing mentioned, the "ground truth" would be the specifications and requirements defined by the BS EN 1617:1997 (flow rate) and BS EN 1618:1997 (tensile strength) standards. For the overall safety and effectiveness, the ground truth refers to the previously established clearances for the predicate devices and general medical device standards. The cited post-market data (Sirch et al. 2015) would relate to clinical outcomes data (e.g., "reduces retained blood"), but the details are not described in this 510(k) summary.

    8. The sample size for the training set

    Not applicable. This device does not involve a "training set" in the context of machine learning or AI.

    9. How the ground truth for the training set was established

    Not applicable. See #8.

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    K Number
    K150042
    Manufacturer
    Date Cleared
    2015-06-02

    (144 days)

    Product Code
    Regulation Number
    878.4780
    Reference & Predicate Devices
    Predicate For
    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The PleuraFlow System is indicated for use during cardical procedures and chest trauma. Its active clearance technology proactively removes clots formed inside to prevent or minimize chest tube occlusion with clot. A patent chest tube enables evacuation of blood and fluid from the operative site after closure of the surgical wound and reduces retained blood. The product is indicated for adult and patients including infant, preadolescent and adolescent patients under clinical settings.

    Device Description

    The PleuraFlow System is comprised of a silicone Chest Tube and a Clearance Apparatus. The PleuraFlow Chest Tube is available in four (4) standard sizes (20FR, 24FR, 28FR and 32FR). Each Chest Tube has a Cut Length of 19 inches (48.3 cm) with graduated measurements in centimeters from the distal eyelet. Each Chest Tube has a barium stripe to facilitate visualization. The Chest Tube is connected to a Clearance Apparatus, which is connected to the tubing from the drainage canister. The Clearance Apparatus consists of a Guide Tube and a PTFE-coated Clearance Wire with a Loop set on its distal end, bent at a 105-degree angle. The Clearance Apparatus is advanced into the PleuraFlow Chest Tube using a magnetic Shuttle. When indicated, the Clearance Wire and Loop is advanced and retracted within the PleuraFlow Chest Tube to proactively prevent or break up and clear any tube obstructions or clogging to keep the tube patent.

    AI/ML Overview

    The provided text describes a 510(k) premarket notification for the PleuraFlow® System. While it refers to previous demonstrations of safety and effectiveness and mentions a study, it does not provide detailed acceptance criteria or extensive performance data in the structured format requested. Instead, it relies on a previous 510(k) clearance (K093565) and post-market data.

    Based on the information provided, here's an attempt to answer the questions, highlighting what is available and what information is missing.

    1. A table of acceptance criteria and the reported device performance

    The document does not explicitly state specific quantifiable acceptance criteria (e.g., a certain percentage reduction in occlusion or a specific flow rate). The performance claims are qualitative and based on the historical use of the device and a referenced manuscript.

    Acceptance Criteria (Not explicitly stated in the document)Reported Device Performance (Based on claims in the document)
    Clinical effectiveness in reducing complications"Use of the device over the last four (4) years has shown that the product has significantly reduced the complications for patients who have received treatment with PleuraFlow versus other products during and after surgery."
    Prevention/minimization of chest tube occlusion"Its active clearance technology proactively removes clots formed inside the chest tube to prevent or minimize chest tube occlusion with clot."
    Maintenance of chest tube patency"A patent chest tube enables evacuation of blood and fluid from the operative site after closure of the surgical wound and reduces retained blood."
    Reduction of Post-Operative Atrial Fibrillation (POAF)"Studies have linked both chest tube clogging and retained pericardial blood with POAF… demonstrates by adhering to a protocol developed to maximize chest tube patency, POAF can be reduced. Consistent with prior studies, this link appears to be related to reducing RBS [retained blood syndrome]." (Reference to a submitted manuscript: "Reduction in Interventions for Post Operative Effusions and Atrial Fibrillation with Active Clearance of Chest Drainage Catheters" by Sirch J. et al.)

    2. Sample size used for the test set and the data provenance (e.g. country of origin of the data, retrospective or prospective)

    The document mentions "post-market data" and a manuscript to be submitted.

    • Sample size: Not explicitly stated for either the post-market data generally or for the specific study referenced.
    • Data provenance: For the referenced manuscript, the institutions are:
      • Cardiac Surgery, Heart Center, Paracelsus Medical University, Nurenberg, Germany
      • St. Charles Medical Center, Bend, Oregon, United States.
        This suggests data from both Germany and the United States.
    • Retrospective or prospective: Not explicitly stated for any of the performance data. Given it refers to "post-market data" and a study demonstrating "reduced the complications... over the last four (4) years," it could be retrospective analysis of collected data, or could include prospective elements within clinical use. The mention of "adhering to a protocol developed to maximize chest tube patency" suggests a structured approach, which could be part of a prospective study, but this is not confirmed.

    3. Number of experts used to establish the ground truth for the test set and the qualifications of those experts (e.g. radiologist with 10 years of experience)

    This information is not available in the provided text. The performance data relies on clinical outcomes and observations rather than a specific "test set" with expert-adjudicated ground truth as would be common for diagnostic AI algorithms.

    4. Adjudication method (e.g. 2+1, 3+1, none) for the test set

    Not applicable/Not provided. The document focuses on clinical outcomes rather than establishing ground truth for a diagnostic test set.

    5. If a multi reader multi case (MRMC) comparative effectiveness study was done, If so, what was the effect size of how much human readers improve with AI vs without AI assistance

    The document does not describe an MRMC study. The device is a physical system for active clearance of chest tubes, not primarily a diagnostic AI tool that assists human readers. The performance data relates to the device's impact on clinical outcomes compared to "other products," not an AI-assisted interpretation task.

    6. If a standalone (i.e. algorithm only without human-in-the-loop performance) was done

    Not applicable. The PleuraFlow System is a medical device (a chest tube and a clearance apparatus) that performs a physical function (clearing clots), not a standalone algorithm.

    7. The type of ground truth used (expert consensus, pathology, outcomes data, etc)

    The "ground truth" for the device's performance appears to be based on clinical outcomes data, specifically:

    • Reduction in complications for patients
    • Prevention/minimization of chest tube occlusion
    • Maintenance of chest tube patency
    • Reduction in Post-Operative Atrial Fibrillation (POAF) and Retained Blood Syndrome (RBS).

    8. The sample size for the training set

    Not applicable. This is a medical device, not an AI algorithm requiring a training set in the conventional sense.

    9. How the ground truth for the training set was established

    Not applicable. This is a medical device, not an AI algorithm.

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    K Number
    K093565
    Date Cleared
    2010-12-03

    (380 days)

    Product Code
    Regulation Number
    878.4780
    Reference & Predicate Devices
    Predicate For
    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The PleuraFlow Catheter is indicated for use as an adjunctive device during open surgical procedures in order to prevent fluid accumulation within the operative site after closure of the surgical wound. The device is indicated for use in thoracic surgical procedures.

    Device Description

    The PleuraFlow Catheter System is comprised of a silicone drainage tube and a shuttle assembly and guide tube. The PleuraFlow drainage tube is 20 inches in length with graduated measurements in inches from the first side hole and will be available in standard sizes from 20Fr to 32Fr versions. There is a barium stripe in the tube to facilitate visualization. A connector at the proximal end of the device connects to a commercially available drainage system. Within the catheter is a tube clearance apparatus to facilitate clearing of the drainage tube. The tube clearance apparatus is composed of a PTFE-coated guide wire that has a loop set on its distal end, bent at a 90-degree angle. The clearance apparatus is sized such that it cannot exit the end of the drainage tube or the side holes. The tube clearance apparatus is magnetically driven by an attached internal magnet coupled to an external magnet contained within the shuttle assembly.

    AI/ML Overview

    The PleuraFlow Catheter System is described in a 510(k) summary, which outlines its design, indications for use, and the basis for its substantial equivalence to predicate devices. The performance data section describes a "User Preference Study" to demonstrate the device's safety and effectiveness.

    Here's an analysis of the provided information concerning acceptance criteria and the study:

    1. Table of Acceptance Criteria and Reported Device Performance:

    The document does not explicitly state formal, quantitative acceptance criteria in the typical sense (e.g., "Device must achieve X% successful clearance"). Instead, it presents qualitative findings from a user preference study as evidence of acceptable performance.

    Acceptance Criterion (Inferred)Reported Device Performance
    Acceptable time for assembly and ease of placement (by surgeons)Findings from the study indicated that the time for assembly and ease of placement were acceptable to the surgeons.
    Acceptable ease of use of the clearance mechanism (by ICU nurses)Findings from the study indicated that ... ease of use of the clearance mechanism ... were acceptable to the ICU nurses.
    Adequacy of chest tube clearance (by ICU nurses)Findings from the study indicated that ... adequacy of chest tube clearance were acceptable to the ICU nurses.
    Device is helpful and easy to useIt was concluded that the device was helpful and easy to use, and performed as intended in the clinical setting. (This is a summary conclusion based on the feedback).
    Device performs as intended in the clinical settingIt was concluded that the device was helpful and easy to use, and performed as intended in the clinical setting. (This is a summary conclusion based on the feedback, aligning with the indication for use to "prevent fluid accumulation within the operative site after closure of the surgical wound" and "indicated for use in thoracic surgical procedures" by facilitating clearance).

    2. Sample Size Used for the Test Set and Data Provenance:

    • Sample Size: A total of 19 patients were enrolled in the User Preference Study.
    • Data Provenance: The study appears to be prospective and conducted within a clinical setting (patients undergoing cardiac surgery through a median sternotomy). The country of origin is not explicitly stated, but given the FDA 510(k) submission, it is likely that the study was conducted in the United States or a country with similar regulatory standards.

    3. Number of Experts Used to Establish the Ground Truth for the Test Set and Qualifications of Those Experts:

    The document does not describe establishing a 'ground truth' in the traditional sense for the device's primary function (e.g., whether fluid accumulation was truly prevented or not, or a quantitative measure of clearance efficiency). Instead, the study focused on user preference and assessment of various aspects of the device's usability and perceived performance.

    The "experts" involved were the healthcare professionals interacting with the device:

    • Surgeons: Responsible for placing the chest tube.
    • Nurses: Responsible for patient care prior to chest tube removal, including using the clearance mechanism.
    • Physician Assistants or Residents: Responsible for removing the chest tube.

    The number of each type of professional is not specified, beyond the implication that multiple individuals from each group provided feedback through the questionnaire. Their specific qualifications (e.g., years of experience, specialization) are also not detailed.

    4. Adjudication Method for the Test Set:

    There is no mention of an adjudication method for the "ground truth" or for resolving discrepancies in user feedback. The study involved collecting questionnaire responses from different user groups, and the findings were reported as collective "acceptances" or "conclusions." This was not a study relying on diagnostic accuracy or objective measurements requiring adjudication.

    5. If a Multi-Reader Multi-Case (MRMC) Comparative Effectiveness Study Was Done:

    No, a Multi-Reader Multi-Case (MRMC) comparative effectiveness study was not done. This study was a user preference study comparing the PleuraFlow system to a "standard chest tube" by placing both in the same patients. It did not assess human readers' diagnostic performance with or without AI assistance, as the device is a medical device for fluid drainage, not an AI-powered diagnostic tool. Therefore, an effect size of human readers improving with AI vs. without AI assistance is not applicable.

    6. If a Standalone (i.e., algorithm only without human-in-the loop performance) Was Done:

    Not applicable. The PleuraFlow Catheter System is a physical medical device, not a software algorithm. Therefore, "standalone" algorithm performance is not relevant. The study assessed the device's performance in a clinical setting with human interaction and assessment.

    7. The Type of Ground Truth Used:

    The "ground truth" for this study was primarily based on user feedback and qualitative assessment of the device's usability and perceived performance by healthcare professionals (surgeons, nurses, PAs/residents) in a real-world clinical setting. It was not based on objective clinical outcomes (like reduced incidence of fluid accumulation quantified) or pathology reports. The study concluded that the device was "helpful and easy to use, and performed as intended in the clinical setting" based on this subjective user feedback.

    8. The Sample Size for the Training Set:

    Not applicable. This study is for a physical medical device and does not involve AI or machine learning, and therefore there is no "training set."

    9. How the Ground Truth for the Training Set Was Established:

    Not applicable. As there is no training set, the establishment of ground truth for a training set is not relevant.

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