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510(k) Data Aggregation

    K Number
    K222727
    Manufacturer
    Date Cleared
    2023-06-02

    (267 days)

    Product Code
    Regulation Number
    876.5665
    Reference & Predicate Devices
    Predicate For
    N/A
    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The intended use of the i3 Membrane Water Filters i3 ONE, i3 TWO connect, i3 TWO direct is to filter EPA quality drinking water. The i3 Membrane Water Filters retain bacteria, which may aid in infection control. The filters produce water that is appropriate for washing and drinking, superficial wound cleansing (minor cuts, scrapes and abrasions), cleaning of equipment used in medical procedures and washing of surgeon's hands. The i3 Membrane Water Filters are not intended to provide water that can be used as a substitute for USP grade sterile water.

    Device Description

    The i3 Point-of-Use Water Filters are supplied sterile and 100% integrity tested. The membrane within the filter cartridge is rated and validated at 0.2 µm to remove bacteria and particles in the water supply. This membrane reduces bacteria with more than 7 log levels per square centimeter filtration area. This represents the bacterial retention, the core element of infection prevention. Furthermore, a bacteriostatic additive is present in the outer housings parts of the filter, which prevents retrograde contamination of the filter. In addition, the inlet of the tap water filter is inclined to prevent the water from hitting the siphon. This also prevents retrograde contamination from the siphon, which would be caused by rising aerosols from the direct impact of the water jet. The Water Filters are designed to be used for a maximum of 50 days following initial connection. Suspending use does not extend filter life. The i3 ONE / i3 TWO connect / i3 TWO direct Water Filters are intended to be used within the healthcare environment such as hospitals, nursing homes, health care facilities or clinical settings where immunecompromised patients may be exposed to waterborne microorganisms originating from the water supply. The i3 Membrane Water Filters are disposable and designed for the use on tap or the shower.

    AI/ML Overview

    Here's a breakdown of the acceptance criteria and study information based on the provided text, focusing on the absence of information related to AI/ML devices as the text concerns water filters:

    This document describes a medical device submission for water filters (i3 ONE, i3 TWO connect, i3 TWO direct), not an AI/ML device. Therefore, many of the requested categories related to AI/ML performance, such as test sets, ground truth establishment, expert adjudication, MRMC studies, standalone algorithm performance, and training set information, are not applicable and are absent from the provided text.


    1. A table of acceptance criteria and the reported device performance

    Since this is not an AI/ML device, the "acceptance criteria" are generally related to the physical, chemical, and microbiological performance of the water filters. The document describes several performance tests against established standards and criteria, rather than specific numerical "acceptance criteria" in a table format. However, the reported performance is presented in relation to the requirements for such devices.

    Acceptance Criterion (Inferred from testing)Reported Device Performance and Related Information
    Microbial Retention:
    Bacterial retention of membrane filters- Examined following ASTM F 838 - 15a. - Showed very good retention performances with reductions of bacterial count of more than 10^7 colony-forming units (CFU)/cm² filter area. - All filters passed integrity test prior to and after bacterial retention test. - (Filter Retention in comparison table): > 10^7 CFU/cm²; > 10^10 CFU/device (matching predicate).
    Bacteriostatic Additive Efficacy:
    Prevention of retrograde contamination- Reduces retrograde contamination by more than 99.5% for Pseudomonas aeruginosa even after 8 weeks of use. - Achieved 99.5% protection against retrograde contamination for Escherichia coli, Klebsiella pneumoniae, Proteus mirabilis, Acinetobacter baumannii, and Staphylococcus aureus.
    Silver Migration:
    Acceptable levels of silver ion migration- Silver-based ions found to be more than 10 times less according to the suggestion of the Environmental Protection Agency.
    Maximum Operating Temperature & Pressure:
    Withstand thermal disinfection- Tested at up to 5 bar and up to 70°C (for 30 minutes continuous period). - Filters passed integrity tests after these conditions.
    Flow Rate:
    Guaranteed function at various pressures- Tested at 1, 2, 3, 4, and 5 bar (approx. 15, 30, 45, 60, and 75 PSI) static water pressure. - Intended use guaranteed at each of these pressures.
    Sterilization:
    Sterility and shelf life- Available sterile with a shelf life of 50 days. - Bioburden and sterilization validation assessed and conducted successfully. - Sterilization dose of 25 kGy for SAL 10^-6 substantiated.
    Shelf Life:
    Maintenance of integrity and sterility over time- Tested by a 5-year accelerated test. - 5-year real-time aging test started in 2019. - Packaging passed peel, dye, and bubble tests. - Filter confirmed sterile after a 5-year life. - Further integrity tests of the filter carried out.
    Biocompatibility:
    Compatibility with biological systems- Biocompatibility review performed for all three filter types using ISO 10993-1 and subsequent ISO 10993 series standards. - Concluded that the products are biocompatible.
    Additional Tests (Passed product specifications):
    Mechanical integrity and chemical resistance- Burst Pressure Testing - Durability Testing - Transport Testing - Drop Testing - Chlorine Testing for chemical disinfection - Wipe Disinfection Testing
    Risk Management:
    Acceptable risk profile- Hazards assessed under ISO 14971. - No risk deemed unacceptable; overall risk profile low (risks mitigated under design control and ASTM testing).

    The following questions are not applicable to the submitted device (water filter) as it is not an AI/ML product. The document does not contain information on these aspects.

    1. Sample size used for the test set and the data provenance (e.g., country of origin of the data, retrospective or prospective)

      • This is not an AI/ML device. The "test set" refers to the tested filter samples, but specific sample sizes for each test are not detailed in the summary. The tests are non-clinical performance and lab-based.
    2. Number of experts used to establish the ground truth for the test set and the qualifications of those experts (e.g., radiologist with 10 years of experience)

      • Not an AI/ML device. Ground truth for the performance of a physical device like a water filter is established through standardized laboratory testing (e.g., CFU counts, integrity tests, material analysis) rather than expert consensus on medical images or patient data.
    3. Adjudication method (e.g., 2+1, 3+1, none) for the test set

      • Not an AI/ML device. Adjudication methods are relevant for ambiguous cases in human interpretation, which is not applicable here.
    4. If a multi reader multi case (MRMC) comparative effectiveness study was done, If so, what was the effect size of how much human readers improve with AI vs without AI assistance

      • Not an AI/ML device. MRMC studies are for evaluating diagnostic performance with human readers, typically in imaging.
    5. If a standalone (i.e. algorithm only without human-in-the-loop performance) was done

      • Not an AI/ML device. This refers to algorithm-only performance, which isn't applicable.
    6. The type of ground truth used (expert consensus, pathology, outcomes data, etc.)

      • For this device, "ground truth" is based on the results of standardized physico-chemical and microbiological laboratory tests (e.g., bacterial count reduction as per ASTM F 838 - 15a, material analysis for silver migration, physical stress tests).
    7. The sample size for the training set

      • Not an AI/ML device. There is no training set mentioned or applicable.
    8. How the ground truth for the training set was established

      • Not an AI/ML device. Not applicable.
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    K Number
    K191563
    Manufacturer
    Date Cleared
    2019-10-25

    (134 days)

    Product Code
    Regulation Number
    876.5665
    Reference & Predicate Devices
    Predicate For
    N/A
    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The aqua-tools FILT'RAY 2G Disposable Water Filter is intended to filter EPA (Environmental Protection Agency in USA) quality drinking water. By retaining bacteria, the filters may aid in infection control. The filters produce water that is suitable for washing and drinking, superficial wound cleansing (minor cuts, scrapes, or abrasions), cleaning of equipment used in medical procedures and washing of surgeon's hands. The filters are not intended to provide water that can be used as a substitute for USP grade sterile water.

    Device Description

    The FILT'RAY 20 Disposable Water Filters are intended to produce bacteriologically controlled, purified water for general medical uses (e.g., washing of surgeon's hands, surgical instruments, and cleansing). These devices retain bacteria including opportunistic waterborne pathogenic microorganisms via a hollow fiber microfiltration technology with a corresponding pore size of 0.1 µm nominal / 0.2 µm absolute. This microfiltration technology ensures that the purified water will meets the criteria of bacteriologically controlled water that presents a higher bacteriological quality than the water of the distribution network by retaining bacteria, including Legionella spp., L. pneumophila. Pseudomonas aeruginosa and other opportunistic waterborne pathogenic microorganisms. Of note, the subject FILT'RAY 20 devices do not contain latex, nor tissues or by-product animal origins, nor derived of blood or any substance considered as a medicine. The subject FILT' RAY 20 devices are provided sterile and are designed to be used for 1 month up to 4 months after initial connection and depending on the specific model.

    AI/ML Overview

    This document is a 510(k) submission for the aqua-tools FILT'RAY 2G Disposable Water Filters. It describes the device, its indications for use, and the performance data that demonstrates its substantial equivalence to predicate devices.

    1. Table of Acceptance Criteria and Reported Device Performance

    TestAcceptance CriteriaReported Device Performance
    Microbial Retention (Brevundimonas diminuta)Bacterial load greater than 10^7 CFU/cm² retained (per ASTM F838-15a)Brevundimonas diminuta not found in filtrates for all tested filters.
    Bacteriostatic Agent Effectiveness (External Surface Contamination)Reduce external surface contamination by >99.9%Reduced external surface contamination by >99.9% for Pseudomonas aeruginosa, Escherichia coli, Staphylococcus aureus, and MRSA. Ageing had no impact on efficacy.
    Silver Ion Presence in Filtered WaterBelow quantification limit and in compliance with WHO guidelines<1.0 µg/L (below quantification limit)
    Maximum Operating Temperature and PressureWithstand 5 bar pressure and 70°C for 30 minutes, and retain bacteria at >7 log reductionsWithstood 5 bar pressure and 70°C for 30 minutes, and achieved >7 log reductions of bacteria.
    Flow RateAdequate flow for use at water pressures from 1 to 5 barAdequate flow for use at water pressures from 1 to 5 bar.
    Biocompatibility (Cytotoxicity, Sensitization, Intracutaneous Irritation, Acute Systemic Toxicity, Material Mediated Pyrogenicity)Safe for use in medical devices (passing results per ISO 10993-1 guidance)Passed all tests, indicating safety for use in medical devices.
    Sterility Assurance Level (SAL)10^-6Achieved SAL of 10^-6 with a minimum dose of 25kGy (per ISO 11137-1 and 11137-2).
    Shelf Life (Packaging Integrity and Sterilizing Grade Performance)Acceptable after sterilization, transportation simulation, and accelerated agingAll results passed acceptance criteria; packaging integrity and sterility acceptable after testing; device remains sterile and produces bacteriologically-controlled water for up to 3 years.

    2. Sample Size Used for the Test Set and Data Provenance

    The document does not explicitly state the exact sample sizes (number of filters) used for each specific test described in the "Performance Data" section. However, it indicates that testing was conducted on "all tested filters" for microbial retention and "new filters and on aged filters" for bacteriostatic agent effectiveness. "All filter models" were subjected to flow rate testing.

    The data provenance is from non-clinical performance testing (bench testing) and specifically refers to a "manufacture the housing components" for the bacteriostatic agent. The origin of the data is not specified by country, but it's likely from the manufacturer's internal testing or contract labs. It is retrospective in the sense that the testing was performed on the finished device before submission.

    3. Number of Experts Used to Establish the Ground Truth for the Test Set and Qualifications of Those Experts

    This section is not applicable to this document. The device in question is a water filter, and its performance criteria are objective, based on physical and microbiological measurements (e.g., bacterial retention, chemical concentration, temperature, pressure, flow rate). There is no "ground truth" established by human experts in the way that it would be for an AI diagnostic device evaluating medical images. The ground truth for performance claims is established by adherence to recognized standards (e.g., ASTM F838-15a, ISO 22196, ISO 11737-1, ISO 11137-1).

    4. Adjudication Method for the Test Set

    This section is not applicable. Since the performance of the water filter is assessed through objective laboratory tests against pre-defined standards, there is no need for expert adjudication of results.

    5. If a Multi Reader Multi Case (MRMC) Comparative Effectiveness Study Was Done, If so, What Was the Effect Size of How Much Human Readers Improve with AI vs Without AI Assistance

    This section is not applicable. The device is a physical water filter, not an AI diagnostic device. Therefore, no MRMC study involving human readers and AI assistance was performed.

    6. If a Standalone (i.e. algorithm only without human-in-the loop performance) Was Done

    This section is not applicable. The device is a physical water filter and does not involve any algorithms or AI for its function.

    7. The Type of Ground Truth Used

    The "ground truth" for the performance of this device is established through:

    • Objective laboratory measurements and adherence to recognized international and national standards/protocols. Examples include:
      • Bacterial retention: ASTM F838-15a
      • Antibacterial activity: ISO 22196
      • Silver ion limits: World Health Organization (WHO) guidelines
      • Sterility: ISO 11737-1, 11737-2, ISO 11137-1, ISO 11137-2
      • Biocompatibility: FDA Guidance on the "Use of International Standard ISO 10993-1"

    These standards define the expected performance metrics and the methods to verify them.

    8. The Sample Size for the Training Set

    This section is not applicable. As a physical water filter, this device does not use machine learning or AI, and therefore does not have a "training set" in the computational sense. The design and manufacturing processes are informed by engineering principles, materials science, and regulatory requirements.

    9. How the Ground Truth for the Training Set Was Established

    This section is not applicable for the same reason as point 8.

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    K Number
    K182164
    Manufacturer
    Date Cleared
    2019-03-29

    (231 days)

    Product Code
    Regulation Number
    876.5665
    Reference & Predicate Devices
    Predicate For
    N/A
    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The Ecolab POU Water Filters are intended to operate on EPA quality drinking water sources as a microbial retention filter. Ecolab POU Water Filters are suitable for the control of bacteria equal to or greater in size than Brevundimons diminuta. The POU Filters are suitable for general point of use infection control for procedures such as superficial wound cleansing, cleaning of equipment, washing of surgeon's hands and bathing where the reduction of such microorganisms in the water is desired.

    The Ecolab POU Filters are not intended for use in the production of USP sterile water for use in infusion, injection or production of fluids for use in dialysis treatments.

    Device Description

    The Ecolab POU Water Filter is a disposable Polyethersulfone (PES) membrane filter sealed in a white polypropylene housing designed to be installed by facility personnel at point of use locations where the control of bacteria in EPA quality drinking water is desired for hand- washing, bathing, showering and instrument cleaning applications. These filters are designed to be installed as attachments to faucets or as a handheld shower head attached to a water outlet.

    AI/ML Overview

    This document describes the 510(k) premarket notification for the Ecolab POU Water Filter, which is a medical device. The document focuses on demonstrating substantial equivalence to a predicate device, rather than a de novo approval or an AI/ML powered device. As such, many of the requested criteria related to AI/ML device testing (e.g., training set size, human-in-the-loop studies, multi-reader multi-case studies, expert adjudication) are not applicable to this submission.

    However, I can extract the information relevant to this medical device's performance and the testing conducted to support its claims.

    Device Name: Ecolab POU Water Filter

    Regulation Number: 21 CFR § 876.5665 (Water Purification System for Hemodialysis)

    Product Code: NHV

    Predicate Device: Ecolab POU Water Filters, K173164

    Purpose of Submission: To demonstrate substantial equivalence of new Ecolab POU Water Filter models with a longer useful life (up to 62 days) to previously cleared 31-day models.


    1. A table of acceptance criteria and the reported device performance

    Acceptance Criteria (Functional Claim)Reported Device Performance
    Microbial Retention: Control of bacteria equal to or greater in size than Brevundimons diminuta. Prevention of bacterial grow-through over service life.All Ecolab POU Water Filters retained the test organism Brevundimonas diminuta challenge of ≥ 10^7 organisms/cm² and prevented bacterial grow-through over the service life of each model (up to 62 days) when tested according to ASTM F838-15.
    Flow Rate (62-Day Tap Filters):7 L/min at 3 bar gauge inlet pressure.
    Flow Rate (62-Day Shower Filter):11 L/min at 3 bar gauge inlet pressure.
    Simulated Use Cyclic Pulse Testing (Tap Filters): Maintain microbial retention effectiveness after continuous use and repeated shocks.Maintained microbial retention effectiveness (as measured by diffusional flow integrity test) after continuous use and repeated shocks of 6.2 bar gauge at 66°C.
    Simulated Use Cyclic Pulse Testing (Shower Wand Filters): Maintain microbial retention effectiveness after continuous use and repeated shocks.Maintained microbial retention effectiveness (as measured by diffusional flow integrity test) after continuous use and repeated shocks of 5.5 bar gauge at 50°C.
    Sterility: Provided sterile in sterile packaging throughout its stated shelf life.Verified by testing according to ISO 11137-1 and ISO 11137-2 (gamma irradiation process). Packaging testing according to ISO 11607-1 and 11607-2.
    Biocompatibility: Materials are safe for use and free of harmful extractable or leachable chemicals.Biocompatibility testing (previously provided in K173164) demonstrated safety.
    Material Composition:Polyethersulfone (PES) membrane, polypropylene housing, polypropylene prefilter.
    Maximum Inlet Pressure:Tap filters: 89.9 psi (6.2 bar gauge). Shower wands: 79.8 psi (5.5 bar gauge).
    Useful Life (New Models):Up to 62 days (specific models: 6065706, 6065707, 6065708).

    2. Sample size used for the test set and the data provenance

    The document does not specify the exact sample sizes for each test conducted (e.g., number of filters tested for bacterial retention, flow rates, or cyclic pulse testing). It refers to "All Ecolab POU Water Filters" undergoing the Brevundimons diminuta challenge.

    • Data Provenance: The tests appear to be conducted by the manufacturer (Ecolab) in a laboratory setting, likely in the US, as the company is based in St. Paul, MN, USA. The data is prospective, generated specifically for this 510(k) submission to demonstrate the performance of the new filter models.

    3. Number of experts used to establish the ground truth for the test set and the qualifications of those experts

    This is not applicable to the testing of a water filter's physical and microbial retention properties. The "ground truth" here is established by standardized test methods (e.g., ASTM F838-15) and laboratory measurements, not by human expert consensus or clinical interpretation.


    4. Adjudication method (e.g., 2+1, 3+1, none) for the test set

    Not applicable. This type of adjudication is relevant for studies involving human interpretation (e.g., radiologists interpreting medical images), not for objective physical and microbial performance testing of a water filter.


    5. If a multi reader multi case (MRMC) comparative effectiveness study was done, If so, what was the effect size of how much human readers improve with AI vs without AI assistance

    Not applicable. This device is a water filter, not an AI-powered diagnostic or assistive tool for human readers.


    6. If a standalone (i.e. algorithm only without human-in-the-loop performance) was done

    Not applicable. This device is a physical water filter, not an algorithm. The performance is "standalone" in the sense that the filter itself is tested, but there is no algorithm involved.


    7. The type of ground truth used (expert consensus, pathology, outcomes data, etc)

    The "ground truth" for the device's performance is established by:

    • Standardized Test Methods: Specifically, ASTM F838-15 Standard Test Method for Determining Bacterial Retention of Membrane Filters Utilized for Liquid Filtration for microbial retention.
    • Physical Measurements: Flow rates, pressure tolerance, and other engineering specifications.
    • Sterilization and Packaging Standards: ISO 11137-1, ISO 11137-2, ISO 11607-1, ISO 11607-2.
    • Biocompatibility Standards: ISO 10993-1.

    These are objective, reproducible, and quantitative measurements based on established scientific and engineering principles, not subjective expert consensus or clinical outcomes data in the usual sense.


    8. The sample size for the training set

    Not applicable. This is not an AI/ML device that requires a training set.


    9. How the ground truth for the training set was established

    Not applicable, as there is no training set for this type of device.

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    K Number
    K173164
    Manufacturer
    Date Cleared
    2018-06-29

    (273 days)

    Product Code
    Regulation Number
    876.5665
    Reference & Predicate Devices
    Predicate For
    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The ECOLAB POU Water Filters are intended to operate on EPA quality drinking water sources as a microbial retention filter. ECOLAB POU Water Filters are suitable for the control of bacteria equal to or greater in size than Brevundimons diminuta. The POU Filters are suitable for general point of use infection control for procedures such as superficial wound cleansing, cleaning of equipment, washing of surgeon's hands and bathing where the reduction of such microorganisms in the water is desired.

    The POU Filters are not intended for use in the production of USP sterile water for use in infusion, injection of fluids for use in dialysis treatments.

    Device Description

    The Ecolab POU Water Filter is a disposable Polyethersulfone (PES) membrane filter sealed in a white polypropylene housing designed to be installed by facility personnel at point of use locations where the control of bacteria in EPA quality drinking water is desired for hand- washing, bathing, showering and instrument cleaning applications. These filters are designed to be installed as attachments to faucets or as a handheld shower head attached to a water outlet.

    AI/ML Overview

    The request is about a water filter, not an AI/ML medical device. Therefore, questions 2, 3, 4, 5, 8, and 9 are not applicable to this document. The document describes a traditional medical device (water filter) and its performance characteristics, not an algorithm, so terms like "ground truth," "training set," "test set," and "human-in-the-loop" performance are not relevant.

    However, I can extract information related to acceptance criteria and performance studies for the Ecolab POU Water Filter based on the provided text.

    Here's the information derived from the provided document, addressing the relevant parts of your request:

    Device: Ecolab POU Water Filter (K173164)

    1. Table of Acceptance Criteria and Reported Device Performance

    Acceptance Criteria / Performance MetricTarget (Acceptance Criteria)Reported Device Performance
    Microbial Retention (against Brevundimonas diminuta)Suitable for control of bacteria equal to or greater in size than Brevundimonas diminuta.All Ecolab POU Water Filters retained the test organism Brevundimonas diminuta challenge of ≥ 10^7^ organisms/cm² and prevented bacterial grow-through over the service life of each model. This meets the predicate device's > 10^7^ bacteria reduction.
    Filter Flow Rate (at 3 bar inlet pressure)Not explicitly stated as an "acceptance criterion" with a specific numerical target, but flow rates are a performance characteristic.7-Day tap filter: 6.3 L/min14-Day tap filter: 6.5 L/min31-Day tap filters: 6 L/min
    Maintenance of Microbial Retention Effectiveness after Cyclic Pulse Testing (Tap Filters)Maintain microbial retention effectiveness after continuous use repeated shocks of 89.9 psi (6.2 bar) at 151°F (66°C).Maintained microbial retention effectiveness (as measured by diffusional flow integrity test) after continuous use repeated shocks of 89.9 psi (6.2 bar) at 151°F (66°C).
    Maintenance of Microbial Retention Effectiveness after Cyclic Pulse Testing (Shower Wand Filters)Maintain microbial retention effectiveness after continuous use repeated shocks of 79.8 psi (5.5 bar) at 122°F (50°C).Maintained microbial retention effectiveness (as measured by diffusional flow integrity test) after continuous use repeated shocks of 79.8 psi (5.5 bar) at 122°F (50°C).
    SterilityAssure product sterility.Verified that the gamma irradiation process assures product sterility (according to ISO 11137-1 and ISO 11137-2).
    Package Integrity (to maintain sterile barrier)Capable of maintaining a sterile barrier for the labeled shelf life.Demonstrated that the packaging is capable of maintaining a sterile barrier for the labeled 36-month shelf life (according to ISO 11607-1 and 11607-2).
    Retention of Functional Characteristics (through shelf life)Retain functional characteristics through shelf life.Verified that the filters retain their functional characteristics through 36 months.
    BiocompatibilitySatisfy biocompatibility requirements for the intended use (cytotoxicity, irritation, sensitization, acute systemic toxicity, material-mediated pyrogenicity).All biocompatibility testing was conducted in accordance with ISO 10993-5 (Cytotoxicity), ISO 10993-10 (Irritation, Sensitization), and ISO 10993-11 (Acute Systemic Toxicity, Material Mediated Pyrogenicity) under GLP 21 CFR Part 58 Regulations. The document states "Biocompatibility of the Ecolab POU Water Filters was verified," implying successful completion and meeting of criteria for all listed tests.

    6. If a standalone (i.e. algorithm only without human-in-the-loop performance) was done

    This is not applicable as the device is a physical water filter, not an algorithm. The "performance" assessment is based on the filter's physical and biological filtration capabilities.

    7. The type of ground truth used (expert consensus, pathology, outcomes data, etc.)

    For this physical device, "ground truth" equates to laboratory testing against established standards and known microbial challenges.

    • Microbial Retention: The "ground truth" was the Brevundimonas diminuta challenge ≥ 10^7^ organisms/cm², with the effectiveness judged by the absence of bacterial grow-through. This is a direct measurement of the device's capability.
    • Sterility: The "ground truth" for sterility was verification against ISO 11137-1 and ISO 11137-2 standards for sterilization processes.
    • Package Integrity: The "ground truth" for package integrity was verification against ISO 11607-1 and 11607-2 standards.
    • Biocompatibility: The "ground truth" for biocompatibility was verification against ISO 10993 series standards and GLP 21 CFR Part 58 Regulations.

    There are no concepts of "training sets" or "ground truth establishment" for a training set as would apply to machine learning models. The tests were performed to directly demonstrate the specified physical and biological performance characteristics of the manufactured device.

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    K Number
    K163609
    Date Cleared
    2017-06-01

    (161 days)

    Product Code
    Regulation Number
    876.5665
    Reference & Predicate Devices
    Predicate For
    N/A
    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The Pall® QPoint™ Water Filter Capsule is intended to be used within the healthcare environment such as hospitals, nursing homes, healthcare facilities or clinical setting where immunecompromised patients may be exposed to waterborne microorganisms originating from the water supply.

    The Pall QPoint™ Water Filter Capsule is intended to filter EPA (Environmental Protection Agency in USA) quality drinking water. By retaining bacteria, fungi and protozoa the filters may aid in infection control. The filters produce water that is suitable for washing and drinking, superficial wound cleansing (minor cuts, scrapes or abrasions), cleaning of equipment used in medical procedures and washing of surgeon's hands. The filter is not intended to provide water that can be used as a substitute for USP grade sterile water.

    Device Description

    The Pall QPoint™ Water Filter Capsule is a disposable filter capsule comprised of polyester, polypropylene, and polyethersulphone. The product is not made with natural rubber latex. The filter does not come into direct contact with patients, but indirect contact occurs as the water flowing through the filter is used by patients and by surgeons operating on patients.

    Every device batch is integrity tested prior to release, and the filter capsules are supplied sterile. The Qpoint™ filter is a single-use device, i.e., it should not be removed and then re-used; however, a filter capsule can be used for up to two calendar months (maximum 62 days) following initial connection. A double layer Supor® membrane within the filter capsule is rated and validated at 0.2 µm to remove bacteria, fungi, protozoa and particles in the water supply. The filter membrane also has a high-technology integrated pre-filtration layer to provide extended use with higher dirt capacity for better flow rates.

    The Filter Capsule is designed to be used with a fixed reusable Docking Station (i.e., Shower or Faucet Assembly, also called a Filter Capsule holder). The fitter capsule must be connected to a docking station in order to be used, but it can be exchanged when required without discarding the holder, which have separate reorder codes. The Docking Station need only be exchanged if obvious functional damage is found (e.g., a leak) or when aesthetic wear leads the user to prfer replacing this component.

    AI/ML Overview

    The provided text is a 510(k) summary for the Pall® QPoint™ Water Filter Capsule device. It describes the device's intended use, technological characteristics, and performance data to demonstrate substantial equivalence to a predicate device.

    Here's an analysis of the requested information based on the provided text.

    1. A table of acceptance criteria and the reported device performance

    The document does not explicitly state "acceptance criteria" in a numerical or comparative table format for each performance test as would be typical for an AI/ML device. Instead, it describes various performance tests and states whether the device passed or performed adequately.

    Here's an attempt to extract the implied "acceptance criteria" (which appear to be successful completion of the test) and the reported performance:

    Test/CharacteristicImplied Acceptance Criteria (Success Metric)Reported Device Performance
    Sterilization ValidationAchieve a minimum Sterility Assurance Level (SAL) of 10⁻⁶.Validated and controlled in accordance with ISO 11137-1, ISO11137-2 and 11137-3 to ensure a minimum SAL of 10⁻⁶.
    Shelf Life/StabilityMaintain performance after accelerated aging representing 5 years of storage.Shelf life testing on final, finished, sterile devices after accelerated aging performed. All filter capsules tested retained integrity and maintained a safety margin above maximum operating pressure after the equivalent (in accelerated aging) of 5 years in storage. Real-time testing is ongoing.
    Packaging IntegrityMeet all requirements for transit trials and mechanical seal integrity tests.Transit trials performed on the filter capsules and their packaging met all requirements. Unit packages are both visually inspected and mechanically tested for seal integrity prior to release. Conducted after accelerated aging.
    Membrane IntegrityExhibit no leaks and conform to forward flow specifications.The filter capsules are 100% in-process tested for forward flow and leaks, confirmed with bacterial challenge testing.
    Microbial Retention (Brevundimonas diminuta)Retain ≥ 1 x 10⁷ CFU/cm² of B. diminuta; no detection in filtrate.Testing per ASTM F838-05 using Brevundimonas diminuta at a challenge level of ≥ 1 x 10⁷ colony forming units (CFU) per cm² of effective filtration area. All analysis membranes were found to be free of the test organism.
    Microbial Retention (Legionella, Pseudomonas, E. coli, Mycobacterium gordonae)No detection of challenge organisms in filtered water samples.No detection of the challenge organism in filtered water samples tested for retention of Legionella pneumophila, Pseudomonas aeruginosa, Escherichia coli, and Mycobacterium gordonae (>1 x 10⁷ CFU/cm² effective filtration area challenge).
    Microbial Retention in Intermittent Use (B. diminuta, L. pneumophila, Aspergillus fumigatus)Retain specified microbial challenge organisms during 62 days of intermittent use.Testing per ASTM F838-05 confirmed that the Pall QPoint™ Water Filter Capsules retain the microbial challenge organisms Brevundimonas diminuta, L. pneumophila, and Aspergillus fumigatus during typical intermittent use for a period of 62 days. All analysis membranes were found to be free of the test organism.
    Maximum Operating Temperature and Pressure RatingMaintain integrity at specified temperature and pressure limits.Tested device operation at a continuous influent temperature of 60°C (140°F) and a maximum influent temperature of 75°C (167°F) for a total cumulative period of 90 minutes over the life of each filter capsule. The filter capsules were also tested to withstand a maximum operating pressure of 5 bar (~75 psi) at continuous 60°C (140°F) influent temperature over the life of the filter. Testing demonstrated that the filters maintain their integrity over their simulated service life.
    Flow Rate TestingAchieve specified flow rates at given pressures.At water pressures reflecting normal use conditions, flow rates through the Filter Capsules ranged from 5.7 L/min at ~15 psi to 18.8 L/min at ~75 psi.
    Additive EvaluationSuccessfully reduce external microbial contamination by >99.5% after 24 hours contact.The bacteriostatic additive incorporated within the housing polymer was shown to successfully reduce external microbial contamination by >99.5% after 24 hours contact.
    BiocompatibilityConformance to ISO 10993-1 for listed tests.All tests were passing, demonstrating conformance to ISO 10993-1. Specific tests: Cytotoxicity (L929 MEM elution) per ISO 10993-5:2009; Sensitization and intracutaneous injection per ISO 10993-10:2010; Systemic injection and material-mediated rabbit pyrogen per ISO 10993-11:2006.

    2. Sample size used for the test set and the data provenance (e.g., country of origin of the data, retrospective or prospective)

    The document does not specify exact "sample sizes" for the test sets in terms of number of filters or specific data points for each performance test. It refers to "testing" or "per ASTM F838-05," which would imply adherence to the standard's recommended sample sizes.

    • Sample Size: Not explicitly stated as a number of devices for each test. Phrases like "All analysis membranes" or "All filter capsules tested" suggest that a sufficient number was used to meet the requirements of the standards cited (e.g., ASTM F838-05, ISO 11137, ISO 10993).
    • Data Provenance: Not explicitly stated. The manufacturer is Pall International Sàrl, Fribourg, Switzerland, with a U.S. contact. The testing appears to be laboratory-based performance validation, likely conducted internally or by contract labs following international standards. It's not clinical data (retrospective or prospective) from specific countries, but rather engineering/microbiological performance data.

    3. Number of experts used to establish the ground truth for the test set and the qualifications of those experts

    This information is not applicable to this type of device and study. This device is a water filter, and its performance is evaluated through physical, chemical, and microbiological testing (e.g., bacterial retention, flow rates, integrity tests). It does not involve human expert interpretation of medical images or other data that would require "ground truth" established by human experts like radiologists.

    4. Adjudication method (e.g., 2+1, 3+1, none) for the test set

    Not applicable. As the device is a physical water filter and the studies are performance tests (e.g., microbial challenges, material integrity), there is no "adjudication method" in the context of human interpretation or disagreement resolution for a test set.

    5. If a multi-reader multi-case (MRMC) comparative effectiveness study was done, If so, what was the effect size of how much human readers improve with AI vs without AI assistance

    Not applicable. This pertains to AI/ML software devices that assist human readers (e.g., radiologists interpreting images). The Pall® QPoint™ Water Filter Capsule is a physical medical device, and its approval involves demonstrating its physical and biological performance against established standards, not a comparative effectiveness study involving human interpretation.

    6. If a standalone (i.e. algorithm only, without human-in-the-loop performance) was done

    Not applicable. This also pertains to AI/ML algorithms. The performance studies described are for the physical filter itself, operating as a standalone filtration device.

    7. The type of ground truth used (expert consensus, pathology, outcomes data, etc.)

    The "ground truth" for the performance of this device is established through:

    • Standardized Microbiological Challenge Testing: Using well-characterized reference organisms (e.g., Brevundimonas diminuta, Legionella pneumophila, Aspergillus fumigatus) at specified concentrations to challenge the filter and then quantitatively measuring the presence or absence of these organisms in the filtrate. This is a direct measurement based on established scientific principles.
    • Physical and Chemical Measurement Standards: For flow rates, pressure ratings, temperature tolerances, and material integrity, the "ground truth" is based on precise measurements against design specifications and existing industry standards.
    • ISO and ASTM Standards: Compliance with relevant International Organization for Standardization (ISO) and American Society for Testing and Materials (ASTM) standards (e.g., ASTM F838-05 for microbial retention, ISO 11137 for sterilization, ISO 10993 for biocompatibility) serves as the basis for "ground truth" for these tests.

    8. The sample size for the training set

    Not applicable. This device is not an AI/ML algorithm that requires a "training set" in the context of machine learning. The term "training set" refers to data used to train a statistical or machine learning model. This is a physical product.

    9. How the ground truth for the training set was established

    Not applicable. As there is no AI/ML component or "training set," this question does not apply. The "ground truth" for the device's design and manufacturing is derived from engineering principles, material science, and microbiology, validated through the performance tests mentioned above.

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    K Number
    K161467
    Manufacturer
    Date Cleared
    2016-12-22

    (209 days)

    Product Code
    Regulation Number
    876.5665
    Reference & Predicate Devices
    N/A
    Predicate For
    N/A
    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The HydraGuard 10" UltraFilter is intended to be used to filter EPA quality drinking water. The filter retains bacteria, viruses and endotoxin. By providing ultrapure water for patient washing and drinking, the filter aids in infection control. The filter produces water that is suitable for patient wound cleaning of equipment used in medical procedures and washing of surgeon's hands. Medical: The filter is not intended to provide water that can be used as a substitute for USP sterile water.

    Device Description

    Not Found

    AI/ML Overview

    The provided document is a 510(k) clearance letter for the HydraGuard 10" UltraFilter. It does not contain information about acceptance criteria for device performance or a study demonstrating the device meets such criteria in terms of clinical or diagnostic accuracy. Instead, it describes the indications for use and the regulatory classification of the device as a water purification system.

    The "Indications for Use" section (page 2) describes what the device is intended for:

    • To filter EPA quality drinking water.
    • To retain bacteria, viruses, and endotoxin.
    • To provide ultrapure water for patient washing and drinking, aiding in infection control.
    • To produce water suitable for patient wound cleaning, cleaning of equipment used in medical procedures, and washing of surgeon's hands.

    It explicitly states, "The filter is not intended to provide water that can be used as a substitute for USP sterile water."

    Based on the provided text, the specific details regarding acceptance criteria, device performance metrics (other than the qualitative statements above), and information about a "study that proves the device meets the acceptance criteria" in the context of clinical effectiveness or diagnostic accuracy are not available. The document focuses on regulatory clearance based on substantial equivalence to a predicate device, not on a detailed performance study with specific quantitative acceptance criteria as would be found for a diagnostic or AI-driven device.

    Therefore, I cannot populate the table or answer the specific questions about sample sizes, expert involvement, adjudication, MRMC studies, or ground truth establishment based solely on the text provided. This document is a regulatory approval letter, not a clinical study report.

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    K Number
    K153784
    Device Name
    NOSOGARD FILTERS
    Date Cleared
    2016-10-21

    (295 days)

    Product Code
    Regulation Number
    876.5665
    Reference & Predicate Devices
    Predicate For
    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The NOSOGARD line of filters are intended to operate on EPA quality drinking water sources as a microbial retention filter. NOSOGARD filters are available in models suitable for the control of bacteria equal to or greater in size than Brevundimons diminuta and models for microbial removal equal to or greater than Legionella pneumophila. The NOSOGARD is suitable for general point of use infection control for procedures such as cleaning, rinsing of equipment, hand washing and bathing where the reduction of such microorganisms in the water is desired.
    The Nosogard is not intended for use in the production of USP sterile water for use in infusion, injection of fluids for use in dialysis treatments.

    Device Description

    Nosogard Filters are disposable Polyethersulfone (PES) membrane filters sealed in a polypropylene housing designed to be installed by facility personnel at point of use locations where the control of bacteria in the drinking water supply is desired for device cleaning, handwashing and bathing applications. These filters are designed to be installed as attachments to faucets or as a handheld shower head.

    AI/ML Overview

    The Evoqua Water Technologies Nosogard Filters are intended as microbial retention filters for EPA quality drinking water sources, for general point-of-use infection control in procedures like cleaning, rinsing equipment, hand washing, and bathing. They are not intended for producing USP sterile water for infusion, injection, or dialysis treatments.

    Here's an analysis of the acceptance criteria and study proving the device meets them:

    1. Table of Acceptance Criteria and Reported Device Performance

    The acceptance criteria are generally focused on bacterial retention (no grow-through), flow rate, structural integrity (housing burst pressure, pulse testing, drop testing), and shelf-life, along with biocompatibility and sterilization efficacy.

    Acceptance Criteria / Performance ClaimReported Device Performance (Nosogard Filters)
    Bacterial Retention (Brevundimonas diminuta)
    No grow through ≤7 days when challenged with >10^7 cfu/cm² Brevundimonas diminutaPassed (Nosogard 7/31 Filter)
    No grow through ≤31 days when challenged with >10^7 cfu/cm² Brevundimonas diminutaPassed (Nosogard 31 Day Filter, Nosogard 31 Day Shower Wand)
    No grow through ≤62 days when challenged with >10^7 cfu/cm² Brevundimonas diminutaPassed (Nosogard 62 Day Filter, Nosogard 62 Day Shower Wand)
    Bacterial Retention (Legionella pneumophila)
    No grow through ≤31 days when challenged with >10^7 cfu/cm² Legionella pneumophilaPassed (Nosogard 7/31 Filter, Nosogard 31 Day Shower Wand)
    No grow through ≤62 days when challenged with >10^7 cfu/cm² Legionella pneumophilaPassed (Nosogard 62 Day Filter, Nosogard 62 Day Shower Wand)
    Flow Rate
    1.25" Nosogard 7/31 Filter: 0.22 ft³/min at 44psi inlet pressurePassed
    2.5" Nosogard 7/31 Filter: 0.40 ft³/min at 29psi inlet pressurePassed
    Nosogard 31 Day Filter: 0.19 ft³/min at 44psi inlet pressurePassed
    Nosogard 62 Day Filter: 0.25 ft³/min at 44psi inlet pressurePassed
    Nosogard 31 Day Shower Wand: 0.79 ft³/min at 44psi inlet pressurePassed
    Nosogard 62 Day Shower Wand: 0.39 ft³/min at 44psi inlet pressurePassed
    Housing Burst Pressure
    10 Barg at 40°CPassed (All models explicitly mentioned)
    Pulse Testing / Integrity after Cycles
    Nosogard 7/31 Filter: Integral post 2000 cycles x 5 mins x 0-6.2 Barg pulses at 66°CPassed
    Nosogard 31 Day Filter: Integral post 2000 cycles x 5 mins x 0-6.2 Barg pulses at 66°CPassed
    Nosogard 31 Day Shower Wand: Integral post 124 cycles x 7 mins x 0-5 Barg pulses at 40°CPassed
    Nosogard 62 Day Shower Wand: Integral post 248 cycles x 7 mins x 0-5 Barg pulses at 40°CPassed
    Shelf Life
    Packaging forms a sterile barrier for at least 3 yearsPassed (All models implicitly covered, explicitly stated for all listed models not described above)
    Biocompatibility
    Meets requirements in FDA memorandum #G95-1Passed (All models implicitly covered, explicitly stated for all listed models not described above), including USP Class VI, USP Biological Reactivity Tests, In Vitro, ISO 10993 Part 5 (cytotoxicity), Part 10 (irritation and skin sensitization).
    SterilizationAdequate dosage and exposure utilized to assure a sterile product prior to release (tested post gamma irradiation in accordance with ANSI/AAMI/ISO 11137-2:2012).
    Integrity after Drop TestRetains integrity at stated maximum operating pressure and temperatures after being subjected to a 6-foot unprotected drop. Integrity verified with membrane diffusional flow testing.
    Integrity after Simulated Use/Cycle TestingSuccessfully retains integrity after exposure to repeated pressurization, flow, and depressurization cycles at maximum stated temperatures and pressure. Integrity verified with diffusional flow testing.

    2. Sample Size Used for the Test Set and the Data Provenance

    The document does not explicitly state the exact sample size for each test. However, it indicates that "All filter designs were placed in test assemblies and operated continuously for a period at least equal to the useful life of the model with repetitive inoculations of the subject microbe." This implies that a sufficient number of units representing each filter design were tested.

    • Sample Size: Not explicitly quantified with a specific number for each test across all models. It implies a representative sample of "all filter designs."
    • Data Provenance: The studies are described as "Non-Clinical Performance Testing" and "Bench Testing," which are laboratory-based studies conducted by the manufacturer (Evoqua Water Technologies, LLC.) to evaluate device performance against established standards. The data is retrospective in the sense that the results are being reported after the tests were conducted for the 510(k) submission. There is no mention of country of origin for the data, but it is submitted to the FDA in the USA.

    3. Number of Experts Used to Establish the Ground Truth for the Test Set and the Qualifications of Those Experts

    This information is not applicable to this type of device. The ground truth for device performance, such as bacterial retention or physical integrity, is established through standardized laboratory testing methods (e.g., ASTM F838 for bacterial retention, pressure tests). These tests rely on objective measurements and established scientific protocols rather than expert consensus on interpretation of, for example, medical images.

    4. Adjudication Method for the Test Set

    This information is not applicable. Adjudication methods like "2+1" or "3+1" are typically used in clinical studies involving interpretation of data by multiple human experts (e.g., radiologists interpreting images) to establish a consensus ground truth. For the laboratory-based performance testing of a water filter, the results are derived from objective measurements per defined testing protocols.

    5. If a Multi-Reader Multi-Case (MRMC) Comparative Effectiveness Study was done, If so, what was the effect size of how much human readers improve with AI vs without AI assistance

    This information is not applicable. MRMC studies are used to evaluate AI systems that assist human readers in tasks like medical image interpretation. The Nosogard Filter is a physical water filtration device, not an AI-powered diagnostic tool. Therefore, human reader performance or AI assistance effects are irrelevant to its evaluation.

    6. If a standalone (i.e. algorithm only without human-in-the loop performance) was done

    This information is not applicable. The Nosogard Filter is a physical device, not an algorithm or AI system.

    7. The Type of Ground Truth Used

    The ground truth for the performance evaluation of the Nosogard Filters is based on objective, quantifiable measurements derived from standardized laboratory bench testing.

    • Bacterial Reduction: Measured according to ASTM F838 Standard Test Method for Determining Bacterial Retention of Membrane Filters Utilized for Liquid Filtration, using specific bacterial challenges (Brevundimonas diminuta, Legionella pneumophila) at defined concentrations. The "ground truth" is the quantitative reduction in colony-forming units (cfu) to demonstrate "no grow through" or a >10^7 reduction.
    • Physical Integrity (Flow Rate, Burst Pressure, Pulse Testing, Drop Testing): The ground truth is adherence to specified physical parameters (e.g., specific flow rates, resisting a certain pressure, maintaining integrity after cycles/drops) as verified by direct measurement and observation under controlled conditions.
    • Biocompatibility: Adherence to established standards (e.g., USP Class VI, ISO 10993) which define acceptable biological responses.
    • Sterilization: Demonstrated efficacy according to ANSI/AAMI/ISO 11137-2:2012.
    • Shelf Life: Demonstrated sterile barrier integrity for a specified period (3 years) based on ISO 11607:2009.

    8. The Sample Size for the Training Set

    This information is not applicable. The Nosogard Filter is not an AI or machine learning device that requires a "training set" for model development. Its performance is based on its physical design and material properties.

    9. How the Ground Truth for the Training Set Was Established

    This information is not applicable for the same reason as point 8.

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    K Number
    K153434
    Date Cleared
    2016-06-10

    (196 days)

    Product Code
    Regulation Number
    876.5665
    Reference & Predicate Devices
    Predicate For
    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The Pall-Aquasafe™ Water Filter is intended to be used to filter EPA (Environmental Protection Agency in USA) quality drinking water. By retaining bacteria, the filters may aid in infection control. The filters produce water that is suitable for washing and drinking, superficial wound cleansing (minor cuts, scrapes, or abrasions), cleaning of equipment used in medical procedures and washing of surgeon's hands. The filters are not intended to provide water that can be used as a substitute for USP grade sterile water.

    Device Description

    The Pall-Aquasafe™ Water Filter is supplied sterile and integrity tested. The Supor® membrane within the filter cartridge is rated and validated at 0.2 micron to remove bacteria, protozoa, fungi and particles in the water supply. It is designed to be used for a maximum of one calendar month (31 days) following initial connection. Suspending use does not extend filter life. The Pall-Aquasafe Water Filter is intended to be used within the healthcare environment such as hospitals, nursing homes, health care facilities or clinical settings where immune-compromised patients may be exposed to waterborne microorganisms originating from the water supply.

    AI/ML Overview

    The document provided describes the Pall-Aquasafe™ Water Filter and its performance testing. Below is an attempt to structure the information according to your request. However, please note that the document is a 510(k) summary for a medical device (water filter), not an AI/ML medical device. Therefore, many of the requested categories (e.g., test set, training set, number of experts, adjudication, MRMC study, standalone performance) are not applicable or cannot be fully answered as they relate to AI/ML model validation, which is not covered in this type of document for a physical filter.


    1. Table of Acceptance Criteria and Reported Device Performance

    Acceptance Criteria CategorySpecific Acceptance CriteriaReported Device Performance
    Microbial RetentionBacterial Retention: ≥ 1 x 10^7 CFU/cm^2 of effective filtration area of Brevundimonas diminuta.> 10^7 CFU/cm^2 and > 10^10 CFU/device. All analysis membranes were found to be free of the test organism (Brevundimonas diminuta).
    Bacterial Retention (Intermittent Use): Retention of Brevundimonas diminuta during typical intermittent use for a period of 35 days (using methods from ASTM F838-05 and HIMA Guidance).All analysis membranes were found to be free of the test organism.
    Fungi Retention: Capable of retaining fungi during a period of one calendar month (maximum 31 days) when challenged with Aspergillus fumigatus.Less than 1 CFU/500mL were recovered downstream of the filter after challenges on Day 1 (1 x 10^6 CFU), Day 15 (2 x 10^6 CFU), and Day 36 (2.4 x 10^6 CFU).
    Physical PerformanceMaximum Operating Temperature and Pressure: Maintain integrity when operating at a continuous maximum temperature of 60 ℃ combined with a maximum inlet pressure of 5 bar (approx. 72.5 psi). Withstand 70 ℃ for a cumulative period of 30 minutes.Tested at 60 ℃ and 5 bar. Also tested to withstand 70 ℃ for a cumulative period of 30 minutes over the life of the filter. Filters were integrity tested and demonstrated to maintain their integrity over their simulated service life.
    Flow Rate: Documented performance at various water pressures.Flow rate tested at water pressures of 15, 25, 45, 60, and 75 psi. (Specific flow rates were not reported in detail but stated as "Per individual model specification" which implies meeting pre-defined specifications).
    Shelf Life: Maintain integrity of packaging and filter function over specified real-time and accelerated aging periods, including bacterial challenge and burst pressure.Three-year real-time and five-year accelerated aging Shelf Life Testing performed. All filter capsules tested retained integrity and maintained a safety margin above maximum operating pressure after both three and five-year real-time storage and five years accelerated aging.
    Material SafetyBacteriostatic Additive: Reduce external microbial contamination.Reduction of external microbial contamination by greater than 99.5% after 24 hours contact.
    Biocompatibility: Meet ISO 10993 standards for an "External Communicating Device, Breached/compromised surfaces, Contact Duration: Limited Exposure."Performed L929 MEM Elution - ISO, Kligman Guinea Pig Maximization Test (2 extracts) - ISO, Intracutaneous Injection (2 extracts) - ISO, and Systemic Injection Test (2 extracts) - ISO, Rabbit Pyrogen Test - Material Mediated - ISO. (The document states testing was conducted in accordance with the standards, implying the device met the criteria, though specific passing results for each test are not detailed beyond their performance).

    2. Sample size used for the test set and the data provenance

    • Sample Size for Test Set: Not explicitly stated with a single number for a "test set" as is common for AI/ML studies. The testing described (microbial retention, shelf life, temperature/pressure, biocompatibility) involves different quantities of filter units and biological samples specific to each test. For instance, microbial retention validation using Brevundimonas diminuta refers to "All analysis membranes" being free of the organism, but the total number of membranes/filters tested is not given. Shelf life testing mentions "All filter capsules tested" but doesn't quantify them.
    • Data Provenance: The studies are non-clinical (laboratory-based) performance tests conducted by the manufacturer (Pall Medical) to demonstrate the physical performance and safety of the filter. The data is prospective, generated specifically for this 510(k) submission. Country of origin of the testing is not specified, but the applicant's contact information is in Port Washington, NY, USA, while the submitter is in Fribourg, Switzerland, and Pall Medical is the manufacturer.

    3. Number of experts used to establish the ground truth for the test set and the qualifications of those experts

    • This is not applicable as this is a physical medical device (water filter) and not an AI/ML diagnostic or predictive algorithm requiring expert interpretation of results for ground truth. Verification is based on objective laboratory measurements and standardized protocols (e.g., ASTM, HIMA, ISO).

    4. Adjudication method for the test set

    • Not applicable for a physical device. Test results are objective measurements (e.g., colony forming units, pressure readings, chemical analysis) rather than subjective assessments requiring adjudication.

    5. If a multi reader multi case (MRMC) comparative effectiveness study was done, If so, what was the effect size of how much human readers improve with AI vs without AI assistance

    • Not applicable. This device is a water filter, not an AI/ML system.

    6. If a standalone (i.e. algorithm only without human-in-the-loop performance) was done

    • Not applicable. This device is a water filter, not an AI/ML system. The performance evaluated is the standalone performance of the filter itself in retaining microorganisms and maintaining integrity under specified conditions.

    7. The type of ground truth used

    • The "ground truth" for this device's performance is established through:
      • Microbiological assays: Direct measurement of microbial (bacteria, fungi) presence/absence downstream of the filter.
      • Physical measurements: Pressure, temperature, flow rate, burst pressure, and integrity testing.
      • Chemical analysis: For bacteriostatic additive effectiveness and biocompatibility.
      • Standardized protocols: Adherence to established industry standards like ASTM F838-05, HIMA Guidance, and ISO 10993 for biocompatibility ensures that the 'ground truth' is based on scientifically accepted methods for evaluating filter performance and material safety.

    8. The sample size for the training set

    • Not applicable. As a physical medical device, there is no "training set" in the context of AI/ML model development.

    9. How the ground truth for the training set was established

    • Not applicable. There is no AI/ML training set for this physical device.
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    K Number
    K153084
    Device Name
    Nephros S100
    Manufacturer
    Date Cleared
    2016-04-08

    (165 days)

    Product Code
    Regulation Number
    876.5665
    Reference & Predicate Devices
    Predicate For
    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The S100 Point of Use Filter is intended to be used to filter EPA quality drinking water. The filter retains bacteria. By retaining bacteria in water for washing and drinking, the filter may aid in infection control. The filter produces water that is suitable for cleaning of equipment used in medical procedures and washing of surgeon's hands. The filter is not intended to provide water that can be used as a substitute for USP sterile water.

    Device Description

    The S100 Point of Use Filter is a hollow fiber microfilter that retains bacteria from water used for washing and drinking.

    AI/ML Overview

    Here's a breakdown of the acceptance criteria and study information for the Nephros S100 Point of Use Filter, based on the provided document:

    1. Table of Acceptance Criteria and Reported Device Performance

    Performance CharacteristicAcceptance Criteria (Predicate Device)Reported Device Performance (S100 Filter)
    Bacteria Removal> 10^11 reduction> 10^9 reduction
    Flow Rate vs. Pressure Drop4.5 L/min at 20 psi (SSU-H) 4 L/min at 20 psi (DSU-H)4 L/min at 20 psi
    Maximum Inlet Pressure75 psi (SSU-H) 100 psi (DSU-H)75 psi
    Use LifeUp to 3 Months (SSU-H) Up to 6 Months (DSU-H)Up to 3 months

    Note: The document directly compares the S100 filter to the DSU-H and SSU-H Ultrafilters (K141731) as predicate devices. The "Acceptance Criteria" here are derived from the performance specifications of these predicate devices as presented in the "SUBJECT TO PREDCATE DEVICE COMPARISON TABLE." The S100's performance is considered "substantially equivalent" to these predicates.

    2. Sample Size Used for the Test Set and Data Provenance

    The document does not explicitly state the sample size for the test set (number of S100 filters tested for performance). It only mentions "The S100 Point of Use Filter has been tested for performance."

    The data provenance (country of origin, retrospective/prospective) is not specified in the provided text.

    3. Number of Experts Used to Establish Ground Truth for the Test Set and Qualifications of Those Experts

    This information is not provided in the document. The testing described for the filter's performance (Flow Rate, Simulated Use Life, Bacteria Challenge, Biocompatibility) are typically lab-based tests with objective measurements, not requiring expert consensus for "ground truth" in the way a clinical study for diagnosis might.

    4. Adjudication Method for the Test Set

    This information is not applicable/provided as the performance tests described are objective, laboratory-based measurements rather than subjective assessments requiring adjudication.

    5. If a Multi-Reader Multi-Case (MRMC) Comparative Effectiveness Study was done, If so, what was the effect size of how much human readers improve with AI vs without AI assistance

    An MRMC study is not applicable to this type of device. The S100 Point of Use Filter is a physical water filter, not an AI-powered diagnostic tool. The document describes performance testing for filtration capabilities.

    6. If a Standalone (i.e., algorithm only without human-in-the-loop performance) was done

    This is not applicable to this device. As mentioned, the S100 Point of Use Filter is a physical filter, not an algorithm or AI system.

    7. The Type of Ground Truth Used

    The ground truth for the performance testing (e.g., bacteria removal, flow rate) would be established through laboratory-based measurements and validated testing methods. For example:

    • Bacteria Removal: Direct enumeration of bacteria in the influent and effluent water (e.g., colony-forming units, turbidity measurements) using standard microbiological laboratory practices.
    • Flow Rate: Direct measurement of water volume passed over time at a given pressure.
    • Use Life: Controlled flow and pressure conditions over an extended period, with periodic performance checks for bacteria removal and flow.

    8. The Sample Size for the Training Set

    This is not applicable/provided. As the S100 Point of Use Filter is a physical device and not an AI/machine learning model, there is no "training set" in the computational sense.

    9. How the Ground Truth for the Training Set Was Established

    This is not applicable as there is no training set for this type of device.

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    K Number
    K141731
    Manufacturer
    Date Cleared
    2014-10-24

    (119 days)

    Product Code
    Regulation Number
    876.5665
    Reference & Predicate Devices
    Predicate For
    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The DSU-H and SSU-H Ultrafilters are intended to be used to filter EPA quality drinking water. The filters retain bacteria, viruses and endotoxin. By providing ultrapure water for patient washing and drinking, the filters aid in infection control. The filters produce water that is suitable for wound cleansing, cleaning of equipment used in medical procedures and washing of surgeon's hands. The filters are not intended to provide water that can be used as a substitute for USP sterile water.

    Device Description

    The DSU-H and SSU-H Ultrafilters are hollow fiber ultrafilters that retain bacteria, viruses, endotoxin and particulate from water used for washing and drinking.

    AI/ML Overview

    The provided text describes a medical device, the DSU-H and SSU-H Ultrafilters, but it does not include information about AI algorithms, reader studies, ground truth establishment for AI, or training/test sets for AI. Therefore, I cannot fulfill most of your request regarding acceptance criteria and studies that prove the AI device meets acceptance criteria.

    However, I can extract the acceptance criteria for the Ultrafilters themselves as stated in the submission documents, which are based on their filtration performance.

    Here's what I can provide based on the given information:

    1. Table of Acceptance Criteria and Reported Device Performance (for the Ultrafilters)

    The document primarily performs a substantial equivalence comparison to a predicate device (MainStream™ Water Purification Device – K012716) and refers to its own reference device (DSU and SSU Filters – K110285). The "acceptance criteria" can be inferred from the "Retention" section of the comparison table, where the device must demonstrate at least equivalent or superior reductions for various contaminants.

    CharacteristicAcceptance Criteria (Inferred from Predicate/Reference)Reported Device Performance (Subject Device: DSU-H and SSU-H Ultrafilters)
    Bacteria Reduction> 10^7^ (Predicate) / > 10^11^ (Reference)> 10^11^
    Virus Reduction> 10^4^ (Predicate) / > 10^8^ (Reference)> 10^8^
    Endotoxin Reduction> 10^4^ (Predicate) / > 10^5^ (Reference)> 10^5^
    Organic Reduction< 1 ppm (Predicate)N/A (Not designed for organic reduction)
    Ion Reduction> 10^3^ dissociable ions (Predicate)N/A (Not designed for ion reduction)

    Explanation of Inference:
    The submission states "Based on non-clinical performance testing, the DSU-H and SSU-H Ultrafilters have been found to be substantially equivalent to the predicate PrisMedical MainStream Filter (K012716)." For the characteristics where the subject device also performs, it must meet or exceed the predicate's performance. Furthermore, the subject device's performance aligns with its own reference device (K110285), which indicates its expected retention capabilities.


    The following points cannot be answered as the provided text pertains to a physical water purification device and does not involve AI or a diagnostic algorithm evaluated through an AI specific study:

    1. Sample size used for the test set and the data provenance: Not applicable. This is for a physical filter, not an AI algorithm. The performance data would come from laboratory testing of the filter medium with controlled contaminant challenges.
    2. Number of experts used to establish the ground truth for the test set and the qualifications of those experts: Not applicable. Ground truth for a physical filter's performance is established through standard microbiological and chemical testing, not expert consensus on medical images or diagnoses.
    3. Adjudication method (e.g., 2+1, 3+1, none) for the test set: Not applicable.
    4. If a multi reader multi case (MRMC) comparative effectiveness study was done, If so, what was the effect size of how much human readers improve with AI vs without AI assistance: Not applicable.
    5. If a standalone (i.e., algorithm only without human-in-the-loop performance) was done: Not applicable.
    6. The type of ground truth used (expert consensus, pathology, outcomes data, etc.): For the performance data presented (bacteria, virus, endotoxin reduction), the ground truth would be established by quantitative laboratory analysis of contaminant levels before and after filtration, using validated assays (e.g., CFU counts for bacteria, TCID50 for viruses, LAL test for endotoxin).
    7. The sample size for the training set: Not applicable.
    8. How the ground truth for the training set was established: Not applicable.
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