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510(k) Data Aggregation

    K Number
    K162329
    Manufacturer
    Date Cleared
    2016-09-14

    (26 days)

    Product Code
    Regulation Number
    892.1550
    Reference & Predicate Devices
    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    Philips CX50 Diagnostic Ultrasound Systems is intended for diagnostic ultrasound imaging in B (or 2-D), M-mode (including Anatomical M-mode), Pulse Wave Doppler, Continuous Wave Doppler, Color Doppler, Tissue Doppler Imaging and Harmonics (Tissue and Contrast) modes. It is indicated for diagnostic ultrasound imaging and fluid flow analysis in the following applications: Ophthalmic Intraoperative Laparoscopic Fetal Abdominal Pediatric Small Organ Adult Cephalic Neonatal Cephalic Trans-vaginal Musculo-skeletal Gynecological Cardiac Adult Cardiac Pediatric Trans-Esoph. (Cardiac) Intracardiac echo Peripheral Vessel Other (Carotid)

    Philips Sparq Diagnostic Ultrasound System is intended for diagnostic ultrasound imaging in B (or 2-D), M-mode (including Anatomical M-mode), Pulse Wave Doppler, Continuous Wave Doppler, Color Doppler, Tissue Doppler Imaging and Harmonics (Tissue and Contrast) modes. It is indicated for diagnostic ultrasound imaging and fluid flow analysis in the following applications: Ophthalmic Fetal Abdominal Pediatric Small Organ Adult Cephalic Trans-vaginal Trans-rectal Musculo-skeletal Gynecological Cardiac Adult Trans-Esoph. (Cardiac) Peripheral Vessel

    Device Description

    The modified CX50 and Sparq Diagnostic Ultrasound Systems are general purpose, software controlled, diagnostic ultrasound systems. Their function is to acquire ultrasound data and to display the data in various modes of operation. The devices consist of two parts: the system console and the transducers. The system console contains the user interface, a display, system electronics and optional peripherals (ECG, printers). In addition to the physical knobs and buttons of the main control panel. The CX50 Diagnostic Ultrasound System is a compact, AC or battery powered, 128 -channel, diagnostic ultrasound imaging system. It is housed in a portable, laptop-style chassis. An optional cart is available that allows the user to place the laptop on the cart for a more mobile application. The Sparq Diagnostic Ultrasound System uses the same technology, but is a cart based mobile system. It provides a capacitive touch user interface and an articulating monitor arm. The removable transducers are connected to the system using a standard technology, multi-pin connectors. The modified CX50 and Sparq systems use standard transducer technology, and support phased, linear, curved linear array, TEE, and non-imaging (pencil) probes. Clinical data storage consists of a local repository as well as off-line image storage via the network, DVR, DVD, and USB storage devices. The images are stored in industry-standard formats (e.g. JPEG, AVI, DICOM) and are intended to be readable using industry-standard hardware and software. On-line review of the images is available. Secure access tools are provided to restrict and log access to the clinical data repository according to HIPAA. The system circuitry generates an electronic voltage pulse, which is transmitted to the transducer. In the transducer, a piezo electric array converts the electronic pulse into an ultrasonic pressure wave. When coupled to the body, the pressure wave transmits through body tissues. The Doppler functions of the system process the Doppler shift frequencies from the echoes of moving targets such as blood to detect and graphically display the Doppler shifts of these tissues as flow. The modified CX50 and Sparq systems give the operator the ability to measure anatomical structures and offer analysis packages that provide information used by competent healthcare professionals to make a diagnosis.

    AI/ML Overview

    Here's an analysis of the provided text regarding the acceptance criteria and supporting studies for the Philips CX50 and Sparq Diagnostic Ultrasound Systems (K162329).

    1. Table of Acceptance Criteria and Reported Device Performance

    The acceptance criteria for the Philips CX50 and Sparq Diagnostic Ultrasound Systems are implicitly defined by compliance with several international and FDA-recognized consensus standards, as well as the FDA's specific guidance for diagnostic ultrasound systems. The reported device performance is that it complies with these standards and guidances, and meets the acceptance criteria.

    Acceptance Criteria CategorySpecific CriteriaReported Device Performance
    Performance StandardsIEC 60601-1: Medical electrical equipment. General requirements for basic safety and essential performance. 2005. Amendment 1, 2012 (General electrical and safety requirements)Complies
    IEC 60601-1-2 Medical Electrical Equipment Part 1-2, General Requirements for Basic Safety and Essential Performance - Collateral Standard Electromagnetic Compatibility, 2007 (Electromagnetic Compatibility - EMC)Complies
    IEC 60601-2-37: Medical electrical equipment. Particular requirements for the basic safety and essential performance of ultrasonic medical diagnostic and monitoring equipment, 2007 (Specific safety and performance requirements for ultrasound equipment)Complies
    IEC 62359: Ultrasonics Field characterization Test methods for the determination of thermal and mechanical indices related to medical diagnostic ultrasonic fields, 2010 (Acoustic Output Display & FDA Limits: ISPTA max=720 mW/cm², MI max=1.9, MI display, TI display)Complies; acoustic output levels are within Track 3 FDA limits.
    ISO 10993: Biological evaluation of medical devices (Biological compatibility of patient contact materials)Complies; materials have equivalent bio-safety, no new or changed materials.
    FDA GuidanceGuidance for Industry and FDA Staff - Information for manufacturers Seeking Marketing Clearance of Diagnostic Ultrasound Systems and Transducers (September 9, 2008)Complies
    System Level RequirementsSatisfy system level requirements and risk control measures.Non-Clinical verification testing performed and demonstrates compliance.
    Intended Use & ClaimsCovered intended use and commercial claims as well as usability with representative intended users.Non-Clinical validation testing performed and demonstrates the device is adequate for its intended use.
    Substantial EquivalenceThe modified CX50 and Sparq Diagnostic Ultrasound Systems are substantially equivalent to the predicate CX50 Diagnostic Ultrasound System (K123754) and reference predicate EPIQ Diagnostic Ultrasound System (K160807) in terms of: - Indication for use - Technological characteristics - Non-clinical performance testing - Safety and effectiveness These devices share the same gray-scale and Doppler capabilities, fundamentally identical scientific technology, same materials (bio-safety), equivalent quality systems, and same electrical and physical safety standards.This is the primary conclusion of the submission, based on the non-clinical testing, confirming that the device meets the acceptance criteria for substantial equivalence to the predicate devices.

    2. Sample Size Used for the Test Set and Data Provenance

    The document explicitly states: "The modified CX50 and Sparq Diagnostic Ultrasound Systems did not require clinical data since substantial equivalence to the primary currently marketed predicate CX50 Diagnostic Ultrasound System and reference predicate EPIQ Diagnostic Ultrasound System was demonstrated with the following attributes: • Indication for use; • Technological characteristics; • Non-clinical performance testing; and • Safety and effectiveness." (Page 39)

    Therefore, there appears to be no separate clinical test set in the traditional sense for evaluating the performance of the modified device against specific clinical metrics. Instead, the performance was established through non-clinical testing and comparison to legally marketed predicate devices.

    The data provenance for the modifications is based on the previously cleared predicate device (CX50, K123754) and reference device (EPIQ/Affiniti, K160807), which would have undergone their own testing. The current submission relies on the established safety and effectiveness of these predicates.

    3. Number of Experts Used to Establish Ground Truth for the Test Set and Qualifications

    Since no clinical test set was required for the modified device, there's no information provided about experts establishing ground truth for a test set. The evaluation was primarily non-clinical and comparative.

    4. Adjudication Method for the Test Set

    Not applicable, as no dedicated clinical test set with human interpretation was conducted for this specific 510(k) submission.

    5. If a Multi-Reader Multi-Case (MRMC) Comparative Effectiveness Study was done, and Effect Size

    No MRMC comparative effectiveness study was mentioned or indicated as being performed for this submission. The submission explicitly states "did not require clinical data."

    6. If a Standalone (algorithm only without human-in-the-loop performance) was done

    This refers to a diagnostic ultrasound system, which is a hardware device with software, not typically a standalone algorithm like AI software. The performance assessment was based on the system's ability to acquire and display ultrasound data in various modes, complying with established physical and safety standards. Therefore, an "algorithm only" standalone performance study in the context of an AI-driven system is not applicable here.

    7. The Type of Ground Truth Used

    For the non-clinical testing, the "ground truth" would be established by the engineering and quality control standards defined in the referenced IEC and ISO standards. This includes:

    • Engineering specifications and measurements for acoustic output (e.g., ISPTA, MI, TI).
    • Compliance with electrical and physical safety requirements.
    • Biocompatibility testing against ISO 10993 standards for materials.
    • Verification and validation against system requirements and risk controls.

    The ground truth for the predicate devices (K123754 and K160807) would have involved comprehensive testing for their initial clearances, which may have included a combination of phantom studies, animal studies, and potentially clinical studies to establish their diagnostic capabilities. However, this submission specifically highlights that additional clinical data was not required due to the substantial equivalence argument.

    8. The Sample Size for the Training Set

    Not applicable. This device is a diagnostic ultrasound system, not an AI/ML algorithm that undergoes a "training" phase with a large dataset. The system's functionalities are based on established ultrasound physics and engineering principles, not statistical learning from data.

    9. How the Ground Truth for the Training Set was Established

    Not applicable, as there is no "training set" for this type of device.

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    K Number
    K111513
    Date Cleared
    2011-06-24

    (23 days)

    Product Code
    Regulation Number
    892.1550
    Reference & Predicate Devices
    Predicate For
    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The CX50 Diagnostic Ultrasound System is intended for diagnostic ultrasound imaging in B (or 2-D), M-mode (including Anatomical --mode), Pulse Wave Doppler, continuous Wave Doppler, color Doppler, tissue Doppler Imaging and Harmonics (Tissue and contrast) modes. The device is indicated for diagnostic ultrasound imaging and fluid flow analysis in the following applications: Ophthalmic, Fetal, Abdominal, Pediatric, Small Organ, Adult Cephalic, Neonatal Cephalic, Trans-vaginal, Musculo-skeletal, Gynecological, Cardiac Adult, Cardiac pediatric, Trans-Esoph. (Cardiac), Peripheral Vessel, Other (Carotid)

    Device Description

    The CX50 Diagnostic Ultrasound System is a compact, AC or battery powered, 128 channel, cardiac ultrasound imaging. It uses custom digital electronic and fabrication technologies to provide diagnostic ultrasound information and is housed in a portable, laptop-style chassis. The only changes made in this CX50 510(k) are the additional indications of Cardiac Pediatric and Neonatal Cephalic. There are no new or unique features/technical characteristics introduced with the addition of the new indications.

    AI/ML Overview

    The Philips CX50 Diagnostic Ultrasound System received clearance for additional indications for Cardiac Pediatric and Neonatal Cephalic applications. This was a 510(k) Premarket Notification based on substantial equivalence to predicate devices (Philips HD11 Diagnostic Ultrasound System, K043535 and earlier CX50 submissions K091804 and K081802). The submission states that no new features or technical characteristics were introduced.

    Here's an analysis of the provided information concerning acceptance criteria and the study that proves the device meets them:

    1. Table of Acceptance Criteria and Reported Device Performance

    The submission does not explicitly define quantitative "acceptance criteria" in terms of performance metrics (e.g., sensitivity, specificity, resolution) for the new indications. Instead, the "acceptance criteria" for this 510(k) largely revolve around demonstrating substantial equivalence to previously cleared devices for these specific indications and confirming that no new safety or effectiveness concerns arise.

    The "device performance" reported is that the CX50 system, with the additional indications, is substantially equivalent in safety and effectiveness to its predicate devices.

    Acceptance Criteria (Implicit)Reported Device Performance
    No new hazards identified with the addition of Cardiac Pediatric and Neonatal Cephalic indications."No new hazards were identified with the addition of cardiac pediatric and neonatal cephalic indications."
    No new testing required to determine safety and efficacy with the new indications."No new testing was required to determine safety and efficacy of the CX50 with the new indications."
    Clinical safety and effectiveness of the system and transducers for the new indications are well accepted and identified in previous submissions."The clinical safety and effectiveness of the system and transducers were identified in previous CX50 submissions (K091804 and K081802). The clinical safety and effectiveness of the Neonatal Cephalic and Cardiac Pediatric indications are well accepted for use with ultrasound systems including the predicate device, Philips HD11 (K043535)." The CX50 with additional indications is "substantially equivalent in safety and effectiveness to the predicate identified above."
    Same gray-scale and Doppler capabilities as predicate devices."The predicate devices and CX50 with additional indications have the same gray-scale and Doppler capabilities."
    Essentially same technologies for imaging, Doppler functions, and signal processing as predicate devices."The predicate devices and CX50 with additional indications use essentially the same technologies for imaging, Doppler functions and signal processing."
    Acoustic output levels below Track 3 FDA limits, equivalent to predicate devices."The predicate devices and CX50 with additional indications have acoustic output levels below the Track 3 FDA limits."
    Manufactured under equivalent quality systems as predicate devices."The predicate devices and CX50 with additional indications are manufactured under equivalent quality systems."
    Manufactured of materials with equivalent biosafety and found to be safe, equivalent to predicate devices."The predicate devices and CX50 with additional indications are manufactured of materials with equivalent biosafety. The materials have been evaluated and found to be safe for this application."
    Designed and manufactured to the same electrical and physical safety standards as predicate devices."The predicate devices and CX50 with additional indications are designed and manufactured to the same electrical and physical safety standards."

    2. Sample Size Used for the Test Set and Data Provenance

    No specific test set or clinical study data is provided for the new indications with the CX50. The submission explicitly states: "No new testing was required to determine safety and efficacy of the CX50 with the new indications."

    Safety and effectiveness were demonstrated through substantial equivalence to existing predicate devices already cleared for these applications, and through previous submissions for the CX50 system itself. Therefore, there is no explicit "sample size used for the test set" or direct "data provenance" for this 510(k) submission regarding the new indications. The reliance is on prior clearances.

    3. Number of Experts Used to Establish the Ground Truth for the Test Set and Qualifications of Those Experts

    Since no new clinical testing was performed for this specific 510(k) for the new indications, there is no mention of "experts used to establish ground truth for the test set." The substantial equivalence argument relies on the established safety and efficacy of the predicate devices.

    4. Adjudication Method for the Test Set

    As no specific test set or clinical study was conducted for the new indications in this submission, no adjudication method is described.

    5. If a Multi-Reader Multi-Case (MRMC) Comparative Effectiveness Study Was Done, and Effect Size of Human Readers Improve with AI vs Without AI Assistance

    No MRMC comparative effectiveness study was conducted or referenced in this submission. The device is a diagnostic ultrasound system, not an AI-assisted diagnostic tool in the sense of image interpretation software.

    6. If a Standalone (i.e., algorithm only without human-in-the-loop performance) Was Done

    This submission is for a diagnostic ultrasound system, which inherently requires a human operator and interpreter. It is not an "algorithm only" device, and therefore, no standalone algorithmic performance study was conducted.

    7. The Type of Ground Truth Used (Expert Consensus, Pathology, Outcomes Data, etc.)

    Given that no new clinical study was performed for the new indications, no specific "type of ground truth" was established or used for this submission pertaining to the new indications. The ground truth for the clinical safety and effectiveness of the predicate ultrasound systems would have been established through methodologies typical for medical device approvals at their time, likely involving assessments by qualified medical professionals (e.g., radiologists, cardiologists) correlating ultrasound findings with patient presentation, other diagnostic tests, or clinical outcomes.

    8. The Sample Size for the Training Set

    No training set is mentioned as part of this 510(k) submission, as it relates to the addition of new indications to an existing ultrasound system. The device itself is not a machine learning or AI-driven algorithm that would typically require a training set for its core functionality.

    9. How the Ground Truth for the Training Set Was Established

    Since no training set is mentioned in this submission, there is no information on how its ground truth would have been established.

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    K Number
    K081802
    Date Cleared
    2008-07-11

    (15 days)

    Product Code
    Regulation Number
    892.1570
    Reference & Predicate Devices
    Predicate For
    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    Diagnostic ultrasound imaging or fluid flow analysis of the human body as follows: Ophthalmic, Fetal/Obstetric, Abdominal, Intra-operative (vascular/epicardial), Intra-operative (Neuro), Laparoscopic, Pediatric, Small Organ (thyroid, scrotum, prostate, breast), Neonatal Cephalic, Adult Cephalic, Trans-rectal, Trans-vaginal, Trans-urethral, Trans-esoph. (non-Card.), Intra-luminal, Musculo-skel (conventional), Musculo-skel (superficial), Other (Gynecological), Cardiac Adult, Cardiac Pediatric, Trans-esoph. (Cardiac), Other (Fetal), Peripheral vessel, Other (Specify).

    Device Description

    The CX50 is a compact diagnostic ultrasound device. It consists of a system console containing the power supply and electronic circuitry required to generate the image, a display screen, and a connection to the separate transducers.

    AI/ML Overview

    The provided text describes a 510(k) premarket notification for the Philips CX50 Diagnostic Ultrasound System. This type of submission relies on demonstrating substantial equivalence to a legally marketed predicate device, rather than conducting new clinical studies with specific acceptance criteria and performance metrics against a ground truth.

    Therefore, the requested information regarding acceptance criteria, specific device performance, sample sizes for test and training sets, data provenance, number and qualifications of experts, adjudication methods, MRMC studies, standalone performance, and ground truth types are not applicable to this 510(k) submission.

    The core of this submission is to show that the CX50 system is as safe and effective as existing, cleared ultrasound systems without presenting primary performance data against predefined acceptance criteria.

    Here's why the requested information is absent and why this submission works differently:

    • Substantial Equivalence (510(k) pathway): The FDA's 510(k) pathway for medical device clearance is based on demonstrating that a new device is "substantially equivalent" to a legally marketed predicate device. This means it has the same intended use and the same technological characteristics as the predicate, or, if it has different technological characteristics, that the new device does not raise different questions of safety and effectiveness and is as safe and effective as the predicate.
    • No New Clinical Studies Required: In most 510(k) submissions, new clinical performance studies are not required to establish safety and effectiveness. Instead, the focus is on comparing the new device's specifications, technological features, and indications for use to those of the predicate device(s).
    • Focus on Comparison, Not Absolute Performance: The document predominantly compares the CX50 to existing Philips HD11 and General Electric Vivid-i ultrasound systems, highlighting similarities in:
      • Intended use (diagnostic ultrasound imaging and fluid flow analysis).
      • Gray-scale and Doppler capabilities.
      • Imaging, Doppler, and signal processing technologies.
      • Acoustic output limits (below Track 3 FDA limits).
      • Manufacturing quality systems and biosafety of materials.
      • Electrical and physical safety standards.

    In summary, there is no study described in this document that proves the device meets specific acceptance criteria in the way one might expect for a de novo or PMA submission. The "proof" here is the argument for substantial equivalence to already cleared devices.

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