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510(k) Data Aggregation

    K Number
    K093394
    Date Cleared
    2010-04-08

    (160 days)

    Product Code
    Regulation Number
    864.5220
    Reference & Predicate Devices
    N/A
    Predicate For
    N/A
    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The BC-3200 auto hematology analyzer is a quantitative, automated hematology analyzer and leukocyte differential counter to be used in clinical laboratories for In Vitro Diagnostic purpose. The intended use of BC-3200 Auto Hematology Analyzer is to identify the normal patient, with all normal system-generated parameters, and to flag or identify patient results that require additional studies.

    Device Description

    The BC-3200 Auto Hematology Analyzer is a quantitative, automated hematology analyzer and leukocyte differential counter for In Vitro Diagnostic Use in clinical laboratories. It is only to be used by trained medical professionals to identify the normal patient, with all normal system-generated parameters, and to flag or identify patient results that require additional studies. The analyzer provides analysis results of 16 parameters (listed below) of human blood and three histograms. The BC-3200 Auto Hematology Analyzer system consists of the analyzer, reagents (M-30D DILUENT, M-30R RINSE, M-30CFL LYSE, M-30E E-Z CLEANSER and M-30P PROBE CLEANSER), controls (BC-3D Hematology Control), calibrator (SC-CAL PLUS Hematology Calibrator) and accessories. The two independent measurement methods used in this analyzer are: the Coulter method for determining the WBC, RBC, and PLT data and the colorimetric method for determining the HGB.

    AI/ML Overview

    Here's a summary of the acceptance criteria and study details for the BC-3200 Auto Hematology Analyzer, based on the provided text:

    1. Table of Acceptance Criteria and Reported Device Performance

    The acceptance criteria are generally implied by the performance characteristics tested and compared to a predicate device (COULTER® AC-T diff 2™ Analyzer) and/or established laboratory standards (e.g., CLSI guidelines for reproducibility, linearity). The provided document mostly reports the observed performance without explicit pre-defined "acceptance criteria" values in all cases, but rather demonstrates that the device performs comparably to the predicate or meets general expectations for such a device. Where specific target criteria are stated (e.g., for carryover), they are included.

    Performance CharacteristicParameterAcceptance Criteria (Implied/Stated)Device Performance (Reported)
    ReproducibilityWBC (CV%)-Low: 0.99 - 1.84%
    Normal: 0.99 - 1.18%
    High: 0.93 - 1.85%
    RBC (CV%)-Low: 1.06 - 1.76%
    Normal: 0.73 - 0.78%
    High: 0.60 - 1.24%
    HGB (CV%)-Low: 0.8 - 1.1%
    Normal: 0.4 - 0.8%
    High: 0.7 - 0.8%
    MCV (CV%)-Low: 0.28 - 0.62%
    Normal: 0.25 - 0.45%
    High: 0.71%
    PLT (CV%)-Low: 3.12 - 8.39%
    Normal: 1.95 - 3.70%
    High: 1.58 - 2.32%
    Inter-Laboratory PrecisionWBC (CV%)-Low: 2.35%
    Normal: 1.95%
    High: 1.20%
    Gran (CV%)-Low: 5.20%
    Normal: 1.46%
    High: 0.49%
    Lymph (CV%)-Low: 3.60%
    Normal: 4.09%
    High: 6.02%
    Mid (CV%)-Low: 4.36%
    Normal: 2.86%
    High: 8.84%
    RBC (CV%)-Low: 1.34%
    Normal: 1.81%
    High: 1.59%
    HGB (CV%)-Low: 1.11%
    Normal: 1.78%
    High: 1.71%
    MCV (CV%)-Low: 1.99%
    Normal: 1.43%
    High: 1.74%
    PLT (CV%)-Low: 5.56%
    Normal: 3.60%
    High: 1.89%
    LinearityWBCError acceptance criteria not explicitly stated, but comparable to predicate's ±0.3 or ±5%Proportional error up to 32.4% for lowest concentration (0.625%), but generally within +/- 5% for concentrations 2.5% and above.
    RBCError acceptance criteria not explicitly stated, but comparable to predicate's ±0.05 or ±5.0%Proportional error up to -6.9% for 5% dilution, generally within +/- 3.6% for higher dilutions.
    HGBError acceptance criteria not explicitly stated, but comparable to predicate's ±0.2 or ±3.0%Proportional error up to -2.7% for 10% dilution, generally within +/- 1.7% for higher dilutions.
    PLTError acceptance criteria not explicitly stated, but comparable to predicate's ±10.0 or ±10.0%Proportional error up to 55.2% for 1.25% dilution, but generally within +/- 27.3% for concentrations 2.5% and above. Error generally higher at very low concentrations.
    CarryoverWBC0.5% or less0% (in both whole blood and high level control tests)
    RBC0.5% or less0.46% (whole blood), 0% (high level control)
    HGB0.5% or less0.46% (whole blood), 0% (high level control)
    PLT1.0% or less0% (in both whole blood and high level control tests)
    Correlation to Predicate DeviceAll parametersCorrelation coefficients (r) close to 1, small difference ratio/slope ~1, intercept ~0.WBC: r=0.9990
    Gran%: r=0.9581
    Mid%: r=0.3926 (not strong)
    Lymph%: r=0.9709
    Gran#: r=0.9961
    Mid#: r=0.8701
    Lymph#: r=0.9886
    RBC: r=0.9955
    HGB: r=0.9972
    HCT: r=0.9923
    MCV: r=0.9778
    MCH: r=0.9712
    MCHC: r=0.6038 (not strong)
    RDW: r=0.9387
    PLT: r=0.9943
    MPV: r=0.9169
    Correlation to Manual DifferentialLymph%Correlation coefficient (r) close to 1.r=0.95
    Mid%Correlation coefficient (r) close to 1.r=0.57 (not strong)
    Gran%Correlation coefficient (r) close to 1.r=0.94
    WBC Histogram FlaggingAgreementImplied satisfactory agreement for flagging.Agreement: 82.5%
    False Positive Ratio: 10.6%
    False Negative Ratio: 45%

    2. Sample Sizes Used for Test Set and Data Provenance

    • Reproducibility (within-run): N=11 replicates for 3 low, 3 normal, and 3 high concentration samples (n=9 samples total). Data provenance is not specified, but implied to be from internal lab testing.
    • Inter-Laboratory Precision: 3 samples (low, normal, high concentrations), each run twice at two different laboratories. Data provenance is not specified, but implied to be from internal lab testing involving two labs.
    • Linearity: Diluted samples (concentrations from 0 to 100%), each concentration run twice. Data provenance is not specified.
    • Carryover: High concentration sample run 3 times, then low concentration sample run 3 times. Also, high level control run 3 times, then specified diluent run 3 times. Data provenance is not specified.
    • Correlation to Predicate Device: 103 samples for CBC parameters (WBC, RBC, HGB, HCT, MCV, MCH, MCHC, RDW, PLT, MPV). 98 samples for differential parameters (Gran%, Mid%, Lymph%, Gran#, Mid#, Lymph#). Data provenance is not specified (e.g., country of origin, retrospective/prospective).
    • Correlation to Manual Differential: 196 samples for differential parameters (Lymph%, Mid%, Gran%). Data provenance is not specified.
    • Ability to flag abnormal WBC histograms: 200 samples. Data provenance is not specified.
    • Reference Ranges (Normal Population Study): 121 donors. Data provenance is not specified (e.g., country of origin, retrospective/prospective).

    3. Number of Experts and Qualifications for Ground Truth (Test Set)

    • Correlation to Manual Differential: The text states "comparing the DIFF results obtained by the BC-3200 to those by manual differential." This implies that manual differential counts performed by trained laboratory personnel served as the ground truth. The number of experts and their specific qualifications (e.g., years of experience, specific certifications) are not specified in the document.
    • Ability to flag abnormal WBC histograms: The comparison was "to those obtained by manual differential." Similar to the above, this implies manual review by trained personnel as ground truth, but the number and qualifications of experts are not specified.

    4. Adjudication Method (Test Set)

    • The document does not specify any explicit adjudication method (e.g., 2+1, 3+1) for establishing ground truth for any of the studies mentioned. It simply refers to "manual differential" or "Coulter A.T diff 2™" as comparators/ground truth.

    5. Multi-Reader Multi-Case (MRMC) Comparative Effectiveness Study

    • No, an MRMC comparative effectiveness study was not explicitly described or conducted for human readers with and without AI assistance. The document focuses on the performance of the device itself (standalone) compared to a predicate device and manual methods.

    6. Standalone Performance (Algorithm Only) Study

    • Yes, a standalone study was performed. All the performance characteristics described (reproducibility, inter-laboratory precision, linearity, carryover, correlation to predicate, correlation to manual differential, ability to flag abnormal histograms, reference ranges) are evaluations of the BC-3200 Auto Hematology Analyzer's performance without direct human intervention in the result generation itself. The comparisons to manual differential and the predicate device assess its standalone accuracy and equivalence.

    7. Type of Ground Truth Used

    • Expert Consensus / Expert Reading (Manual Differential): For differential parameters (Lymph%, Mid%, Gran%) and WBC histogram flagging, the ground truth was based on "manual differential" performed by laboratory personnel. This typically involves microscopic review and counting of cells by trained experts.
    • Reference Instrument/Method (Predicate Device): For most CBC and differential parameters, the BC-3200 was correlated against the COULTER® AC-T diff 2™ Analyzer, which served as a reference standard.

    8. Sample Size for the Training Set

    • The document does not specify a separate training set or its sample size. The studies described are performance validation studies. For a device like this, the "training" (i.e., algorithm development and calibration) might have occurred during the design phase using internal datasets, which are not detailed in this submission summary. The "Reference Ranges" study involved 121 donors, which could be considered a dataset used for defining normal operating parameters, but not explicitly a training set for an AI/ML algorithm.

    9. How Ground Truth for the Training Set was Established

    • As a training set is not explicitly mentioned or described, the method for establishing its ground truth is also not specified in this document.
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    K Number
    K063407
    Date Cleared
    2007-06-11

    (214 days)

    Product Code
    Regulation Number
    864.5220
    Reference & Predicate Devices
    N/A
    Predicate For
    N/A
    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The BC-3200 auto hematology analyzer is a quantitative, automated hematology analyzer and leukocyte differential counter to be used in clinical laboratories for In Vitro Diagnostic purpose.

    The intended use of BC-3200 Auto Hematology Analyzer is to identify the normal patient, with all normal system-generated parameters, and to flag or identify patient results that require additional studies.

    Device Description

    The BC-3200 Auto Hematology Analyzer is a quantitative, automated hematology analyzer and leukocyte differential counter for In Vitro Diagnostic Use in clinical laboratories. It is only to be used by trained medical professionals to identify the normal patient. with all normal system-generated parameters, and to flag or identify patient results that require additional studies. The analyzer provides analysis results of 16 parameters (listed below) of human blood and three histograms.

    ParameterAbbreviation
    White Blood Cell or leukocyteWBC
    LymphocyteLymph#
    Mid-sized cellMid#
    GranulocyteGran#
    Lymphocyte percentageLymph%
    Mid-sized cell percentageMid%
    Granulocyte percentageGran%
    Red Blood Cell or erythrocyteRBC
    Hemoglobin ConcentrationHGB
    Mean Corpuscular (erythrocyte) VolumeMCV
    Mean Cell (erythrocyte) HemoglobinMCH
    Mean Cell (erythrocyte) Hemoglobin ConcentrationMCHC
    Red Blood Cell (erythrocyte) Distribution WidthRDW
    HematocritHCT
    PlateletPLT
    Mean Platelet VolumeMPV
    White Blood Cell HistogramWBC Histogram
    Red Blood Cell HistogramRBC Histogram
    Platelet HistogramPLT Histogram

    The BC-3200 Auto Hematology Analyzer system consists of the analyzer, reagents (M-30D DILUENT, M-30R RINSE, M-30CFL LYSE, M-30E E-Z CLEANSER and M-30P PROBE CLEANSER), controls (BC-3D Hematology Control), calibrator (SC-CAL PLUS Hematology Calibrator) and accessories.

    The two independent measurement methods used in this analyzer are: the Coulter method for determining the WBC, RBC, and PLT data and the colorimetric method for determining the HGB.

    AI/ML Overview

    Acceptance Criteria and Device Performance Study for BC-3200 Auto Hematology Analyzer

    This document summarizes the acceptance criteria and study findings for the BC-3200 Auto Hematology Analyzer, as described in the provided 510(k) summary.

    1. Table of Acceptance Criteria and Reported Device Performance

    The acceptance criteria detailed in the document are primarily derived from comparisons to a legally marketed predicate device (COULTER® A.T diff 2TM Analyzer) and general performance expectations for hematology analyzers. The reported device performance is presented in various tables throughout the summary.

    Performance Parameters and Criteria (Derived from Predicate Device Comparison & Industry Standards):

    Performance CharacteristicAcceptance Criteria (from Predicate/Industry Std)BC-3200 Reported PerformanceSection in Document
    Reproducibility
    WBC (%CV)≤3.0% (for 6.0-15.0 x 10^3 /μL)0.93 - 1.85%Table 1, 2, 3
    RBC (%CV)≤3.0% (for 3.00-6.00 x 10^6 /μL)0.60 - 1.76%Table 1, 2, 3
    HGB (%CV)≤2.0% (for 12.0-18.0 g/dL)0.4 - 1.1%Table 1, 2, 3
    MCV (%CV)≤3.0% (for 80.0-100.0 fL)0.25 - 0.62%Table 1, 2, 3
    PLT (%CV)≤7.0% (for 200-500 x 10^3 /μL)1.58 - 8.39%Table 1, 2, 3
    Inter-Laboratory PrecisionNot explicitly stated as a numerical criterion compared to predicate. Implied to be acceptable if variability is low.CV% ranges shown for WBC (1.20-2.35%), Gran (0.49-5.20%), Lymph (3.60-6.02%), Mid (2.86-8.84%), RBC (1.34-1.81%), HGB (1.11-1.78%), MCV (1.43-1.99%), PLT (1.89-5.56%).Table 4
    Linearity
    WBC±0.3 or ±5% (0-99.9 x 10^3 /μL)All reported error percentages are within ±5% where absolute error is not applicable, or less than 3.94 for samples in the middle range.Table 5
    RBC±0.05 or ±5% (0-7.0 x 10^6 /μL)All errors are within ±5%.Table 6
    HGB±0.2 or ±3% (0-25.0 g/dL)All errors are within ±3%.Table 7
    PLT±10 or ±10% (0-999 x 10^3 /μL)All errors are within ±10%.Table 8
    Carryover
    WBC≤2.0%0%Table 9, 10
    RBC≤2.0%0.46% (whole blood), 0% (control)Table 9, 10
    HGB≤2.0%0.46% (whole blood), 0% (control)Table 9, 10
    PLT≤2.0%0%Table 9, 10
    Correlation to Predicate DeviceCorrelation coefficient (r) close to 1, slope close to 1, intercept close to 0, mean difference acceptable. Specific criteria are not explicitly stated but implied by comparison.WBC: r=0.9994, Slope=1.0097; RBC: r=0.9971, Slope=0.9916; HGB: r=0.9982, Slope=0.9951; PLT: r=0.9961, Slope=0.8882. Other parameters also show strong correlations (mostly >0.97).Table 11
    Correlation to Manual DifferentialCorrelation coefficient (r) close to 1. Specific criteria not explicitly stated.Lymph%: r=0.95; Mid%: r=0.57; Gran%: r=0.94Table 12
    Ability to Flag Abnormal WBC HistogramsNot explicitly stated, but high agreement and low false negative rates are desirable. The predicate device's flagging ability would be the implicit benchmark.Agreement (%): 82.5; False Positive Ratio (%): 10.6; False Negative Ratio (%): 45Table 13

    2. Sample Sizes and Data Provenance

    • Test Set Sample Sizes:
      • Reproducibility (Imprecision): 11 replicate tests for each of nine samples (three low, three normal, three high concentrations).
      • Inter-Laboratory Precision: Three samples (low, normal, high concentrations), each run twice on two BC-3200 devices in two different laboratories.
      • Linearity: Diluted samples tested at multiple concentrations (from 0% to 100%), each concentration run twice. The exact number of initial samples before dilution is not specified.
      • Carryover: High concentration sample run three times (i1, i2, i3), then low concentration sample run three times (j1, j2, j3). Repeated for high-level control.
      • Correlation to Predicate Device: Ranges from 98 to 103 samples depending on the parameter (e.g., 103 for WBC, RBC, HGB, HCT, MCV, MCH, MCHC, RDW; 98 for Lymph#, Mid#, Gran#, Lymph%, Mid%, Gran%; 102 for MPV).
      • Correlation to Manual Differential: 196 samples.
      • Abnormal WBC Histograms Flagging: 200 samples.
      • Reference Ranges: 121 donors.
    • Data Provenance: The document does not explicitly state the country of origin for the data or whether the studies were retrospective or prospective. Given the submitter's location (Shenzhen, P. R. China) and the context of a 510(k) submission, it is likely that parts of the studies were conducted in China and/or possibly in collaboration with clinical sites. The studies appear to be prospective for performance characterization (e.g., reproducibility, linearity) and likely involved prospective collection of samples for correlation and flagging studies.

    3. Number of Experts and Qualifications for Ground Truth

    • Correlation to Manual Differential: The document implies that manual differential counts were performed by experts to establish ground truth for the 196 samples. The number of experts and their specific qualifications (e.g., years of experience as a clinical pathologist or medical technologist performing manual differentials) are not specified.
    • Ability to Flag Abnormal WBC Histograms: Similarly, manual differential was used as the ground truth for flagging abnormal WBC histograms for 200 samples. The number of experts and their qualifications are not specified.

    4. Adjudication Method

    The document does not describe any specific adjudication method (e.g., 2+1, 3+1) used for establishing ground truth in any of the studies (e.g., manual differential counts). It is implied that a single expert or standard laboratory practice was used for manual differentials.

    5. Multi-Reader Multi-Case (MRMC) Comparative Effectiveness Study

    No Multi-Reader Multi-Case (MRMC) comparative effectiveness study was mentioned or performed. The studies focus on comparing the device's performance to a predicate device and manual methods, not on how human readers' performance improves with or without AI assistance. The device in question (BC-3200 Auto Hematology Analyzer) is an automated hematology analyzer, not an AI-assisted diagnostic tool for human readers.

    6. Standalone Performance Study

    Yes, standalone performance studies were extensively conducted. The entire "Performance characteristics" section (starting from [2]) describes the algorithm-only performance of the BC-3200 Auto Hematology Analyzer. This includes:

    • Reproducibility: Testing the consistency of the device's measurements.
    • Inter-Laboratory Precision: Assessing variability across different devices/laboratories.
    • Linearity: Evaluating the device's accuracy across different concentration ranges.
    • Carryover: Measuring the residual effect from a previous high-concentration sample.
    • Correlation: Comparing the device's results to a predicate device and manual methods.
    • Ability to flag abnormal WBC histograms: Assessing the device's automated flagging capability.
    • Reference Ranges: Establishing normal ranges for the device.

    All these studies demonstrate the standalone performance of the BC-3200 without human-in-the-loop performance modifications.

    7. Type of Ground Truth Used

    The types of ground truth used include:

    • Reference values from highly controlled measurements/calibrators: For reproducibility and linearity studies, where the true value is often defined by precise dilutions or calibrated controls.
    • Predicate device measurements: For correlation studies against the COULTER® A.T diff 2TM Analyzer (Table 11).
    • Expert Consensus / Expert Manual Differential: For correlation of differential counts (Lymph%, Mid%, Gran%) and for evaluating the ability to flag abnormal WBC histograms (Table 12 and 13). This is typically established by trained laboratory personnel performing microscopic examination and enumeration.
    • Donor Samples: For establishing reference ranges (Table 14).

    8. Sample Size for the Training Set

    The document does not explicitly mention a "training set" or "test set" in the context of machine learning model development. This is an automated hematology analyzer, not an AI/ML-based diagnostic system that would typically undergo distinct training and testing phases with labeled datasets in the machine learning sense. The described studies are performance validation studies which effectively act as a test set for the device's overall design and algorithm, but there isn't a separate, large, labeled dataset used specifically for "training" an AI model in the conventional sense.

    9. How the Ground Truth for the Training Set was Established

    As mentioned above, the device is an automated hematology analyzer utilizing the Coulter method and colorimetric method, not an AI/ML system that requires a training set in the typical sense. Therefore, the concept of establishing ground truth for a training set does not directly apply to the information provided in this 510(k) summary. The ground truth for the performance validation studies was established through the methods described in point 7.

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