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510(k) Data Aggregation

    K Number
    K223050
    Manufacturer
    Date Cleared
    2022-12-21

    (83 days)

    Product Code
    Regulation Number
    870.3300
    Reference & Predicate Devices
    Predicate For
    N/A
    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The AZUR system is intended to reduce or block the rate of blood flow in vessels of the peripheral vasculature. It is intended for use in the interventional radiologic management of arteriovenous malformations, atteriovenous fistulae, aneurysms, and other lesions of the peripheral vasculature.

    Device Description

    The Detachable AZUR HydroPack 18 Peripheral Coil System with a controlled detachable delivery method consists of an implantable coil, a delivery pusher, and a Detachment Controller (sold separately). The implantable coils are made of platinum alloy with a hydrogel inner core. The coil is attached to the delivery pusher via a polyolefin elastomer filament. The coil implant is delivered to the target treatment site through a microcatheter which has an inner dimension that is compatible with the selected AZUR HydroPack 18 Peripheral Coil System. The proximal end of the delivery pusher is inserted into the hand-held battery powered AZUR Detachment Controller. When the implantable coil has been successfully placed in the desired location, the AZUR Detachment Controller is activated and a flow of electrical current heats the polyolefin elastomer filament, resulting in detachment of the implantable coil. The AZUR Detachment Controller is packaged and sold separately.

    AI/ML Overview

    The provided text describes a 510(k) premarket notification for a medical device, the AZUR HydroPack 18 Peripheral Coil System (Detachable). This type of submission focuses on demonstrating "substantial equivalence" to a legally marketed predicate device, rather than proving efficacy through clinical or comparative effectiveness studies in the same way an AI/ML device might.

    Therefore, many of the requested categories for acceptance criteria and study details (like sample size for test sets, data provenance, number of experts, adjudication methods, MRMC studies, standalone performance, and even ground truth for training sets) are not applicable to this type of device clearance and submission. The performance data presented here is focused on engineering verification and validation of the device's physical properties and function.

    Here's a breakdown of the available information:

    1. A table of acceptance criteria and the reported device performance

    The document does not explicitly list acceptance criteria values alongside reported device performance values. Instead, it states that testing was performed "to ensure that the modified device continues to meet the established design and performance specifications." The categories of tests performed are listed as the performance data.

    Acceptance Criteria Category (Testing Performed)Reported Device Performance Summary (Implicitly "Met Specifications")
    Visual and Dimensional InspectionEnsured modified device meets established design and performance specifications. (Specific measurements not provided in this summary.)
    Advance/Retract Force TestingEnsured modified device meets established design and performance specifications. (Specific force values not provided in this summary.)
    Simulated Use TestingEnsured modified device meets established design and performance specifications. (Specific simulated use outcomes not provided in this summary.)
    Implant/Detachment Zone Tensile TestingEnsured modified device meets established design and performance specifications. (Specific tensile strength values not provided in this summary.)

    2. Sample size used for the test set and the data provenance (e.g. country of origin of the data, retrospective or prospective)

    This information is not provided in the summary. The tests are engineering verification and validation (V&V) tests, typically performed in a lab setting rather than clinical studies with human data.

    3. Number of experts used to establish the ground truth for the test set and the qualifications of those experts (e.g. radiologist with 10 years of experience)

    This is not applicable. Ground truth in the context of this device's V&V testing refers to engineering specifications and performance expectations, not clinical expert consensus on diagnostic or therapeutic outcomes.

    4. Adjudication method (e.g. 2+1, 3+1, none) for the test set

    This is not applicable. Adjudication methods are typically used in clinical studies involving interpretation of data by multiple experts. For engineering tests, results are typically measured against predefined limits and specifications.

    5. If a multi reader multi case (MRMC) comparative effectiveness study was done, If so, what was the effect size of how much human readers improve with AI vs without AI assistance

    An MRMC comparative effectiveness study was not done. This type of study is relevant for AI/ML diagnostic or assistive devices, which is not the case for this physical medical device.

    6. If a standalone (i.e. algorithm only without human-in-the-loop performance) was done

    This is not applicable. This is a physical vascular embolization device, not an algorithm or AI system.

    7. The type of ground truth used (expert consensus, pathology, outcomes data, etc)

    The "ground truth" for the device's performance is its established design and performance specifications. For example, a "visual and dimensional inspection" test would have specifications for dimensions, and the ground truth would be those specified dimensions.

    8. The sample size for the training set

    This is not applicable. Training sets are used for AI/ML algorithms. This device underwent engineering verification and validation.

    9. How the ground truth for the training set was established

    This is not applicable. As no training set was involved (this is not an AI/ML device), no "ground truth for the training set" was established.

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    K Number
    K211120
    Manufacturer
    Date Cleared
    2022-03-31

    (350 days)

    Product Code
    Regulation Number
    870.1250
    Reference & Predicate Devices
    Predicate For
    N/A
    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The ERIC Retrieval Device is indicated to restore blood flow in the neurovasculature by removing thrombus in patients experiencing ischemic stroke within 8 hours of symptom onset. Patients who are ineligible for intravenous tissue plasminogen activator (IV t-PA) or who fail IV t-PA therapy are candidates for treatment.

    Device Description

    The ERIC™ (Embolus Retriever with Interlinked Cage) Retrieval Device is a mechanical thrombectomy device designed to restore blood flow by removing clots from vasculature in patients suffering from acute ischemic stroke. The device consists of retrieval spheres secured on a pusher wire that are designed to capture and remove blood clots from the neurovasculature. The device is inserted into a microcatheter to navigate to the target location and retrieve the thrombus while the device is withdrawn from the vessel.

    AI/ML Overview

    Here's a detailed breakdown of the acceptance criteria and the study that proves the device meets them, based on the provided FDA 510(k) summary for the ERIC Retrieval Device:

    I. Acceptance Criteria and Reported Device Performance

    Test Description / OutcomeAcceptance Criteria (Implied)Reported Device Performance
    Bench/Verification Testing
    Dimensional Testing (Expanded Diameter & Device Overall Length)Device attributes (overall device length and expanded outer diameter (OD) of the shaped section) must meet specified criteria and not raise new questions regarding safety and efficacy compared to predicate.Pass. The longer overall length and smaller OD of the subject device offerings do not affect the performance of the device.
    Fluoroscopic Guidance Marker Testing (Radiopacity)Markers must be sufficiently visible under fluoroscopy.Pass. Both subject and predicate devices are sufficiently visible under fluoroscopy.
    Advance/Retraction Force TestingAdvance and retract forces in a tortuous model must be comparable to predicate devices.Pass. The advance and retract forces of the subject device were comparable with the forces measured for the predicate device.
    Re-Sheathing TestingAbility to re-sheath the device must be comparable to predicate devices.Pass. The ability to re-sheath the subject device is comparable to that of the predicate device tested.
    Radial Force TestingRadial force must be comparable to predicate devices.Pass. The radial force of the subject device is comparable to that of the predicate device tested.
    Tensile Strength TestingPeak tensile strength to failure in different sections must be comparable to predicate devices.Pass. The system tensile strength of the subject device is comparable to that of the predicate device tested.
    Kink Resistance TestingKink resistance must be equivalent to predicate devices.Pass. Kink resistance of the subject device is equivalent to that of the predicate device tested.
    Austenite Finish (Af) TestingAf temperature must be less than product use temperature (body temperature) to satisfy clinical application requirements.Pass. The Af temperature of the subject device is less than the product use temperature (body temperature) and, thus, satisfies requirements for clinical applications.
    Simulated Use/Performance TestingAbility to reliably deploy and use the device in a tortuous benchtop model must be comparable to predicate devices.Pass. Simulated use testing was comparable with that of the predicate device.
    Corrosion Resistance TestingMetallic components intended for fluid path contact must show no signs of corrosion.Pass. Corrosion resistance testing of the subject device showed no signs of corrosion.
    Particulate Evaluation TestingParticulate generation in a tortuous benchtop model must be comparable to predicate devices.Pass. Particulate evaluation was comparable with that of the predicate device.
    Torque Response TestingCore wire of the subject device must rotate freely with the proximal sphere and have equivalent torqueability compared to the predicate device.Pass. Torque response testing indicated that the core wire of the subject device rotates freely with the proximal sphere and, thus, has equivalent torqueability compared to the predicate device.
    Biocompatibility EvaluationDevice must be non-cytotoxic, non-irritating, non-sensitizing, systemically non-toxic, non-pyrogenic, non-hemolytic, non-activating (complement activation), non-thrombogenic, and have no effect on coagulation of human plasma and hematological parameters. (Compliance with ISO 10993-1 and FDA Biocompatibility Guidance)Pass. Demonstrated non-cytotoxic, non-sensitizer, non-irritating, systemically non-toxic, non-pyrogenic, non-hemolytic, no effect on coagulation of human plasma, non-activating, no effect on hematological parameters, and non-thrombogenic.
    Sterilization, Shelf-Life, and Packaging IntegrityAchieve a minimum sterility assurance level (SAL) of 10^-6 for electron beam sterilization (specified as 10^-9) and bacterial endotoxin < 2.15 EU/device. Packaging must maintain functionality and sterility for the indicated shelf-life.Pass. Successfully validated electron beam sterilization process achieving a minimum SAL of 10^-9 with bacterial endotoxin < 2.15 EU/device. Shelf-life studies per ASTM F1980 conducted, establishing product and packaging functionality and sterility.
    Animal Testing (Safety & Performance)Tissue response, perforation/dissection, and downstream thromboembolic/ischemic injury must be comparable to the predicate device. Devices must be safe and equivalent to the predicate device.Pass. Histological evaluation showed similar tissue response to test and control devices. No evidence of perforation or dissection. No evidence of downstream thromboembolic or ischemic injury. Chronic study animals remained healthy. Study endpoints met; ERIC devices shown to be safe and equivalent.
    Clinical Study - Primary Effectiveness Outcome (mTICI 2b-3)The primary effectiveness outcome (successful reperfusion, mTICI 2b-3) success rate for the ERIC device cohort must be statistically non-inferior to the mTICI rate for the Trevo/Solitaire cohort.82.2% (76.9-87.5%) for ERIC (166/202) vs. 80.7% (78.2-83.1%) for Trevo/Solitaire (842/1044). When considering missing subjects/rescue as failures: 63.1% for ERIC (130/206) vs. 60.4% for Trevo/Solitaire (639/1058). Conclusion: Substantially equivalent.
    Clinical Study - Primary Safety Outcome (sICH within 24-48h)The rate of occurrence of symptomatic intracerebral hemorrhage (sICH) within 24-48 hours post-procedure for the ERIC device cohort must be statistically non-inferior to the sICH rate for the Trevo/Solitaire cohort.4.1% (1.1-7.2%) for ERIC (7/169) vs. 8.4% (6.6-10.2%) for Trevo/Solitaire (81/965). (Note: A higher proportion of missing follow-up CT/MRI in the ERIC group means the actual sICH rate could be higher than the reported CI). Conclusion: Substantially equivalent.
    Clinical Study - Secondary Outcome (Good Clinical Outcome - 90-day mRS 0-2) (for substantial equivalence support)The 90-day mRS of the ERIC arm must be substantially equivalent to the control arm based on available follow-up data.49.3% (40-57.7%) for ERIC (67/136) vs. 44.9% (41.7-48.2%) for Trevo/Solitaire (413/919). Conclusion: Substantially equivalent.

    II. Sample Size and Data Provenance (Clinical Study)

    • Sample Size for Test Set:
      • ERIC Device Cohort: N = 206 patients
      • Trevo/Solitaire Cohort: N = 1058 patients
    • Data Provenance: Prospective, multi-center, observational study (ETIS - Endovascular Treatment in Ischemic Stroke follow-up Evaluation Observational Cohort Study, NCT03776877). Data collected from all 7 active sites from the beginning of the study to September 2018.
    • Country of Origin: France.
    • Retrospective or Prospective: Prospective.

    III. Number of Experts and Qualifications (Clinical Study Ground Truth / Patient Selection)

    • "All patients were selected for endovascular thrombectomy based on evaluation by a multi-disciplinary team of physicians including neuroradiologists."
    • Number of Experts: Not explicitly stated, but implies a team approach.
    • Qualifications of Experts: Included "neuroradiologists." Specific years of experience are not mentioned.

    IV. Adjudication Method (Clinical Study Test Set)

    • The document does not explicitly describe an adjudication method for the test set outcomes (mTICI, sICH, mRS). This was an observational study based on data collected over time. Outcomes would have been determined by the treating physicians and documented in the study records.

    V. Multi-Reader Multi-Case (MRMC) Comparative Effectiveness Study

    • No, a MRMC comparative effectiveness study was not done. The clinical study compared the performance of the ERIC device against predicate devices (Trevo/Solitaire) in terms of patient outcomes (reperfusion rates, sICH, mRS) as measured in standard clinical practice, not specifically assessing the improvement of human readers with AI assistance. This device is a mechanical thrombectomy device, not an AI-assisted diagnostic tool.

    VI. Standalone (Algorithm Only) Performance

    • Not applicable. This device is a medical device (mechanical thrombectomy device), not an algorithm or AI. The performance metrics presented are for the device's clinical efficacy and safety when used by medical professionals, not a standalone algorithm.

    VII. Type of Ground Truth Used (Clinical Study)

    • Clinical Outcomes/Expert Assessment and Imaging:
      • Successful reperfusion (mTICI 2b-3): Based on angiographic imaging assessed by clinical experts (likely neuroradiologists or interventionalists within the clinical setting).
      • Symptomatic Intracerebral Hemorrhage (sICH): Based on clinical assessment and follow-up CT scan/MRI, interpreted by medical professionals.
      • Good Clinical Outcome (90-day mRS 0-2): Modified Rankin Scale (mRS) score assessed clinically by medical professionals at 90 days.

    VIII. Sample Size for Training Set

    • Not applicable. The ERIC Retrieval Device is a hardware medical device, not an AI/ML algorithm that requires a training set. The clinical study investigated its performance against established predicate devices.

    IX. How the Ground Truth for the Training Set Was Established

    • Not applicable. As described above, there is no training set for this type of hardware medical device.
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    K Number
    K200547
    Manufacturer
    Date Cleared
    2020-04-16

    (44 days)

    Product Code
    Regulation Number
    870.1330
    Reference & Predicate Devices
    Predicate For
    N/A
    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The Traxcess™ 14 SELECT Guidewire is indicated for general intravascular use, including the neuro and peripheral vasculature. The guidewire can be steered to facilitate the selective placement of diagnostic or therapeutic catheters. This device is not intended for use in coronary arteries.

    Device Description

    The Traxcess™ 14 SELECT Guidewire is a coiled wire that is designed to fit inside a percutaneous catheter for the purpose of directing the catheter through a blood vessel. The core wire proximal coated section is 0.014" stainless steel wire, and the distal coated section is tapered nitinol wire, contained within a 0.012" outer diameter wire coil. The wire coil is 400 mm in length. The distal 30 mm coil section is constructed of platinum/nickel for maximum radiopacity, and the balance, 370mm of the coil is constructed of stainless steel. The distal 14 mm section of the guidewire is shapeable by the physician. The coil section of the guidewire and the distal stainless-steel section is coated with a hydrophilic coating, while the proximal stainless-steel section is coated with PTFE. The purpose of these surface coatings is to provide lubricity when the Traxcess™ 14 SELECT guidewire is passed through percutaneous catheters. A shaping mandrel, torque device, and insertion tool are included with the device.

    AI/ML Overview

    The provided text describes the acceptance criteria and a study demonstrating that the Traxcess™ 14 SELECT Guidewire meets these criteria. However, it's important to note that this document is for a medical device (guidewire), not an AI/ML powered device. Therefore, many of the requested categories (e.g., ground truth, experts, MRMC study, training set) typically associated with AI/ML device performance evaluation are not applicable or found in this context.

    Here's the information extracted from the document:

    1. A table of acceptance criteria and the reported device performance:

    Acceptance Criteria (Bench/Biocompatibility Testing)Reported Device Performance (Result & Conclusion)
    Bench Testing:
    Physical attributes (dimensional requirements)Device met established dimensional specifications
    Surface Contamination (absence of defects/contamination)Device was free from surface defects and contamination
    Corrosion ResistanceDevice met established corrosion resistance
    Simulated use testing (prep, introduction, tracking rating ≥ 3)Device performed as intended under simulated use
    Guidewire Coating adherence (maintained after advance/retract cycles)Durability and lubricity of coating was maintained after advance/retract cycles
    Guidewire fracture resistance (no fracture, no coating flaking)Device met established fracture resistance specification
    Particulate Testing (≤ 6000 particles (≥ 10 microns) and ≤ 600 particles (≥ 25 microns))Device has comparable particulate results to the predicate device
    Biocompatibility Testing:
    Cytotoxicity (ISO 10993-5:2009) (Scores of grade 0, 1, or 2)The test articles are non-cytotoxic (grade 0)
    Sensitization (ISO 10993-10:2010) (Grades of <1)The test articles are not a sensitizer (grade <1)
    Irritation (ISO 10993-10:2010) (Difference in mean score ≤ 1.0)The test articles are considered non-irritating (the score ≤1)
    Acute Systemic Toxicity (ISO 10993-11:2017) (No significantly greater biological reactivity, no death, no severe reactions, no excessive weight loss)The test articles meet requirements of the test and it's nontoxic
    Material-mediated Pyrogenicity (ISO 10993-11:2017) (No animal shows temperature rise ≥ 0.5 °C)Not pyrogenic (temperature rise < 0.5 °C)
    Haemo-compatibility - Hemolysis (ISO 10993-4:2017) (< 2.0% hemolytic index for non-hemolytic)Non-hemolytic (1.48% hemolysis - Extract Method; 0.96% hemolysis - Direct Method)
    Haemo-compatibility - Coagulation (ISO 10993-4:2017) (No statistically significant decrease in PTT)The test article meets the requirement of the test and not an activator to the coagulation
    Haemo-compatibility - Complement Activation (ISO 10993-4:2017) (No statistically significant increase in C3a or SC5b-9a)The test articles are considered a 'Non-Activator of the Complement System'
    Haemo-compatibility - Thrombus formation (ISO 10993-4:2017) (Mean percentage value of platelet cell counts 80-120% of negative control and ≥ 30% above positive control, no visible clot)The test article meets the requirement of the test and does not cause thrombus formation
    Haemo-compatibility – Thrombogenicity (ISO 10993-4:2017) (Thrombus formation score of 2 or less)The test articles are considered thromboresistant (score <2)

    2. Sample sized used for the test set and the data provenance:

    The document mentions "Test articles" for bench testing and "animals" for biocompatibility testing, but does not specify the exact sample sizes for each test. The provenance of the data is that it was generated from verification and validation testing on the Traxcess™ 14 SELECT Guidewire. The document does not provide details on the country of origin of the data or whether it was retrospective or prospective.

    3. Number of experts used to establish the ground truth for the test set and the qualifications of those experts:

    This information is not applicable as the document describes a physical medical device (guidewire) and its performance through bench and biocompatibility testing, not an AI/ML device requiring expert ground truth for image interpretation or diagnosis.

    4. Adjudication method (e.g. 2+1, 3+1, none) for the test set:

    This information is not applicable for the reasons stated above. The tests performed are objective laboratory assessments.

    5. If a multi reader multi case (MRMC) comparative effectiveness study was done, If so, what was the effect size of how much human readers improve with AI vs without AI assistance:

    This information is not applicable as the document describes a physical medical device (guidewire), not an AI/ML device that assists human readers.

    6. If a standalone (i.e. algorithm only without human-in-the-loop performance) was done:

    This information is not applicable as the document describes a physical medical device (guidewire), not an AI/ML device.

    7. The type of ground truth used (expert consensus, pathology, outcomes data, etc.):

    The "ground truth" for this device's performance is based on objective measurements and observations against established specifications and ISO standards for physical and biological properties. This includes dimensional measurements, visual inspection for defects, force resistance, coating integrity, and specific biological responses (e.g., cell viability, immune response, blood compatibility).

    8. The sample size for the training set:

    This information is not applicable as the document describes a physical medical device and its validation through testing, not an AI/ML device that requires a training set.

    9. How the ground truth for the training set was established:

    This information is not applicable for the reasons stated above.

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    K Number
    K191680
    Manufacturer
    Date Cleared
    2020-03-20

    (270 days)

    Product Code
    Regulation Number
    870.3300
    Reference & Predicate Devices
    Predicate For
    N/A
    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The AZUR Vascular Plug is indicated for use to reduce or block the rate of blood flow in arteries of the peripheral vasculature.

    Device Description

    The AZUR Vascular Plug consists of an AZUR vascular occlusion plug implant that is attached to a delivery wire which is intended to be delivered to the treatment site through a microcatheter.

    The AZUR Vascular Plug implant is an embolization device consisting of a conformable, self-expanding nitinol braided wire frame surrounding a flexible, occlusive membrane. The implant comes in three sizes, small (5 mm), medium (8 mm) and large (10 mm). The implant is deployed in an appropriately sized vessel to reduce or block the flow of blood. The implant has radiopaque markers to provide visual confirmation of deployment location during the interventional treatment. The implant is delivered through a microcatheter on a detachable delivery system.

    The delivery wire attached to the AZUR Vascular Plug implant is 185cm in length and an outer diameter suitable for delivery through a 0.027" ID microcatheter.

    A detachment controller powers the delivery pusher to detach the implant. The microcatheter and the detachment controller are provided separately.

    AI/ML Overview

    The provided text is a 510(k) premarket notification for a medical device called the AZUR Vascular Plug. This type of submission focuses on demonstrating substantial equivalence to a legally marketed predicate device rather than proving efficacy through clinical trials with strict acceptance criteria and performance data in the way a new drug or a novel AI diagnostic device might.

    Therefore, the typical structure for detailing "acceptance criteria and the study that proves the device meets the acceptance criteria" as requested, particularly regarding "device performance" in terms of accuracy, sensitivity, or specificity, and the involvement of "experts" for "ground truth," "MRMC studies," or "standalone performance" metrics, does not directly apply to this document. This document is about device safety and technological equivalence, not clinical performance analysis of an AI model or diagnostic tool.

    However, I can extract and infer information from the provided document to answer as many of the requested points as possible, focusing on what constitutes "acceptance criteria" and "proof" within the context of a 510(k) submission for a vascular plug.

    Here's how to interpret the request in the context of the provided document:

    • "Acceptance criteria" and "reported device performance": For a vascular plug, these relate to its physical and functional characteristics (e.g., ability to obstruct blood flow, detach reliably, biocompatibility, mechanical integrity). The "proof" comes from an array of non-clinical (bench and animal) tests, not typically from human clinical outcomes data as you'd see for an AI diagnostic.
    • "Ground truth": This is established by the design specifications and the results of the physical and chemical tests, rather than expert labels on medical images.
    • "Multi-reader multi-case (MRMC) comparative effectiveness study": This is not applicable to a physical device like a vascular plug. This type of study is for evaluating the impact of a diagnostic tool (often AI-assisted) on human reader performance.
    • "Standalone (i.e., algorithm only without human-in-the-loop performance)": Again, not applicable as this is not an algorithm or AI device.
    • "Training set": Not applicable as there is no AI model being trained.

    Based on the provided K191680 document for the AZUR Vascular Plug, here is an interpretation of the requested information:

    This 510(k) submission demonstrates substantial equivalence to a predicate device, the Medtronic Micro Vascular Plug (K150108), rather than proving clinical efficacy or diagnostic performance through human studies with strict acceptance criteria. The "acceptance criteria" and "performance" are framed in terms of the device's physical, chemical, and mechanical properties, and its ability to function as intended in non-clinical settings.

    1. Table of Acceptance Criteria and Reported Device Performance

    For a physical device like a vascular plug, "acceptance criteria" are the predefined specifications and thresholds for its physical, mechanical, and biocompatibility properties, and "reported device performance" refers to the results of the tests conducted to demonstrate that these criteria are met.

    Acceptance Criterion (Category / Test)Description / GoalReported Device Performance (Summary from document)
    BiocompatibilityDevice materials must not cause adverse biological reactions when in contact with the body.Conducted in accordance with ISO 10993-1. All listed tests (Cytotoxicity, Sensitization, Irritation, Acute/Subchronic Toxicity, Genotoxicity, Pyrogenicity, Implantation, Hemocompatibility, Carcinogenicity) were performed for the implant. Pusher and HDPE introducer sheath also evaluated. Conclusion: "materials used for the AZUR Vascular Plug was shown to be biocompatible per ISO 10993 testing."
    Mechanical & Functional PerformanceDevice must meet specified mechanical integrity and functional characteristics (e.g., deployment, detachment, occlusion).Successfully passed extensive bench testing including: - Visual/Dimensional Inspection - Electrical Resistance - Exhaustive Extraction Study - Simulated Use (Preparation/Flush, Introduction, Tracking, Advancement, Kink Resistance, Flexibility, Catheter Compatibility, Deployment, Retraction, Detachment, Wall Apposition) - Migration Resistance - Overall performance - Radial force - Attachment strength - Implant joint Tensile Strength - Pusher Sleeve Retention - Particulate - Nickel Ion Release - Corrosion - Magnetic Resonance (MR) Testing - Radiopacity - Occlusion Time - Shelf Life
    Safety & Effectiveness (In-vivo)Device must perform safely and effectively in a living system.Evaluated in "a number of animal studies including multiple animal species and implantation sites," specifically: - Porcine large animal study - Intramuscular implant rabbit study Conclusion: "The nonclinical data support the substantial equivalence of the subject device and the verification and validation testing demonstrate that the subject device should perform as intended when used as instructed in the instructions for use."
    SterilityDevice must be sterile for use.Same as predicate: EtO (Ethylene Oxide) sterilization process. "No difference. Identical sterilization process."
    RadiopacityDevice must be visible under fluoroscopy.Platinum marker bands at each end of the plug. "Identical marker bands" to predicate.
    Delivery System CompatibilityDevice must be deliverable through specified microcatheters.Designed for delivery through a 0.027" ID microcatheter. This is a design difference from the predicate (0.027" to 0.043" ID) but deemed acceptable due to bench and animal testing.
    Detachment Mechanism ReliabilityThe plug must detach reliably.Thermoelectric detachment system. This is a design difference from the predicate (Mechanical Detachment) but considered acceptable based on "results of bench testing and physician usability study."

    2. Sample Size for the Test Set and Data Provenance

    • Sample Size for Test Set: Not specified in terms of number of plugs or specific quantities for each test. The document states "a number of animal studies" and lists "Porcine large animal study" and "Intramuscular implant rabbit study." For bench testing, it lists types of tests but not the quantity of devices tested.
    • Data Provenance: The studies were internal to MicroVention Inc. and likely conducted at contracted labs. The document does not specify a country of origin for the data or whether the studies were retrospective or prospective, but these would inherently be prospective non-clinical (bench and animal) studies for regulatory submission purposes.

    3. Number of Experts Used to Establish Ground Truth for the Test Set and Qualifications

    • Not Applicable in the traditional sense. For a physical device, "ground truth" is established by the design specifications, material properties, and objective measurements from bench and animal studies. There isn't a need for multiple human experts to establish "ground truth" through interpretation (e.g., reading images).
    • However, the document mentions a "physician usability study" in relation to the detachment system. While not an "expert ground truth" for performance metrics like sensitivity/specificity, it implies the involvement of physicians in evaluating a functional aspect of the device. The number and qualifications of these physicians are not specified.

    4. Adjudication Method for the Test Set

    • Not Applicable. Adjudication methods (e.g., 2+1, 3+1) are used to resolve discrepancies in human expert interpretations, typically in diagnostic imaging studies. This is not relevant to the evaluation of a physical medical device like a vascular plug based on bench and animal testing.

    5. Multi-Reader Multi-Case (MRMC) Comparative Effectiveness Study

    • No, not done. This type of study is specifically designed for evaluating diagnostic tools (often AI-assisted systems) and their impact on human reader performance. It is not applicable to a physical vascular plug.

    6. Standalone (Algorithm Only) Performance Study

    • No, not done. This concept is only relevant for AI algorithms or diagnostic software. The AZUR Vascular Plug is a physical medical device.

    7. Type of Ground Truth Used

    • For Biocompatibility: Established by adherence to ISO 10993 standards and direct laboratory measurements of biological responses to materials.
    • For Mechanical/Functional Performance: Established by engineering specifications, direct physical measurements (e.g., tensile strength, radial force), and observation of functional success/failure in controlled bench and simulated use environments.
    • For In-Vivo Performance: Established by histological analysis, physiological observations, and procedural success/failure in animal models as per pre-defined animal study protocols.

    In essence, the "ground truth" is derived from rigorous, objective, and reproducible scientific and engineering test results against pre-defined specifications.

    8. Sample Size for the Training Set

    • Not Applicable. This is a physical device, not an AI model requiring a training set.

    9. How the Ground Truth for the Training Set Was Established

    • Not Applicable. As there is no training set, there is no ground truth to establish for one.
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    K Number
    K182829
    Manufacturer
    Date Cleared
    2019-07-10

    (278 days)

    Product Code
    Regulation Number
    870.1250
    Reference & Predicate Devices
    Predicate For
    N/A
    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The Scepter Mini Occlusion Balloon Catheter is intended:

    For use in the peripheral and neuro vasculature where temporary occlusion is desired. The balloon catheter provides temporary vascular occlusion which is useful in selectively stopping or controlling blood flow. The balloon catheter also offers balloon assisted embolization of intracranial aneurysms.

    For use in the peripheral vasculature for the delivery of diagnostic agents, such as contrast media, that have been approved or cleared for use in the peripheral vasculature and are compatible with the inner lumen of the Scepter Mini Occlusion Balloon Catheter.

    For neurovascular use for the delivery of diagnostic agents, such as contrast media, and liquid embolic agents that have been approved or cleared for use in the neurovasculature and are compatible with the inner lumen of the Scepter Mini Occlusion Balloon Catheter.

    Device Description

    Scepter Mini Occlusion Balloon Catheter is a dual co-axial lumen balloon catheter. The catheter is designed to track over a steerable guidewire. The outer lumen is used for the inflation of the balloon independent of guidewire position. The inner lumen can be used to deliver diagnostic agents or liquid embolics to distal locations in tortuous anatomy. Radiopaque marker bands are located at each end of the balloon to facilitate fluoroscopic visualization. The outer surface of the catheter is coated with a hydrophilic polymer to increase lubricity. A luer fitting on the microcatheter hub is used for the attachment of accessories. The catheter is packaged sterile for single use only.

    The Scepter Mini has similar indications for use as the predicates, however, incorporates several minor design differences. The Scepter Mini has a slightly longer length and a slightly smaller diameter. The balloon of the Scepter Mini is slightly shorter. The distal tip of the Scepter Mini extends a shorter distance from the distal end of the balloon than that of the Scepter C and XC. For the Scepter Mini, the purge hole is covered by a semi-permeable membrane designed to allow air to escape while preventing liquids from passing. The predicate Scepter C and XC incorporate 3 radiopaque marker bands, while the design of the Scepter Mini allows for visualization under fluoroscopy with only 2 radiopaque marker bands (due to shorter distal tip segment). All Scepter catheters have a hydrophilic coating.

    AI/ML Overview

    This document is a 510(k) Pre-market Notification for the Scepter Mini Occlusion Balloon Catheter, seeking to demonstrate its substantial equivalence to previously cleared predicate devices. The study detailed is a set of verification and validation tests, and a summary of an animal study, used to support this claim.

    Here's a breakdown of the requested information:

    1. Table of Acceptance Criteria and Reported Device Performance:

    The document provides a comprehensive table of "Verification Test Summary" where each test description implicitly defines the acceptance criteria by stating the desired outcome (e.g., "does not break," "does not leak," "pass") and then reports that the subject device "Pass"ed. For many tests, it explicitly states that the device "meets the same specification as predicates Scepter C/XC (K121785)."

    Test DescriptionAcceptance Criteria (Implied / Explicit)Reported Device Performance
    SterilityMeets sterility assurance level (SAL 10-6) per ISO 11135-1. EtO and ECH residual levels are ≤ 0.2 mg per device per ISO 10993-7. Bacterial endotoxin test results < 0.06 EU/mL (< 2.15 EU/Device) per USP <161>.Pass
    Physical AttributesMeets design specifications.Pass
    Force at breakDoes not break during use and meets same specification as predicates Scepter C/XC (K121785).Pass
    Freedom from Leakage – Fluids (low pressure, long duration)Does not leak fluids at low pressure/long duration and meets same specification as predicates Scepter C/XC (K121785).Pass
    Freedom from Leakage – AirAir does not leak into subject device meeting same specification as predicates Scepter C/XC (K121785).Pass
    Freedom from Leakage - Liquid (high pressure, short time)Does not leak fluids at high pressure/short duration and meets same specification as predicates Scepter C/XC (K121785).Pass
    Burst Pressure of CatheterDoes not burst statically below rated burst pressure meeting same specification as predicates Scepter C/XC (K121785).Pass
    Gauging TestCatheter luer compatible to other standard luer fittings. (Data leveraged from predicate Scepter C (K110741, K121785) due to the same hub design).Pass
    Separation ForceCatheter luer compatible to other standard luer fittings. (Data leveraged from predicate Scepter C (K110741, K121785) due to the same hub design).Pass
    Unscrewing TorqueCatheter luer compatible to other standard luer fittings. (Data leveraged from predicate Scepter C (K110741, K121785) due to the same hub design).Pass
    Ease of AssemblySubject device luer mates together with other compatible fittings.Pass
    Resistance to OverridingCatheter luer mates with other compatible fittings. (Data leveraged from predicate Scepter C (K110741, K121785) due to the same hub design).Pass
    Stress CrackingCatheter hub does not leak. (Data leveraged from predicate Scepter C (K110741, K121785) due to the same hub design).Pass
    Durability of Hydrophilic CoatingHydrophilic coating does not flake off during use, is of the same material and meets same specification as predicates Scepter C/XC (K121785).Pass
    Lubricity of Hydrophilic CoatingHydrophilic coating is lubricious, of the same material and meets same specification as predicates Scepter C/XC (K121785).Pass
    Simulated UseDemonstrated equivalent performance during simulated use with similar ratings to predicates Scepter C/XC (K121785).Pass
    Compatibility with device/agents: Embolic material, contrast media, dimethyl sulfoxide (DMSO).Subject device is compatible with embolic material, contrast media, and DMSO, meeting same specification as predicates Scepter C/XC (K121785).Pass
    Dynamic Burst PressureDoes not burst dynamically below rated burst pressure and meets same specification as predicates Scepter C/XC (K121785).Pass
    Radio-DetectabilityRadiopaque marker bands are visualized under fluoroscopy.Pass
    Kink resistanceDoes not kink during normal use meeting same specification as predicates Scepter C/XC.Pass
    Non-pyrogenicBacterial endotoxins level is less than 2.15 EU/device.Pass
    Simulated Shipping and Packaging TestingNo defects that compromise integrity of package, meets seal strength, creep to burst, and dye penetration specification.Pass
    Catheter Flexural FatigueMeets same specification as predicates Scepter C/XC (K121785) for flexural fatigue, pressure integrity, and hoop stress.Pass
    In Vivo Testing (Histopathology evaluation)No significant differences between the Scepter C balloon catheter and the control catheter in categories of performance and histopathologic evaluation. No denudation, perforation, dissection, or clinicant injury to the target vasculature.Pass
    Balloon Rated Burst VolumeDoes not burst during use meeting same specification as predicates Scepter C/XC (K121785).Pass
    Balloon Compliance (rated volume)Consistently inflates to the desired OD meeting same specification as predicates Scepter C/XC (K121785).Pass
    Balloon Inflation/Deflation TimesInflates and deflates within an acceptable time range meeting same specification as predicates Scepter C/XC (K121785).Pass
    Balloon Fatigue TestDoes not burst before acceptable minimum cycle(s) meeting same specification as predicates Scepter C/XC (K121785).Pass
    Torque TestMaintains acceptable torque during use meeting same specification as predicates Scepter C/XC (K121785).Pass
    Packaging and Shelf LifeSterile barrier is maintained during shelf life of product.Pass
    Insertion tool performance: Ease to enter RHV.Ease to enter RHV rated 3 or higher in tested category meeting same specification as predicates Scepter C/XC (K121785).Pass
    Decay TestBalloon maintains rated burst OD for a minimum of 30 min meeting same specification as predicates Scepter C/XC (K121785).Pass
    Surface ContaminationNo Contamination (no uncured coating, particulate greater than 0.02 mm², sharp edges, and embedded particulate).Pass
    Corrosion ResistanceMetallic components show no signs of corrosion. (Data leveraged from reference device Headway 17 (K083343)).Pass
    Catheter Particle TestingLess than 25 particles greater than 10 microns and less than 3 particles greater than 25 microns per 1mL meeting same specification as predicates Scepter C/XC (K121785).Pass
    Cytotoxicity - Medium Eluate MethodNon-cytotoxic (between no cell lysis (grade 0) to slight reactivity (grade 1)).Non-cytotoxic
    Sensitization: Maximization Test in Guinea PigsNon-sensitizer (no irritation present on test or negative control guinea pigs).Non-sensitizer
    Intracutaneous ReactivityNon-irritating (no evidence of irritation (score 0.0)).Non-irritating
    Systemic Injection Test in MiceSystemically non-toxic (no weight loss, mortality, or evidence of systemic toxicity).Systemically non-toxic
    Rabbit Pyrogen TestNonpyrogenic (rise of rabbit temperatures during three hours of observation did not exceed 0.5 ℃).Nonpyrogenic
    ASTM Blood Compatibility - Direct and Indirect Contact HemolysisNon-hemolytic (0.59% hemolysis in direct contact and 1.25% hemolysis in indirect contact).Non-hemolytic
    Unactivated Partial Thromboplastin Time TestNo effect on clotting (average clotting time of the test article showed no significant difference from the control).No effect on clotting
    Complement ActivationNon-activated (plasma exposed to test article for 90 minutes exhibited no statistically significant increase in SC5b-9).Non-activated
    In Vitro Hemocompatibility Test - Human Blood, Direct ContactNo effect on hematological parameters (concentration of White Blood Cells (WBC) and Platelets in human blood exposed to the test article was not statistically significantly decreased).No effect on hematological parameters
    Salmonella thvpimurium and Escherichia coli Reverse Mutation AssayNon-mutagenic (test article extracts did not induce a statistically significant increase in the number of revertant colonies).Non-mutagenic
    Mouse Lymphoma Mutagenesis AssayNon-mutagenic (increased mutant frequency (IMF) of the cells exposed to the test article extracts was less than the Global Evaluation Factor (GEF) 126 x 10^-6).Non-mutagenic
    Rodent Blood Micronucleus AssayNo clastogenic effect (test article did not result in a statistically significant increase in the percentage of reticulocytes containing micronuclei).No clastogenic effect

    2. Sample Size Used for the Test Set and the Data Provenance:

    • Verification Tests: The document doesn't explicitly state the sample sizes for each individual mechanical or physical verification test. However, it indicates these tests were performed on the "subject device" (Scepter Mini Occlusion Balloon Catheter). The provenance of this data is MicroVention, Inc.'s internal testing/laboratories. This data is likely prospective, generated specifically for this submission.
    • Animal Study (In Vivo Testing): The animal study used for the "In Vivo Testing" was performed using the predicate device Scepter C in an "acute swine animal model." The exact number of swine used is not explicitly stated in this summary, but it implies multiple animals ("compared with a commercially equivalent device"). The data provenance is from this predicate device study. This would be prospective data for the predicate, but retrospective in its application to the subject device.

    3. Number of Experts Used to Establish the Ground Truth for the Test Set and the Qualifications of Those Experts:

    • The document does not mention expert involvement in establishing ground truth for the mechanical, physical, or biocompatibility tests. These are objective, quantitative tests with defined pass/fail criteria.
    • For the animal study, the "histopathologic evaluation" implies assessment by a qualified pathologist. However, the exact number of experts or their specific qualifications (e.g., "veterinary pathologist with X years of experience") are not specified in this summary.

    4. Adjudication Method for the Test Set:

    • For the technical verification tests, the results are objective (numerical values meeting specifications, or physical observations like "no leak," "no break"). An adjudication method is not applicable in the sense of expert consensus on ambiguous findings, as the tests produce clear pass/fail outcomes against predefined criteria.
    • For the animal study's histopathologic evaluation, it's not specified if multiple pathologists reviewed slides or if an adjudication method was used for discrepancies.

    5. If a Multi-Reader Multi-Case (MRMC) Comparative Effectiveness Study was Done, If So, what was the effect size of how much human readers improve with AI vs without AI assistance:

    • No MRMC study was performed. This submission is for a physical medical device (balloon catheter), not an artificial intelligence (AI) or software as a medical device (SaMD) that typically relies on human reader performance. Therefore, there is no AI component, and no effect size regarding human reader improvement with AI assistance is relevant or reported.

    6. If a Standalone (i.e., algorithm only without human-in-the-loop performance) was done:

    • Does not apply. This is a physical medical device; there is no AI algorithm to evaluate.

    7. The Type of Ground Truth Used:

    • Verification Tests (Mechanical, Physical, Chemical): The ground truth for these tests is based on engineering specifications, industry standards (e.g., ISO), and regulatory requirements (e.g., USP). These are objective, measurable outcomes.
    • Biocompatibility Tests: Ground truth is established based on pre-defined biological responses (e.g., lack of cytotoxicity, non-irritating, non-pyrogenic) as per ISO 10993-1:2009 and FDA guidelines.
    • Animal Study (In Vivo Testing): The ground truth for the efficacy and safety during the in-vivo performance characteristics and histopathology evaluation is based on direct observation in the animal model and subsequent pathological examination of tissues for injury or adverse events. This could be considered pathology and in-vivo observational data.

    8. The Sample Size for the Training Set:

    • Does not apply. This is a physical medical device, not a machine learning model; therefore, there is no "training set."

    9. How the Ground Truth for the Training Set Was Established:

    • Does not apply. There is no training set for this type of device submission.
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