K Number
K994194
Date Cleared
2000-03-28

(106 days)

Product Code
Regulation Number
864.7140
Reference & Predicate Devices
N/A
Predicate For
N/A
AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
Intended Use

The Rapidpoint Low range Heparin Management Test Card is to be used with the Rapidpoint Coag (formerly TAS) Analyzer to monitor the effects of low to moderate levels of unfractionated heparin on coagulation in noncitrated arterial whole blood samples from patients undergoing diagnostic and interventional procedures.

The test is for in vitro diagnostic use. It is especially suited for professional use in decentralized areas of the hospital near the patient's bedside, in the cardiac catheterization lab, and other areas where patients are treated with low to moderate levels of heparin.

Device Description

The Rapidpoint LHMT provides a method to measure the response of a patient to heparin. A noncitrated whole blood sample can be used for this test. The test card has a magnetic stripe on the back, which encodes lot specific information such as number, expiration date, and mathematical factors specific to that lot. A room temperature test card is removed from the pouch and the card is passed through the card reader of the instrument to instrument to run a test. The instrument instructs the operator to insert a test card and then requests patient and sample information. The card is warmed and the operator is prompted to add a drop of blood to the card sample well. The sample flows into the card and rehydrates the reagent, which begins the reaction. As the reaction proceeds and clotting begins, the movement of the particles decreases, and the instrument signals the clotting time.

AI/ML Overview

Here's an analysis of the provided text, focusing on acceptance criteria and the study that proves the device meets those criteria:

Device: Rapidpoint Low range Heparin Management Test (LHMT) Card

1. Table of Acceptance Criteria and Reported Device Performance:

The document doesn't explicitly state "acceptance criteria" in a quantitative, pass/fail manner. However, it does describe performance characteristics that were likely evaluated for market clearance. The primary evidence presented is the correlation to a predicate device.

Performance CharacteristicAcceptance Criteria (Implied)Reported Device Performance
Linearity/RangeLinear response to heparinResponds in a linear manner from 0 to 3.0 U/ml of heparin.
SensitivitySensitive to heparin effectsSensitive to the effects of heparin on coagulation.
SpecificityInsensitive to intrinsic/common coagulation pathway deficiencies, and certain interfering substances.Relatively insensitive to deficiencies in the intrinsic and common coagulation pathways. Lipid (to at least 15 mg/ml), nitroglycerin (to 1 ug/ml), and Dextran (to 6 mg/ml) had no effect.
Temperature EffectNo effect of sample temperatureNo effect of sample temperature (2 - 37°C).
Correlation to Predicate Device (ACT)Substantially equivalent to predicate devices (ACT or ACT-LR)Overall correlation of 0.93 of the LHMT card to the ACT (for noncitrated samples from all sites combined).
Normal RangeEstablish normal rangeNormal ranges (mean +/- 2 SD) were 65 to 175 seconds for noncitrated whole blood. Baseline samples from patients ranged from 53 to 195 seconds.

2. Sample Size Used for the Test Set and Data Provenance:

  • Sample Size:
    • Normal Donors: 120 (59 males, 61 females) for establishing normal ranges.
    • Patient Samples: 429 samples from 232 individuals undergoing various treatments.
  • Data Provenance:
    • Normal Donors: "normal, healthy donors," likely gathered prospectively for this study.
    • Patient Samples: "samples drawn from individuals expected to have abnormal LHMT results" undergoing "a variety of treatments." The description "Field testing and clinical testing were done at large hospitals" suggests these were prospective clinical studies in multiple locations. The document does not specify the country of origin, but given the submission to the FDA in the US, it's highly probable the studies were conducted in the US.

3. Number of Experts Used to Establish Ground Truth for the Test Set and Qualifications:

The document does not mention the use of experts to establish a "ground truth" for the test set in the traditional sense of consensus reading or adjudication. The ground truth for the comparison was established by:

  • Predicate Device Results: The results from the Hemochron ACT or ACT-LR device served as a comparative "ground truth" for assessing equivalence.
  • Chromogenic Anti-Xa Assay: A chromogenic anti-Xa assay (Diagnostica Stago's Stachrom Heparin) was used as a "reference, tiebreaker method" to determine heparin concentration, which is a more direct measure of heparin activity.

Therefore, no panel of human experts was used for adjudication or establishing ground truth in the way one might see in image-based diagnostic studies.

4. Adjudication Method for the Test Set:

Not applicable in the context of this device. The study design involved comparing the LHMT device's quantitative output to established, quantitative measurements from a predicate device and a reference assay. There was no subjective interpretation that would require an adjudication method.

5. If a Multi-Reader Multi-Case (MRMC) Comparative Effectiveness Study Was Done, What Was the Effect Size of How Much Human Readers Improve With AI vs Without AI Assistance:

No, an MRMC comparative effectiveness study was not done. This device is not an AI-assisted diagnostic tool for human interpretation; it's an automated in vitro diagnostic test for measuring coagulation time in the presence of heparin. Therefore, there's no "human reader" component to improve.

6. If a Standalone (i.e., algorithm only without human-in-the-loop performance) Was Done:

Yes, the study described is a standalone performance study of the Rapidpoint LHMT device. The device itself performs the measurement, and the results are then compared to other quantitative measures (predicate device, reference assay). There is no "human-in-the-loop" interaction in the production of the primary diagnostic result from the LHMT card.

7. The Type of Ground Truth Used:

The ground truth for evaluating the LHMT device's performance was:

  • Comparative Measurement: Results from the predicate device (Hemochron ACT or ACT-LR) for assessing substantial equivalence.
  • Reference Method: Results from a chromogenic anti-Xa assay (Stachrom Heparin), which directly measures heparin concentration and served as a "reference, tiebreaker method." This provides a more objective, gold-standard-like measure of heparin activity.

8. The Sample Size for the Training Set:

The document describes nonclinical performance data ("Preclinical testing was done at CDI") and then clinical performance data. It does not explicitly separate data into "training" and "test" sets in the context of a machine learning or algorithm development paradigm. The "nonclinical performance data" could be considered part of the development/training phase, but no specific sample size is given for it. The clinical data (120 normal donors, 429 patient samples) are presented as the primary "test set" for demonstrating performance and substantial equivalence.

9. How the Ground Truth for the Training Set Was Established:

As mentioned in point 8, the concept of a "training set" with established ground truth as distinct from a "test set" isn't explicitly detailed as it would be for an AI algorithm.

  • Preclinical Testing: The preclinical testing likely involved internal laboratory studies to characterize the device's basic performance (linearity, sensitivity, specificity, temperature effects). The "ground truth" for these studies would have been established through controlled experimental conditions, using known concentrations of heparin and other interfering substances, and comparing results to established laboratory methods or internal standards.
  • Clinical Testing: For the clinical evaluation data presented, the "ground truth" for comparison was the measurements from the predicate device (ACT) and the reference anti-Xa assay.

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MAR 2 8 2000

Document Mail Center (HFZ-401) Center for Devices and Radiological Health Food and Drug Administration 9200 Corporate Blvd. Rockville, Maryland 20850 November, 1999

510(k) Summary of Safety and Effectiveness Information

This summary of 510(k) safety and effectiveness information is being submitted in accordance with the requirements of SMDA 1990 and CFR 807.92.

The assigned 510(k) number is K994194.

Submitted by:Cynthia Pritchard, Ph.D. (author)Cardiovascular Diagnostics, Inc.
Address:5301 Departure DriveRaleigh, NC 27616
Phone:1-800-247-4234
Fax:1-919-954-9932
Contact:Peter ScottVP of Quality Assurance and Regulatory Affairs
Date of Summary:November, 1999

{1}------------------------------------------------

Document Mail Center (HFZ-401) Center for Devices and Radiological Health Food and Drug Administration 9200 Corporate Blvd. Rockville, Maryland 20850 November, 1999

Summary of Safety and Effectiveness Information

LHMT Card

Trade name: (Rapidpoint Low range Heparin Management Test)

Common Name: LHMT

Classification Name: systems for in vitro coagulation studies, automated or semiautomated instruments and associated reagents and controls used to perform a series of coagulation studies and coagulation factor assays (Class II. 21 CFR864.5425)

Predicate Device: The proposed Rapidpoint LHMT is substantially equivalent to the recently cleared to market Low Range Activated Clotting Time test (ACT-LR; International Technidyne Corporation), performed on the Hemochron Jr. and the Activated Clotting Time test (ACT; International Technidyne Corporation), performed on the Hemochron. These devices produce similar results with samples from patients on low to moderate doses of heparin (see package insert for predicate devices).

Description of the Device: The Rapidpoint LHMT provides a method to measure the response of a patient to heparin. A noncitrated whole blood sample can be used for this test. The test card has a magnetic stripe on the back, which encodes lot specific information such as number, expiration date, and mathematical factors specific to that lot. A room temperature test card is removed from the pouch and the card is passed through the card reader of the instrument to instrument to run a test. The instrument instructs the operator to insert a test card and then requests patient and sample information. The card is warmed and the operator is prompted to add a drop of blood to the card sample well. The sample flows into the card and rehydrates the reagent, which begins the reaction. As the reaction proceeds and clotting begins, the movement of the particles decreases, and the instrument signals the clotting time.

Intended Use: The Rapidpoint Low range Heparin Management Test Card is to be used with the Rapidpoint Coag (formerly TAS) Analyzer to monitor the effects of low to moderate levels of unfractionated heparin on coagulation in noncitrated arterial whole blood samples from patients undergoing diagnostic and interventional procedures.

The test is for in vitro diagnostic use. It is especially suited for professional use in decentralized areas of the hospital near the patient's bedside, in the cardiac catheterization lab, and other areas where patients are treated with low to moderate levels of heparin.

LHMT Cards

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Document Mail Center (HFZ-401) Center for Devices and Radiological Health Food and Drug Administration 9200 Corporate Blvd. Rockville, Maryland 20850 November, 1999 and the control of the comments of the comments of the comments of the comments of the comments of the comments of the comments of the comments of the comments of the comment

Summary of Safety and Effectiveness Information

LHMT Card

Comparison of Rapidpoint LHMT and the Predicate Device(s)

Hemochron ACT-LR or ACT (International Technidyne)

CharacteristicPredicate DeviceProposed Device
Intended Usemonitors effect of heparin at lowto moderate dosessame
Formatdry reagent in cuvette or tubelyophilized reagents in a flatshallow reaction chambermounted on a thin plastic card
Reactionone stageone stage
Sample typenoncitrated whole bloodcitrated or noncitrated wholeblood
Reagent baseCelite (ACT), celite, potatodextrin (ACT-LR)celite, partial thromboplastin
Reactionformation of a fibrin clotsame
InstrumentHemochron Jr., Hemochron 401Rapidpoint Analyzer
Endpoint monitoredcoagulation timesame
Units reportedSecondssame
Test interpretationendpoint has direct correlation toheparin activitysame
RangeUp to 2.5 U/ml (ACT-LR) or 6U/ml (ACT) of heparin0 - 3 Units of heparin
Quality controlfunctional testing with two levelsof quality control plasmas,electronic QCSame and self tests performed byanalyzer at power up andthroughout operation

LHMT Cards

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Document Mail Center (HFZ-401) Center for Devices and Radiological Health Food and Drug Administration 9200 Corporate Blvd. Rockville, Maryland 20850 ------------------------------------------------------------------------------------------------------------------------------------------------------------------------------November, 1999 10 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1

Summary of Safety and Effectiveness Information

LHMT Card

Stachrom Heparin (anti-Xa; Diagnostica Stago) (reference, tiebreaker method) '

CharacteristicReference TestProposed Device
Intended Usedetermines heparin concentrationmonitors effect of heparin at low to moderate doses
Formatchromogenic assaylyophilized reagents in a flat shallow reaction chamber mounted on a thin plastic card
Reactiontwo stage chemicalone stage coagulation
Sample typeplasmanoncitrated whole blood
Reagent baseantithrombin (AT), Xa, chromogenic substratecelite, partial thromboplastin
Reactionheparin in the sample combines with AT to inactivate Xa; remaining Xa catalyzes release of p-nitroaniline from the substrate; absorbance is inversely proportional to heparin levelformation of a fibrin clot
InstrumentMDA, Organon TeknikaRapidpoint Coag analyzer, CVDI
Endpoint monitoredcolorimetric reaction; absorbance at 405 nmcoagulation time
Test interpretationheparin concentrationendpoint has direct correlation to heparin activity
Quality controlstandards run with each set of assaysself tests performed by analyzer at power up and throughout operation, plus functional testing of each test card with two levels of quality control plasmas, electronic QC

Nonclinical Performance Data: Preclinical testing was done at CDI using Rapidpoint LHMT cards and the Rapidpoint Coag analyzer to determine the performance characteristics of the system.

The Rapidpoint L.HMT cards are stable at refrigerator temperatures or lower (<8℃) for a period of time up to or exceeding the expiration date recorded on the cards.

The LHMT is sensitive to the effects of heparin on coagulation, and responds in a linear manner from 0 to 3.0 Ulml of heparin. The LHMT card is relatively insensitive to deficiencies in the intrinsic and common coagulation pathways, as expected.

Lipid (to at least 15 mg/ml), nitroglycerin (to 1 ug/ml), and Dextran (to 6 mg/ml) had no effect on LHMT card results in the presence of absence of heparin. There was no effect of sample temperature (2 - 37°C) on LHMT card results.

LHMT Cards

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Document Mail Center (HFZ-401) Center for Devices and Radiological Health Food and Drug Administration 9200 Corporate Blvd. Rockville, Maryland 20850 November, 1999

Clinical Performance Data: Noncitrated samples were obtained from 59 males and 61 females that were normal, healthy donors, ranging in age from 24 to 67 years. Normal ranges (mean +/- 2 SD) were 65 to 175 for noncitrated whole blood. Field testing and clinical testing were done at large hospitals to establish substantial equivalence of the Rapidpoint LHMT to the predicate devices (ACT or ACT-LR). The range with noncitrated patient "baseline" samples taken before the procedures were begun was 53 to 195 seconds. Samples also were taken from individuals expected to have abnormal LHMT results and were tested to compare results of the LHMT cards, the predicate device, and a chromogenic anti Xa assay for heparin activity. A total of 429 samples were drawn from 232 individuals undergoing a variety of treatments. These samples were tested on several different lots of LHMT cards on the Rapidpoint Coag Analyzer and with the predicated device. Noncitrated samples from all sites combined produced an overall correlation of 0.93 of the LHMT card to the ACT.

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Image /page/5/Picture/0 description: The image shows the text "DEPARTMENT OF HEALTH & HUMAN SERVICES". The text is in all caps and is in a bold, sans-serif font. The text is centered on the image and is the only element present. The image is simple and straightforward, with a clear focus on the text.

MAR 2 8 2000

Food and Drug Administration 2098 Gaither Road Rockville MD 20850

Mr. Peter Scott Vice President, Quality Assurance and Regulatory Affairs Cardiovascular Diagnostic, Inc. 5301 Departure Drive Raleigh, North Carolina 27616

Re: K994194

Trade Name: Cardiovascular Diagnostics Rapidpoint Coag ( TAS) Low range Heparin Management Test (I.HMT ) Card Regulatory Class: II Product Code: JBP Dated: March 14, 2000 Received: March 15, 2000

Dear Mr. Scott:

We have reviewed your Section 510(k) notification of intent to market the device referenced above and we have determined the device is substantially equivalent (for the indications for use stated in the enclosure) to legally marketed predicate devices marketed in interstate commerce prior to May 28, 1976, the enactment date of the Medical Device Amendments, or to devices that have been reclassified in accordance with the provisions of the Federal Food, Drug, and Cosmetic Act (Act). You may, therefore, market the device, subject to the generals, controls provisions of the Act. The general controls provisions of the Act include requirements for annual registration, listing of devices, good manufacturing practice, labeling, and prohibitions against misbranding and adulteration.

If your device is classified (see above) into cither class II (Special Controls) or class III (Premarket Approval), it may be subject to such additional controls. Existing major regulations affecting your device can be found in the Code of Federal Regulations, Title 21, Parts 800 to 895. A substantially equivalent determination assumes compliance with the Current Good Manufacturing Practice requirements, as set forth in the Quality System Regulation (QS) for Medical Devices: General regulation (21 CFR Part 820) and that, through periodic QS inspections, the Food and Drug Administration (FDA) will verify such assumptions. Failure to comply with the GMP regulation may result in regulatory action. In addition, FDA may publish further announcements concerning your device in the Federal Register. Please notes this response to your premarket notification submission does not affect any obligation you might have under sections 531 through 542 of the Act for devices under the Flectronic Product Radiation Control provisions, or other Federal laws or regulations.

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Page 2

This letter will allow you to begin marketing your device as described in your 510(k) premarket notification. The FDA finding of substantial equivalence of your device to a legally marketed predicate device results in a classification for your device and thus, permits your device to proceed to the market.

If you desire specific advice for your device on our labeling regulation (21 CFR Part 801 and additionally 809.10 for in vitro diagnostic devices), please contact the Office of Compliance at (301) 594-4588. Additionally, for questions on the promotion and advertising of your device, please contact the Office of Compliance at (301) 594-4639. Also, please note the regulation entitled, "Misbranding by reference to premarket notification" (21CFR 807.97). Other general information on your responsibilities under the Act may be obtained from the Division of Small Manufacturers Assistance at its toll-free number (800) 638-2041 or (301) 443-6597 or at its internet address "http://www.fda.gov/cdrh/dsma/dsmamain.html".

Sincerely yours,

Steven Sutman

Steven I. Gutman, M.D., M.B.A. Director Division of Clinical Laboratory Devices Office of Device Evaluation Center for Devices and Radiological Health

Enclosure

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Page 1 of 1

510(k) Number (if known): K994194

Device Name: Low range Heparin Management Test (LHMT) Card

Indications For Use:

The Rapidpoint Coag Low range Heparin Management Test Card is to be used with the Rapidpoint Coag Analyzer to monitor the effects of low to moderate levels of unfractionated heparin on coagulation in noncitrated arterial whole blood samples from patients undergoing diagnostic and interventional procedures.

The test is for in vitro diagnostic use. It is especially suited for professional use in decentralized areas of the hospital near the patient's bedside, in the cardiac catheterization lab, and other areas where patients are treated with low to moderate levels of heparin.

(PLEASE DO NOT WRITE BELOW THIS LINE-CONTINUE ON ANOTHER PAGE IF NEEDED)

Concurrence of CDRH, Office of Device Evaluation (ODE)

Tuta E. Maluni

(Optional Format 3-10-98)

FESSERIPANON -

§ 864.7140 Activated whole blood clotting time tests.

(a)
Identification. An activated whole blood clotting time tests is a device, used to monitor heparin therapy for the treatment of venous thrombosis or pulmonary embolism by measuring the coagulation time of whole blood.(b)
Classification. Class II (performance standards).