K Number
K232699
Manufacturer
Date Cleared
2023-09-28

(23 days)

Product Code
Regulation Number
870.2380
Panel
CV
Reference & Predicate Devices
AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
Intended Use

The Anumana Low Ejection Fraction AI-ECG Algorithm is software intended to aid in screening for Left Ventricular Ejection Fraction (LVEF) less than or equal to 40% in adults at risk for heart failure. This population includes, but is not limited to:
· patients with cardiomyopathies

  • patients who are post-myocardial infarction
  • · patients with aortic stenosis
  • · patients with chronic atrial fibrillation
  • · patients receiving pharmaceutical therapies that are cardiotoxic, and
    • postpartum women.

Anumana Low Ejection Fraction Al-ECG Algorthm is not intended to be a stand-alone diagnostic device for cardiac conditions, should not be used for monitoring of patients, and should not be used on ECGs with a paced rhythm.

A positive result may suggest the need for further clinical evaluation in order to establish a diagnosis of Left Ventricular Ejection Fraction (LVEF) less than or equal to 40%. Additionally, if the patient is at high risk for the cardiac condition, a negative result should not rule out further non-invasive evaluation.

The Anumana Low Ejection Fraction AI-ECG Algorithm should be applied jointly with clinician judgment.

Device Description

The Low Ejection Fraction AI-ECG Algorithm interprets 12-lead ECG voltage times series data using an artificial intelligence-based algorithm. The device analyzes 10 seconds of a single 12lead ECG acquisition, and within seconds provides a prediction of likelihood of LVEF (ejection fraction less than or equal to 40%) to third party software. The results are displayed by the third-party software on a device such as a smartphone, tablet, or PC. The Low Ejection Fraction AI-ECG Algorithm was trained to predict Low LVEF using positive and control cohorts, and the prediction of Low LVEF in patients is generated using defined conditions and covariates. The Low Ejection Fraction AI-ECG Algorithm device is intended to address the unmet need for a point-of-care screen for LVEF less than or equal to 40% and is expected to be used by cardiologists, front-line clinicians at primary care, urgent care, and emergency care settings, where cardiac imaging may not be available or may be difficult or unreliable for clinicians to operate. Clinicians will use the Low Eiection Fraction AI-ECG Algorithm to aid in screening for LVEF less than or equal to 40% and making a decision for further cardiac evaluation.

AI/ML Overview

Here's a breakdown of the acceptance criteria and the study proving the device meets those criteria, based on the provided FDA 510(k) clearance letter for the Low Ejection Fraction AI-ECG Algorithm:


Low Ejection Fraction AI-ECG Algorithm: Acceptance Criteria and Performance Study

1. Table of Acceptance Criteria and Reported Device Performance

Performance CharacteristicAcceptance CriteriaReported Device Performance (95% CI)
Sensitivity80% or higher84.5% (82.2% to 86.6%)
Specificity80% or higher83.6% (82.9% to 84.2%)
Positive Predictive Value (PPV)Not specified (derived metric)30.5% (28.8% to 32.1%)
Negative Predictive Value (NPV)Not specified (derived metric)98.4% (98.2% to 98.7%)

2. Sample Size Used for the Test Set and Data Provenance

  • Sample Size for Test Set: The clinical validation study included 16,000 patient records initially, though 2,040 records were excluded due to quality checks, resulting in a final analysis sample of 13,960 patient-ECG pairs.
  • Data Provenance: The data was retrospective, collected from 4 health systems across the United States.

3. Number of Experts Used to Establish Ground Truth for the Test Set and Their Qualifications

The document does not specify the number of experts or their qualifications used to establish the ground truth for the clinical validation test set. The ground truth (LVEF 40%) was derived from transthoracic echocardiogram (TTE) measurements. While TTE interpretation requires expertise, the document doesn't detail the method of expert review or consensus for these TTE results themselves for the test set.

4. Adjudication Method for the Test Set

The document does not specify an adjudication method (e.g., 2+1, 3+1) for the ground truth for the test set. The ground truth was established by TTE measurements.

5. If a Multi-Reader Multi-Case (MRMC) Comparative Effectiveness Study was Done

No, a Multi-Reader Multi-Case (MRMC) comparative effectiveness study was not done. The study evaluated the standalone performance of the AI algorithm against a ground truth without human readers in the loop.

6. If a Standalone (i.e., algorithm only without human-in-the-loop performance) was Done

Yes, a standalone performance study was done. The reported sensitivity and specificity values are for the algorithm's performance alone in detecting low LVEF.

7. The Type of Ground Truth Used

The type of ground truth used for both training and validation was objective clinical measurements from Transthoracic Echocardiogram (TTE), specifically the Left Ventricular Ejection Fraction (LVEF) measurement. An LVEF of $\le$ 40% was defined as the disease cohort, and > 40% as the control cohort.

8. The Sample Size for the Training Set

The training set for the algorithm development consisted of 93,722 patients with an ECG and TTE performed within a 2-week interval. These were split into:

  • Training dataset: 50% of the 93,722 patients.
  • Tuning dataset: 20% of the 93,722 patients.
  • Set-aside testing dataset: 30% of the 93,722 patients (used for internal validation during development, distinct from the independent clinical validation study).

9. How the Ground Truth for the Training Set Was Established

The ground truth for the training set was established using LVEF measurements obtained from transthoracic echocardiograms (TTE). Specifically, for each patient, the LVEF measurement from the earliest TTE within a 2-week interval of an ECG was paired with the closest ECG recording. LVEF $\le$ 40% defined the disease cohort, and LVEF > 40% defined the control cohort. This data was identified from a research-use authorized clinical database from Mayo Clinic.

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