(131 days)
The EndoSound Vision System (EVS), when affixed to an endoscope, is intended to provide ultrasonic visualization of, and ultrasound guided therapeutic access to the Upper Gastrointestinal Tract including but not restricted to the organs, tissues, and subsystems: Esophagus, Stomach, Duodenum and underlying areas. The EVS, mounted on an endoscope, is introduced orally when indications consistent with the requirement for a GI procedure are met.
The EVS is a prescription only device to be used by a qualified physician.
The clinical environments where the system can be used include clinics, hospitals, and ambulatory surgery centers.
The EndoSound Vision System® (EVS) is an add-on ultrasound system designed to attach externally to an upper gastrointestinal (GI) endoscope (gastroscope/upper (EGD) endoscope). Once attached, it temporarily converts an EGD endoscope to a fully capable EUS endoscope. The EVS consists of:
- an electronic ultrasound beamformer/image analyzer (EVSScanner),
- a reusable transducer assembly (Ultrasound Transducer Module (UTM)), .
- . a cable/connector to interface the transducer to the beamformer (Transducer Extension Cable (TEC)).
- a sterile, disposable mounting kit with an operator control mechanism (Ultrasound Disposable Kit (UDK-T)) used to externally affix the EVS to a standard gastroscope/upper (EGD) endoscope and to provide needle and transducer angle control.
When attached to an upper GI endoscope, the EVS enables real-time ultrasound imaging, ultrasound quided needle aspiration and other EUS quided procedures within the upper gastrointestinal tract and surrounding organs. Native functions of the gastroscope including video imaging, articulation insufflation and suctioning are available after attachment of the EVS device. The system works in tandem with a PC computer/monitor/tablet connected via a USB 3.0 cable that runs custom software (EVSViewer) and provides the user interface and ultrasound display.
The provided document is a 510(k) summary for the EndoSound Vision System (EVS). It describes the device, its intended use, comparison to predicate devices, and various safety and performance tests. However, it does not contain details about an AI/algorithm performance study with specific acceptance criteria. The "study that proves the device meets the acceptance criteria" refers to a general series of verification and validation tests, and an animal study, primarily focused on the physical and functional aspects of the ultrasound system itself and not explicitly on the performance of a software algorithm that performs diagnostic analysis or image interpretation to address specific clinical outcomes (e.g., detecting pathologies).
The EVSViewer software mentioned primarily handles image processing and display, and integration with the EVS UTM probe, rather than performing AI-driven diagnostic interpretations. The document states: "The EVSViewer is the software run on a PC/monitor which processes the ultrasound data received from the EVSScanner module and displays the ultrasound image. It also functions to produce the user interface on the computer monitor." It further details minor changes to the software related to probe integration, recognition, usage counter, field of view lock, and splash screen/icons, none of which suggest an AI component for image analysis or diagnostic support.
Therefore, for the specific questions regarding acceptance criteria and a study proving an AI/algorithm-based device meets these criteria, the provided text does not offer the necessary information. It details traditional medical device testing for an ultrasound system.
However, I can extract information about the general safety and effectiveness studies conducted for the device as a whole, based on the provided text.
Here's a summary of the device's acceptance criteria and the studies mentioned, as much as can be gleaned from the text:
Device: EndoSound Vision System (EVS) - an add-on ultrasound system for upper GI endoscopes.
Acceptance Criteria and Reported Device Performance (General Device Performance, not AI-specific):
The document broadly refers to "Verification and validation testing" and "Successful results of testing" but does not explicitly list quantitative acceptance criteria in a table format for specific performance metrics of an AI. Instead, it discusses the device's functional equivalence and safety.
| Category | Acceptance Criteria (Inferred from testing goals) | Reported Device Performance (Summary) |
|---|---|---|
| General Functionality | Substantial equivalence to predicate devices in imaging, physical manipulation. | "Similar scanning resolution, image quality and ultrasound image performance" to predicate. |
| External cabling does not impact performance and safety. | "External cabling does not impact the performance and safety of the EVS relative to the listed predicates." | |
| Physical attribute differences (e.g., needle deflection) do not impact safety/efficacy. | "Physical attribute differences do not impact safety or efficacy of the combined system or performance as compared to the predicate devices." | |
| Biocompatibility | Meet ISO 10993-1 safety standards (cytotoxicity, sensitization, irritation, acute systemic toxicity). | All listed ISO 10993-1 tests were "successfully completed." |
| Reprocessing | Manual cleaning, high-level disinfection, and rinsing validation. | "Passing results" for reprocessing studies. |
| Sterilization & Packaging | Sterilization efficacy and packaging integrity (including accelerated aging). | Verification at T0 and T1 (post 6 months accelerated aging) was performed for the UDK-T. (Implied successful). |
| Animal Study | No clinically relevant damage; comparable imaging quality; comparable clinical behavior for needle targeting; no significant impact on endoscope maneuverability; no cable trapping/damage. | "No clinically relevant damage." "No significant differences from the control" in imaging. "Substantially equivalent" clinical behavior for needle targeting. "No significant impact on ... maneuverability." "No cable trapping ... or any other damage." |
| Software Functionality | Software changes (probe integration, recognition, counter, FOV lock, display) are verified and validated. | "All changes to the software have been verified and validated." |
| Risk Management | Identified risks are mitigated and verified/validated. | "Mitigations were implemented and tested as part of the performance testing... all mitigations verified and validated." |
| Acoustic Output | Track 3 Compliant. | "Track 3 Compliant." |
| Electrical Safety/EMI | Conform to IEC 60601 series standards (e.g., IEC 60601-1, -1-2, -2-37). | In conformance with listed consensus standards. |
| Usability | Conform to IEC 62366-1. | In conformance with listed consensus standards. |
1. Sample sizes used for the test set and the data provenance:
- Test Sets:
- Biocompatibility: Not specified beyond "components of the EVS in contact with the patient."
- Reprocessing/Sterilization: Not specified (e.g., number of units tested).
- Animal Testing: 3 live animal models. The regimen was implemented four times in each animal. Data provenance is not specified beyond "GLP lab study." It is a prospective study.
- Phantom and In Vivo Study (for Ultrasound Scanning Comparison): Not explicitly quantified, but mentioned that "Phantom and in vivo study comparison images show similar scanning resolution, image quality and ultrasound image performance."
- Verification and Validation Testing (general): Not specified.
2. Number of experts used to establish the ground truth for the test set and the qualifications of those experts:
- Animal Testing: "An expert endoscopist as the user under the supervision of the GLP quality director and the study director." The specific number and exact qualifications beyond "expert" are not detailed.
- For other tests (biocompatibility, reprocessing, etc.), expert interpretation is inherent in GLP lab studies, but specific numbers and qualifications of human experts establishing "ground truth" (in the sense of diagnostic image interpretation) are not mentioned.
3. Adjudication method (e.g. 2+1, 3+1, none) for the test set:
- Not explicitly described for any of the studies mentioned. The animal study mentions "an expert endoscopist as the user under the supervision of the GLP quality director and the study director," implying some form of oversight, but not a specific adjudication protocol for diagnostic ground truth.
4. If a multi-reader multi-case (MRMC) comparative effectiveness study was done, If so, what was the effect size of how much human readers improve with AI vs without AI assistance:
- No MRMC study was described. The document does not mention human reader studies, nor does it describe AI assistance for diagnostic tasks. The focus is on the substantial equivalence of the ultrasound imaging system and its physical components.
5. If a standalone (i.e. algorithm only without human-in-the-loop performance) was done:
- No standalone algorithm performance study was described. The "EVSViewer software" is described as processing and displaying ultrasound data, not performing automated diagnostic or interpretive functions.
6. The type of ground truth used (expert consensus, pathology, outcomes data, etc.):
- Animal study: "Clinically relevant damage was identified, either radiologically, endoscopically, or macroscopically" suggesting a combination of imaging and direct visual/physical assessment as ground truth for safety. For performance, it was a comparative assessment of image quality and device behavior relative to a predicate device.
- Other tests relying on established and regulated testing methodologies (e.g., ISO 10993 for biocompatibility, IEC 60601 for electrical safety).
7. The sample size for the training set:
- Not applicable. The document does not describe the development or training of an AI algorithm, so there is no training set mentioned. The "firmware modification" and "EVSViewer software" changes are related to device control and display, not AI.
8. How the ground truth for the training set was established:
- Not applicable. As no AI training set is mentioned, no ground truth establishment process for it is described.
In summary: The provided 510(k) summary focuses on the substantial equivalence of the EndoSound Vision System as an ultrasound imaging device to existing predicate devices, and its safety. It does not contain information about an AI/algorithm-based diagnostic device, nor does it specify AI-related acceptance criteria or studies to prove such criteria. The reported studies are typical for a hardware and basic software medical device submission.
{0}------------------------------------------------
Image /page/0/Picture/0 description: The image shows the logo of the U.S. Food and Drug Administration (FDA). The logo consists of two parts: the Department of Health & Human Services logo on the left and the FDA logo on the right. The FDA logo includes the letters "FDA" in a blue square, followed by the words "U.S. FOOD & DRUG ADMINISTRATION" in blue text.
December 27, 2023
Endosound, Inc. Patrick Herriman VP Quality 4640 S. Macadam Ave Unit 200 Portland, OR 97239
Re: K232518 Trade/Device Name: EndoSound Vision System Regulation Number: 21 CFR 876.1500 Regulation Name: Endoscope and Accessories Regulatory Class: II Product Code: ODG, IYN, IYO, ITX Dated: November 21, 2023 Received: November 28, 2023
Dear Patrick Herriman:
We have reviewed your section 510(k) premarket notification of intent to market the device referenced above and have determined the device is substantially equivalent (for the indications for use stated in the enclosure) to legally marketed predicate devices marketed in interstate commerce prior to May 28, 1976, the enactment date of the Medical Device Amendments, or to devices that have been reclassified in accordance with the provisions of the Federal Food, Drug, and Cosmetic Act (the Act) that do not require approval of a premarket approval application (PMA). You may, therefore, market the device, subject to the general controls provisions of the Act. Although this letter refers to your product as a device, please be aware that some cleared products may instead be combination products. The 510(k) Premarket Notification Database available at https://www.accessdata.fda.gov/scripts/cdrh/cfdocs/cfpmn/pmn.cfm identifies combination product submissions. The general controls provisions of the Act include requirements for annual registration, listing of devices, good manufacturing practice, labeling, and prohibitions against misbranding and adulteration. Please note: CDRH does not evaluate information related to contract liability warranties. We remind you, however, that device labeling must be truthful and not misleading.
If your device is classified (see above) into either class II (Special Controls) or class III (PMA), it may be subject to additional controls. Existing major regulations affecting your device can be found in the Code of Federal Regulations, Title 21, Parts 800 to 898. In addition, FDA may publish further announcements concerning your device in the Federal Register.
Additional information about changes that may require a new premarket notification are provided in the FDA guidance documents entitled "Deciding When to Submit a 510(k) for a Change to an Existing Device" (https://www.fda.gov/media/99812/download) and "Deciding When to Submit a 510(k) for a Software Change to an Existing Device" (https://www.fda.gov/media/99785/download).
{1}------------------------------------------------
Your device is also subject to, among other requirements, the Quality System (QS) regulation (21 CFR Part 820), which includes, but is not limited to, 21 CFR 820.30, Design controls; 21 CFR 820.90, Nonconforming product; and 21 CFR 820.100, Corrective and preventive action. Please note that regardless of whether a change requires premarket review, the QS regulation requires device manufacturers to review and approve changes to device design and production (21 CFR 820.30 and 21 CFR 820.70) and document changes and approvals in the device master record (21 CFR 820.181).
Please be advised that FDA's issuance of a substantial equivalence determination does not mean that FDA has made a determination that your device complies with other requirements of the Act or any Federal statutes and regulations administered by other Federal agencies. You must comply with all the Act's requirements, including, but not limited to: registration and listing (21 CFR Part 807); labeling (21 CFR Part 801); medical device reporting of medical device-related adverse events) (21 CFR Part 803) for devices or postmarketing safety reporting (21 CFR Part 4, Subpart B) for combination products (see https://www.fda.gov/combination-products/guidance-regulatory-information/postmarketing-safety-reportingcombination-products); good manufacturing practice requirements as set forth in the quality systems (QS) regulation (21 CFR Part 820) for devices or current good manufacturing practices (21 CFR Part 4, Subpart A) for combination products; and, if applicable, the electronic product radiation control provisions (Sections 531-542 of the Act); 21 CFR Parts 1000-1050.
Also, please note the regulation entitled, "Misbranding by reference to premarket notification" (21 CFR 807.97). For questions regarding the reporting of adverse events under the MDR regulation (21 CFR Part 803), please go to https://www.fda.gov/medical-device-safety/medical-device-reportingmdr-how-report-medical-device-problems.
For comprehensive regulatory information about mediation-emitting products, including information about labeling regulations, please see Device Advice (https://www.fda.gov/medicaldevices/device-advice-comprehensive-regulatory-assistance) and CDRH Learn (https://www.fda.gov/training-and-continuing-education/cdrh-learn). Additionally, you may contact the Division of Industry and Consumer Education (DICE) to ask a question about a specific regulatory topic. See the DICE website (https://www.fda.gov/medical-device-advice-comprehensive-regulatoryassistance/contact-us-division-industry-and-consumer-education-dice) for more information or contact DICE by email (DICE@fda.hhs.gov) or phone (1-800-638-2041 or 301-796-7100).
Sincerely,
Shanil P. Haugen -S
Shanil P. Haugen, Ph.D. Assistant Director DHT3A: Division of Renal, Gastrointestinal, Obesity and Transplant Devices OHT3: Office of GastroRenal, ObGyn, General Hospital and Urology Devices Office of Product Evaluation and Quality Center for Devices and Radiological Health
{2}------------------------------------------------
Indications for Use
510(k) Number (if known) K232518
Device Name EndoSound Vision System
Indications for Use (Describe)
The EndoSound Vision System (EVS), when affixed to an endoscope, is intended to provide ultrasonic visualization of, and ultrasound guided therapeutic access to the Upper Gastrointestinal Tract including but not restricted to the organs, tissues, and subsystems: Esophagus, Stomach, Duodenum and underlying areas. The EVS, mounted on an endoscope, is introduced orally when indications consistent with the requirement for a GI procedure are met.
The EVS is a prescription only device to be used by a qualified physician.
The clinical environments where the system can be used include clinics, hospitals, and ambulatory surgery centers.
| Type of Use (Select one or both, as applicable) | |
|---|---|
| Prescription Use (Part 21 CFR 801 Subpart D) | Over-The-Counter Use (21 CFR 801 Subpart C) |
CONTINUE ON A SEPARATE PAGE IF NEEDED.
This section applies only to requirements of the Paperwork Reduction Act of 1995.
DO NOT SEND YOUR COMPLETED FORM TO THE PRA STAFF EMAIL ADDRESS BELOW.
The burden time for this collection of information is estimated to average 79 hours per response, including the time to review instructions, search existing data sources, gather and maintain the data needed and complete and review the collection of information. Send comments regarding this burden estimate or any other aspect of this information collection, including suggestions for reducing this burden, to:
Department of Health and Human Services Food and Drug Administration Office of Chief Information Officer Paperwork Reduction Act (PRA) Staff PRAStaff(@fda.hhs.gov
"An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid OMB number."
{3}------------------------------------------------
510(K) Summary
ldentifying information
| Manufacturer: | EndoSound, Inc. |
|---|---|
| Device Trade Name: | EndoSound Vision System |
| Address: | 4640 S Macadam AvenueSuite 200Portland, OR 97239 |
| Telephone: | (971) 231-4791 |
| Web: | www.endosound.com |
| E-mail: | info@endosound.com |
| Contact Person: | Patrick Herriman, VP of Quality, EndoSound, Inc., herriman@endosound.com |
| Date 510(k) Summary Prepared: | August 7th, 2023 |
Class and Predicate Information
| Classification Name | Regulation Number | Product Code |
|---|---|---|
| Endoscopic Ultrasound SystemGastroenterology-Urology | 876.1500 | ODG |
| Ultrasonic Pulsed Doppler Imaging System | 892.1550 | IYN |
| Ultrasonic Pulsed Echo Imaging System | 892.1560 | IYO |
| Diagnostic Ultrasonic Transducer | 892.1570 | ITX |
Common Name: Endoscopic Ultrasound System
Proprietary Name: EndoSound Vision System (EVS)
Regulatory Class: Class II
Predicate Devices: Olympus GF Type UCT180, Olympus GF Type UST180, Evis Exera II Ultrasound Gastrovideoscope used with ALOKA SSD-a 10 Ultrasound System (K093395)
PENTAX Medical EG-J10U Endoscopic Ultrasound System with EG38-J10UT Ultrasound Upper GI Video Scope (Convex Array Type) (used with Hitachi ARIETTA 70 Ultrasound console (K134016))
Reference Predicate Device: Telemed ArtUs Pulsed Doppler ultrasound imaging system (K211248)
{4}------------------------------------------------
LIST OF CONSENSUS STANDARDS
The EndoSound Vision System (EVS) was tested to be in conformance with the following consensus standards, with applicable test certifications included in this submission:
- . IEC 60601-1 Medical electrical equipment –Part 1: General requirements for safety and essential performance.
- . IEC 60601-1-2 Medical electrical equipment –Part 1-2 General requirements for safety and essential performance -Collateral standard: Electromagnetic compatibility - Requirements and tests.
- IEC 60601-1-6 Medical Electrical Equipment Part 1-6: General Requirements for Basic Safety and Essential Performance, Collateral Standard: Usability
- . IEC 60601-2-18 Medical Electrical Equipment - Part 2-18: Particular Requirements For The Basic Safety And Essential Performance Of Endoscopic Equipment
- . IEC 60601-2-37 Medical electrical equipment -Part 2-37: Particular requirements for the basic safety and essential performance of ultrasonic medical diagnostic and monitoring equipment.
- . IEC 62304 Medical device software - Software life cycle processes.
- IEC 62366-1 Medical devices Part 1: Application of usability engineering to medical devices ●
- ISO 14971 Medical devices - Application of risk management to medical devices.
- ISO 15223-1 Medical devices - Symbols to be used with medical device labelling and information to be supplied - Part 1: General requirements.
- . ISO 10993-1 Biological evaluation of medical devices - Part 1: Evaluation and testing within a risk management process.
- . ISO 10993-5 Biological evaluation of medical devices - Part 5: Tests for in vitro cytotoxicity.
- . ISO 10993-10 Biological evaluation of medical devices - Part 10: Tests for irritation and skin sensitization.
- . ISO 10993-11 Biological evaluation of medical devices - Part 11: Acute Cytotoxicity
Indication for Use
The EndoSound Vision System (EVS), when affixed to an endoscope, is intended to provide ultrasonic visualization of, and ultrasound quided therapeutic access to the Upper Gastrointestinal Tract including but not restricted to the organs, tissues, and subsystems: Esophagus, Stomach, Duodenum and underlying areas. The EVS, mounted on an endoscope, is introduced orally when indications consistent with the requirement for a GI procedure are met.
The EVS is a prescription only device to be used by a qualified physician.
The clinical environments where the system can be used include clinics, hospitals, and ambulatory surgery centers.
{5}------------------------------------------------
Device Description
The EndoSound Vision System® (EVS) is an add-on ultrasound system designed to attach externally to an upper gastrointestinal (GI) endoscope (gastroscope/upper (EGD) endoscope). Once attached, it temporarily converts an EGD endoscope to a fully capable EUS endoscope. The EVS consists of:
- an electronic ultrasound beamformer/image analyzer (EVSScanner),
- a reusable transducer assembly (Ultrasound Transducer Module (UTM)), .
- . a cable/connector to interface the transducer to the beamformer (Transducer Extension Cable (TEC)).
- a sterile, disposable mounting kit with an operator control mechanism (Ultrasound Disposable Kit (UDK-T)) used to externally affix the EVS to a standard gastroscope/upper (EGD) endoscope and to provide needle and transducer angle control.
When attached to an upper GI endoscope, the EVS enables real-time ultrasound imaging, ultrasound quided needle aspiration and other EUS quided procedures within the upper gastrointestinal tract and surrounding organs. Native functions of the gastroscope including video imaging, articulation insufflation and suctioning are available after attachment of the EVS device. The system works in tandem with a PC computer/monitor/tablet connected via a USB 3.0 cable that runs custom software (EVSViewer) and provides the user interface and ultrasound display. The EVS components and technical characteristics are described individually below.
EVSScanner (Beamformer): The EVSScanner is a small, portable, self-contained module that contains the electronics that perform the ultrasound scanning and receiving functions (beamforming). The beamformer is the commercially available ArtUs ultrasonic system (K211248) manufactured by Telemed with a firmware modification that allows the system to recognize the EndoSound transducer. The device produces real-time ultrasound images in combination with the EVS curved linear array transducer and a computer/display running EVSViewer software.
Ultrasound Transducer Module (UTM): The UTM is a 6.4mm radius-of-curvature (ROC) convex, 96element, curved-linear ultrasound arrav imaging over a frequency range from 5 to 12 MHz. The array produces a fixed ultrasound field-of-view of 150 degrees. The array is connected to a flat, multi-wire cable to a waterproof connector. The transducer is designed to be high-level disinfected using Cidex OPA as commonly employed for gastroscopes and EUS scopes.
Transducer Extension Cable (TEC)
The TEC consists of a multiwire coax cable with connector interfaces on each end. One end plugs into the EVSScanner and the other end plugs into the UTM. It functions as an extension cable to extend the length of the UTM while in use and the UTM facing connector provides a waterproof seal with the UTM while in use.
EVSViewer Software: The EVSViewer is the software run on a PC/monitor which processes the ultrasound data received from the EVSScanner module and displays the ultrasound image. It also functions to produce the user interface on the computer monitor. The software is equivalent to the Echo Wave II software manufactured by Telemed (K211248) with the following changes:
- EVS Probe Integration: The EVS UTM probe was integrated to work with the base o software.
- Probe Recognition Function: The probe recognition function was altered to read a singleo wire EEPROM (electronic chip) residing in the EVS UTM.
{6}------------------------------------------------
- UTM Counter in the EVSViewer: A dialog box displays upon bootup requiring the user to O press a button to proceed, debiting the number of preprogrammed uses of the UTM attached array until the probe is locked out.
- Ultrasound Field of View (FOV) lock: The EVSViewer removes the ability of the user to o change the ultrasound field-of-view (only the full 150-degree field of view is allowed).
- EndoSound Splash Screen: Displays an EndoSound splash screen upon bootup. o
- Insert EndoSound Icons: EndoSound branded small icons are displayed on the user O interface.
All changes to the software have been verified and validated.
Ultrasound Disposable Kit (UDK-T)
The UDK-T is a disposable, single-use kit provided sterile, that is used to attach the EVS to the compatible endoscope and provide transducer and needle articulation in addition to the native gastroscope controls. Sterility and shelf-life testing for six-month life was conducted and reports may be found in Appendix 4, Clinical Safety & Effectiveness. Silicone sleeves are included to protect the endoscope and help secure it to compatible gastroscopes. The control wire is terminated to a control knob which is affixed to the proximal end of the gastroscope. The control knob allows the transducer assembly as well as any needle inserted through the working channel to be articulated/deflected over a working range.
Comparison Table to Predicate Devices
| Table 1 | Proposed Device(this submission) | Predicate Device | Predicate Device |
|---|---|---|---|
| Device Name | EndoSound Vision System(EVS) | Evis Exera II UltrasoundGastrovideoscope(Olympus GF-UCT180)(used with ALOKASSD-a 10 UltrasoundSystem) | PENTAX Medical EG-J10U EndoscopicUltrasound System withEG38-J10UTUltrasound Upper GlVideo Scope (ConvexArray Type) (used withHitachi ARIETTA 70Ultrasound console(K134016)) |
| Manufacturer | EndoSound, Inc. | Olympus | Pentax |
| 510(k) Number | K232518 | K093395 | K200090 |
| Product Code | IYN, IYO, ITX, ODG | IYN, IYO, ITX, ODG,NWB | IYN, IYO, ITX, ODG |
| Indications forUse | The EndoSound VisionSystem (EVS), whenaffixed to an endoscope,is intended to provideultrasonic visualization of,and ultrasound guidedtherapeutic access to theUpper GastrointestinalTract including but notrestricted to the organs,tissues, and subsystems:Esophagus, Stomach,Duodenum and underlyingareas. The EVS, mountedon an endoscope, isintroduced orally whenindications consistent withthe requirement for a Glprocedure are met. | This instrument hasbeen designed to beused with an Olympusuniversal endoscopicultrasound center or adiagnostic ultrasoundsystem (ALOKA CO.LTD), video systemcenter, light source,documentationequipment, monitor,EndoTherapyaccessories and otherancillary equipment.This instrument isdesigned forendoscopic real-timeultrasound imaging,ultrasound guidedneedle aspiration andother endoscopicprocedures within theupper gastrointestinaltract and surroundingorgans | The PENTAX MedicalEndoscopic UltrasoundSystem is intended toprovide opticalvisualization ofultrasonic visualizationof, and therapeuticaccess to, the UpperGastrointestinal Trackincluding but notrestricted to the organs,tissues, andsubsystems:Esophagus, Stomach,Duodenum, SmallBowel, and underlyingareas. The instrumentis introduced per orallywhen indicationsconsistent with therequirement forprocedure are observedin adult and pediatricpatient populations. |
| EndoscopeCompatibility | Gastroscopes/endoscopeswith bending sectiondiameters from 9.5-11.5mm | NA | NA |
| Distal MechanicalDimensions(As attached tocompatibleendoscope) | Height in attachmentregion (max): 19.4 mmWidth in attachmentregion (max): 13.5mm | Diameter: 15.5 mm | Diameter 14.65 mm |
| Working Length | 1167 mm | 1250 mm | 1250 mm |
| Attachmentmethod | Disposable component | NA | NA |
| Needle deflection | Disposable componentwith wire control oftransducer assembly andneedle deflection | Integral mechanicalelevator | Integral mechanicalelevator |
| UltrasoundTransducer Type | Convex Curved Linear | Convex Curved Linear | Convex Curved Linear |
| TransducerRadius ofCurvature | 6.4 mm | 5 mm | 6 mm |
| Imaging Modes | B, M, Pulse Wave Doppler(PWD), Color Doppler(CFM), Power Doppler(PDI), Directional PowerDoppler (DPDI),Combined modes (B+B,B+M, 4B, B+PWD(Duplex),B+CFM/PDI/DPDI+PWD(Triplex)), TissueHarmonic Imaging (THI)and Inverted TissueHarmonic Imaging (ITHI) | B, M, Color Doppler,Power Doppler, PulseWave Doppler,Combined modes: B/M,B/PWD, M/CD,B/CD/PWD, B/CWD,B/CD/CWD B/CD/PWD | Bmode, Mmode, PWmode (Pulsed WaveDoppler), CW mode(Continuous WaveDoppler), ColorDoppler, AmplitudeDoppler (Color FlowAngiography),TDI (Tissue DopplerImaging), 3D Imaging,Real-Time TissueElastography, andReal Time VirtualSonography. |
| ScanningDirection | Parallel to insertiondirection (adjustable toforward viewing) | Parallel to insertiondirection | Parallel to insertiondirection |
| ScanningFrequencies | 5, 5.3, 6.7, 8, 9, 11 MHz | 5, 6, 7.5, 10, 12 MHz | 5.0, 6.5, 7.5, 10.0, 13.0MHz |
| Ultrasound Fieldof View | 150 degrees | 180 degrees | 150 degrees |
| ContactingMethod | Direct | Balloon, Direct | Balloon, Direct |
| TransducerArticulationRange (usingUDK control)(relative toendoscope axis) | 5-85 degrees | Fixed | Fixed |
| Bending portionangulation range | UP 157°, DOWN 73°RIGHT 87° LEFT 80°(Typical, attached toPentax 29i10gastroscope) | UP 130°, DOWN 90°RIGHT 90° LEFT 90° | UP 160°, DOWN 130°RIGHT 120° LEFT 120° |
| TransducerSurfaceTemperature(Maximum) | 41 degrees C | 43 degrees C | 43 degrees C |
| Ingress ProtectionRating | IPX7/IPX8 | IPX7 | IPX7 |
| Electrosurgerycompatible | Yes | Yes | Yes |
| Acoustic Output | Track 3 Compliant | Track 3 Compliant | Track 3 Compliant |
| DisinfectionCompatibility | Liquid Chemical HighLevel Disinfection | Liquid Chemical HighLevel Disinfection | Liquid Chemical HighLevel Disinfection |
{7}------------------------------------------------
{8}------------------------------------------------
{9}------------------------------------------------
General Safety and Effectiveness
Ultrasound Scanning
The EVSScanner employs the same basic principles of operation including signal generation, digital acquisition, processing, and display as the predicate device. The transducer is of the same principal design and form and uses similar transduction processes to generate and receive the ultrasound signal. Phantom and in vivo study comparison images show similar scanning resolution, image quality and ultrasound image performance. The EVS has no ultrasound characteristics, modes, or features that are not previously evaluated or present in the predicate device, or that are not commonly used in traditional ultrasound systems.
Physical Characteristics
The EVS is placed on an upper GI gastroscope to create a device similar in performance to a dedicated ultrasound endoscope. In the EVS the cabling and control wires are external to the endoscope, whereas in the predicates, the control wires and electronic cabling are interior to the endoscope. For efficient management of the external cabling, the UDK-T control wire is wrapped around the endoscope during attachment, which manages the external electronic cabling to the endoscope. Verification testing has shown that the external cabling does not impact the performance and safety of the EVS relative to the listed predicates. Once attached, the physical form, ultrasound image, and physical manipulations of the device are substantially equivalent to the listed predicates.
The EVS varies from the predicate in the manner of deflection of the predicate devices use a built-in elevator mechanism to deflect the needle whereas the EVS uses an external, disposable attachable kit (UDK-T) to manipulate the needle to the intended target. The process entails using the UDK-T Control Knob to alter the articulation of the transducer assembly. This allows the needle to be inserted through a built-in slot in the EVS to place the needle in the ultrasound scan plane. Once through the aperture, the directed movement of the transducer assembly deflects the needle. Overall, the physical attribute differences do not impact safety or efficacy of the combined system or performance as compared to the predicate devices as reported in the body of this submission.
Biocompatibility
A summary of the successfully completed biological safety testing on components of the EVS in contact with the patient is shown in Table 2.
{10}------------------------------------------------
Table 2. Summary of Completed ISO 10993-1 Tests Performed
| Ultrasound Disposable kit (UDK-T) PN 18040Ultrasound Transducer Module (UTM) PN 18010 | |
|---|---|
| Cytotoxicity | ISO 10993-5 |
| Sensitization | ISO 10993-10 |
| Irritation | ISO 10993-23 or ISO 10993-10 |
| Acute systemic toxicity | ISO 10993-11:2017 |
UTM Reprocessing
Manual Cleaning, High-Level Disinfection and Rinsing Validation studies were performed on the EVS UTM by an outside GLP accredited laboratory with passing results.
UDK Sterilization and Packaging Integrity, ECH and ETO Residual Testing
The UDK-T sterile kit (PN 18040) is sterilized using ETO sterilization. Packaging Verification including sterilization efficacy testing was performed at time TO (after manufacture) and time T1 (post 6 months accelerated aging).
Animal Testing
A GLP lab study was performed comparing safety and performance of the EVS with a predicate endoscope (PENTAX EG-3870UTK EUS scope) (K130247, K182004). The study was conducted with an expert endoscopist as the user under the supervision of the GLP quality director and the study director. A detailed optical and endoscopic ultrasound regimen was utilized for both the control device. The regimen was implemented four times in each of 3 live animal models.
Study results included:
Overall Safety Assessment: Following the completion of six procedures, no clinically relevant damage was identified, either radiologically, endoscopically, or macroscopically.
Optical and EUS imaging: The study incorporated both standard endoscopic (i.e., optical) assessment and complete EUS assessment. The comparison of images obtained from these tests revealed no significant differences from the control, suggesting that the EVS is substantially equivalent to the control device in terms of imaging quality.
Behavior of EVS during Needle Targeting: No issues or remarkable differences were observed when angulating the EVS to the same extent as the predicate device. The clinical behavior of the EVS is substantially equivalent to the control device. The EVS successfully conducted procedures in the evaluated scenarios.
Endoscope and Device Maneuverability: The study evaluated the manipulation of both the endoscope and the EVS device. The findings suggest that mounting the EVS on the endoscope does not have a significant impact on the bending and maneuverability of the endoscope compared to when the EVS is not mounted.
Cable management: No cable trapping of mucosal tissue between the cable and the endoscope occurred during use, or any other damage to the upper GIT occurred throughout the study.
{11}------------------------------------------------
Verification and validation testing for the EVS was completed in accordance with EndoSound's Design and Control process in compliance with 21 CFR Part 820.30. Successful results of testing are included in the body of this submission.
Potential risks of the EVS were identified according to ISO 14971. Mitigations were implemented and tested as part of the performance testing described above, with all mitigations verified and validated as documented in the attached risk management file. Technological differences from the predicate were shown not to result in any new issues of safety or efficacy according to the performance data submitted.
Conclusion
Based on a comparison of physical characteristics, safety testing and animal studies performed, and conformance to consensus standards cited above and information provided in this Premarket notification, EndoSound considers the EVS to be as safe and effective and the performance is substantially equivalent to the predicate devices described herein.
§ 876.1500 Endoscope and accessories.
(a)
Identification. An endoscope and accessories is a device used to provide access, illumination, and allow observation or manipulation of body cavities, hollow organs, and canals. The device consists of various rigid or flexible instruments that are inserted into body spaces and may include an optical system for conveying an image to the user's eye and their accessories may assist in gaining access or increase the versatility and augment the capabilities of the devices. Examples of devices that are within this generic type of device include cleaning accessories for endoscopes, photographic accessories for endoscopes, nonpowered anoscopes, binolcular attachments for endoscopes, pocket battery boxes, flexible or rigid choledochoscopes, colonoscopes, diagnostic cystoscopes, cystourethroscopes, enteroscopes, esophagogastroduodenoscopes, rigid esophagoscopes, fiberoptic illuminators for endoscopes, incandescent endoscope lamps, biliary pancreatoscopes, proctoscopes, resectoscopes, nephroscopes, sigmoidoscopes, ureteroscopes, urethroscopes, endomagnetic retrievers, cytology brushes for endoscopes, and lubricating jelly for transurethral surgical instruments. This section does not apply to endoscopes that have specialized uses in other medical specialty areas and that are covered by classification regulations in other parts of the device classification regulations.(b)
Classification —(1)Class II (special controls). The device, when it is an endoscope disinfectant basin, which consists solely of a container that holds disinfectant and endoscopes and accessories; an endoscopic magnetic retriever intended for single use; sterile scissors for cystoscope intended for single use; a disposable, non-powered endoscopic grasping/cutting instrument intended for single use; a diagnostic incandescent light source; a fiberoptic photographic light source; a routine fiberoptic light source; an endoscopic sponge carrier; a xenon arc endoscope light source; an endoscope transformer; an LED light source; or a gastroenterology-urology endoscopic guidewire, is exempt from the premarket notification procedures in subpart E of part 807 of this chapter subject to the limitations in § 876.9.(2) Class I for the photographic accessories for endoscope, miscellaneous bulb adapter for endoscope, binocular attachment for endoscope, eyepiece attachment for prescription lens, teaching attachment, inflation bulb, measuring device for panendoscope, photographic equipment for physiologic function monitor, special lens instrument for endoscope, smoke removal tube, rechargeable battery box, pocket battery box, bite block for endoscope, and cleaning brush for endoscope. The devices subject to this paragraph (b)(2) are exempt from the premarket notification procedures in subpart E of part 807of this chapter, subject to the limitations in § 876.9.