K Number
K232518
Manufacturer
Date Cleared
2023-12-27

(131 days)

Product Code
Regulation Number
876.1500
Panel
GU
Reference & Predicate Devices
AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
Intended Use

The EndoSound Vision System (EVS), when affixed to an endoscope, is intended to provide ultrasonic visualization of, and ultrasound guided therapeutic access to the Upper Gastrointestinal Tract including but not restricted to the organs, tissues, and subsystems: Esophagus, Stomach, Duodenum and underlying areas. The EVS, mounted on an endoscope, is introduced orally when indications consistent with the requirement for a GI procedure are met.

The EVS is a prescription only device to be used by a qualified physician.

The clinical environments where the system can be used include clinics, hospitals, and ambulatory surgery centers.

Device Description

The EndoSound Vision System® (EVS) is an add-on ultrasound system designed to attach externally to an upper gastrointestinal (GI) endoscope (gastroscope/upper (EGD) endoscope). Once attached, it temporarily converts an EGD endoscope to a fully capable EUS endoscope. The EVS consists of:

  • an electronic ultrasound beamformer/image analyzer (EVSScanner),
  • a reusable transducer assembly (Ultrasound Transducer Module (UTM)), .
  • . a cable/connector to interface the transducer to the beamformer (Transducer Extension Cable (TEC)).
  • a sterile, disposable mounting kit with an operator control mechanism (Ultrasound Disposable Kit (UDK-T)) used to externally affix the EVS to a standard gastroscope/upper (EGD) endoscope and to provide needle and transducer angle control.

When attached to an upper GI endoscope, the EVS enables real-time ultrasound imaging, ultrasound quided needle aspiration and other EUS quided procedures within the upper gastrointestinal tract and surrounding organs. Native functions of the gastroscope including video imaging, articulation insufflation and suctioning are available after attachment of the EVS device. The system works in tandem with a PC computer/monitor/tablet connected via a USB 3.0 cable that runs custom software (EVSViewer) and provides the user interface and ultrasound display.

AI/ML Overview

The provided document is a 510(k) summary for the EndoSound Vision System (EVS). It describes the device, its intended use, comparison to predicate devices, and various safety and performance tests. However, it does not contain details about an AI/algorithm performance study with specific acceptance criteria. The "study that proves the device meets the acceptance criteria" refers to a general series of verification and validation tests, and an animal study, primarily focused on the physical and functional aspects of the ultrasound system itself and not explicitly on the performance of a software algorithm that performs diagnostic analysis or image interpretation to address specific clinical outcomes (e.g., detecting pathologies).

The EVSViewer software mentioned primarily handles image processing and display, and integration with the EVS UTM probe, rather than performing AI-driven diagnostic interpretations. The document states: "The EVSViewer is the software run on a PC/monitor which processes the ultrasound data received from the EVSScanner module and displays the ultrasound image. It also functions to produce the user interface on the computer monitor." It further details minor changes to the software related to probe integration, recognition, usage counter, field of view lock, and splash screen/icons, none of which suggest an AI component for image analysis or diagnostic support.

Therefore, for the specific questions regarding acceptance criteria and a study proving an AI/algorithm-based device meets these criteria, the provided text does not offer the necessary information. It details traditional medical device testing for an ultrasound system.

However, I can extract information about the general safety and effectiveness studies conducted for the device as a whole, based on the provided text.

Here's a summary of the device's acceptance criteria and the studies mentioned, as much as can be gleaned from the text:

Device: EndoSound Vision System (EVS) - an add-on ultrasound system for upper GI endoscopes.

Acceptance Criteria and Reported Device Performance (General Device Performance, not AI-specific):

The document broadly refers to "Verification and validation testing" and "Successful results of testing" but does not explicitly list quantitative acceptance criteria in a table format for specific performance metrics of an AI. Instead, it discusses the device's functional equivalence and safety.

CategoryAcceptance Criteria (Inferred from testing goals)Reported Device Performance (Summary)
General FunctionalitySubstantial equivalence to predicate devices in imaging, physical manipulation."Similar scanning resolution, image quality and ultrasound image performance" to predicate.
External cabling does not impact performance and safety."External cabling does not impact the performance and safety of the EVS relative to the listed predicates."
Physical attribute differences (e.g., needle deflection) do not impact safety/efficacy."Physical attribute differences do not impact safety or efficacy of the combined system or performance as compared to the predicate devices."
BiocompatibilityMeet ISO 10993-1 safety standards (cytotoxicity, sensitization, irritation, acute systemic toxicity).All listed ISO 10993-1 tests were "successfully completed."
ReprocessingManual cleaning, high-level disinfection, and rinsing validation."Passing results" for reprocessing studies.
Sterilization & PackagingSterilization efficacy and packaging integrity (including accelerated aging).Verification at T0 and T1 (post 6 months accelerated aging) was performed for the UDK-T. (Implied successful).
Animal StudyNo clinically relevant damage; comparable imaging quality; comparable clinical behavior for needle targeting; no significant impact on endoscope maneuverability; no cable trapping/damage."No clinically relevant damage." "No significant differences from the control" in imaging. "Substantially equivalent" clinical behavior for needle targeting. "No significant impact on ... maneuverability." "No cable trapping ... or any other damage."
Software FunctionalitySoftware changes (probe integration, recognition, counter, FOV lock, display) are verified and validated."All changes to the software have been verified and validated."
Risk ManagementIdentified risks are mitigated and verified/validated."Mitigations were implemented and tested as part of the performance testing... all mitigations verified and validated."
Acoustic OutputTrack 3 Compliant."Track 3 Compliant."
Electrical Safety/EMIConform to IEC 60601 series standards (e.g., IEC 60601-1, -1-2, -2-37).In conformance with listed consensus standards.
UsabilityConform to IEC 62366-1.In conformance with listed consensus standards.

1. Sample sizes used for the test set and the data provenance:

  • Test Sets:
    • Biocompatibility: Not specified beyond "components of the EVS in contact with the patient."
    • Reprocessing/Sterilization: Not specified (e.g., number of units tested).
    • Animal Testing: 3 live animal models. The regimen was implemented four times in each animal. Data provenance is not specified beyond "GLP lab study." It is a prospective study.
    • Phantom and In Vivo Study (for Ultrasound Scanning Comparison): Not explicitly quantified, but mentioned that "Phantom and in vivo study comparison images show similar scanning resolution, image quality and ultrasound image performance."
    • Verification and Validation Testing (general): Not specified.

2. Number of experts used to establish the ground truth for the test set and the qualifications of those experts:

  • Animal Testing: "An expert endoscopist as the user under the supervision of the GLP quality director and the study director." The specific number and exact qualifications beyond "expert" are not detailed.
  • For other tests (biocompatibility, reprocessing, etc.), expert interpretation is inherent in GLP lab studies, but specific numbers and qualifications of human experts establishing "ground truth" (in the sense of diagnostic image interpretation) are not mentioned.

3. Adjudication method (e.g. 2+1, 3+1, none) for the test set:

  • Not explicitly described for any of the studies mentioned. The animal study mentions "an expert endoscopist as the user under the supervision of the GLP quality director and the study director," implying some form of oversight, but not a specific adjudication protocol for diagnostic ground truth.

4. If a multi-reader multi-case (MRMC) comparative effectiveness study was done, If so, what was the effect size of how much human readers improve with AI vs without AI assistance:

  • No MRMC study was described. The document does not mention human reader studies, nor does it describe AI assistance for diagnostic tasks. The focus is on the substantial equivalence of the ultrasound imaging system and its physical components.

5. If a standalone (i.e. algorithm only without human-in-the-loop performance) was done:

  • No standalone algorithm performance study was described. The "EVSViewer software" is described as processing and displaying ultrasound data, not performing automated diagnostic or interpretive functions.

6. The type of ground truth used (expert consensus, pathology, outcomes data, etc.):

  • Animal study: "Clinically relevant damage was identified, either radiologically, endoscopically, or macroscopically" suggesting a combination of imaging and direct visual/physical assessment as ground truth for safety. For performance, it was a comparative assessment of image quality and device behavior relative to a predicate device.
  • Other tests relying on established and regulated testing methodologies (e.g., ISO 10993 for biocompatibility, IEC 60601 for electrical safety).

7. The sample size for the training set:

  • Not applicable. The document does not describe the development or training of an AI algorithm, so there is no training set mentioned. The "firmware modification" and "EVSViewer software" changes are related to device control and display, not AI.

8. How the ground truth for the training set was established:

  • Not applicable. As no AI training set is mentioned, no ground truth establishment process for it is described.

In summary: The provided 510(k) summary focuses on the substantial equivalence of the EndoSound Vision System as an ultrasound imaging device to existing predicate devices, and its safety. It does not contain information about an AI/algorithm-based diagnostic device, nor does it specify AI-related acceptance criteria or studies to prove such criteria. The reported studies are typical for a hardware and basic software medical device submission.

§ 876.1500 Endoscope and accessories.

(a)
Identification. An endoscope and accessories is a device used to provide access, illumination, and allow observation or manipulation of body cavities, hollow organs, and canals. The device consists of various rigid or flexible instruments that are inserted into body spaces and may include an optical system for conveying an image to the user's eye and their accessories may assist in gaining access or increase the versatility and augment the capabilities of the devices. Examples of devices that are within this generic type of device include cleaning accessories for endoscopes, photographic accessories for endoscopes, nonpowered anoscopes, binolcular attachments for endoscopes, pocket battery boxes, flexible or rigid choledochoscopes, colonoscopes, diagnostic cystoscopes, cystourethroscopes, enteroscopes, esophagogastroduodenoscopes, rigid esophagoscopes, fiberoptic illuminators for endoscopes, incandescent endoscope lamps, biliary pancreatoscopes, proctoscopes, resectoscopes, nephroscopes, sigmoidoscopes, ureteroscopes, urethroscopes, endomagnetic retrievers, cytology brushes for endoscopes, and lubricating jelly for transurethral surgical instruments. This section does not apply to endoscopes that have specialized uses in other medical specialty areas and that are covered by classification regulations in other parts of the device classification regulations.(b)
Classification —(1)Class II (special controls). The device, when it is an endoscope disinfectant basin, which consists solely of a container that holds disinfectant and endoscopes and accessories; an endoscopic magnetic retriever intended for single use; sterile scissors for cystoscope intended for single use; a disposable, non-powered endoscopic grasping/cutting instrument intended for single use; a diagnostic incandescent light source; a fiberoptic photographic light source; a routine fiberoptic light source; an endoscopic sponge carrier; a xenon arc endoscope light source; an endoscope transformer; an LED light source; or a gastroenterology-urology endoscopic guidewire, is exempt from the premarket notification procedures in subpart E of part 807 of this chapter subject to the limitations in § 876.9.(2) Class I for the photographic accessories for endoscope, miscellaneous bulb adapter for endoscope, binocular attachment for endoscope, eyepiece attachment for prescription lens, teaching attachment, inflation bulb, measuring device for panendoscope, photographic equipment for physiologic function monitor, special lens instrument for endoscope, smoke removal tube, rechargeable battery box, pocket battery box, bite block for endoscope, and cleaning brush for endoscope. The devices subject to this paragraph (b)(2) are exempt from the premarket notification procedures in subpart E of part 807of this chapter, subject to the limitations in § 876.9.