K Number
K222072
Device Name
Dolphin Imaging 12.0
Date Cleared
2022-08-08

(25 days)

Product Code
Regulation Number
892.2050
AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP Authorized
Intended Use
Dolphin Imaging 12.0 software is designed for use by specialized dental practices for capturing, storing and presenting patient images and assisting in treatment planning and case diagnosis. Results produced by the software's diagnostic and treatment planning tools are dependent on the interpretation of trained and licensed practitioners.
Device Description
Dolphin Imaging 12.0 software provides imaging, diagnostics, and case presentation capabilities for dental specialty professionals. The Dolphin Imaging 12.0 suite of software products is a collection of modules that together provide a comprehensive toolset for the dental specialty practitioner. Users can easily manage 2D/3D images and x-rays; accurately diagnose and treatment plan, quickly communicate and present cases to patients and can work efficiently with colleagues on multidisciplinary cases. The below functionalities make up the medical device modules: Cephalometric Tracing: Digitize landmarks on a patient's radiograph, trace cephalometric structures, view cephalometric measurements, superimpose images for analysis and perform custom analysis. Treatment Simulation (VTO): Simulate orthodontic and surgical treatment results using Visual Treatment Objective (VTO) and growth features. Arnett/Gunson FAB Analyses: Perform face, airway, bite (FAB) analysis and simulate treatment for orthodontic and surgical cases based on the methodologies of Dr. William Arnett. McLaughlin Dental VTO: Analyze and evaluate orthodontic and surgical visual treatment objective (VTO) based on the theories of Dr. Richard McLaughlin. Implanner™: Plan dental implant procedures in 2D. Dolphin 3D: Plan, diagnose and present orthodontic and surgical cases, airway analysis, study models, implant planning and surgery treatment simulation in 3D.
More Information

No
The document describes traditional image processing, measurement, and simulation tools for dental applications, with no mention of AI or ML algorithms.

No
This device is for capturing, storing, presenting, and analyzing medical images and assisting in diagnosis and treatment planning. It does not directly perform or administer any therapeutic action.

Yes
The "Intended Use / Indications for Use" states that the software assists in "case diagnosis," and the "Device Description" explicitly mentions that it provides "diagnostics" capabilities and allows dentists to "accurately diagnose and treatment plan."

Yes

The device description explicitly states "Dolphin Imaging 12.0 software" and details various software modules and functionalities. There is no mention of accompanying hardware components that are part of the medical device itself. While it processes images from external modalities (2D/3D images and x-rays), the device being cleared is the software suite.

Based on the provided information, this device is NOT an IVD (In Vitro Diagnostic).

Here's why:

  • IVD Definition: In Vitro Diagnostics are tests performed on samples taken from the human body, such as blood, urine, or tissue, to detect diseases, conditions, or infections.
  • Dolphin Imaging 12.0 Functionality: The description clearly states that Dolphin Imaging 12.0 software is used for capturing, storing, presenting, and analyzing patient images and x-rays. It assists in treatment planning and case diagnosis based on these images.
  • Lack of Biological Sample Analysis: There is no mention of the software analyzing any biological samples from the patient. Its input is imaging data, not biological specimens.

The software is a medical device used for image processing, analysis, and treatment planning in a clinical setting, but it does not perform in vitro diagnostic testing.

N/A

Intended Use / Indications for Use

Dolphin Imaging 12.0 software is designed for use by specialized dental practices for capturing, storing and presenting patient images and assisting in treatment planning and case diagnosis. Results produced by the software's diagnostic and treatment planning tools are dependent on the interpretation of trained and licensed practitioners.

Product codes

LLZ

Device Description

Dolphin Imaging 12.0 software is designed for use by specialized dental practices for capturing, storing and presenting patient images and assisting in treatment planning and case diagnosis. Results produced by the software's diagnostic and treatment planning tools are dependent on the interpretation of trained and licensed practitioners.
Dolphin Imaging 12.0 software provides imaging, diagnostics, and case presentation capabilities for dental specialty professionals. The Dolphin Imaging 12.0 suite of software products is a collection of modules that together provide a comprehensive toolset for the dental specialty practitioner. Users can easily manage 2D/3D images and x-rays; accurately diagnose and treatment plan, quickly communicate and present cases to patients and can work efficiently with colleagues on multidisciplinary cases. The below functionalities make up the medical device modules:

  • Cephalometric Tracing: Digitize landmarks on a patient's radiograph, trace cephalometric structures, view cephalometric measurements, superimpose images for analysis and perform custom analysis.
  • Treatment Simulation (VTO): Simulate orthodontic and surgical treatment results using Visual Treatment Objective (VTO) and growth features.
  • Arnett/Gunson FAB Analyses: Perform face, airway, bite (FAB) analysis and simulate treatment for orthodontic and surgical cases based on the methodologies of Dr. William Arnett.
  • McLaughlin Dental VTO: Analyze and evaluate orthodontic and surgical visual treatment objective (VTO) based on the theories of Dr. Richard McLaughlin.
  • Implanner™: Plan dental implant procedures in 2D.
  • Dolphin 3D: Plan, diagnose and present orthodontic and surgical cases, airway analysis, study models, implant planning and surgery treatment simulation in 3D.
    Dolphin Imaging 12.0 is a software of Moderate level of concern. Dolphin Imaging maintains all the same key medical device functionality as the predicate Dolphin Imaging 11.5 (K110430). Usability enhancements to the Cephalometric Tracing and Analysis, Treatment Simulation (VTO), and Dolphin 3D modules are included in Dolphin Imaging 12.0, as well as system updates to allow use with current operating software and hardware capabilities

Mentions image processing

Yes

Mentions AI, DNN, or ML

Not Found

Input Imaging Modality

2D/3D images and x-rays

Anatomical Site

Not Found

Indicated Patient Age Range

Not Found

Intended User / Care Setting

specialized dental practices
Orthodontic, oral maxillofacial surgery, and dental-specialty practices.

Description of the training set, sample size, data source, and annotation protocol

Not Found

Description of the test set, sample size, data source, and annotation protocol

Not Found

Summary of Performance Studies

No clinical testing was required to support substantial equivalence.

Non-Clinical Performance Testing:
Dolphin Imaging 12.0 complies with applicable FDA recognized standards:

  • Usability (IEC): IEC 62366 Medical devices- Part 1: Application of usability engineering to medical devices
  • Software (IEC): ANSI/AAMI/IEC 62304: 2006 & A1:2016 Medical device software- Software life cycle process
  • DICOM (NEMA): NEMA PS 3.1-3.20 (2016) Digital Imaging and Communications in Medicine (DICOM)
  • Risk Management: ISO 14971:2019 Medical devices- Application of risk management to medical devices

Dolphin Imaging 12.0 design and performance verification involved the following tests:

  • Performance Testing
  • Manual Testing/ Integration Testing
  • System and Regression testing

Key Metrics

Not Found

Predicate Device(s)

K110430

Reference Device(s)

Not applicable

Predetermined Change Control Plan (PCCP) - All Relevant Information

Not Found

§ 892.2050 Medical image management and processing system.

(a)
Identification. A medical image management and processing system is a device that provides one or more capabilities relating to the review and digital processing of medical images for the purposes of interpretation by a trained practitioner of disease detection, diagnosis, or patient management. The software components may provide advanced or complex image processing functions for image manipulation, enhancement, or quantification that are intended for use in the interpretation and analysis of medical images. Advanced image manipulation functions may include image segmentation, multimodality image registration, or 3D visualization. Complex quantitative functions may include semi-automated measurements or time-series measurements.(b)
Classification. Class II (special controls; voluntary standards—Digital Imaging and Communications in Medicine (DICOM) Std., Joint Photographic Experts Group (JPEG) Std., Society of Motion Picture and Television Engineers (SMPTE) Test Pattern).

0

August 8, 2022

Image /page/0/Picture/1 description: The image shows the logo of the U.S. Food and Drug Administration (FDA). On the left is the Department of Health & Human Services logo. To the right of that is the FDA logo, which is a blue square with the letters "FDA" in white. To the right of the square is the text "U.S. FOOD & DRUG ADMINISTRATION" in blue.

Patterson Dental Supply, Inc. % Ms. Erin Daly Sr. Regulatory Manager Dolphin Imaging & Management Solutions 9200 Oakdale Avenue, Ste 500 CHATSWORTH CA 91311

Re: K222072

Trade/Device Name: Dolphin Imaging 12.0 Regulation Number: 21 CFR 892.2050 Regulation Name: Medical image management and processing system Regulatory Class: Class II Product Code: LLZ Dated: July 13, 2022 Received: July 14, 2022

Dear Ms. Daly:

We have reviewed your Section 510(k) premarket notification of intent to market the device referenced above and have determined the device is substantially equivalent (for the indications for use stated in the enclosure) to legally marketed predicate devices marketed in interstate commerce prior to May 28, 1976, the enactment date of the Medical Device Amendments, or to devices that have been reclassified in accordance with the provisions of the Federal Food, Drug, and Cosmetic Act (Act) that do not require approval of a premarket approval application (PMA). You may, therefore, market the device, subject to the general controls provisions of the Act. Although this letter refers to your product as a device, please be aware that some cleared products may instead be combination products. The 510(k) Premarket Notification Database located at https://www.accessdata.fda.gov/scripts/cdrh/cfdocs/cfpmn/pmn.cfm identifies combination product submissions. The general controls provisions of the Act include requirements for annual registration, listing of devices, good manufacturing practice, labeling, and prohibitions against misbranding and adulteration. Please note: CDRH does not evaluate information related to contract liability warranties. We remind you, however, that device labeling must be truthful and not misleading.

If your device is classified (see above) into either class II (Special Controls) or class III (PMA), it may be subject to additional controls. Existing major regulations affecting your device can be found in the Code of Federal Regulations, Title 21, Parts 800 to 898. In addition, FDA may publish further announcements concerning your device in the Federal Register.

Please be advised that FDA's issuance of a substantial equivalence determination does not mean that FDA has made a determination that your device complies with other requirements of the Act or any Federal statutes and regulations administered by other Federal agencies. You must comply with all the Act's

1

requirements, including, but not limited to: registration and listing (21 CFR Part 807); labeling (21 CFR Part 801); medical device reporting of medical device-related adverse events) (21 CFR 803) for devices or postmarketing safety reporting (21 CFR 4, Subpart B) for combination products (see https://www.fda.gov/combination-products/guidance-regulatory-information/postmarketing-safety-reportingcombination-products); good manufacturing practice requirements as set forth in the quality systems (OS) regulation (21 CFR Part 820) for devices or current good manufacturing practices (21 CFR 4, Subpart A) for combination products; and, if applicable, the electronic product radiation control provisions (Sections 531-542 of the Act); 21 CFR 1000-1050.

Also, please note the regulation entitled, "Misbranding by reference to premarket notification" (21 CFR Part 807.97). For questions regarding the reporting of adverse events under the MDR regulation (21 CFR Part 803), please go to https://www.fda.gov/medical-device-safety/medical-device-reportingmdr-how-report-medical-device-problems.

For comprehensive regulatory information about mediation-emitting products, including information about labeling regulations, please see Device Advice (https://www.fda.gov/medicaldevices/device-advice-comprehensive-regulatory-assistance) and CDRH Learn (https://www.fda.gov/training-and-continuing-education/cdrh-learn). Additionally, you may contact the Division of Industry and Consumer Education (DICE) to ask a question about a specific regulatory topic. See the DICE website (https://www.fda.gov/medical-device-advice-comprehensive-regulatoryassistance/contact-us-division-industry-and-consumer-education-dice) for more information or contact DICE by email (DICE@fda.hhs.gov) or phone (1-800-638-2041 or 301-796-7100).

Sincerely,

Laurel Burk, Ph.D. Assistant Director Diagnostic X-Ray Systems Team DHT8B: Division of Radiological Imaging Devices and Electronic Products OHT8: Office of Radiological Health Office of Product Evaluation and Quality Center for Devices and Radiological Health

Enclosure

2

Indications for Use

510(k) Number (if known)

K222072

Device Name Dolphin Imaging 12.0

Indications for Use (Describe)

Dolphin Imaging 12.0 software is designed for use by specialized dental practices for capturing, storing and presenting patient images and assisting in treatment planning and case diagnosis. Results produced by the software's diagnostic and treatment planning tools are dependent on the interpretation of trained and licensed practitioners.

Type of Use (Select one or both, as applicable)
☑ Prescription Use (Part 21 CFR 801 Subpart D)☐ Over-The-Counter Use (21 CFR 801 Subpart C)

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510(K) SUMMARY

Dolphin Imaging 12.0 K22072

Administrative Information

Date Prepared:13 July 2022
Submitter's Name and Address:Patterson Companies
1031 Mendota Heights Road
Saint Paul, MN 55120
Contact: Erin Daly
Telephone: (608) 345-4888
Trade or Proprietary Name:Dolphin Imaging 12.0
Common or Usual Name:Dental imaging software
Classification Name:Medical image management and processing system
CFR Reference:21 CFR 892.2050
Product Code:LLZ
Regulatory Class:Class II
Predicate Device:K110430 - Dolphin Imaging
Reference Device(s):Not applicable
Predicate Device Trade or Proprietary
Name:Dolphin Imaging 11.5
K110430
Common or Usual Name:Dental imaging software
Classification Name:Medical image management and processing system
CFR Reference:21 CFR 892.2050
Product Code:LLZ

Product Description

Regulatory Class:

Dolphin Imaging 12.0 software is designed for use by specialized dental practices for capturing, storing and presenting patient images and assisting in treatment planning and case diagnosis. Results produced by the software's diagnostic and treatment planning tools are dependent on the interpretation of trained and licensed practitioners.

Class II

Dolphin Imaging 12.0 software provides imaging, diagnostics, and case presentation capabilities for dental specialty professionals. The Dolphin Imaging 12.0 suite of software products is a collection of modules that together provide a comprehensive toolset for the dental specialty practitioner. Users can easily manage 2D/3D images and x-rays; accurately diagnose and treatment plan, quickly communicate and present cases to patients and can work efficiently with colleagues on multidisciplinary cases. The below functionalities make up the medical device modules:

4

ModuleOverview
Cephalometric TracingDigitize landmarks on a patient's radiograph, trace cephalometric
structures, view cephalometric measurements, superimpose images for
analysis and perform custom analysis.
Treatment Simulation (VTO)Simulate orthodontic and surgical treatment results using Visual Treatment
Objective (VTO) and growth features.
Arnett/Gunson FAB AnalysesPerform face, airway, bite (FAB) analysis and simulate treatment for
orthodontic and surgical cases based on the methodologies of Dr. William
Arnett.
McLaughlin Dental VTOAnalyze and evaluate orthodontic and surgical visual treatment objective
(VTO) based on the theories of Dr. Richard McLaughlin.
Implanner™Plan dental implant procedures in 2D.
Dolphin 3DPlan, diagnose and present orthodontic and surgical cases, airway analysis,
study models, implant planning and surgery treatment simulation in 3D.

Dolphin Imaging 12.0 is a software of Moderate level of concern. Dolphin Imaging maintains all the same key medical device functionality as the predicate Dolphin Imaging 11.5 (K110430). Usability enhancements to the Cephalometric Tracing and Analysis, Treatment Simulation (VTO), and Dolphin 3D modules are included in Dolphin Imaging 12.0, as well as system updates to allow use with current operating software and hardware capabilities

Indications for Use

Dolphin Imaging 12.0 software is designed for use by specialized dental practices for capturing, storing and presenting patient images and assisting in treatment planning and case diagnosis. Results produced by the software's diagnostic and treatment planning tools are dependent on the interpretation of trained and licensed practitioners.

Comparison to Predicate

ParameterSubject DevicePredicate
K222072 Dolphin Imaging 12.0K110430 – 11.5 Dolphin Imaging
Intended UseDolphin Imaging 12.0 software is
designed for use by specialized dental
practices for capturing, storing and
presenting patient images and assisting
in treatment planning and case
diagnosis. Results produced by the
software's diagnostic and treatment
planning tools are dependent on the
interpretation of trained and licensed
practitioners.Dolphin Imaging software is designed
for use by specialized dental practices
for capturing, storing and presenting
patient images and assisting in
treatment planning and case diagnosis.
Results produced by the software's
diagnostic and treatment planning tools
are dependent on the interpretation of
trained and licensed practitioners.
ClassificationClass IIClass II
Classification CodeLLZLLZ
Type of Use (Rx / OTC)RxRx
UserOrthodontic, oral maxillofacial surgery,
and dental-specialty practices.Orthodontic, oral maxillofacial surgery,
and dental-specialty practices.
User Interface/OSLocal PC workstation with 64-bit
Microsoft Windows OSLocal PC workstation with Microsoft
Windows OS
Medical Device Features

5

| 2D Image Digitize and

MeasurementsYesYes
2D Image SuperimpositionYesYes
2D Growth ForecastYesYes
2D Treatment SimulationYesYes
2D Custom Analysis EditorYesYes
3D Image Digitize and
MeasurementsYesYes
3D Airway AnalysisYesYes
3D Image (Volume)
SuperimpositionYesYes
3D Implant SimulationYesYes
2D/3D Orthognathic Surgical
PlanningYesYes

Non-Clinical Performance Testing

Dolphin Imaging 12.0 complies with applicable FDA recognized standards:

Usability (IEC)Medical devices- Part 1: Application of usability engineering to
IEC 62366medical devices
Software (IEC)ANSI/AAMI/IEC 62304: 2006 & A1:2016Medical device software- Software life cycle process
DICOM (NEMA)NEMA PS 3.1-3.20 (2016)Digital Imaging and Communications in Medicine (DICOM)
Risk ManagementMedical devices- Application of risk management to medical
ISO 14971:2019devices

Dolphin Imaging 12.0 design and performance verification involved the following tests:

  • Performance Testing ●
  • Manual Testing/ Integration Testing ●
  • . System and Regression testing

Clinical Performance Testing

No clinical testing was required to support substantial equivalence.

Conclusions

Dolphin Imaging 12.0 is substantially equivalent to the predicate device, Dolphin Imaging, and differences do not raise any concerns about safety or efficacy of the device.