K Number
K213007
Date Cleared
2022-07-06

(289 days)

Product Code
Regulation Number
882.1400
Reference & Predicate Devices
Predicate For
N/A
AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
Intended Use

The Cerebra Sleep System is an integrated diagnostic platform that acquires, transmits, analyzes, and displays physiological signals from adult patients, and then provides for scoring (automatic and manual), editing, and generating reports. The system uses polysomnography (PSG) to record the electroencephalogram (EEG), electrooculogram (EOG), electrocardiogram (ECG), electromyogram (EMG), accelerometry, acoustic signals, nasal airflow, thoracic and abdomen respiratory effort, pulse rate, and oxyhemoglobin saturation, depending on the sleep study configuration. The Cerebra Sleep System is for prescription use in a home or healthcare facility.

The Cerebra Sleep System is intended to be used as a support tool by physicians and PSG technologists to aid in the evaluation and diagnosis of sleep disorders. It is intended to provide sleep-related information that is interpreted by a qualified physician to render findings and/or diagnosis, but it does not directly generate a diagnosis.

Device Description

The Cerebra Sleep System is an integrated diagnostic platform that acquires, transmits, analyzes, and displays physiological signals from adult patients, and then provides for scoring (automatic and manual), editing, and generating reports. It is for prescription use in a home or healthcare facility and is used by physicians and polysomnographic (PSG) technologists as a support tool to aid in the evaluation and diagnosis of sleep disorders. A PSG tecnologist must edit, score, and review the data before sleep reports are generated.

The Cerebra Sleep System is capable of collecting data required for Level 2 PSG and Level 3 HSAT studies. A Level 3 HSAT study is a home sleep apnea test with a minimum of 4 channels that include oxygen saturation, electrocardiogram (ECG) or heart rate, airflow (e.g., nasal flow), and respiratory effort (e.g., chest band). A Level 2 PSG study is an unattended sleep test with a minimum of 7 channels that include electroencephalogram (EEG), electrooculogram (EOG), electrocardiogram (ECG) or heart rate, chin electromyogram (EMG), and all signals from Level 3.

The Cerebra Sleep System (CSS) is comprised of three main areas:

  • Prodigy: This is a PSG recorder capable of performing Level 2 and Level 3 sleep studies. It includes the Head Mounted Unit (HMU), which is worn on the patient's head, the Chest Mounted Unit (CMU), which is affixed to a chest effort belt, the Table Top Unit (TTU), which receives data wirelessly, and third party accessories including an oximeter.
  • Cerebra Analytics Suite (CAS): The CAS has 4 components Web Processing (for signal processing of data), Web Scoring (for generating scoring results, which encompasses autoscoring), Cerebra Viewer (for viewing and editing PSG studies and scoring results) and Web Reporting (for generating reports). A PSG technician must edit, score, and review the data before reports are generated. These components utilize well-defined file formats to enable communication; communication with each component is done through the internet, via the Cerebra Portal.
  • Cerebra Portal: All areas of the CSS product are managed by the Portal software. The Portal is used to configure a study on the TTU and allows sleep analysis service providers to manage inventory, patients, and sleep studies. It also configures Prodigy system hardware for an individual sleep study to be performed by a patient.
AI/ML Overview

The Cerebra Sleep System includes an "autoscoring" module, the performance of which was evaluated against acceptance criteria.

1. Acceptance Criteria and Reported Device Performance

Scoring FunctionAcceptance Criteria (Overall % Agreement)Reported Device Performance (Overall % Agreement)Acceptance Criteria (Kappa)Reported Device Performance (Kappa)
SLEEP STAGINGNot explicitly stated, but compared to Michele and Alice 5. Michele: 82.6%, Alice 5: 30.5%79.9%Not explicitly stated, but compared to Michele and Alice 5. Michele: 0.77, Alice 5: 0.060.72
AwakeNot explicitly stated82.32% APPA / 97.15% ANPANot explicitly statedNot applicable
N1Not explicitly stated56.80% APPA / 91.64% ANPANot explicitly statedNot applicable
N2Not explicitly stated82.95% APPA / 88.05% ANPANot explicitly statedNot applicable
N3Not explicitly stated84.51% APPA / 97.16% ANPANot explicitly statedNot applicable
REMNot explicitly stated79.41% APPA / 98.84% ANPANot explicitly statedNot applicable
AROUSALSNot explicitly stated, but compared to Michele and Alice 5. Michele: 89.9%, Alice 5: 57.9%86.36%Not explicitly stated, but compared to Michele and Alice 5. Michele: 0.54, Alice 5: 0.100.48
YesNot explicitly stated64.79% APPA / 89.74% ANPANot explicitly statedNot applicable
PLMsNot explicitly stated, but compared to Michele and Alice 5. Michele: 95.7%, Alice 5: 88.3%95.99%Not explicitly stated, but compared to Michele and Alice 5. Michele: 0.69, Alice 5: 0.380.69
YesNot explicitly stated64.96% APPA / 98.59% ANPANot explicitly statedNot applicable
RESPIRATORY EVENTSNot explicitly stated, but compared to Michele and Alice 5. Michele: 94.0%, Alice 5: 78.0%89.18%Not explicitly stated, but compared to Michele and Alice 5. Michele: 0.74, Alice 5: 0.250.54
Overall ApneasNot explicitly stated62.60% APPA / 93.03% ANPANot explicitly statedNot applicable
Hypopneas & RERAsNot explicitly stated66.52% APPA / 98.65% ANPANot explicitly statedNot applicable

Note: While specific numerical acceptance criteria for the Cerebra Sleep System's autoscoring performance are not explicitly stated as strict cut-offs, the comparison tables (Table 3 and Table 5) strongly imply that the acceptance criteria were based on achieving "moderate to substantial agreement" with manual scoring and demonstrating performance similar to or better than the identified predicate devices (Michele and Alice 5 autoscoring software systems).

2. Sample Size and Data Provenance

  • Test Set Sample Size: 138 randomly selected pre-existing sleep studies.
  • Data Provenance: The studies were from both sleep laboratory (Level 1 sleep test) and in-home (Level 2 or 3 sleep test) use environments. The document does not specify the country of origin, but given the FDA submission, it's likely to encompass data relevant to US regulatory standards. The data was "pre-existing," indicating a retrospective study design.

3. Number of Experts and Qualifications

  • Number of Experts: Three.
  • Qualifications of Experts: Board-certified registered polysomnographic technologists (RPSGT) with a minimum of 13 years of experience scoring sleep studies.

4. Adjudication Method

  • Method: Consensus manual scoring. The document states that the autoscoring software was compared to "the consensus manual scoring." For "No Consensus" epochs in sleep staging (1654 epochs) and respiratory events (833 epochs), it's explicitly mentioned that "all three technologists gave different scores," indicating that if the three experts did not agree, those epochs were labeled as "No Consensus" and likely excluded from the primary agreement calculations against the consensus. This suggests a form of 3-way agreement leading to "consensus."

5. Multi-Reader Multi-Case (MRMC) Comparative Effectiveness Study

  • No, a direct MRMC comparative effectiveness study involving human readers improving with AI vs without AI assistance was not explicitly described in the provided text for the autoscoring module. The study focuses on evaluating the standalone performance of the autoscoring algorithm against manual scoring ("gold standard").

6. Standalone (Algorithm Only) Performance

  • Yes, a standalone performance study was done. The "Software Verification and Validation Testing - Autoscoring" section details the comparison of the "Cerebra Sleep System (CSS) autoscoring software" to the "consensus manual scoring," which evaluates the algorithm's performance without a human-in-the-loop.

7. Type of Ground Truth Used

  • Type of Ground Truth: Expert consensus manual scoring. The text states: "The testing consisted of comparing the autoscoring software with the current gold standard (manual scoring) for key sleep variables." And further, "Sleep recordings were manually scored by three board-certified registered polysomnographic technologists (RPSGT)..."

8. Sample Size for the Training Set

  • The document does not explicitly state the sample size used for the training set of the autoscoring module. It only specifies the test set size of 138 studies.

9. How Ground Truth for Training Set was Established

  • The document does not provide details on how the ground truth for the training set was established. It focuses solely on the validation/test set.

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July 6, 2022

Cerebra Medical Ltd. % Mary Vater Associate Regulatory Consultant Medical Device Academy Inc. 345 Lincoln Hill Road Shrewsbury, Vermont 05738

Re: K213007

Trade/Device Name: Cerebra Sleep System Regulation Number: 21 CFR 882.1400 Regulation Name: Electroencephalograph Regulatory Class: Class II Product Code: OMC, OLV, OLZ Dated: June 3, 2022 Received: June 6, 2022

Dear Mary Vater:

We have reviewed your Section 510(k) premarket notification of intent to market the device referenced above and have determined the device is substantially equivalent (for the indications for use stated in the enclosure) to legally marketed predicate devices marketed in interstate commerce prior to May 28, 1976, the enactment date of the Medical Device Amendments, or to devices that have been reclassified in accordance with the provisions of the Federal Food, Drug, and Cosmetic Act (Act) that do not require approval of a premarket approval application (PMA). You may, therefore, market the device, subject to the general controls provisions of the Act. Although this letter refers to your product as a device, please be aware that some cleared products may instead be combination products. The 510(k) Premarket Notification Database located at https://www.accessdata.fda.gov/scripts/cdrh/cfdocs/cfpmn/pmn.cfm identifies combination product submissions. The general controls provisions of the Act include requirements for annual registration, listing of devices, good manufacturing practice, labeling, and prohibitions against misbranding and adulteration. Please note: CDRH does not evaluate information related to contract liability warranties. We remind you, however, that device labeling must be truthful and not misleading.

If your device is classified (see above) into either class II (Special Controls) or class III (PMA), it may be subject to additional controls. Existing major regulations affecting your device can be found in the Code of Federal Regulations, Title 21, Parts 800 to 898. In addition, FDA may publish further announcements concerning your device in the Federal Register.

Please be advised that FDA's issuance of a substantial equivalence determination does not mean that FDA has made a determination that your device complies with other requirements of the Act or any Federal

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statutes and regulations administered by other Federal agencies. You must comply with all the Act's requirements, including, but not limited to: registration and listing (21 CFR Part 807); labeling (21 CFR Part 801); medical device reporting of medical device-related adverse events) (21 CFR 803) for devices or postmarketing safety reporting (21 CFR 4, Subpart B) for combination products (see https://www.fda.gov/combination-products/guidance-regulatory-information/postmarketing-safety-reportingcombination-products); good manufacturing practice requirements as set forth in the quality systems (QS) regulation (21 CFR Part 820) for devices or current good manufacturing practices (21 CFR 4, Subpart A) for combination products; and, if applicable, the electronic product radiation control provisions (Sections 531-542 of the Act); 21 CFR 1000-1050.

Also, please note the regulation entitled, "Misbranding by reference to premarket notification" (21 CFR Part 807.97). For questions regarding the reporting of adverse events under the MDR regulation (21 CFR Part 803), please go to https://www.fda.gov/medical-device-safety/medical-device-reportingmdr-how-report-medical-device-problems.

For comprehensive regulatory information about medical devices and radiation-emitting products, including information about labeling regulations, please see Device Advice (https://www.fda.gov/medicaldevices/device-advice-comprehensive-regulatory-assistance) and CDRH Learn (https://www.fda.gov/training-and-continuing-education/cdrh-learn). Additionally, you may contact the Division of Industry and Consumer Education (DICE) to ask a question about a specific regulatory topic. See the DICE website (https://www.fda.gov/medical-device-advice-comprehensive-regulatoryassistance/contact-us-division-industry-and-consumer-education-dice) for more information or contact DICE by email (DICE@fda.hhs.gov) or phone (1-800-638-2041 or 301-796-7100).

Sincerely,

for Jay Gupta Assistant Director DHT5A: Division of Neurosurgical, Neurointerventional and Neurodiagnostic Devices OHT5: Office of Neurological and Physical Medicine Devices Office of Product Evaluation and Quality Center for Devices and Radiological Health

Enclosure

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Indications for Use

510(k) Number (if known)

Device Name Cerebra Sleep System

Indications for Use (Describe)

The Cerebra Sleep System is an integrated diagnostic platform that acquires, transmits, analyzes, and displays physiological signals from adult patients, and then provides for scoring (automatic and manual), editing, and generating reports. The system uses polysomnography (PSG) to record the electroencephalogram (EBG), electroculogram (EOG), electrocardiogram (ECG), electromyogram (EMG), accelerometry, acoustic signals, nasal airflow, thoracic and abdomen respiratory effort, pulse rate, and oxyhemoglobin saturation, depending on the sleep study configuration. The Creebra Sleep System is for prescription use in a home or healthcare facility.

The Cerebra Sleep System is intended to be used as a support tool by physicians and PSG technologists to aid in the evaluation and diagnosis of sleep disorders. It is intended to provide sleep-related information that is interpreted by a qualified physician to render findings and/or diagnosis, but it does not directly generate a diagnosis.

Type of Use (Select one or both, as applicable)

Prescription Use (Part 21 CFR 801 Subpart D)
Over-The-Counter Use (21 CFR 801 Subpart C)

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SUBMITTER

l.

510(k) SUMMARY

This summary of 510(k) safety and effectiveness information is submitted in accordance with the requirements of 21 CFR §807.92:

Cerebra Medical Ltd.
1470 Willson Place, Unit B
Winnipeg, Manitoba, CA R3T 3N9
+1.431.801.0332
Contact Person:Mary Vater
Date Prepared:July 6, 2022

II. DEVICE

Name of Device:Cerebra Sleep System
Classification Name:Reduced-Montage Standard Electroencephalograph
Regulation:21 CFR §882.1400
Regulatory Class:Class II
Product Classification Code:OMC, OLV, OLZ

III. PREDICATE DEVICE

Primary Predicate Manufacturer:Advanced Brain Monitoring, Inc.
Primary Predicate Trade Name:X8 System - Sleep Profiler (SP40), X8 System – Sleep Profiler PSG2 (SP29), X8 System - Stat X8 (XS29)
Primary Predicate 510(k):K152040
Secondary Predicate Manufacturer:Younes Sleep Technologies
Secondary Predicate Trade Name:Michele Sleep Scoring Systems
Secondary Predicate 510(k):K112102

No reference devices were used in this submission.

IV. DEVICE DESCRIPTION

The Cerebra Sleep System is an integrated diagnostic platform that acquires, transmits, analyzes, and displays physiological signals from adult patients, and then provides for scoring (automatic and manual), editing, and generating reports. It is for prescription use in a home or healthcare facility and is used by physicians and polysomnographic (PSG) technologists as a support tool to aid in the evaluation and diagnosis of sleep disorders. A PSG tecnologist must edit, score, and review the data before sleep reports are generated.

The Cerebra Sleep System is capable of collecting data required for Level 2 PSG and Level 3 HSAT studies. A Level 3 HSAT study is a home sleep apnea test with a minimum of 4 channels that include oxygen saturation, electrocardiogram (ECG) or heart rate, airflow (e.g., nasal flow), and respiratory effort (e.g., chest band). A Level 2 PSG study is an unattended sleep test with a minimum of 7 channels that include electroencephalogram (EEG), electrooculogram (EOG), electrocardiogram (ECG) or heart rate, chin electromyogram (EMG), and all signals from Level 3.

Sleep

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The Cerebra Sleep System (CSS) is comprised of three main areas:

  • Prodigy: This is a PSG recorder capable of performing Level 2 and Level 3 sleep studies. It ● includes the Head Mounted Unit (HMU), which is worn on the patient's head, the Chest Mounted Unit (CMU), which is affixed to a chest effort belt, the Table Top Unit (TTU), which receives data wirelessly, and third party accessories including an oximeter.
  • Cerebra Analytics Suite (CAS): The CAS has 4 components Web Processing (for signal ● processing of data), Web Scoring (for generating scoring results, which encompasses autoscoring), Cerebra Viewer (for viewing and editing PSG studies and scoring results) and Web Reporting (for generating reports). A PSG technician must edit, score, and review the data before reports are generated. These components utilize well-defined file formats to enable communication; communication with each component is done through the internet, via the Cerebra Portal.
  • Cerebra Portal: All areas of the CSS product are managed by the Portal software. The Portal is used to configure a study on the TTU and allows sleep analysis service providers to manage inventory, patients, and sleep studies. It also configures Prodigy system hardware for an individual sleep study to be performed by a patient.

V. INDICATIONS FOR USE

The Cerebra Sleep System is an integrated diagnostic platform that acquires, transmits, analyzes, and displays physiological signals from adult patients, and then provides for scoring (automatic and manual), editing, and generating reports. The system uses polysomnography (PSG) to record the electroencephalogram (EEG), electrooculogram (EOG), electrocardiogram (ECG), electromyogram (EMG), accelerometry, acoustic signals, nasal airflow, thoracic and abdomen respiratory effort, pulse rate, and oxyhemoglobin saturation, depending on the sleep study configuration. The Cerebra Sleep System is for prescription use in a home or healthcare facility.

The Cerebra Sleep System is intended to be used as a support tool by physicians and PSG technologists to aid in the evaluation and diagnosis of sleep disorders. It is intended to provide sleep-related information that is interpreted by a qualified physician to render findings and/or diagnosis, but it does not directly generate a diagnosis.

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COMPARISON OF TECHNOLOGICAL CHARACTERISTICS WITH THE PREDICATE DEVICE VI.

The following characteristics were compared between the subject devices in order to demonstrate substantial equivalence:

Cerebra Sleep SystemX8 System (K152040)
Product CodeOMC, OLV, OLZOMC, OLV
RegulationSame as predicate.21 CFR 882.1400ElectroencephalographAn electroencephalograph is a device used to measure andrecord the electrical activity of the patient's brain obtained byplacing two or more electrodes on the head.
Indications for UseThe Cerebra Sleep System is an integrated diagnostic platform thatacquires, transmits, analyzes, and displays physiological signalsfrom adult patients, and then provides for scoring (automatic andmanual), editing, and generating reports. The system usespolysomnography (PSG) to record the electroencephalogram(EEG), electrooculogram (EOG), electrocardiogram (ECG),electromyogram (EMG), accelerometry, acoustic signals, nasalairflow, thoracic and abdomen respiratory effort, pulse rate, andoxyhemoglobin saturation, depending on the sleep studyconfiguration. The Cerebra Sleep System is for prescription use in ahome or healthcare facility.The Cerebra Sleep System is intended to be used as a support toolby physicians and PSG technologists to aid in the evaluation anddiagnosis of sleep disorders. It is intended to provide sleep-relatedinformation that is interpreted by a qualified physician to renderfindings and/or diagnosis, but it does not directly generate adiagnosis.The X8 System is intended for prescription use in the home,healthcare facility, or clinical research environment to acquire,record, transmit, and display physiological signals from adultpatients. All X8 models (SP40, SP29, and XS29) acquire,record, transmit, and/or display electroencephalogram (EEG),electrooculogram (EOG), electrocardiogram (ECG), and/orelectromyogram (EMG) signals, with optional accelerometer,acoustical, and photoplethysmographic signals. Model SP29additionally includes a nasal pressure transducer and cannula(for airflow), thoracic and abdomen respiratory effort, andpulse rate and oxyhemoglobin saturation from the finger. TheX8 system only acquires and displays physiological signals; noclaims are being made for analysis of the acquired signals withrespect to the accuracy, precision, and reliability."
Patient PopulationSame as predicate.Adults
Anatomical SitesForehead, Head, Chest, Abdomen, Chin, Legs and FingerForehead, Head, Chest, Abdomen, Chin and Finger
Environment of UseHome (data acquisition), Healthcare facility (data acquisition, analysis and reporting)Home (data acquisition), Healthcare facility (data acquisition, analysis and reporting),Clinical Research Environment
User ControlON/OFF – Tablet End StudyON/OFF
Visual IndicatorBlue, Green, Yellow, Red Light Pipe.Green and yellow LED
Audio IndicatorNoneSpeaker. Voice messages alert user to problems duringrecording.
EEG ElectrodesAmbu 720 Series AM-72000S/E (K970639)Vermed VersaTrode Sensor 40- 4305 (K781430)
EOG ElectrodesKing Lead, Touch Proof, Single Snap, KM-S020, (HC 99983)Ambu 720 Series AM-72000S/E (K970639)Vermed VersaTrode Sensor 40- 4305 (K781430)
ECG ElectrodesKing Lead, Touch Proof, Single Snap, KM-S020, (HC 99983)Ambu 720 Series AM-72000S/E (K970639)Vermed VersaTrode Sensor 40-4305 (K781430)
EMG ElectrodesKing Lead, Touch Proof, Single Snap, KM-S021, (HC 99983)King Lead, Touch Proof, Single Snap, KM-S022, (HC 99983)King Lead, Touch Proof, Single Snap, KM-S008, (HC 99983)Ambu 720 Series AM-72000S/E, (K970639)Natus 019-429400 (K850108)Kendall CV-31112/E (Exempt)Vermed NeuroPlus Sensors A10041-60 (K010638)
Linked Mastoid SensorsKing Lead, Touch Proof, Single Snap, KM-S011, (HC 99983)Ambu 720 Series AM-72000S/E, (K970639)MBS (3BF3) Disposable Ag/Cl sensors with adhesive(K842514)
Respiratory AccessorySame as predicate.Nasal Cannula and nasal pressure sensorChest and abdomen effort belts
Signals AcquiredForehead/head EEG● Infra-red (IR) and red optical signal● Acoustic microphone● 3-D Actigraphy● Optional channel● (ECG/EEG/EOG/EMG)● Nasal Pressure & cannula (airflow)Respiratory EffortForehead/head EEG● Infra-red (IR) optical signal● Acoustic microphone● 3-D actigraphy● Optional channel● (ECG/EEG/EOG/EMG)● Nasal Pressure & cannula (airflow)● Respiratory Effort● Photoplethysmography
Power SupplyTTU: Non-removable min. 3000 mAH Li-IONHMU/ CMU: Non-removable 800 mAH 3.7V Li-Po batteries1 x 600 mAH 3.7V Li-ION battery
Battery ChargingPatients &Technicians - Via USB cable connected to USB port orUSB wall chargerPatients - external battery pack Technicians - Via USB cableconnected to USB port or USB wall charger
Typical ChargingTimeSame as predicate.0.5 - 3.0 hours
Acquisition modesRecordRecord or Monitor
Operating TimeHours of Use:0-4 days after charging: Record: 9 to 13 hoursHours of Use:0-4 days after charging: Record: 11.5 - 18.5 hours
5-10 Days after charging: Record: 8 to 10 Hrs5-10 days after charging: Record: 10.0 - 16.5
Data Storage32 GB Tablet Storage min.8 GB Micro-SDHC memory card or greater capacity
File size per 8 hrrecordingApprox: 120MBStandard mode – 72 MBPSG2 Mode - 134 MB
DimensionsTable Top Unit (TTU): ~21 x 12 x 0.7 cmHead-Mounted Unit (HMU): ~63 x 38 x 28 cmChest-Mounted Unit (CMU): ~140 x 36 x 24 cm2.1" long, 1.5" wide, 0.75" deep
WeightTTU: ~300 g (~10 ounces); HMU: ~56 g (~2.0 ounces)CMU: ~81 g (~3 ounces)2.5 ounces with battery
Cleaning enclosures andEEG StripCleaned and disinfected by: Pre-clean using solution with aminimum Hydrogen Peroxide concentration 0.5% w/w or 10%aqueous sodium hypochlorite solution and allow the device toremain wet for minimum 3 minutes. Repeat to disinfect; placedevices in a clean dry area to prevent re-contamination.Cleaned and disinfected by rubbing with alcohol-based handsanitizer and isopropyl alcohol.
Cleaning enclosure strapSame as predicate.Cleaned and disinfected by washing with dish soap.
Nasal PressureTransducerPressure transducer luer incorporated on CMU device to attachNasal cannula.Pressure transducer incorporated into airflow adapter, Affixesto USB connector Size: 3.5 (l) x 2.5 (w) x 1.5 (d) cm Weight -5.5 grams
OximeterSame as predicate.Bluetooth (BT) used to obtain pulse and SpO2 acquired withwrist oximeter. Nonin WristOx2 Wireless Pulse Oximeter(K102350)
Respiratoryeffort beltsUses 3rd party respiratory induced plethysmography (RIP) thoraxand abdomen effort belt - SleepSense (K042253)Uses 3rd party respiratory induced plethysmography (RIP)thorax and abdomen effort belts Philips/Pro-Tech ezRIPRespiratory Effort Sensors (K913395), and Ambu SleepMateRIPmate Respiratory Effort Sensor (K903300)
Data transferNo Physical transferNative from SD card through USB
Study SetupDevices are set up via Cerebra Portal. Devices must be connected toWi-Fi or cellular to set up the device for a sleep study.Devices are Setup via Device Manager. Devices must beconnected to PC via USB in order to Setup the device for asleep study.
Device/InventoryManagementDevices and serial numbers of devices are stored in Cerebra Portal.Technicians select the serial number from the list of devices ininventory when setting up a study. Cerebra Portal displays devicesthat are assigned to a study or that are in stock and available to beassigned to a studyDevice serial number is only displayed when the device isconnected via USB. Inventory management is handledmanually, not as part of the Device Management
Portal AccessSame as predicate.Technicians receive email invitation with a link to create theirpassword for their account. Technicians have a username andpassword to login to the Portal
USB data transfer rateNot Applicable> 250 MB per minute
Wireless data transferBluetooth; WiFi; CellularBluetooth
Maximum Bluetoothwireless transfer distanceand rateSame as predicate.Transfer distance 10 meters line of sight, maximum transferrate 3 Mbaud
CompatibilityPersonal computer with 2.4GHz (Pentium 4) processor or better, 2GB RAM or higher (or equivalent).Windows 10 or Mac iOS Operating SystemMicrosoft Edge, Google Chrome, Apple Safari or FirefoxInternet connection requiredPersonal computer with 2.4GHz (Pentium 4) Processor orbetter, 2 GB RAM or higher (or equivalent) with Windows 7,8, or Mac iOS Operating System
Estimated file size perminuteUp to 355 KB/Min depending on configurationStandard Mode: 150 KB/MinPSG2 Mode: 280 KB/Min
File format typeEuropean Data Format (EDF), converted from Cerebra Sleep Data(CSD) and Cerebra Channel Data (CCD).European Data Format (EDF)
Presents raw signalsduring acquisition inmonitoring modeN/AYes
Presents previouslyacquired signalsSame as predicate.No
Desktop interface min.computer requirementsNot applicable for Prodigy or Cerebra Portal1. Processor : 2.4 GHz; 2. Operating System: Windows 7 or 8;3. RAM: 2GB; 4. USB port: 1
Web interface minimumcomputer requirements1. Processor: Minimum 2.4 GHz; 2. Operating System: Windows10, Mac iOS; 3. No Java dependency (HTML/JS only); 4. RAM:1GB; 5. No USB port is required; 6. Internet connection: constant;7. Browser: Microsoft Edge, Google Chrome, Apple Safari, orFirefox1. Processor : Minimum 2.4 GHz; 2. Operating System:Windows 7 or 8, Mac iOS; 3. Java version 6 or greater; 4.RAM: 1GB; 5. USB port: 1; 6. Internet connection: constant;7. Browser: Internet Explorer, Firefox, Opera, Chrome, orSafari
Web interface serverrequirements.Virtual Server:1. Processing: Google Cloud; 2. Operating system: any O/Ssupporting Docker; 2. Certificates: Signed SSL; 3. Applicationframework: Rails 6.0 & .NET Core 2.1; 4. Database: Google CloudSQL, Google Cloud StoragePhysical Server - not applicableVirtual Server:1. Processor: > 2 GHz; 2. Operating system: WinServer 2008.3. RAM: > 2GB; 4. Certificates: Signed SSL; 5. .NETframework: version 2.0 - web server version 3.5 – processingserver or Win Server 2008 6. Database: SQL server 2005Physical Server:1. Processor: > 2 GHz; 2. Operating system: Win Server 2008Enterprise edition (for virtual servers); 3. RAM: > 2GB
Computer/portal Security• Installation requires administrative rights to Cerebra GoogleCloud.• User must have rights to the account to access data via thePortal. No group access, each User access is defined accordingto role & associated permissions.• No requirement to directly manage the firewall.1. The person installing the Java applet must haveadministrator privileges.2. User must have rights to the account and group to accessdata via the portal.3. The firewall is not configured to prevent input or outputcommunication with access to the server via ports 22 and 30-39
Industry standard access management: HTTP authentication over SSL, token authentication for TTU. Portal uses Device Gem (Rails 6.0) Data in test and development environments is anonymized. Administrative access in Production is limited to required staff. Source code and database access limited to required development staff. Access to testing system (Jenkins) restricted to internal VPN.Benchtop Performance TestingIEC 60601-1:2005 (3rd Edition) Medical electrical equipment - Part 1: General requirements for basic safety and essential performance IEC 60601-1-2:2014 (4th Edition) Medical Electrical Equipment - Part 1-2: General Requirements For Basic Safety And Essential Performance - Collateral Standard: Electromagnetic Disturbances - Requirements And Tests IEC 60601-1-11:2010 Medical electrical equipment - Part 1-11: General requirements for basic safety and essential performance - Collateral standard: Requirements for medical electrical equipment and medical electrical systems used in the home healthcare environment IEC 60601-2-26:2012 Particular requirements for the basic safety and essential performance of electroencephalographs IEC 62133: 2012 Secondary Cells And Batteries Containing Alkaline Or Other Non Acid Electrolytes - Safety Requirements For Portable Sealed Secondary Cells, And For Batteries Made From Them, For Use In Portable Applications ISO 14971:2007 Medical devices - Application of risk management to medical devices
ANSI/AAMI ES60601-1:2005 + A1:2012 + C1:2009 + A2:2010 and CAN/CSA-C22.2 No. 60601-1:14 Medical electrical equipment - Part 1: General requirements for basic safety and essential performance IEC 60601-1-2:2014 (4th Edition) Medical Electrical Equipment - Part 1-2: General Requirements For Basic Safety And Essential Performance - Collateral Standard: Electromagnetic Disturbances - Requirements And Tests IEC 60601-1-2:2020 (4.1 Edition) Medical Electrical Equipment - Part 1-2: General Requirements For Basic Safety And Essential Performance - Collateral Standard: Electromagnetic Disturbances - Requirements And Tests ANSI/AAMI HA60601-1-11:2015 and CAN/CSA-C22.2 No. 60601-1-11:2015 Medical electrical equipment - Part 1: General requirements for basic safety and essential performance - Collateral standard: Requirements for medical electrical equipment and medical electrical systems used in the home healthcare environment IEC 60601-2-26:2012 Particular requirements for the basic safety and essential performance of electroencephalographs AAMI TIR69: 2017 Technical Information Report Risk management of radio-frequency wireless coexistence for medical devices and systems ANSI / IEEE C63.27-2017 American National Standard for Evaluation of Wireless Coexistence IEC 62133-2: 2017 Secondary Cells And Batteries Containing Alkaline Or Other Non Acid Electrolytes - Safety Requirements For Portable Sealed Secondary Cells, And For Batteries Made From Them, For Use In Portable Applications ISO 14971:2007 and 2012 Medical devices - Application of
Clinical TestingClinical testing compared device's results with those obtained usingcommercial PSG equipment available in 3 sitesAdvanced Brain Monitoring has conducted prospective studiesto compare equivalence of signals obtained with X8 Systemairflow and respiratory effort signals with an FDA cleareddevice, Compumedics Somte (K072201)
BiocompatibilityTesting on patient-contacting materials:• ISO 10993-5: 2009 Cytotoxicity; ISO 10993-10: 2010Sensitization; ISO 10993-10: 2010 IrritationNot available.
Cleaning ValidationReprocessing protocols. Verify reprocessing (i.e. cleaning anddisinfecting) instructions intended to be included in device labelingdoes not contribute to deterioration of mechanical components.Used FDA Guidance "Reprocessing Medical Devices in HealthCare Settings: Validation Methods and Labeling". Per Section VI ofdocument, device is considered a “Non-Critical Device” as it isintended to contact only intact skin and is not intended to penetrateit.Not available.
SterilizationN/AN/A
UsabilityCerebra Medical Ltd. has conductedusability testing, as per IEC 62366:2015 Medical Device UsabilityEngineering standard, to evaluate the performance and usability ofthe system.Advanced Brain Monitoring has conducted usability testing todemonstrate that high quality signals can be obtained when theX8 System is self-applied with the user instructions. X8System Model SP29 was used for both portions of the study.

Table 1: Comparison of Cerebra Sleep System with primary predicate device (K152040).

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Table 2: Comparison of Cerebra Sleep System with secondary predicate device (K112102).

Cerebra Sleep SystemMichele Sleep Scoring System (K112102)
Product CodeOMC, OLV, OLZMNR
Regulation21 CFR 882.1400ElectroencephalographAn electroencephalograph is a device used to measure andrecord the electrical activity of the patient's brain obtained byplacing two or more electrodes on the head.21 CFR 868.2375Breathing frequency monitorA breathing (ventilatory) frequency monitor is a device intended tomeasure or monitor a patient's respiratory rate. The device may providean audible or visible alarm when the respiratory rate, averaged overtime, is outside operator settable alarm limits. This device does notinclude the apnea monitor classified in § 868.2377.
Indications for UseThe Cerebra Sleep System is an integrated diagnostic platformthat acquires, transmits, analyzes, and displays physiologicalsignals from adult patients, and then provides for scoring(automatic and manual), editing, and generating reports. Thesystem uses polysomnography (PSG) to record theelectroencephalogram (EEG), electrooculogram (EOG),electrocardiogram (ECG), electromyogram (EMG),accelerometry, acoustic signals, nasal airflow, thoracic andabdomen respiratory effort, pulse rate, and oxyhemoglobinsaturation, depending on the sleep study configuration. TheCerebra Sleep System is for prescription use in a home orhealthcare facility.The Cerebra Sleep System is intended to be used as a supporttool by physicians and PSG technologists to aid in theevaluation and diagnosis of sleep disorders. It is intended toprovide sleep-related information that is interpreted by aqualified physician to render findings and/or diagnosis, but itdoes not directly generate a diagnosis.The MICHELE Sleep Scoring System is a computer program(software) intended for use as an aid for the diagnosis of sleep andrespiratory related sleep disorders.The MICHELE Sleep Scoring System is intended to be used foranalysis (automatic scoring and manual rescoring), display, redisplay(retrieve), summarize, reports generation and networking of digital datacollected by monitoring devices typically used to evaluate sleep andrespiratory related sleep disorders.The device is to be used under the supervision of a physician. Use isrestricted to files obtained from adult patients
Clinical condition orpurposeDiagnosis of sleep disorders.Diagnosis of sleep and respiratory disorders.
Population: Humansubjects undergoingsleep studiesSame as predicate.Yes
Five-stage SleepStage Scoring (wake,Rem, three non-Remstages)Same as predicate.Yes
Arousal ScoringSame as predicate.Yes
Respiratory EventsScoringSame as predicate.Yes
Leg MovementsScoringSame as predicate.Yes
Processing of PSGrecorded frompatients and PSGreport creationSame as predicate.Yes
Central EEGSame as predicate.Scoring; display; reporting
Left and right eyeEOGSame as predicate.Scoring; display; reporting
Chin EMGSame as predicate.Scoring; display; reporting
ECGSame as predicate.Scoring; display; reporting
Chest and abdomenrespiratorySame as predicate.Scoring; display; reporting
Oxygen saturationSame as predicate.Scoring; display; reporting
Respiratory airflowSame as predicate.Scoring; display; reporting
ThermisterScoringScoring; display; reporting
AudioSame as predicate.Scoring; display; reporting
Head/Body positionSame as predicate.Scoring; display; reporting
Airway CO2ScoringScoring; display; reporting
Airway pressureScoringScoring; display; reporting
EMG recorded fromright and left legsSame as predicate.Scoring; display; reporting
PSG records scoredper 30 second epochSame as predicate.Yes
Cardiac artifactsremoved from EEG,EMG and ECGSame as predicate.Yes
Support multipleConfig/Study TypesSame as predicate.Yes
Desktop interfaceminimumcomputerrequirementsCerebra Portal and most of Cerebra Analytics Suite: NotapplicableCAS Cerebra Viewer:1. Processor: 2.0 GHz or faster; 2. Operating System: Windows10 64 bit; 3. RAM: 4GB; 4. Monitor: 19 inch or greater; 1600 x1050 resolution1. Processor : 1.6 GHz2. Operating System: Windows 103. RAM: 4GB4. Monitor: 19 inch or greater; 1280 x 1024 resolution
Usability TestingSame as predicate.Usability testing was conducted for the product.
Clinical TestingSame as predicate.Validation testing included comparison of autoscoring to thoseobtained by manual scoring

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VII. PERFORMANCE DATA

The following performance data were provided in support of the safety and efficacy of the subject device, as well as support of the substantial equivalence determination.

Sterilization & Shelf-life Testing

Sterilization is not applicable to this device. Instead, cleaning and disinfection are applicable to the reusable components.

Shelf-life is only applicable to the rechargeable polymer lithium-ion batteries used in the system. Appropriate shelf-life testing was conducted for the battery components in the Cerebra Sleep System. The batteries passed this testing.

Biocompatibility Testing

The following biocompatibility testing was provided to demonstrate the safety and efficacy of the Cerebra Sleep System:

  • ISO 10993-5:2009/(R)2014 Biological evaluation of medical devices Part 5: Tests for in . vitro cytotoxicity
  • ISO 10993-10:2010/(R)2014 Biological evaluation of medical devices Part 10: Tests for ● irritation and skin sensitization

The device passed all biocompatibility testing per the test standards.

Electrical Safety and Electromagnetic Compatibility (EMC) Testing

The following electrical safety and EMC testing were provided to demonstrate the safety and efficacy of the subject device, as well as substantial equivalence with the predicate:

  • ANSI/AAMI ES60601-1:2005 + A1:2012 + C1:2009 + A2:2010 and CAN/CSA-C22.2 . No. 60601-1:14 Medical electrical equipment - Part 1: General requirements for basic safety and essential performance
  • ANSI/AAMI HA60601-1-11:2015 and CAN/CSA-C22.2 No. 60601-1-11:2015 Medical ● electrical equipment - Part 1: General requirements for basic safety and essential performance – Collateral standard: Requirements for medical electrical equipment and medical electrical systems used in the home healthcare environment
  • . IEC 60601-1-2:2014 and :2020 Medical electrical equipment - Part 1-2: General requirements for basic safety and essential performance - Collateral Standard: Electromagnetic disturbances - Requirements and tests
  • IEC 60601-2-26:2012 and CAN/CSA-C22.2 No. 60601-2-26:14 Medical electrical equipment - Part 2-26: Particular requirements for the basic safety and essential performance of electroencephalographs
  • . IEC 60601-2-49:2011 and CAN/CSA-C22.2 No. 60601-2-49:11 Medical electrical equipment - Part 2-49: Particular requirements for the basic safety and essential performance of multifunction patient monitoring equipment.
  • AAMI TIR69: 2017 Technical Information Report Risk management of radio-frequency ● wireless coexistence for medical devices and systems
  • ANSI / IEEE C63.27:2017 American National Standard for Evaluation of Wireless ● Coexistence

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The device passed all electrical safety and EMC testing per the test standards.

Software Verification and Validation Testing

Software verification and validation testing in compliance with IEC 62304:2006 were provided to demonstrate the safety and efficacy of the subject device. Testing was conducted and documented as per the recommendations in FDA's Guidance for the Content of Premarket Submissions for Software Contained in Medical Devices. The Cerebra Sleep System has been thoroughly tested through hundreds of test cases of various types (unit, integration, exploratory, system, regression, usability, etc.). The results of these activities demonstrate that the software meets requirements for safety, function, and intended use.

Software Verification and Validation Testing - Autoscoring

For the autoscoring module of the Cerebra Sleep System, a validation study was performed to demonstrate the safety and effectiveness of the software and to support substantial equivalence to the predicate Michele Sleep System. The testing consisted of comparing the autoscoring software with the current gold standard (manual scoring) for key sleep variables. The sleep dataset consisted of 138 randomly selected pre-existing sleep studies from both sleep laboratory (Level 1 sleep test) and in-home (Level 2 or 3 sleep test) use environments.

Sleep recordings were manually scored by three board-certified registered polysomnographic technologists (RPSGT) who had a minimum of 13 years of experience scoring sleep studies. The technicians followed the rules outlined in the American Academy of Sleep Medicine manual for the scoring of sleep and associated events.

When comparing the Cerebra Sleep System (CSS) autoscoring software to the consensus manual scoring, the results showed moderate to substantial agreement, as reported in Table 3.

Scoring FunctionTotal Epochsby TechsCSS AutoscoringOverall %AgreementKappa
SLEEP STAGING11401779.900.72
Awake2883882.3297.15
N11124256.8091.64
N24880682.9588.05
N31044284.5197.16
REM1468979.4198.84
No Consensus1654
AROUSALS8152686.360.48
Yes1104364.7989.74
None70483
PLMs8152695.990.69
Yes631564.9698.59

Table 3 - Comparison of CSS autoscoring to consensus manual scoring in all studies

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None75211
RESPIRATORY EVENTS8152689.180.54
Overall Apneas563162.6093.03
Hypopneas & RERAs360866.5298.65
None7228792.3873.11
No Consensus833

Note: Numbers in sleep staging rows are number of 30-second epochs. Event rows are the number of epochs where an event began except in the "None" category where the number of epochs with no events. APPA = Averaged Positive Percent Agreement: ANPA= Averaged Negative Percent: N1, N2, and N3, REM are sleep stages; PLMs = periodic limb movements; RERAs = respiratory effort-related arousals; No Consensus = all three technologists gave different scores.

Cerebra Sleep System was also accurate for classifying sleep scoring stages of wake (82.3%), N1 (56.8%), N2 (83.0%), N3 (84.5%), and REM (79.4%), see Table 4.

Table 4 - Confusion matrix comparing the classification of sleep stages of the CSS autoscoring (Automatic Analysis) with the consensus of three manual scorers (Manual Staging).

Automatic Analysis
WakeN1N2N3REMEpochCount
Manual Staging
Wake82.3%10.4%4.5%1.4%1.3%28838
N19.7%56.8%30.7%0.3%2.5%11242
N21.6%9.4%83.0%5.1%1.0%48806
N30.5%0.2%14.6%84.5%0.2%10442
REM3.3%7.0%10.3%0.1%79.4%14689

A similar performance analysis was completed for the Michele Sleep System autoscoring and the Alice 5 autoscoring, where the two autoscoring software systems were compared to consensus manual scoring. The results, as per Table 5, show that the Cerebra Sleep System autoscoring performance is similar to the Michele software performance and far exceeds the Alice 5 software performance. Although the CSS autoscoring was run on a different dataset than the Michele and Alice 5, the CSS autoscoring shows a similar and appropriate agreement with manual scoring.

Table 5 - Comparison of CSS autoscoring performance to Michele and Alice 5 reported results
Latest AutoscoringMicheleAlice 5
Overall %AgreementKappaOverall %AgreementKappaOverall %AgreementKappa
Scoring Function
Sleep Staging79.90.7282.60.7730.50.06
Arousals86.40.4889.90.5457.90.10
PLM Index96.00.6995.70.6988.30.38
Respiratory Events89.20.5494.00.7478.00.25

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Benchtop Performance Testing

The following benchtop performance testing was provided to demonstrate substantial equivalence with the predicate device:

  • . Human Factors / usability testing in accordance with IEC 62366-1:2015
  • Cleaning Validation ●
  • Hardware inspections ●
  • Mechanical verification and inspection ●
  • Shipping validation per ASTM D4169

The devices passed all benchtop performance testing per the testing requirements.

Animal Study

Animal performance testing was not required to demonstrate safety and effectiveness of the device.

Clinical Performance Testing

Clinical validation was prospectively conducted to demonstrate the safety and effectiveness of the device. The aim of the validation was to demonstrate that the signals obtained by the Cerebra Sleep System are comparable to those obtained with in-laboratory Level 1 PSG signal acquisition systems. Key comparisons between manually scored total sleep time (TST), the apnea hypopnea index (AHI), respiratory disturbance index (RDI), sleep onset latency, sleep stages, sleep onset latency, and the periodic limb movement index (PLMI) derived from the Cerebra Sleep System and two types of Level 1 systems (Philips Respironics Alice 6, K040595; Nihon Kohden PSG-1100, K120888) from three different sites was performed to show statistical equivalence between the measurements. Eighty-four participants were part of the validation, with sample characteristics (Age: 46.7±13.6, BMI: 34.5±9.0, Sex: 48.8% Male, Ethnicity: 75% White) that are similar to patients attending sleep disorder clinics.

All objectives for the validation were fulfilled. There were no statistically significant differences of the measured sleep variables in the overall sample or in two out of the three sites. The validation therefore showed that the signals generated by the Cerebra Sleep System are comparable to those generated by the commercial in-laboratory Level 1 data acquisition systems.

VIII. CONCLUSIONS

Cerebra Medical considers the Cerebra Sleep System to be substantially equivalent to the predicate devices in terms of indications for use, technological characteristics and testing performed.

§ 882.1400 Electroencephalograph.

(a)
Identification. An electroencephalograph is a device used to measure and record the electrical activity of the patient's brain obtained by placing two or more electrodes on the head.(b)
Classification. Class II (performance standards).