K Number
K211588
Device Name
Caretaker Platform, VitalStream Platform, CT5
Manufacturer
Date Cleared
2021-08-13

(81 days)

Product Code
Regulation Number
870.1130
AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP Authorized
Intended Use
The Caretaker Platform is intended for non-invasive, continuous or spot-check measurement of hemodynamic parameters. Parameters can be reported to an integrated screen and optionally to Remote Data Display Systems (RDDS) and/or the Caretaker Remote Monitor App via standard wireless or wired data transmission protocols. The device is intended for use by clinicians or other properly trained personnel on adult patients at rest.
Device Description
The Caretaker Platform is a hemodynamic monitoring system that non-invasively measures various parameters via a finger cuff based on the scientific method of Pulse Decomposition Analysis ("PDA"). The Caretaker physical device is calibrated using any manual or AAMI 81060 compliant blood pressure device or is automatically calibrated using its selfcalibration mode. The Caretaker Remote Monitor consists of an App that runs on Remote Data Display Systems (RDDS) and a set of APIs to for additional command and control functions developed on Android, Windows, or Linux systems.
More Information

Not Found

No
The document explicitly states "Mentions AI, DNN, or ML: Not Found" and the descriptions of the device and testing focus on Pulse Decomposition Analysis (PDA) and algorithmic performance without mentioning AI/ML techniques.

No
The device is described as a hemodynamic monitoring system intended for non-invasive measurement of hemodynamic parameters. Its purpose is to report these parameters, not to treat or alleviate a medical condition.

Yes

The device is intended for non-invasive, continuous or spot-check measurement of hemodynamic parameters and provides quantitative measurements such as blood pressure (measured within AAMI SP-10 guidelines) that are used by clinicians for monitoring. This falls under the definition of a diagnostic device, which is used to identify or monitor medical conditions.

No

The device description explicitly mentions a "Caretaker physical device" that uses a finger cuff and performs measurements. While there is a software component (the Remote Monitor App and APIs), the core functionality relies on dedicated hardware for data acquisition.

Based on the provided information, this device is not an IVD (In Vitro Diagnostic).

Here's why:

  • Intended Use: The intended use clearly states that the device is for "non-invasive, continuous or spot-check measurement of hemodynamic parameters." This involves measuring physiological parameters directly from the patient's body (via a finger cuff), not analyzing samples taken from the body (like blood, urine, or tissue).
  • Device Description: The description reinforces this by explaining it's a "hemodynamic monitoring system that non-invasively measures various parameters via a finger cuff."
  • Lack of IVD Characteristics: There is no mention of analyzing biological samples, reagents, or performing tests on specimens outside of the body, which are hallmarks of IVD devices.

IVD devices are specifically designed to examine specimens derived from the human body to provide information for diagnostic, monitoring, or compatibility purposes. This device measures physiological signals directly from the patient.

N/A

Intended Use / Indications for Use

The Caretaker Platform is intended for non-invasive, continuous or spot-check measurement of hemodynamic parameters. Parameters can be reported to an integrated screen and optionally to Remote Data Display Systems (RDDS) and/or the Caretaker Remote Monitor App via standard wireless or wired data transmission protocols. The device is intended for use by clinicians or other properly trained personnel on adult patients at rest.

Product codes

DXN, DRG

Device Description

The Caretaker Platform is a hemodynamic monitoring system that non-invasively measures various parameters via a finger cuff based on the scientific method of Pulse Decomposition Analysis ("PDA"). The Caretaker physical device is calibrated using any manual or AAMI 81060 compliant blood pressure device or is automatically calibrated using its self-calibration mode. The Caretaker Remote Monitor consists of an App that runs on Remote Data Display Systems (RDDS) and a set of APIs to for additional command and control functions developed on Android, Windows, or Linux systems.

Mentions image processing

Not Found

Mentions AI, DNN, or ML

Not Found

Input Imaging Modality

Not Found

Anatomical Site

Not Found

Indicated Patient Age Range

adult patients

Intended User / Care Setting

clinicians or other properly trained personnel

Description of the training set, sample size, data source, and annotation protocol

Not Found

Description of the test set, sample size, data source, and annotation protocol

Not Found

Summary of Performance Studies

Bench-testing was performed to compare the current device to the predicate Caretaker4, both of which use the Pulse Decomposition Analysis (PDA) method for tracking hemodynamic parameters. The comparison tests focused on algorithmic performance, as the physiological sensing and electronic processing hardware for both devices' front ends are the same. The tests were conducted in the Caretaker Analyzer GUI (CA GUI), a custom-designed environment for developing and testing algorithms that analyze and process incoming arterial pulse signal data to produce vital signs. The CA GUI allows for comprehensive testing across platforms and versions, including firmware and desktop software versions for both CT4 and DUT CT5.

Key Metrics

Not Found

Predicate Device(s)

K151499, K163255, K181196

Reference Device(s)

Not Found

Predetermined Change Control Plan (PCCP) - All Relevant Information

Not Found

§ 870.1130 Noninvasive blood pressure measurement system.

(a)
Identification. A noninvasive blood pressure measurement system is a device that provides a signal from which systolic, diastolic, mean, or any combination of the three pressures can be derived through the use of tranducers placed on the surface of the body.(b)
Classification. Class II (performance standards).

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August 13, 2021

Caretaker Medical Jeff Pompeo President & CEO 941 Glenwood Station Ln #301 Charlottesville, Virginia 22901

Re: K211588

Trade/Device Name: Caretaker Platform Regulation Number: 21 CFR 870.1130 Regulation Name: Noninvasive Blood Pressure Measurement System Regulatory Class: Class II Product Code: DXN, DRG Dated: May 12, 2021 Received: May 24, 2021

Dear Jeff Pompeo:

We have reviewed your Section 510(k) premarket notification of intent to market the device referenced above and have determined the device is substantially equivalent (for the indications for use stated in the enclosure) to legally marketed predicate devices marketed in interstate commerce prior to May 28, 1976, the enactment date of the Medical Device Amendments, or to devices that have been reclassified in accordance with the provisions of the Federal Food, Drug, and Cosmetic Act (Act) that do not require approval of a premarket approval application (PMA). You may, therefore, market the device, subject to the general controls provisions of the Act. Although this letter refers to your product as a device, please be aware that some cleared products may instead be combination products. The 510(k) Premarket Notification Database located at https://www.accessdata.fda.gov/scripts/cdrh/cfdocs/cfpmn/pmn.cfm identifies combination product submissions. The general controls provisions of the Act include requirements for annual registration, listing of devices, good manufacturing practice, labeling, and prohibitions against misbranding and adulteration. Please note: CDRH does not evaluate information related to contract liability warranties. We remind you, however, that device labeling must be truthful and not misleading.

If your device is classified (see above) into either class II (Special Controls) or class III (PMA), it may be subject to additional controls. Existing major regulations affecting your device can be found in the Code of Federal Regulations, Title 21, Parts 800 to 898. In addition, FDA may publish further announcements concerning your device in the Federal Register.

Please be advised that FDA's issuance of a substantial equivalence determination does not mean that FDA has made a determination that your device complies with other requirements of the Act or any Federal statutes and regulations administered by other Federal agencies. You must comply with all the Act's requirements, including, but not limited to: registration and listing (21 CFR Part 807); labeling (21 CFR Part

1

801); medical device reporting of medical device-related adverse events) (21 CFR 803) for devices or postmarketing safety reporting (21 CFR 4, Subpart B) for combination products (see https://www.fda.gov/combination-products/guidance-regulatory-information/postmarketing-safety-reportingcombination-products); good manufacturing practice requirements as set forth in the quality systems (QS) regulation (21 CFR Part 820) for devices or current good manufacturing practices (21 CFR 4. Subpart A) for combination products; and, if applicable, the electronic product radiation control provisions (Sections 531-542 of the Act); 21 CFR 1000-1050.

Also, please note the regulation entitled, "Misbranding by reference to premarket notification" (21 CFR Part 807.97). For questions regarding the reporting of adverse events under the MDR regulation (21 CFR Part 803), please go to https://www.fda.gov/medical-device-safety/medical-device-reportingmdr-how-report-medical-device-problems.

For comprehensive regulatory information about mediation-emitting products, including information about labeling regulations, please see Device Advice (https://www.fda.gov/medicaldevices/device-advice-comprehensive-regulatory-assistance) and CDRH Learn (https://www.fda.gov/training-and-continuing-education/cdrh-learn). Additionally, you may contact the Division of Industry and Consumer Education (DICE) to ask a question about a specific regulatory topic. See the DICE website (https://www.fda.gov/medical-device-advice-comprehensive-regulatoryassistance/contact-us-division-industry-and-consumer-education-dice) for more information or contact DICE by email (DICE@fda.hhs.gov) or phone (1-800-638-2041 or 301-796-7100).

Sincerely,

LCDR Stephen Browning Assistant Director Division of Cardiac Electrophysiology, Diagnostics and Monitoring Devices Office of Cardiovascular Devices Office of Product Evaluation and Quality Center for Devices and Radiological Health

Enclosure

2

Indications for Use

510(k) Number (if known)

K211586

Device Name Caretaker Platform

Indications for Use (Describe)

The Caretaker Platform is intended for non-invasive, continuous or spot-check measurement of hemodynamic parameters. Parameters can be reported to an integrated screen and optionally to Remote Data Display Systems (RDDS) and/or the Caretaker Remote Monitor App via standard wireless or wired data transmission protocols. The device is intended for use by clinicians or other properly trained personnel on adult patients at rest.

Type of Use (Select one or both, as applicable)

Prescription Use (Part 21 CFR 801 Subpart D)

Over-The-Counter Use (21 CFR 801 Subpart C)

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3

510(k) Summary of Safety and Effectiveness

    1. 12 Mav 2021 Preparation Date:
    1. Submitted by:

Caretaker Medical, LLC 941 Glenwood Station Ln; Suite 301 Charlottesville, Virginia 22901 User Fee Organization Number 397095 Owner/Operator #: 10054848

3) Contact Person/Prepared by: Jeff Pompeo President & CEO Phone: 434-409-1945 Email: Jeff@caretakermedical.net

4) Device Identification:

Trade Name: Common Name: Alternate Marketing Names:

Caretaker Physiological Monitor System Caretaker Platform Vitalstream GT5

Classification: 21 CFR 870.1130. Product Code: DXN -System, Measurement, Blood-Pressure, Non-Invasive Device Class: II

  • Predicate Devices: Caretaker4 Physiological Monitor (K151499, K163255), Caretaker 5) Monitor (K181196)
  • Device Description: The Caretaker Platform is a hemodynamic monitoring system that non-6) invasively measures various parameters via a finger cuff based on the scientific method of Pulse Decomposition Analysis ("PDA"). The Caretaker physical device is calibrated using any manual or AAMI 81060 compliant blood pressure device or is automatically calibrated using its selfcalibration mode. The Caretaker Remote Monitor consists of an App that runs on Remote Data Display Systems (RDDS) and a set of APIs to for additional command and control functions developed on Android, Windows, or Linux systems.
    1. Intended Use: The Caretaker Platform is intended for non-invasive, continuous or spot-check measurement of hemodynamic parameters. Parameters can be reported to an integrated screen and optionally to Remote Data Display Systems (RDDS) and/or the Caretaker Remote Monitor App via standard wireless or wired data transmission protocols. The device is intended for use by clinicians or other properly trained personnel on adult patients at rest.

8) Comparison to Predicates:

Summary of methodology

Comparison bench-testing was performed to compare the current device to the predicate Caretaker4 since both use the Pulse Decomposition Analysis (PDA) method for the tracking of hemodynamic parameters. The comparison tests focused on the algorithmic performance 510(k) Summary Page 1 of 2

4

because the physiological sensing and electronic processing hardware that constitutes both device's front ends are the same.

The bench tests are performed in the Caretaker Analyzer GUI (CA GUI), which is a customdesigned environment for the development and testing of the algorithms that analyze and process incoming arterial pulse signal data to produce vital signs.

The CA GUI can perform comprehensive testing across platforms and versions, i.e. the performance of PDA algorithms, both in firmware and desktop software versions for both CT4 and DUT CT5, can be assessed by selecting appropriate menu items.

Provision of continuous non-invasive hemodynamic parameters

Both devices measure blood pressure within AAMI SP-10 guidelines. Both devices require calibration and are intended for use on adult patients administered by trained medical staff. Both systems are identical with regard to electronic circuitry, pneumatic layout and components and algorithmic pulse analysis. The new model CT5 has a touch screen interface which the predicate device does not have. Both systems operate at a coupling pressure significantly lower than normal diastole with a lower risk of occluding blood flow to the monitored digit, making the technology safer

Provision of spot-check non-invasive hemodynamic parameters

Both the predicate Caretaker and the present system use an oscillometric sweep to obtain pointin-time measurements within AAMI guidelines. The predicate device used this sweep solely for the purpose of self-calibration before switching to its relative change monitoring mode. In addition to the self-calibration, the present CT5 can also be set to periodically wake and use the same sweep to get multiple point-in-time measurement at isochronal periods set by the end user.

Provision of use of software

Both the predicate Caretaker and the present system use the same Caretaker Remote Monitor App software and APIs. The new CT5 device includes additional feature keys to set different configuration options for various hemodynamic parameters that were always on by default in the previous device. The feature keys are unique to each physical device serial number and are set at time of manufacture to create different models (all using the same hardware).

9) Conclusions:

Provision of non-invasive hemodynamic parameters

The Caretaker Platform is substantially equivalent to the predicate Caretaker device in regard to providing continuous, non-invasive hemodynamic monitoring. The spot-check mode of the present system is substantially equivalent to the self-calibration mode of the predicate.

Provision of use of software

The Caretaker Platform is substantially equivalent to the Caretaker Remote Monitor App and APIs in that the same software is used with the addition of the feature keys described above.