K Number
K200772
Device Name
ULab Systems uDesign Software
Manufacturer
Date Cleared
2020-06-23

(90 days)

Product Code
Regulation Number
872.5470
AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP Authorized
Intended Use
The uLab Systems uDesign is intended for use as a medical front-end device providing tools for management of orthodontic models, systematic inspection, detailed analysis, treatment simulation and virtual design of dental casts, which may be used for sequential aligner trays or retainers, and of Indirect Bonding Transfer Media, based on 3D models of the patient's dentition before the start of an orthodontie treatment. It can also be applied during the treatment to inspect and analyze the progress of the treatment. It can be used at the treatment to evaluate if the outcome is consistent with the planned desired treatment objectives. The use of ul ab Systems uDesign requires the user to have the necessary training and domain knowledge in the practice of orthodontics, as well to have received a dedicated training in the use of the software.
Device Description
The ULab Systems UDesign is orthodontic diagnosis and treatment simulation software for use by dental professionals. UDesign imports patient 3-D digital scans and allows the user to diagnose the orthodontic treatment needs of the patient and rapidly develop a treatment plan. The treatment plan may be downloaded as files in standard stereolithographic (STL) format for fabrication of dental casts, which may be used to fabricate sequential aligner trays or retainers, and of indirect bonding transfer trays.
More Information

No
The document explicitly states "Mentions AI, DNN, or ML: Not Found" and the description focuses on user-driven diagnosis and treatment planning based on 3D scans.

No
The device is described as orthodontic diagnosis and treatment simulation software, and its outputs are files for fabrication of physical products like aligners or retainers; it does not directly treat a condition.

Yes

The device explicitly states its purpose is for "orthodontic diagnosis and treatment simulation software." The "Intended Use" section also mentions "systematic inspection, detailed analysis" and "to evaluate if the outcome is consistent with the planned desired treatment objectives," all of which fall under diagnostic functions.

Yes

The device description explicitly states it is "orthodontic diagnosis and treatment simulation software" and its output is digital files (STL format) for fabrication, indicating it is a software-only product. The performance studies section also focuses on "Software and integration verification and validation testing."

Based on the provided information, the uLab Systems uDesign is not an IVD (In Vitro Diagnostic) device.

Here's why:

  • IVD Definition: In Vitro Diagnostic devices are used to examine specimens (like blood, urine, or tissue) taken from the human body to provide information for diagnosis, monitoring, or screening.
  • uLab Systems uDesign Function: The uLab Systems uDesign software works with 3D models of the patient's dentition. It is used for diagnosis, treatment simulation, and virtual design of dental casts and indirect bonding transfer media. It does not analyze biological specimens.
  • Intended Use: The intended use clearly describes its function as a "medical front-end device providing tools for management of orthodontic models, systematic inspection, detailed analysis, treatment simulation and virtual design of dental casts..." This is focused on manipulating and analyzing digital models of the teeth, not biological samples.

Therefore, the uLab Systems uDesign falls under the category of medical software used for planning and design based on anatomical models, not for in vitro diagnostic testing.

N/A

Intended Use / Indications for Use

The uLab Systems uDesign is intended for use as a medical front-end device providing tools for management of orthodontic models, systematic inspection, detailed analysis, treatment simulation and virtual design of dental casts, which may be used for sequential aligner trays or retainers, and of Indirect Bonding Transfer Media, based on 3D models of the patient's dentition before the start of an orthodontie treatment. It can also be applied during the treatment to inspect and analyze the progress of the treatment. It can be used at the treatment to evaluate if the outcome is consistent with the planned desired treatment objectives. The use of ul ab Systems uDesign requires the user to have the necessary training and domain knowledge in the practice of orthodontics, as well to have received a dedicated training in the use of the software.

Product codes (comma separated list FDA assigned to the subject device)

PNN, LLZ

Device Description

The ULab Systems UDesign is orthodontic diagnosis and treatment simulation software for use by dental professionals. UDesign imports patient 3-D digital scans and allows the user to diagnose the orthodontic treatment needs of the patient and rapidly develop a treatment plan. The treatment plan may be downloaded as files in standard stereolithographic (STL) format for fabrication of dental casts, which may be used to fabricate sequential aligner trays or retainers, and of indirect bonding transfer trays.

Mentions image processing

Not Found

Mentions AI, DNN, or ML

Not Found

Input Imaging Modality

3D models of the patient's dentition (from 3D digital scans)

Anatomical Site

Dentition

Indicated Patient Age Range

Not Found

Intended User / Care Setting

Used by dental professionals in orthodontic treatment planning.

Description of the training set, sample size, data source, and annotation protocol

Not Found

Description of the test set, sample size, data source, and annotation protocol

Not Found

Summary of Performance Studies (study type, sample size, AUC, MRMC, standalone performance, key results)

Software and integration verification and validation testing was performed in accordance with the FDA Guidance Document "Guidance for the Content of Premarket Submissions for Software Contained in Medical Devices" (issued May 11, 2005). The testing includes validation of implemented mitigations related to device hazards identified in the risk management procedures. All test results met acceptance criteria, demonstrating the uLab Systems uDesign performs as intended, raises no new or different questions of risk and is substantially equivalent to the predicate device.

Key Metrics (Sensitivity, Specificity, PPV, NPV, etc.)

Not Found

Predicate Device(s): If the device was cleared using the 510(k) pathway, identify the Predicate Device(s) K/DEN number used to claim substantial equivalence and list them here in a comma separated list exactly as they appear in the text. List the primary predicate first in the list.

K171295

Reference Device(s): Identify the Reference Device(s) K/DEN number and list them here in a comma separated list exactly as they appear in the text.

K152086

Predetermined Change Control Plan (PCCP) - All Relevant Information for the subject device only (e.g. presence / absence, what scope was granted / cleared under the PCCP, any restrictions, etc).

Not Found

§ 872.5470 Orthodontic plastic bracket.

(a)
Identification. An orthodontic plastic bracket is a plastic device intended to be bonded to a tooth to apply pressure to a tooth from a flexible orthodontic wire to alter its position.(b)
Classification. Class II.

0

Image /page/0/Picture/0 description: The image contains the logo of the U.S. Food and Drug Administration (FDA). On the left is the Department of Health & Human Services logo. To the right of that is the FDA logo, which is a blue square with the letters "FDA" in white. To the right of the blue square is the text "U.S. FOOD & DRUG ADMINISTRATION" in blue.

June 23, 2020

ULab Systems, Inc. % Sylvia Erickson Regulatory Consultant Sylvia Erickson Consulting 157 Ruby Avenue San Carlos, California 94070

Re: K200772

Trade/Device Name: ULab Systems uDesign Software Regulation Number: 21 CFR 872.5470 Regulation Name: Orthodontic Plastic Bracket Regulatory Class: Class II Product Code: PNN, LLZ Dated: March 23, 2020 Received: March 25, 2020

Dear Sylvia Erickson:

We have reviewed your Section 510(k) premarket notification of intent to market the device referenced above and have determined the device is substantially equivalent (for the indications for use stated in the enclosure) to legally marketed predicate devices marketed in interstate commerce prior to May 28, 1976, the enactment date of the Medical Device Amendments, or to devices that have been reclassified in accordance with the provisions of the Federal Food, Drug, and Cosmetic Act (Act) that do not require approval of a premarket approval application (PMA). You may, therefore, market the device, subject to the general controls provisions of the Act. Although this letter refers to your product as a device, please be aware that some cleared products may instead be combination products. The 510(k) Premarket Notification Database located at https://www.accessdata.fda.gov/scripts/cdrh/cfdocs/cfpmn/pmn.cfm identifies combination product submissions. The general controls provisions of the Act include requirements for annual registration, listing of devices, good manufacturing practice, labeling, and prohibitions against misbranding and adulteration. Please note: CDRH does not evaluate information related to contract liability warranties. We remind you, however, that device labeling must be truthful and not misleading.

If your device is classified (see above) into either class II (Special Controls) or class III (PMA), it may be subject to additional controls. Existing major regulations affecting your device can be found in the Code of Federal Regulations, Title 21, Parts 800 to 898. In addition, FDA may publish further announcements concerning your device in the Federal Register.

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Please be advised that FDA's issuance of a substantial equivalence determination does not mean that FDA has made a determination that your device complies with other requirements of the Act or any Federal statutes and regulations administered by other Federal agencies. You must comply with all the Act's requirements, including, but not limited to: registration and listing (21 CFR Part 807); labeling (21 CFR Part 801); medical device reporting of medical device-related adverse events) (21 CFR 803) for devices or postmarketing safety reporting (21 CFR 4, Subpart B) for combination products (see https://www.fda.gov/combination-products/guidance-regulatory-information/postmarketing-safety-reportingcombination-products); good manufacturing practice requirements as set forth in the quality systems (QS) regulation (21 CFR Part 820) for devices or current good manufacturing practices (21 CFR 4, Subpart A) for combination products; and, if applicable, the electronic product radiation control provisions (Sections 531-542 of the Act); 21 CFR 1000-1050.

Also, please note the regulation entitled, "Misbranding by reference to premarket notification" (21 CFR Part 807.97). For questions regarding the reporting of adverse events under the MDR regulation (21 CFR Part 803), please go to https://www.fda.gov/medical-device-safety/medical-device-reportingmdr-how-report-medical-device-problems.

For comprehensive regulatory information about mediation-emitting products, including information about labeling regulations, please see Device Advice (https://www.fda.gov/medicaldevices/device-advice-comprehensive-regulatory-assistance) and CDRH Learn (https://www.fda.gov/training-and-continuing-education/cdrh-learn). Additionally, you may contact the Division of Industry and Consumer Education (DICE) to ask a question about a specific regulatory topic. See the DICE website (https://www.fda.gov/medical-device-advice-comprehensive-regulatoryassistance/contact-us-division-industry-and-consumer-education-dice) for more information or contact DICE by email (DICE@fda.hhs.gov) or phone (1-800-638-2041 or 301-796-7100).

Sincerely.

for Srinivas "Nandu" Nandkumar, Ph.D. Director DHT1B: Division of Dental Devices OHT1: Office of Ophthalmic, Anesthesia, Respiratory, ENT and Dental Devices Office of Product Evaluation and Quality Center for Devices and Radiological Health

Enclosure

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DEPARTMENT OF HEALTH AND HUMAN SERVICES
Food and Drug Administration

Indications for Use

Form Approved: OMB No. 0910-0120. Expiration Date: 06/30/2020 See PRA Statement below.

510(k) Number (if known)

K200772

Device Name uLab Systems uDesign Software

Indications for Use (Describe)

The uLab Systems uDesign is intended for use as a medical front-end device providing tools for management of orthodontic models, systematic inspection, detailed analysis, treatment simulation and virtual design of dental casts, which may be used for sequential aligner trays or retainers, and of Indirect Bonding Transfer Media, based on 3D models of the patient's dentition before the start of an orthodontie treatment. It can also be applied during the treatment to inspect and analyze the progress of the treatment. It can be used at the treatment to evaluate if the outcome is consistent with the planned desired treatment objectives. The use of ul ab Systems uDesign requires the user to have the necessary training and domain knowledge in the practice of orthodontics, as well to have received a dedicated training in the use of the software.

Type of Use (Select one or both, as applicable)

Prescription Use (Part 21 CFR 801 Subpart D)

Over-The-Counter Use (21 CFR 801 Subpart C)

CONTINUE ON A SEPARATE PAGE IF NEEDED.

This section applies only to requirements of the Paperwork Reduction Act of 1995.

DO NOT SEND YOUR COMPLETED FORM TO THE PRA STAFF EMAIL ADDRESS BELOW.

The burden time for this collection of information is estimated to average 79 hours per response, including the time to review instructions, search existing data sources, gather and maintain the data needed and complete and review the collection of information. Send comments regarding this burden estimate or any other aspect of this information collection, including suggestions for reducing this burden, to:

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FORM FDA 3881 (7/17)

Page 1 of 1

PSC Publishing Services (301) 443-6740 EF

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510(k) Summary

This summary is being submitted in accordance with the requirements of SMDA 1990 and 21 CFR 807.92.

Applicant Information:

uLab Systems, Inc. 1820 Gateway Drive Suite 300 San Mateo, CA 94404

Contact Person: Charlie Wen Phone: 650-804-1397

Submission Correspondent:

Sylvia Erickson Principal, Sylvia Erickson Consulting

Device Information:

Trade Name:uLab Systems uDesign Software
Common Name:Orthodontic Software
Classification Name:Orthodontic Plastic Bracket
Classification Regulation:21CFR 872.5470
Device Class:II
Product Code:PNN, LLZ

Primary Predicate:

uLab Systems uDesign Software, K171295

Reference Device:

3Shape A/S Ortho System, K152086

Date Prepared:

June 23, 2020

Device Description:

The ULab Systems UDesign is orthodontic diagnosis and treatment simulation software for use by dental professionals. UDesign imports patient 3-D digital scans and allows the user to diagnose the orthodontic

4

treatment needs of the patient and rapidly develop a treatment plan. The treatment plan may be downloaded as files in standard stereolithographic (STL) format for fabrication of dental casts, which may be used to fabricate sequential aligner trays or retainers, and of indirect bonding transfer trays.

Indications for Use:

The uLab Systems uDesign is intended for use as a medical front-end device providing tools for management of orthodontic models, systematic inspection, detailed analysis, treatment simulation and virtual design of a series of dental casts, which may be used for sequential aligner trays or retainers, and of Indirect Bonding Transfer Media, based on 3D models of the patient's dentition before the start of an orthodontic treatment. It can also be applied during the treatment to inspect and analyze the progress of the treatment. It can be used at the end of the treatment to evaluate if the outcome is consistent with the planned/desired treatment objectives. The use of ulab Systems uDesign requires the user to have the necessary training and domain knowledge in the practice of orthodontics, as well to have received a dedicated training in the use of the software.

Substantial Equivalence TableDifferences
AttributeSubject Device
Modified uLab Systems
uDesign with IDB Software
ModulePrimary Predicate
uLab Systems uDesign
(K171295)Reference Device
3Shape A/S Ortho System
(K152086)
Product CodePNN, LLZPNN, LLZPNN, LLZNone
Common NameOrthodontic SoftwareOrthodontic SoftwareOrthodontic SoftwareNone
Classification NameOrthodontic Plastic BracketOrthodontic Plastic BracketOrthodontic Plastic BracketNone
Regulation Number21 CFR 872.547021 CFR 872.547021 CFR 872.5470None
Intended Use· Used by dental
professionals in
orthodontic treatment
planning (before, during,
after treatment)
· Management of patients
and models
· Inspection, measurement
and analysis of
orthodontic models
· Treatment simulation
· Virtual appliance
preparation (including
dental casts), handling
and export
· Provides digital file and
device output· Used by dental
professionals in
orthodontic treatment
planning (before, during,
after treatment)
· Management of patients
and models
· Inspection, measurement
and analysis of
orthodontic models
· Treatment simulation
· Virtual dental casts
preparation, handling and
export
· Provides digital file
output· Used by dental
professionals in
orthodontic treatment
planning (before, during,
after treatment)
· Management of patients
and models
· Inspection, measurement
and analysis of
orthodontic models
· Treatment simulation
· Virtual appliance
preparation (including
dental casts), handling
and export
· Provides digital file and
device outputAll 3 devices output STL files for
fabrication of dental casts.
The Subject Device and
Reference Device both additionally
output Indirect Bonding Transfer
Media.
Indications for UseThe ULab Systems
UDesign is intended for
use as a medical front-end
device providing tools for
management of
orthodontic models,The ULab Systems
UDesign is intended for use
as a medical front-end
device providing tools for
management of orthodontic
models, systematic3Shape Ortho System is
intended for use as a
medical front-end device
providing tools for
management of orthodontic
models, systematicThe indications for use for the 3
devices are the same, with the
exception of the virtual design
options.
Compared to the Primary Predicate,
systematic inspection,inspection, detailedinspection, detailed analysis,the Subject Device additionally is

Comparison of Intended Use and Technological Characteristics with the Predicate Device:

5

| | detailed analysis, treatment simulation and virtual design of a series of dental casts, which may be used for sequential aligner trays or retainers, and of Indirect Bonding Transfer Media, based on 3D models of the patient's dentition before the start of an orthodontic treatment. It can also be applied during the treatment to inspect and analyze the progress of the treatment. It can be used at the end of the treatment to evaluate if the outcome is consistent with the planned/desired treatment objectives. The use of ULab Systems UDesign requires the user to have the necessary training and domain knowledge in the practice of orthodontics, as well to have received a dedicated training in the use of the software. | analysis, treatment simulation and virtual design of a series of dental casts, which may be used for sequential aligner trays or retainers, based on 3D models of the patient's dentition before the start of an orthodontic treatment. It can also be applied during the treatment to inspect and analyze the progress of the treatment. It can be used at the end of the treatment to evaluate if the outcome is consistent with the planned/desired treatment objectives. The use of ULab Systems UDesign requires the user to have the necessary training and domain knowledge in the practice of orthodontics, as well to have received a dedicated training in the use of the software. | treatment simulation and virtual appliance design options (Custom Metal Bands, Export of Models, Indirect Bonding Transfer Media) based on 3D models of the patient's dentition before the start of an orthodontic treatment. It can also be applied during the treatment to inspect and analyze the progress of the treatment. It can be used at the end of the treatment to evaluate if the outcome is consistent with the planned/desired treatment objectives. The use of the Ortho System requires the user to have the necessary training and domain knowledge in the practice of orthodontics, as well to have received a dedicated training in the use of the software. | used for design of Indirect Bonding Transfer Media.
The Subject Device virtual design options are a subset of the virtual design options for the Reference Device, which is additionally used for design of custom metal bands. |
|-----------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|
| Intended User | Dental Professionals | Dental Professionals | Dental Professionals | None |
| Intended Patient Population | Patients with malocclusion | Patients with malocclusion | Not specified | The intended patient population for the subject and Primary Predicate is a subset of the intended patient population for the Reference Device, which is not defined. |

The subject and the predicate devices share the same intended use as software used by dental professionals in orthodontic treatment planning for management of patients and orthodontic models; inspection, measurement and analysis of the models; treatment simulation; preparation and export of a series of virtual dental casts.

The subject and predicate devices are based on the following same technological elements:

  • All are stand-alone software designed for use in management of 3D orthodontic models from patient scans;
  • All may be used to design a series of dental casts;
  • . All apply digital imaging tools based on 3D orthodontic models for in orthodontic case archiving, diagnosis, treatment planning and CAD design;
  • . All provide virtual planning of orthodontic treatments simulating tooth movements;
  • All support stereolithography (STL file format).

Whereas the primary predicate device designs only dental casts and the reference device designs custom metal bands and indirect bonding transfer trays in addition to dental casts, the subject device designs dental casts and indirect bonding transfer trays. The reference device additionally accepts inputs in multiple formats; the subject device only accepts STL file formats.

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Performance Data:

Software and integration verification and validation testing was performed in accordance with the FDA Guidance Document "Guidance for the Content of Premarket Submissions for Software Contained in Medical Devices" (issued May 11, 2005).

The testing includes validation of implemented mitigations related to device hazards identified in the risk management procedures.

All test results met acceptance criteria, demonstrating the uLab Systems uDesign performs as intended, raises no new or different questions of risk and is substantially equivalent to the predicate device.

Summary:

The uLab Systems uDesign has the same intended use as the predicate devices. In addition, it has similar technological characteristics; performance data demonstrates that the device should perform as intended in the specified use conditions. Therefore, the uLab Systems uDesign is substantially equivalent to the cleared predicate devices.