K Number
K173669
Device Name
K-D Balance
Date Cleared
2018-04-02

(123 days)

Product Code
Regulation Number
N/A
AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP Authorized
Intended Use
K-D Balance is an objective balance assessment tool and is intended to be used for individuals for whom a balance measurement is a desired outcome. K-D Balance is intended for use to assess balance performance. Individual suitability for assessment must be judged on a case by case basis, by a qualified individual including those certified or licensed in their state to prescribe and use balance devices including but not limited to athletic trainers and coaches, physical therapists, nurses, physicians, and other health care providers. Patients with could affect balance include, but are not limited to, vestibular dysfunction, nausea, headaches, orthopedic injury, inner ear infection or dysfunction, neurological conditions, head injury, medication side effects, dehydration and fatigue. K-D Balance can be used wherever an iOS mobile operating device is available. K-D Balance may only be used by health care professionals.
Device Description
K-D Balance is a mobile balance test to be used on the 6th generation iPhone or iPod touch with iOS versions 9.0 or later. K-D Balance measures balance using motion sensors already built-in to the iPhone or iPod touch devices. K-D Balance utilizes a proprietary algorithm that calculates a balance score based on the analysis of subject movements detected by the device's internal accelerometer. Balance is measured during a series of stances with the mobile device secured to the subject with a device holder. Health care professionals follow the step-by-step voice guidance that runs after launching the app during the entirety of the test to ensure consistency in obtaining balance measures. K-D Balance does not function as a diagnostic test, and K-D Balance results should be interpreted by healthcare professionals only.
More Information

No
The description mentions a "proprietary algorithm" that calculates a balance score based on accelerometer data, but there is no mention of AI, ML, or any related terms like neural networks, deep learning, or training/test sets in the context of model development. The performance testing focuses on statistical agreement with a predicate device and sensitivity of the accelerometer data access, not on the performance of an AI/ML model.

No
The device is described as an "objective balance assessment tool" and is "intended for use to assess balance performance." It does not provide treatment or therapy.

No

The "Device Description" section explicitly states: "K-D Balance does not function as a diagnostic test, and K-D Balance results should be interpreted by healthcare professionals only."

Yes

The device is described as a mobile balance test application that utilizes the built-in motion sensors of a standard iOS device (iPhone or iPod touch) and a proprietary algorithm. It does not include any custom hardware components or require specific hardware verification beyond the standard mobile device. The device holder is an accessory for securing the standard mobile device, not a medical device component itself.

Based on the provided information, K-D Balance is not an In Vitro Diagnostic (IVD) device.

Here's why:

  • IVD Definition: In Vitro Diagnostic devices are used to examine specimens derived from the human body (like blood, urine, tissue) to provide information for diagnosis, monitoring, or screening.
  • K-D Balance Function: K-D Balance measures balance by analyzing body movement using the accelerometer in a mobile device. It does not analyze any biological specimens from the human body.
  • Intended Use: The intended use clearly states it's an "objective balance assessment tool" and is used to "assess balance performance." It explicitly states that "K-D Balance does not function as a diagnostic test."

Therefore, K-D Balance falls outside the definition and scope of an In Vitro Diagnostic device.

N/A

Intended Use / Indications for Use

K-D Balance is an objective balance assessment tool and is intended to be used for individuals for whom a balance measurement is a desired outcome. K-D Balance is intended for use to assess balance performance. Individual suitability for assessment must be judged on a case by case basis, by a qualified individual including those certified or licensed in their state to prescribe and use balance devices including but not limited to athletic trainers and coaches, physical therapists, nurses, physicians, and other health care providers. Patients with could affect balance include, but are not limited to, vestibular dysfunction, nausea, headaches, orthopedic injury, inner ear infection or dysfunction, neurological conditions, head injury, medication side effects, dehydration and fatigue. K-D Balance can be used wherever an iOS mobile operating device is available. K-D Balance may only be used by health care professionals.

Product codes

LXV

Device Description

K-D Balance is a mobile balance test to be used on the 6th generation iPhone or iPod touch with iOS versions 9.0 or later. K-D Balance measures balance using motion sensors already built-in to the iPhone or iPod touch devices. K-D Balance utilizes a proprietary algorithm that calculates a balance score based on the analysis of subject movements detected by the device's internal accelerometer. Balance is measured during a series of stances with the mobile device secured to the subject with a device holder. Health care professionals follow the step-by-step voice guidance that runs after launching the app during the entirety of the test to ensure consistency in obtaining balance measures. K-D Balance does not function as a diagnostic test, and K-D Balance results should be interpreted by healthcare professionals only.

Mentions image processing

Not Found

Mentions AI, DNN, or ML

Not Found

Input Imaging Modality

Not Found

Anatomical Site

Not Found

Indicated Patient Age Range

Not Found

Intended User / Care Setting

K-D Balance may only be used by health care professionals. K-D Balance can be used wherever an iOS mobile operating device is available.

Description of the training set, sample size, data source, and annotation protocol

Not Found

Description of the test set, sample size, data source, and annotation protocol

Performance testing was completed by the University of Texas, Southwestern Medical Center, Neurology and Sports Medicine Department. K-D Balance testing were performed simultaneously (two trials) for a total of 79 male and female subjects (25 males, 54 females; mean age: 38.63 ± 12.88, range: 18-65) with and without brain injury or other neurological conditions (34 injured vs 45 non-injured). Balance measures were obtained for a total of three stances, which included the double leg stance, right tandem stance, and left tandem stance. The amount of movement, or sway, was calculated by each balance test application algorithm using data generated by the mobile device accelerometer. A device holder secured the iPhone 6 with K-D Balance and the subject held the other mobile device with Sway Balance.

Summary of Performance Studies (study type, sample size, AUC, MRMC, standalone performance, key results)

Device testing was conducted to evaluate conformance to product specification. K-D Balance met specification. Performance testing verified that K-D Balance and Sway Balance System are in statistical agreement. Bench testing analyzed the sensitivity of the software to access data from the ST Microelectronics MEMS Accelerometer built into the mobile device that is compatible with the K-D Balance application. Sensitivity scores with K-D Balance were comparable.
Performance testing was completed by the University of Texas, Southwestern Medical Center, Neurology and Sports Medicine Department. K-D Balance testing were performed simultaneously (two trials) for a total of 79 male and female subjects (25 males, 54 females; mean age: 38.63 ± 12.88, range: 18-65) with and without brain injury or other neurological conditions (34 injured vs 45 non-injured). Balance measures were obtained for a total of three stances, which included the double leg stance, right tandem stance, and left tandem stance. The amount of movement, or sway, was calculated by each balance test application algorithm using data generated by the mobile device accelerometer. A device holder secured the iPhone 6 with K-D Balance and the subject held the other mobile device with Sway Balance.
K-D Balance measures were in statistical agreement with Sway Balance outcomes for both normal and balance deficit groups for the double leg, tandem right, and tandem left leg stances according to the linear regression analysis and Deming Regression Model. The statistical agreement between the two tests support substantial equivalence of K-D Balance to Sway Balance for double leg, tandem right, and tandem left leg stances. Poorer balance scores were observed for subjects with balance deficits, which included subjects with brain injury. No adverse effects or complications were encountered during or after performance testing.

Key Metrics (Sensitivity, Specificity, PPV, NPV, etc.)

Sensitivity scores with K-D Balance were comparable.

Predicate Device(s)

Sway Balance ™ by Capacity Sports, LLC (K121590)

Reference Device(s)

Not Found

Predetermined Change Control Plan (PCCP) - All Relevant Information

Not Found

N/A

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April 2, 2018

King-Devick Technologies. Inc. Lori Grover Senior Vice President, Health Policy Two Mid America Plaza, Suite 110 Oakbrook Terrace, IL 60181

Re: K173669 Trade/Device Name: K-D Balance Regulatory Class: Unclassified Product Code: LXV Dated: February 27, 2018 Received: March 1, 2018

Dear Lori Grover:

We have reviewed your Section 510(k) premarket notification of intent to market the device referenced above and have determined the device is substantially equivalent (for the indications for use stated in the enclosure) to legally marketed predicate devices marketed in interstate commerce prior to May 28, 1976, the enactment date of the Medical Device Amendments, or to devices that have been reclassified in accordance with the provisions of the Federal Food. Drug, and Cosmetic Act (Act) that do not require approval of a premarket approval application (PMA), You may, therefore, market the device, subject to the general controls provisions of the Act. The general controls provisions of the Act include requirements for annual registration, listing of devices, good manufacturing practice, labeling, and prohibitions against misbranding and adulteration. Please note: CDRH does not evaluate information related to contract liability warranties. We remind you, however, that device labeling must be truthful and not misleading.

If your device is classified (see above) into either class II (Special Controls) or class III (PMA), it may be subject to additional controls. Existing major regulations affecting your device can be found in the Code of Federal Regulations, Title 21, Parts 800 to 898. In addition, FDA may publish further announcements concerning your device in the Federal Register.

1

Please be advised that FDA's issuance of a substantial equivalence determination does not mean that FDA has made a determination that your device complies with other requirements of the Act or any Federal statutes and regulations administered by other Federal agencies. You must comply with all the Act's requirements, including, but not limited to: registration and listing (21 CFR Part 807); labeling (21 CFR Part 801); medical device reporting (reporting of medical devicerelated adverse events) (21 CFR 803); good manufacturing practice requirements as set forth in the quality systems (OS) regulation (21 CFR Part 820); and if applicable, the electronic product radiation control provisions (Sections 531-542 of the Act); 21 CFR 1000-1050.

Also, please note the regulation entitled, "Misbranding by reference to premarket notification" (21 CFR Part 807.97). For questions regarding the reporting of adverse events under the MDR regulation (21 CFR Part 803), please go to

http://www.fda.gov/MedicalDevices/Safety/ReportaProblem/default.htm for the CDRH's Office of Surveillance and Biometrics/Division of Postmarket Surveillance.

For comprehensive regulatory information about medical devices and radiation-emitting products, including information about labeling regulations, please see Device Advice (https://www.fda.gov/MedicalDevices/DeviceRegulationandGuidance/) and CDRH Learn (http://www.fda.gov/Training/CDRHLearn). Additionally, you may contact the Division of Industry and Consumer Education (DICE) to ask a question about a specific regulatory topic. See the DICE website (http://www.fda.gov/DICE) for more information or contact DICE by email (DICE@fda.hhs.gov) or phone (1-800-638-2041 or 301-796-7100).

Sincerely yours,

Eric A. Mann -S

for Malvina B. Eydelman, M.D. Director Division of Ophthalmic and Ear, Nose and Throat Devices Office of Device Evaluation Center for Devices and Radiological Health

Enclosure

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Indications for Use

510(k) Number (if known) K173669

Device Name K-D Balance

Indications for Use (Describe)

K-D Balance is an objective balance assessment tool and is intended to be used for individuals for whom a balance measurement is a desired outcome. K-D Balance is intended for use to assess balance performance. Individual suitability for assessment must be judged on a case by case basis, by a qualified individual including those certified or licensed in their state to prescribe and use balance devices including but not limited to athletic trainers and coaches, physical therapists, nurses, physicians, and other health care providers. Patients with could affect balance include, but are not limited to, vestibular dysfunction, nausea, headaches, orthopedic injury, inner ear infection or dysfunction, neurological conditions, head injury, medication side effects, dehydration and fatigue. K-D Balance can be used wherever an iOS mobile operating device is available. K-D Balance may only be used by health care professionals.

X Prescription Use (Part 21 CFR 801 Subpart D)

Over-The-Counter Use (21 CFR 801 Subpart C)

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510(k) Summarv

Trade NameK-D Balance
Common NameBalance Test Application
ClassificationUnclassified
Product CodeLXV
SubmitterLori Grover, OD, PhD
King-Devick Technologies, Inc
Two Mid America Plaza, Suite 110
Oakbrook Terrace, IL 60181
Tel: (630) 501-0281
Fax: 630-501-0285
Preparation DateOctober 17, 2017 (revised March 30, 2018)
Predicate DeviceSway Balance ™ by Capacity Sports, LLC (K121590)

Device Description

K-D Balance is a mobile balance test to be used on the 6th generation iPhone or iPod touch with iOS versions 9.0 or later. K-D Balance measures balance using motion sensors already built-in to the iPhone or iPod touch devices. K-D Balance utilizes a proprietary algorithm that calculates a balance score based on the analysis of subject movements detected by the device's internal accelerometer. Balance is measured during a series of stances with the mobile device secured to the subject with a device holder. Health care professionals follow the step-by-step voice guidance that runs after launching the app during the entirety of the test to ensure consistency in obtaining balance measures. K-D Balance does not function as a diagnostic test, and K-D Balance results should be interpreted by healthcare professionals only.

Indication For Use

K-D Balance is an objective balance assessment tool and is intended to be used for individuals for whom a balance measurement is a desired outcome. K-D Balance is intended for use to assess balance performance. Individual suitability for assessment must be judged on a case by case basis, by a qualified individual including those certified or licensed in their state to prescribe and use balance devices such as certified athletic trainers and coaches, physical therapists, nurses, physicians, and other health care providers. Patients with conditions that could affect balance include, but are not limited to, vestibular dysfunction, nausea, headaches, orthopedic injury, inner ear infection or dysfunction, neurological conditions, head injury, medication side effects, dehydration and fatigue. K-D Balance can be used wherever an iOS mobile operating device is available. K-D Balance may only be used by health care professionals.

Technological Characteristics

K-D Balance and Sway Balance both run on iOS mobile devices. K-D Balance is compatible with 6th generation iPhone and iPod Touch. K-D Balance software will continually update to run on future generations of these iOS mobile devices. Sway Balance functions on iPhone 4, iPhone 5, 4th and 5thgenerations of iPod Touch, and iPads, according to the Sway Balance website (https://swaymedical.com/resources/faqs; last visited March 20, 2018).

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Both applications use built-in iOS mobile device accelerometers to calculate the output balance score. The output score reflects how much movement occurred during each assessment. Balance scores are measured on a 0 to 100 scale, and scores closer to 100 are considered closer to normal, with 100 being a perfect score. The point spread may vary between K-D Balance and Sway based on differences in algorithms, however the output scores are comparable and repeatable.

Performance Testing

Device testing was conducted to evaluate conformance to product specification. K-D Balance met specification. Performance testing verified that K-D Balance and Sway Balance System are in statistical agreement. Bench testing analyzed the sensitivity of the software to access data from the ST Microelectronics MEMS Accelerometer built into the mobile device that is compatible with the K-D Balance application. Sensitivity scores with K-D Balance were comparable.

Performance testing was completed by the University of Texas, Southwestern Medical Center, Neurology and Sports Medicine Department. K-D Balance testing were performed simultaneously (two trials) for a total of 79 male and female subjects (25 males, 54 females; mean age: 38.63 ± 12.88, range: 18-65) with and without brain injury or other neurological conditions (34 injured vs 45 non-injured). Balance measures were obtained for a total of three stances, which included the double leg stance, right tandem stance, and left tandem stance. The amount of movement, or sway, was calculated by each balance test application algorithm using data generated by the mobile device accelerometer. A device holder secured the iPhone 6 with K-D Balance and the subject held the other mobile device with Sway Balance.

K-D Balance measures were in statistical agreement with Sway Balance outcomes for both normal and balance deficit groups for the double leg, tandem right, and tandem left leg stances according to the linear regression analysis and Deming Regression Model. The statistical agreement between the two tests support substantial equivalence of K-D Balance to Sway Balance for double leg, tandem right, and tandem left leg stances. Poorer balance scores were observed for subjects with balance deficits, which included subjects with brain injury. No adverse effects or complications were encountered during or after performance testing.

Summary of Substantial Equivalence

K-D Balance proved to be substantially equivalent to the predicate application, Sway Balance System. Both applications assess sway during specific stances to generate an objective measure of balance. K-D Balance and Sway Balance utilize the same internal accelerometers built-into iOS mobile devices, and each contain proprietary algorithms within their software that calculates the output balance score. K-D Balance is a safe, effective tool in assessing balance performance in subjects who have balance difficulties or may be at-risk for balance issues.

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Sway Balance ™K-D Balance
Intended
UseThe Sway™ Balance System is intended to
assess sway as an indicator of balance,
particularly when screening for deviations
in postural sway as a possible symptom.
The system is not intended to diagnose or
treat any medical condition or disease. It is
designed to provide an affordable,
convenient and portable screening tool for
balance assessment and should not replace
an evaluation by a medical professional.
(obtained from Sway's website:
https://swaymedical.com/resources/faqs)K-D Balance's intended use is to provide an
objective balance assessment utilized by
health professionals in monitoring subject
balance performance. K-D Balance is not
intended to diagnose, screen, or treat a
medical condition. K-D Balance functions as
an iOS application that can be administered
quickly and easily.
Indication
for UseIndividual suitability for use of the Sway™
Balance System must be judged on a case
by case basis, by a qualified individual
including those certified and/or licensed in
their state to prescribe and/or use balance
devices such as certified athletic trainers
and coaches, physical therapists, nurses
and physicians.
"Sway provides a portable outreach
solution for community concussion
management and fall risk screening to
increase referrals."
The Sway Balance System can be used
wherever an iPhone 4, iPhone 5, 4th and
5thgenerations of iPod Touch, and iPads are
available.K-D Balance is an objective balance
assessment for individuals who are under
the supervision of a health professional. K-D
Balance testing should be performed on a
case by case basis by a health professional
with valid certification or licensure in the
state to prescribe or use balance devices.
K-D Balance assessments can be useful in
monitoring balance performance
particularly for conditions that impair
balance including: vestibular dysfunction,
nausea, headaches, orthopedic injury, inner
ear infection or dysfunction, neurological
conditions, head injury, medication side
effects, dehydration and fatigue.
K-D Balance can be used wherever a
6th generation iPhone and iPod Touch or
later is available with or without an internet
connection.
Target
PopulationIndividual suitability for assessment must
be judged on a case by case basis, by a
qualified individual including those certified
and/or licensed in their state to prescribe
and/or use balance devices. Sway Balance
System is for concussion management and
fall risk screening as well.Individuals suitable for assessment must be
judged on a case by case basis by a certified
and/or licensed health care provider. Health
professionals may use K-D Balance to assess
balance performance, but not to be
interpreted as a diagnostic test.
Where UsedThe Sway Balance System can be used
wherever an iPhone 4, iPhone 5, 4th andK-D Balance can be used wherever a
6th generation iPhone and iPod Touch or
5thgenerations of iPod Touch, and iPads arelater is available with or without an internet
available.connection.
DesigniOS mobile software applicationiOS mobile software application
MaterialsiOS mobile devices (iPhone 4, 5, iPod Touch
and iPad 5)iOS mobile devices (6th generation or later
iPhone and iPod Touch)
The Sway Balance™ System is a software
only solution that utilizes the hardware of
the Apple iOS mobile operating system for
products such as the iPhone, iPad, and iPod
Touch. The built-in accelerometer is
accessed to analyze motion during a
balance test.The built-in iOS mobile device
accelerometer is accessed to analyze
motion during the balance assessment. K-D
Balance utilizes tri-axial coordinate data
from the internal accelerometers of mobile
devices to determine a single quantitative,
objective balance score through
measurements of pitch, yaw, roll and jerk.

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