K Number
K173366
Device Name
NicoletOne
Date Cleared
2018-07-20

(267 days)

Product Code
Regulation Number
882.1400
AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP Authorized
Intended Use
The NicoletOne EEGPSG software performs recording, displaying, analysis, printing and storage of physiological signals to assist in the diagnosis of various neurological disorders and sleep related respiratory disorders. It is intended to monitor the state of the brain by recording and displaying EEG signals and can receive and display a variety of third party signals such as ECG, EMG, Oxygen Saturation or Respiration for patients of all ages. NicoletOne software allows: · Automated analysis of physiological signals that is intended for use only in adults. · An optional Audio/visual alert for user defined threshold on calibrated DC input. These alerts are not intended for use as life support such as vital signs monitoring or continuous medical surveillance in intensive care units. · Sleep report templates are provided which summarize recorded and scored sleep data using simple measures including count, average, maximum and minimum values as well as data ranges for trended values. This device does not provide any diagnostic conclusion about the patient's condition and is intended to be used only by qualified and trained medical practitioners, in research and clinical environments.
Device Description
The NicoletOne application is a software product for digital electroencephalography, long term monitoring in Epilepsy, intensive care unit (ICU) monitoring, and polysomnography that runs on a panel PC, desktop or laptop computer. It is a Windows based application used by trained medical professionals to investigate brain function and sleep disorders. The NicoletOne application collects and displays continuous physiological waveform data (via a Natus digital amplifier), and digital audio/video (via standard audio/video equipment). After collecting and saving the signals, it provides tools and analyze the signals, which aid in the interpretation of an EEG or PSG study. The software consists of four main functional areas: - Data Acquisition & Display Real time collection of EEG. PSG and other physiological ● parameters. The data is stored and displayed in real time by the NicoletOne software on the acquisition computer and made available for subsequent review by a trained medical professional. - Scoring/Review & Analysis The NicoletOne software application has features that facilitate ● study navigation, event marking, scoring, review of synchronized digital video, and data trends required by medical professionals in order to properly analyze and interpret the study data. In addition to allowing users to manually mark events for both electroencephalography (EEG) and polysomnography (PSG) studies the NicoletOne software also provides optional computer assisted event marking analyzers for certain events. - Report Generation - Once the digital electroencephalography (EEG) or polysomnography (PSG) data has been acquired scored and reviewed by medical professionals the NicoletOne and NicVue software is used to generate a report of the study. The generated reports are associated with the patient in the patient database. NicoletOne also includes the ability to customize report templates to conform to individual facilities standards and policies. - . Archiving & Data Management - Once the digital electroencephalography (EEG) or polysomnography (PSG) data has been acquired scored and reviewed by medical professionals the NicoletOne and Nic Vue software is used to generate a report of the study. The generated reports are associated with the patient in the patient database. NicoletOne also includes the ability to customize report templates to conform to individual facilities standards and policies.
More Information

Not Found

Unknown
The document mentions "Automated analysis of physiological signals" and "optional computer assisted event marking analyzers". While these features suggest algorithmic processing of data, the document does not explicitly state that AI or ML techniques are used for this analysis or assistance. The performance study describes comparing the "assisted-scoring software" to expert scoring, which is consistent with a computer-assisted approach, but doesn't confirm the underlying technology is AI/ML.

No
The device is described as assisting in diagnosis and analysis of physiological signals, not in providing therapy or treatment.

Yes

The "Intended Use / Indications for Use" section states that the software "assists in the diagnosis of various neurological disorders and sleep related respiratory disorders." However, it explicitly states, "This device does not provide any diagnostic conclusion about the patient's condition." This indicates it's a diagnostic aid, which is a type of diagnostic device.

No

The device description explicitly states that the software collects and displays physiological waveform data "via a Natus digital amplifier" and digital audio/video "via standard audio/video equipment." This indicates a dependency on specific hardware components for data acquisition, meaning it is not a software-only medical device.

Based on the provided information, the NicoletOne EEGPSG software is not an In Vitro Diagnostic (IVD) device.

Here's why:

  • IVD Definition: In Vitro Diagnostics are medical devices used to examine specimens taken from the human body, such as blood, urine, or tissue, to provide information for diagnosis, monitoring, or screening.
  • NicoletOne's Function: The NicoletOne software analyzes physiological signals recorded directly from the patient's body (EEG, ECG, EMG, Oxygen Saturation, Respiration, etc.). It does not analyze specimens taken from the body.
  • Intended Use: The intended use clearly states it performs recording, displaying, analysis, printing, and storage of physiological signals to assist in the diagnosis of neurological and sleep disorders. This is consistent with a device that monitors and analyzes in-vivo physiological data.
  • Device Description: The description reinforces that it collects and displays continuous physiological waveform data via a digital amplifier connected to the patient.

Therefore, the NicoletOne EEGPSG software falls under the category of a medical device that analyzes physiological signals in vivo (within the living body), rather than an in vitro diagnostic device that analyzes specimens from the body.

N/A

Intended Use / Indications for Use

The NicoletOne EEG/PSG software performs recording, displaying, analysis, printing and storage of physiological signals to assist in the diagnosis of various neurological disorders, sleep disorders and sleep related respiratory disorders. It is intended to monitor the state of the brain by recording and displaying EEG signals and can receive and display a variety of third party signals such as ECG, EMG, Oxygen Saturation or Respiration for patients of all ages.

NicoletOne software allows:

  • Automated analysis of physiological signals that is intended for use only in adults. ●
  • . An optional Audio/visual alert for user defined threshold on calibrated DC input. These alerts are not intended for use as life support such as vital signs monitoring or continuous medical surveillance in intensive care units.
  • Sleep report templates are provided which summarize recorded and scored sleep data using simple measures including count, average, maximum and minimum values as well as data ranges for trended values.

This device does not provide any diagnostic conclusion about the patient's condition and is intended to be used only by qualified and trained medical practitioners, in research and clinical environments.

Product codes (comma separated list FDA assigned to the subject device)

OLZ, OMB, OMA, OLT, ORT

Device Description

The NicoletOne application is a software product for digital electroencephalography, long term monitoring in Epilepsy, intensive care unit (ICU) monitoring, and polysomnography that runs on a panel PC, desktop or laptop computer. It is a Windows based application used by trained medical professionals to investigate brain function and sleep disorders.

The NicoletOne application collects and displays continuous physiological waveform data (via a Natus digital amplifier), and digital audio/video (via standard audio/video equipment). After collecting and saving the signals, it provides tools and analyze the signals, which aid in the interpretation of an EEG or PSG study. The software consists of four main functional areas:

  • Data Acquisition & Display Real time collection of EEG. PSG and other physiological ● parameters. The data is stored and displayed in real time by the NicoletOne software on the acquisition computer and made available for subsequent review by a trained medical professional.
  • Scoring/Review & Analysis The NicoletOne software application has features that facilitate ● study navigation, event marking, scoring, review of synchronized digital video, and data trends required by medical professionals in order to properly analyze and interpret the study data. In addition to allowing users to manually mark events for both electroencephalography (EEG) and polysomnography (PSG) studies the NicoletOne software also provides optional computer assisted event marking analyzers for certain events.
  • Report Generation - Once the digital electroencephalography (EEG) or polysomnography (PSG) data has been acquired scored and reviewed by medical professionals the NicoletOne and NicVue software is used to generate a report of the study. The generated reports are associated with the patient in the patient database. NicoletOne also includes the ability to customize report templates to conform to individual facilities standards and policies.
  • Archiving & Data Management - Once the digital electroencephalography (EEG) or polysomnography (PSG) data has been acquired scored and reviewed by medical professionals the NicoletOne and Nic Vue software is used to generate a report of the study. The generated reports are associated with the patient in the patient database. NicoletOne also includes the ability to customize report templates to conform to individual facilities standards and policies.

The NicoletOne software contains eleven (11) computer-assisted analyzers and supports twenty (20) trends. All automatic detection tools are provided as time saving aids to assist trained medical practitioners in the review and analysis of vast amounts of data. Each computer-assisted analyzer runs a specific type of event marking or numeric value processing in the study and each can be enabled individually as needed at the discretion of the user. The parameters used in the computer-assisted analyzers depend on available input signals in the study as well as user defined settings. All output from computer assisted analyzers require medical professional review and acceptance.

The eleven computer-assisted scoring analyzers are:

  • Spike Detection
  • Seizure Detection
  • Apnea/Hypopnea Detection
  • Limb Movement Detection
  • Desaturation Detection
  • Oxygen Saturation
  • Heart Rate Detection
  • Body Position Detection
  • CPAP
  • Automatic Detection
  • Threshold Detection

The NicoletOne software does not make any decisions that result in any automatic diagnosis or treatment. All software output is subject to review by the medical professional, and can be modified, overridden or deleted. The software allows the qualified user to review all raw data collected and perform data analysis as required. NicoletOne does not provide any final diagnostic conclusion about the patient's condition. Neither the computer nor the software controls the delivery of energy, the administration of drugs, or another form of life sustaining function to the patient.

Mentions image processing

Not Found

Mentions AI, DNN, or ML

Not Found

Input Imaging Modality

Not Found

Anatomical Site

Brain

Indicated Patient Age Range

all ages, only in adults (for automated analysis of physiological signals)

Intended User / Care Setting

qualified and trained medical practitioners, in research and clinical environments.

The intended environments are hospitals, institutions, sleep clinics, or other test environments.

Description of the training set, sample size, data source, and annotation protocol

Not Found

Description of the test set, sample size, data source, and annotation protocol

Participants: Forty-nine PSG sleep studies were collected. All patients involved in this study were adult patients (32-85 years old) with a clinical indication for a sleep study. The patient data were de-identified and applied as subject data to this study.

Dataset description:
Total Number of Subjects: 49 per event evaluated
Total Number of scored Epochs (30 Sec): > 43,480
Total Number of Hours: 361:31:00
Average number of epochs per subject: 887.3
Minimum number of epochs per subject: 799
Maximum Number of epochs per subject: 983

Data from 49 subjects were evaluated for respiratory and limb movement events. All epochs from these subjects were scored.

PSG acquisition protocol:
For this study, the following signals were recorded from each subject:

  • Six (6) Electroencephalogram ([EEG] channels: F3, F4, C3, C4, 01, and O2.
  • Two (2) Electrooculogram (EOG) channels
  • Submental and bilateral tibial electromyogram (EMG)
  • Electrocardiogram (ECG)
  • Airflow (nasal-oral thermistor and nasal pressure sensors or PAP flow)
  • Chest and abdominal movement using respiratory inductance Plethysmography. ●
  • Pulse oximetry (SpO2) and pulse rate

PSG analysis protocol: All physiologic data were collected and stored on a NicoletOne System. The ECG, EEG, EMG, EOG, Snoring channels, Airflow, Chest and abdominal movement channels were collected along with Pulse oximetry channels.

The raw PSG recordings were de-identified, randomized and provided to three experienced and certified PSG specialists, including one board certified sleep specialist, who independently marked events of interest in each epoch, applying the following criteria.

Respiratory event expert scoring requirements: All study epochs will be scored for one or more of the following types of respiratory events in each 30 second epoch. Respiratory event scoring is defined in the following table.

Respiratory EventDefinition
Obstructive ApneaApply AASM VIII. Respiratory Rules; Part 1:
Rules for Adults, Section “C. Scoring of Apneas”.
Central ApneaApply AASM VIII. Respiratory Rules; Part 1:
Rules for Adults, Section “C. Scoring of Apneas”.
Mixed ApneaApply AASM VIII. Respiratory Rules; Part 1:
Rules for Adults, Section “C. Scoring of Apneas”.
HypopneaApply AASM VIII. Respiratory Rules; Part 1:
Rules for Adults, Section “D. Scoring of Apneas”.

Leg movement scoring requirements: Score leg movements per the AASM Section VII Movement Rules.

Summary of Performance Studies (study type, sample size, AUC, MRMC, standalone performance, key results)

Study type: Clinical Study - Respiratory and Limb Movement Assisted-scoring Analyzers

Sample size: 49 subjects

Standalone performance:

EventMean PPA95% CI PPAMean FD/h95% CI FD/h
Central Apnea99.1%98.8% to 99.5%0.60.37 to 1.07
Mixed Apnea99.6%99.3% to 99.8%0.30.15 to 0.66
Obstructive Apnea98.6%97.5% to 99.3%0.20.11 to 0.48
Hypopnea86.8%84.1% to 89%9.07.41 to 10.89
Limb Movement93.3%90.9% to 95.3%3.72.01 to 4.64

Key results: Compared to the Reference standard, NicoletOne assisted-scoring modules showed performance levels comparable to the manual markings of expert reviewers. The device performance is clinically equivalent to the Reference standard (majority rule) as constructed for this study, similar to results reported in the literature and to performance reported for other commercially available devices.

Key Metrics (Sensitivity, Specificity, PPV, NPV, etc.)

Positive Percent Agreement (PPA), False Detection Rate (FD/h)

Predicate Device(s): If the device was cleared using the 510(k) pathway, identify the Predicate Device(s) K/DEN number used to claim substantial equivalence and list them here in a comma separated list exactly as they appear in the text. List the primary predicate first in the list.

Twin Plus (K012976), Moberg CNS (K080217), Natus SleepWorks (K090277)

Reference Device(s): Identify the Reference Device(s) K/DEN number and list them here in a comma separated list exactly as they appear in the text.

Not Found

Predetermined Change Control Plan (PCCP) - All Relevant Information for the subject device only (e.g. presence / absence, what scope was granted / cleared under the PCCP, any restrictions, etc).

Not Found

§ 882.1400 Electroencephalograph.

(a)
Identification. An electroencephalograph is a device used to measure and record the electrical activity of the patient's brain obtained by placing two or more electrodes on the head.(b)
Classification. Class II (performance standards).

0

Build Correspondence

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July 20, 2018

Natus Neurology Incorporated Martin Dockter Sr. Regulatory Affairs Manager 3150 Pleasant View Road Middleton, Wisconsin 53562

Re: K173366

Trade/Device Name: NicoletOne Regulation Number: 21 CFR 882.1400 Regulation Name: Electroencephalograph Regulatory Class: Class II Product Code: OLZ, OMB, OMA, OLT, ORT Dated: June 15, 2018 Received: June 18, 2018

Dear Martin Dockter:

We have reviewed your Section 510(k) premarket notification of intent to market the device referenced above and have determined the device is substantially equivalent (for the indications for use stated in the enclosure) to legally marketed predicate devices marketed in interstate commerce prior to May 28, 1976, the enactment date of the Medical Device Amendments, or to devices that have been reclassified in accordance with the provisions of the Federal Food, Drug, and Cosmetic Act (Act) that do not require approval of a premarket approval application (PMA). You may, therefore, market the device, subject to the general controls provisions of the Act. The general controls provisions of the Act include requirements for annual registration, listing of devices, good manufacturing practice, labeling, and prohibitions against misbranding and adulteration. Please note: CDRH does not evaluate information related to contract liability warranties. We remind you, however, that device labeling must be truthful and not misleading.

If your device is classified (see above) into either class II (Special Controls) or class III (PMA), it may be subject to additional controls. Existing major regulations affecting your device can be found in the Code of Federal Regulations, Title 21, Parts 800 to 898. In addition, FDA may publish further announcements concerning your device in the Federal Register.

Please be advised that FDA's issuance of a substantial equivalence determination does not mean that FDA has made a determination that your device complies with other requirements of the Act or any Federal statutes and regulations administered by other Federal agencies. You must comply with all the Act's requirements, including, but not limited to: registration and listing (21 CFR Part 807); labeling (21 CFR Part 801); medical device reporting of medical device-related adverse events) (21 CFR 803); good manufacturing practice requirements as set forth in the quality systems (OS) regulation (21 CFR Part 820);

1

and if applicable, the electronic product radiation control provisions (Sections 531-542 of the Act); 21 CFR 1000-1050.

Also, please note the regulation entitled, "Misbranding by reference to premarket notification" (21 CFR Part 807.97). For questions regarding the reporting of adverse events under the MDR regulation (21 CFR Part 803), please go to http://www.fda.gov/MedicalDevices/Safety/ReportaProblem/default.htm.

For comprehensive regulatory information about medical devices and radiation-emitting products, including information about labeling regulations, please see Device Advice (https://www.fda.gov/MedicalDevices/DeviceRegulationandGuidance/) and CDRH Learn (http://www.fda.gov/Training/CDRHLearn). Additionally, you may contact the Division of Industry and Consumer Education (DICE) to ask a question about a specific regulatory topic. See the DICE website (http://www.fda.gov/DICE) for more information or contact DICE by email (DICE@fda.hhs.gov) or phone (1-800-638-2041 or 301-796-7100).

Sincerely.

Valerie A. Flournoy -S

for Carlos L. Peña. PhD. MS Director Division of Neurological and Physical Medicine Devices Office of Device Evaluation Center for Devices and Radiological Health

Enclosure

2

Indications for Use

510(k) Number (if known) K173366

Device Name NicoletOne

Indications for Use (Describe)

The NicoletOne EEGPSG software performs recording, displaying, analysis, printing and storage of physiological signals to assist in the diagnosis of various neurological disorders and sleep related respiratory disorders. It is intended to monitor the state of the brain by recording and displaying EEG signals and can receive and display a variety of third party signals such as ECG, EMG, Oxygen Saturation or Respiration for patients of all ages.

NicoletOne software allows:

· Automated analysis of physiological signals that is intended for use only in adults.

· An optional Audio/visual alert for user defined threshold on calibrated DC input. These alerts are not intended for use as life support such as vital signs monitoring or continuous medical surveillance in intensive care units.

· Sleep report templates are provided which summarize recorded and scored sleep data using simple measures including count, average, maximum and minimum values as well as data ranges for trended values.

This device does not provide any diagnostic conclusion about the patient's condition and is intended to be used only by qualified and trained medical practitioners, in research and clinical environments.

Type of Use (Select one or both, as applicable)
> Prescription Use (Part 21 CFR 801 Subpart D)Over-The-Counter Use (21 CFR 801 Subpart C)

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K173366 - 510(k) SUMMARY

Submitted by: Natus Neurology Incorporated 3150 Pleasant View Road Middleton, WI 53562

Contact Person: Martin A. Dockter, Sr. Regulatory Affairs Specialist Tel.: (858) 260-2552 Fax: (858) 455-8298 E-mail: martin.dockter@natus.com

July 17, 2018 Date Prepared:

Proprietary Name: NicoletOne

Common Name: Electroencephalograph

Classification Name: Automatic event detection software for full-montage electroencephalograph

Product code: OLZ (primary), OMB, OMA, OLT, ORT

Device Class: II

Regulation Number: 21 CFR 882.1400

Predicate Device: Twin Plus (K012976) primary: Moberg CNS (K080217); Natus SleepWorks (K090277)

Description:

1. Overview NicoletOne Software

The NicoletOne application is a software product for digital electroencephalography, long term monitoring in Epilepsy, intensive care unit (ICU) monitoring, and polysomnography that runs on a panel PC, desktop or laptop computer. It is a Windows based application used by trained medical professionals to investigate brain function and sleep disorders.

2. Main Functional Areas

The NicoletOne application collects and displays continuous physiological waveform data (via a Natus digital amplifier), and digital audio/video (via standard audio/video equipment). After collecting and saving the signals, it provides tools and analyze the signals, which aid in the interpretation of an EEG or PSG study. The software consists of four main functional areas:

  • Data Acquisition & Display Real time collection of EEG. PSG and other physiological ● parameters. The data is stored and displayed in real time by the NicoletOne software on the acquisition computer and made available for subsequent review by a trained medical professional.
  • Scoring/Review & Analysis The NicoletOne software application has features that facilitate ● study navigation, event marking, scoring, review of synchronized digital video, and data trends required by medical professionals in order to properly analyze and interpret the study data. In addition to allowing users to manually mark events for both electroencephalography (EEG) and

4

polysomnography (PSG) studies the NicoletOne software also provides optional computer assisted event marking analyzers for certain events.

  • Report Generation - Once the digital electroencephalography (EEG) or polysomnography (PSG) data has been acquired scored and reviewed by medical professionals the NicoletOne and NicVue software is used to generate a report of the study. The generated reports are associated with the patient in the patient database. NicoletOne also includes the ability to customize report templates to conform to individual facilities standards and policies.
  • . Archiving & Data Management - Once the digital electroencephalography (EEG) or polysomnography (PSG) data has been acquired scored and reviewed by medical professionals the NicoletOne and Nic Vue software is used to generate a report of the study. The generated reports are associated with the patient in the patient database. NicoletOne also includes the ability to customize report templates to conform to individual facilities standards and policies.

3. Typical work flow using the NicoletOne Application software

During the Acquisition phase, the software collects data based on user selected sampling rates, amplifier set-up, and amplifier calibrations. These three factors define how the software collects and displays the data in real-time. The recording is saved on the hard disk of the user's computer in a raw data format. The user can customize displays, observations, event markers, and tags.

4. Computer-assisted scoring analyzers and trending

The NicoletOne software contains eleven (11) computer-assisted analyzers and supports twenty (20) trends. All automatic detection tools are provided as time saving aids to assist trained medical practitioners in the review and analysis of vast amounts of data. Each computer-assisted analyzer runs a specific type of event marking or numeric value processing in the study and each can be enabled individually as needed at the discretion of the user. The parameters used in the computer-assisted analyzers depend on available input signals in the study as well as user defined settings. All output from computer assisted analyzers require medical professional review and acceptance.

The eleven computer-assisted scoring analyzers are:

  • · Spike Detection
  • · Seizure Detection
  • · Apnea/Hypopnea Detection
  • · Limb Movement Detection
  • Desaturation Detection
  • · Oxygen Saturation
  • Heart Rate Detection
  • Body Position Detection
  • · СРАР
  • Automatic Detection
  • Threshold Detection

5. Diagnosis

The NicoletOne software does not make any decisions that result in any automatic diagnosis or treatment. All software output is subject to review by the medical professional, and can be modified, overridden or deleted. The software allows the qualified user to review all raw data collected and perform data analysis as required. NicoletOne does not provide any final diagnostic conclusion about the patient's condition. Neither the computer nor the software controls the delivery of energy, the administration of drugs, or another form of life sustaining function to the patient.

5

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The intended environments are hospitals, institutions, sleep clinics, or other test environments. Users of the NicoletOne software are solely responsible for all data collected, and are expected to assess and analyze this data to ensure its accuracy and completeness.

Indications for Use:

The NicoletOne EEG/PSG software performs recording, displaying, analysis, printing and storage of physiological signals to assist in the diagnosis of various neurological disorders, sleep disorders and sleep related respiratory disorders. It is intended to monitor the state of the brain by recording and displaying EEG signals and can receive and display a variety of third party signals such as ECG. EMG. Oxygen Saturation or Respiration for patients of all ages.

NicoletOne software allows:

  • Automated analysis of physiological signals that is intended for use only in adults. ●
  • . An optional Audio/visual alert for user defined threshold on calibrated DC input. These alerts are not intended for use as life support such as vital signs monitoring or continuous medical surveillance in intensive care units.
  • Sleep report templates are provided which summarize recorded and scored sleep data using simple measures including count, average, maximum and minimum values as well as data ranges for trended values.

This device does not provide any diagnostic conclusion about the patient's condition and is intended to be used only by qualified and trained medical practitioners, in research and clinical environments.

Comparison to Predicate Devices:

The NicoletOne software application is being compared to the software applications in the predicates Twin Plus (K012976), Moberg CNS (K080217) as well as the Natus SleepWorks software (K090277). These four software applications acquire, display, store, and archive electroencephalographic signals from the brain and other signals (such as electromyography, respiratory and/or oximetry signals) for Electroencephalographic and/or Polysomnographic recordings. These devices also allow onscreen review, user-controlled annotation and user-controlled marking of data and generating summary reports.

The following table provides a substantial equivalence comparison of the NicoletOne software application under review to the three predicate devices.

Table 1: Substantial Equivalence, aEEG, Trends and other features
PredicatePredicatePrimary
PredicateSubject Device
FeatureTwin Plus
K012976Moberg CNS
K080217SleepWorks
K090277NicoletOneComments
Device ClassClass IIClass IIClass IIClass IIIdentical
Class NameElectroencephalograph
(EEG)EEGEEGEEGIdentical
Product CodeGWQOMA (primary):
GWQ, MHX,
MUD, OLT,
ORTOLZOLZ (primary):
OMB, OMA,
OLT, ORTIncludes EEG/PSG
software product codes
from all predicates plus
OMB for assisted scoring
EEG algorithms.
Table 1: Substantial Equivalence, aEEG, Trends and other features
PredicatePredicatePrimary
PredicateSubject Device
FeatureTwin Plus
K012976Moberg CNS
K080217SleepWorks
K090277NicoletOneComments
Classifying
Regulation
(Primary)882.1400882.1400882.1400882.1400Identical
Intended UserMedical
ProfessionalMedical
ProfessionalMedical
ProfessionalMedical
ProfessionalIdentical
Indications for
UseThis software is
intended for use by
qualified research and
clinical professionals
with specialized
training in the use of
EEG and PSG
recording
instrumentation for the
digital recording,
playback, and analysis
of physiological
signals. It is suitable
for digital acquisition,
display, comparison,
analysis, and archiving
of EEG potentials and
other rapidly changing
physiological
parameters.The Component
Neuromonitorin
g System is
intended to
monitor the state
of the brain by
recording and
displaying EEG
signals, and can
also receive and
display a variety
of vital signs
and other
measurements
from
third-party
monitoring
devices (such as
ICP,
ECG, SpO2, and
others). It also
has the optional
capability to
record and
display patient
video. The
Component
Neuromonitorin
g System is
intended for use
by a physician
or other
qualified
medical
personnel. It is
intended for use
on
patients of all
ages within a
hospital or
medical
environment,
including the
operating room,
intensive
care unit,
emergency
room, andThe Sleepworks
software works
in conjunction
with Connex,
Trex or Netlink
amplifiers
intended for
polysomnograph
y studies.
The software
allows
recording,
displaying,
analysis,
printing and
storage of
physiological
signals to assist
in the diagnosis
of various sleep
disorders and
sleep related
respiratory
disorders. The
Sleepworks
allows:
Automated
analysis of
physiological
signals that is
intended for use
only in adults.
An optional
Audio / visual
alert for user
defined
threshold on
calibrated DC
input. These
alerts are not
intended for use
as life support
such as vital
signs monitoring
or continuous
medicalThe NicoletOne
EEG/PSG software
performs
recording,
displaying,
analysis, printing
and storage of
physiological
signals to assist in
the diagnosis of
various
neurological
disorders, sleep
disorders and sleep
related respiratory
disorders. It is
intended to
monitor the state
of the brain by
recording and
displaying EEG
signals and can
receive and display
a variety of third
party signals such
as ECG, EMG,
Oxygen Saturation
or Respiration for
patients of all ages.
NicoletOne
software allows:
Automated
analysis of
physiological
signals that is
intended for use
only in adults.
An optional
Audio/visual alert
for user defined
threshold on
calibrated DC
input. These alerts
are not intended
for use as life
support such as
vital signsIncluded EEG intended
use wording from
Moberg CNS. Removed
reference to ICP from
Moberg CNS. Included
PSG wording from
SleepWorks and
removed references to
proprietary amplifiers.
The Twin Plus supports
automatic Spike and
Seizure event detection.
Table 1: Substantial Equivalence, aEEG, Trends and other features
PredicatePredicatePrimary
PredicateSubject Device
FeatureTwin Plus
K012976Moberg CNS
K080217SleepWorks
K090277NicoletOneComments
clinical research
settings.surveillance in
intensive care
units.
Sleep report
templates are
provided which
summarize
recorded and
scored sleep
data using
simple measures
including count,
average,
maximum and
minimum values
as well as data
ranges for
trended values;
Sleep Works
software does
not provide any
diagnostic
conclusion
about the
patient's
condition and is
intended to be
used only by
qualified and
trained medical
practitioners; in
research and
clinical
environments.monitoring or
continuous medical
surveillance in
intensive care
units.
Sleep report
templates are
provided which
summarize
recorded and
scored sleep data
using simple
measures including
count, average,
maximum and
minimum values as
well as data ranges
for trended values.
This device does
not provide any
diagnostic
conclusion about
the patient's
condition and is
intended to be used
only by qualified
and trained
medical
practitioners, in
research and
clinical
environments.
User inputMouse/KeyboardMouse/keyboardMouse/keyboardMouse/keyboardSame
Acquire,
display, store,
and archive
EEG/PSG
DataYesYesYesYesSame
Signal
digitizedBy separate
proprietary amplifierAmplifier
included as part
of the systemBy separate
proprietary
amplifierBy separate
proprietary
amplifierEquivalent
Third party
pass-through
inputsYes
SaO2, heart rateYes
SaO2, heart rate,
RsO2NoYes
SaO2, heart rateEquivalent
PowerNot ApplicableNANANASoftware operating on a
computer.
EEG Software Detectors
Table 1: Substantial Equivalence, aEEG, Trends and other features
PredicatePredicatePrimary
PredicateSubject Device
FeatureTwin Plus
K012976Moberg CNS
K080217SleepWorks
K090277NicoletOneComments
Spike DetectionYes
(Manual &
Computer
Assisted)Yes
(Manual)NoYes
(Manual &
Computer
Assisted)The Twin Plus supports
automatic spike and
seizure event detection.
The Twin Plus 510(k)
declares the automatic
Seizure DetectionYes
(Manual &
Computer
Assisted)Yes
(Manual)NoYes
(Manual &
Computer
Assisted)spike detection and
seizure detection feature
is a direct copy of the
spike detection and
seizure detection feature
in the Telefactor SzAC
K870450.
Burst SuppressionNoYesNoYesEquivalent
Amplitude Integrated
EEG (aEEG)NoYesNoYesEquivalent
Power SpectrumNoYesNoYesEquivalent
Envelope TrendNoYesNoYesEquivalent
Total Power TrendNoYesNoYesEquivalent
Band Power TrendNoYesNoYesEquivalent
SpectrogramNoYesNoYesEquivalent
Spectral edge/Median
freq. TrendsNoYesNoYesEquivalent
Peak Frequency
TrendNoYesNoYesEquivalent
Spectral Entropy trendNoYesNoYesEquivalent
Frequency Ratio TrendNoNoNoYesEquivalent
Alpha Variation
TrendNoNoNoYesEquivalent
PSG Software DetectorsRespiratory event markingYes (Manual &
Computer Assisted)Yes (Manual)Yes (Manual &
Computer
Assisted)Yes (Manual &
Computer
Assisted)Equivalent
Table 1: Substantial Equivalence, aEEG, Trends and other features
PredicatePredicatePrimary
PredicateSubject Device
FeatureTwin Plus
K012976Moberg CNS
K080217SleepWorks
K090277NicoletOneComments
Sleep staging/
scoringYes (Manual &
Computer
Assisted)Yes (Manual)Yes (Manual &
Computer
Assisted)Yes (Manual)Equivalent
Arousal Event
MarkingYes (Manual &
Computer
Assisted)Yes (Manual)Yes (Manual &
Computer
Assisted)Yes (Manual)Equivalent
Limb
movements
event markingYes (Manual)Yes (Manual)Yes (Manual &
Computer
Assisted)Yes (Manual &
Computer
Assisted)Equivalent
Snore event
markingYes (Manual)Yes (Manual)Yes (Manual &
Computer
Assisted)Yes (Manual)Equivalent
Oxygen
Desaturation
event markingYes (Manual)Yes (Manual)Yes (Manual &
Computer
Assisted)Yes (Manual &
Computer
Assisted)Equivalent
Heart Rate
data trend &
summaryYesYesYesYesSame
Other features
Synchronized
patient videoYesYesYesYesSame
Oximetry data
display and
reportingYesYesYesYesSame
Data storageLocal or remote,
hard diskLocal or remote,
hard diskLocal or remote,
hard diskLocal or remote,
hard diskSame
Audio/ Visual
Alerts On
Calibrated
ChannelsNoYesYesYesSame
Signals
recorded
(output)Respiratory
Effort
(abdomen
and chest)
Airflow
Pressure
Snore
Body Position
Pulse Rate
Oximeter
ECG
EEG
EMG
DC
Leg Movement and
other signalsRespiratory
Effort
(abdomen
and chest)
Airflow
Pressure
Snore
Body Position
Pulse Rate
Oximeter
ECG
EEG
EMG
EOG
DC
Leg Movement
and other signalsRespiratory
Effort
(abdomen
and chest)
Airflow
Pressure
Snore
Body Position
Pulse Rate
Oximeter
ECG
EEG
EMG
EOG
DC
Leg Movement
and other signalsRespiratory
Effort
(abdomen and
chest)
Airflow
Pressure
Snore
Body Position
Pulse Rate
Oximeter
ECG
EEG
EMG
EOG
DC
Leg Movement
and other signalsEquivalent
Table 1: Substantial Equivalence, aEEG, Trends and other features
PredicatePredicatePrimary
PredicateSubject Device
FeatureTwin Plus
K012976Moberg CNS
K080217SleepWorks
K090277NicoletOneComments
required for sleep
studiesrequired for
sleep studiesrequired for
sleep studiesrequired for
sleep studies
Report
generation
including
counts indexes,
max / min/
average/
duration, range
based data
summaries.
Numeric &
graphical
representationsYes,
customizable
templatesYes,
customizable
templatesYes,
customizable
templatesYes,
customizable
templatesSame

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These predicate devices support features and technology equivalence of the NicoletOne software under review. As indicated, the NicoletOne software and the predicate devices are equivalent in features and technical characteristics.

The NicoletOne software and predicate devices are not life supporting or life sustaining devices. The NicoletOne software is intended for use only by qualified and trained medical practitioners in clinical and research environments, who evaluate the software output with their clinical experience and judgment to provide diagnostic conclusions about the patient's condition.

Similarly to the predicate devices. NicoletOne software provides the qualified users with computer assisted scoring of events which will mark sections of the recorded signals for subsequent review by the user. These functions are provided as computer-aided tools. Users are instructed to review, accept or reject the results of the assisted scoring tools in accordance with their professional judgment.

NicoletOne software and all three predicates include features for acquisition of synchronized video recording/review, audio/visual threshold based alerts for calibrated external devices (pulse oximeter) as well as trending of any collected data for summary review and reporting.

NicoletOne and the predicate SleepWorks (K090277) include computer assisted event marking algorithms for respiratory and limb movements. The NicoletOne algorithm performance is similar to the previously cleared algorithms within the SleepWorks (K090277) application.

The differences between NicoletOne and the predicate devices are mainly related to user workflow. There are no major differences that significantly alter the intended use or raise new issues of safety or effectiveness. The predicates Twin Plus (K012976) and SleepWorks (K090277), as well as the device under review, NicoletOne software, have equivalent intended use: to record and process EEG/PSG and other physiological signals to assist in the diagnosis of various neurological disorders and sleep related respiratory disorders affecting patients in all age groups.

The NicoletOne software and predicate devices are not life sustaining devices. The NicoletOne software is intended for use only by qualified and trained medical practitioners in clinical and

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research environments, who evaluate the software output with their clinical experience and judgment to provide diagnostic conclusions about the patient's condition.

Brief Summary of Performance Tests:

Biocompatibility

NicoletOne is a software-only device. Biocompatibility testing is not applicable.

Electrical Safetv and EMC

NicoletOne is a software-only device. Electrical safety evaluation and EMC evaluation is not applicable.

Software Verification

Bench verification and validation testing of the NicoletOne was performed in compliance with the Natus Medical incorporated design control process. Testing results demonstrate that the NicoletOne software meets the design specification and performs as specified.

Animal Study

There were no animal studies performed for this submission.

Clinical Study Summary - Respiratory and Limb Movement Assisted-scoring Analyzers

1.1. Participants

Forty-nine PSG sleep studies were collected. All patients involved in this study were adult patients (32-85 years old) with a clinical indication for a sleep study. The patient data were de-identified and applied as subject data to this study.

1.2. Dataset description

Total Number of Subjects: 49 per event evaluated Total Number of scored Epochs (30 Sec): > 43,480 Total Number of Hours: 361:31:00 Average number of epochs per subject: 887.3 Minimum number of epochs per subject: 799 Maximum Number of epochs per subject: 983

Data from 49 subjects were evaluated for respiratory and limb movement events. All epochs from these subjects were scored.

Objective of the study 1.3.

The goal of this clinical validation study was to establish that the performance of the NicoletOne assisted scoring software for respiratory and limb movement events compared to the Majority are equivalent with the predicate device and acceptable for clinical use. For the purpose of this study the Majority is defined as:

For respiratory events, a Majority rule of at least 2 out of 3 manual expert scorers agree on the type(s) of event(s) in an epoch or the lack of the event in the epoch.

For limb movement, a majority rule of at least 2 out of 3 manual expert scorers agree on the presence of the event type in the epoch.

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PSG acquisition protocol 1.4.

For this study, the following signals were recorded from each subject:

  • Six (6) Electroencephalogram ([EEG] channels: F3, F4, C3, C4, 01, and O2. .
  • Two (2) Electrooculogram (EOG) channels
  • Submental and bilateral tibial electromyogram (EMG)
  • Electrocardiogram (ECG)
  • Airflow (nasal-oral thermistor and nasal pressure sensors or PAP flow)
  • Chest and abdominal movement using respiratory inductance Plethysmography. ●
  • Pulse oximetry (SpO2) and pulse rate

1.5. PSG analysis protocol

All physiologic data were collected and stored on a NicoletOne System. The ECG, EEG, EMG, EOG, Snoring channels, Airflow, Chest and abdominal movement channels were collected along with Pulse oximetry channels.

The raw PSG recordings were de-identified, randomized and provided to three experienced and certified PSG specialists, including one board certified sleep specialist, who independently marked events of interest in each epoch, applying the following criteria.

Respiratory event expert scoring requirements 1.5.1

All study epochs will be scored for one or more of the following types of respiratory events in each 30 second epoch. Respiratory event scoring is defined in the following table.

Respiratory EventDefinition
Obstructive ApneaApply AASM VIII. Respiratory Rules; Part 1:
Rules for Adults, Section “C. Scoring of Apneas”.
Central ApneaApply AASM VIII. Respiratory Rules; Part 1:
Rules for Adults, Section “C. Scoring of Apneas”.
Mixed ApneaApply AASM VIII. Respiratory Rules; Part 1:
Rules for Adults, Section “C. Scoring of Apneas”.
HypopneaApply AASM VIII. Respiratory Rules; Part 1:
Rules for Adults, Section “D. Scoring of Apneas”.

Leg movement scoring requirements 1.5.2

Score leg movements per the AASM Section VII Movement Rules.

1.5.3 Analyzers

Separate from the expert review, all PSG studies were also analyzed by NicoletOne assisted-scoring analyzers at default values for:

  • Central apnea
  • Mixed apnea
  • Obstructive apnea ●
  • Hypopnea ●
  • Limb movement

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Outcomes 1.6.

Positive Percent Agreement (PPA) between NicoletOne assisted-scoring analyzers compared to the Reference standard were measured on an epoch basis. The mean and 95% confidence interval (CD) of the PPA and false detection rate per hour for event detection assisted-scoring modules are shown in the following table.

NicoletOne
EventPPAFD/h
Mean95% CIMean95% CI
Central Apnea99.1%98.8% to 99.5%0.60.37 to 1.07
Mixed Apnea99.6%99.3% to 99.8%0.30.15 to 0.66
Obstructive Apnea98.6%97.5% to 99.3%0.20.11 to 0.48
Hypopnea86.8%84.1% to 89%9.07.41 to 10.89
Limb Movement93.3%90.9% to 95.3%3.72.01 to 4.64

PPA and False Detection Rate Per Hour of NicoletOne Event Detection Assisted Scoring modules

Clinical Study Conclusion 1.7.

Compared to the Reference standard, NicoletOne assisted-scoring modules showed performance levels comparable to the manual markings of expert reviewers. The device performance is clinically equivalent to the Reference standard (majority rule) as constructed for this study, similar to results reported in the literature and to performance reported for other commercially available devices.

510(k) Summary Conclusions:

The substantial equivalence of the NicoletOne with the predicate Natus SleepWorks product was demonstrated by software verification testing and clinical validation. The non-clinical data support the safety of the device. The software verification and validation demonstrate that the NicoletOne device should perform as intended in the specified use conditions. The clinical validation of the Respiratory and Limb Movement Assisted-scoring Analyzers demonstrates that the NicoletOne device performs similarIv to the predicate device that is currently marketed for the same intended use.