K Number
K171883
Device Name
Sysmex UF-5000 Fully Automated Urine Particle Analyzer
Date Cleared
2018-04-23

(304 days)

Product Code
Regulation Number
864.5200
AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP Authorized
Intended Use
The Sysmex® UF-5000 Fully Automated Urine Particle Analyzer is an automated urine particle analyzer for in vitro diagnostic use in screening patient populations found in clinical laboratories. The Sysmex® UF-5000 Fully Automated Urine Particle Analyzer analyzes the following parameters in urine samples: RBC, WBC, Epithelial cells, Cast, Bacteria and flags the presence of the following: Pathologic Cast, Crystals, Sperm, Yeast like cell and Mucus.
Device Description
The Sysmex® UF-5000 Fully Automated Urine Particle Analyzer is an automated urine particle analyzer that is used in the clinical laboratory to analyze formed elements in urine samples quantitatively and flag for the presence of particles/cells in the sample. It provides screening of abnormal samples, as well as automation and better efficiency in the laboratory. The analyzer reports analysis results on five enumerated parameters in urine: RBC (Red Blood Cells), WBC (White Blood Cells), EC (Epithelial Cells), CAST and BACT (Bacteria). It also reports flagging information on the following parameters in urine: Pathologic Cast; Crystal; Sperm; Yeast like cell; and Mucus. This flagging information alerts the operator for the need of further testing and/or review. The Sysmex® UF-5000 Fully Automated Urine Particle Analyzer is a dedicated system for the analysis of microscopic formed elements in urine and uses a Microsoft® Windows Operating System. The analyzer consists of the following units: (1) Main Unit which aspirates, dilutes, mixes and analyzes urine samples and processes data from the main unit and provides the operator interface with the system; (2) Sampler Unit which supplies samples to the main unit automatically; and (3) Pneumatic Unit which supplies pressure and vacuum to the main unit. The analyzer uses five reagents-UF-CELLSHEATH (sheath reagent), UF-CELLPACK CR and UF-CELLPACK SF (diluents) and UF-Fluorocell CR and UF-Fluorocell SF (both stains). The quality control material is UF-CONTROL.
More Information

No reference devices were used in this submission.

No
The summary describes a flow cytometry-based analyzer that quantifies and flags urine particles. There is no mention of AI, ML, image processing, or any data related to training or test sets typically associated with AI/ML model development. The performance studies focus on standard analytical validation metrics and comparison to a predicate device, not AI/ML performance metrics.

No

The device is an in vitro diagnostic (IVD) device used for analyzing urine samples to screen patient populations in clinical laboratories. It provides analytical results and flagging for a clinical diagnosis, but it does not directly treat or prevent any disease.

Yes

The "Intended Use / Indications for Use" section explicitly states that the device is "for in vitro diagnostic use in screening patient populations found in clinical laboratories." It analyzes various parameters in urine samples to aid in diagnosis.

No

The device description explicitly details multiple hardware components (Main Unit, Sampler Unit, Pneumatic Unit) and reagents, indicating it is a physical medical device with integrated software, not a software-only device.

Yes, this device is an IVD (In Vitro Diagnostic).

The "Intended Use / Indications for Use" section explicitly states: "The Sysmex® UF-5000 Fully Automated Urine Particle Analyzer is an automated urine particle analyzer for in vitro diagnostic use in screening patient populations found in clinical laboratories."

This statement directly identifies the device as being intended for in vitro diagnostic purposes.

N/A

Intended Use / Indications for Use

The Sysmex® UF-5000 Fully Automated Urine Particle Analyzer is an automated urine particle analyzer for in vitro diagnostic use in screening patient populations found in clinical laboratories. The Sysmex® UF-5000 Fully Automated Urine Particle Analyzer analyzes the following parameters in urine samples: RBC, WBC, Epithelial cells, Cast, Bacteria and flags the presence of the following: Pathologic Cast, Crystals, Sperm, Yeast like cell and Mucus.

Product codes (comma separated list FDA assigned to the subject device)

LKM

Device Description

The Sysmex® UF-5000 Fully Automated Urine Particle Analyzer is an automated urine particle analyzer that is used in the clinical laboratory to analyze formed elements in urine samples quantitatively and flag for the presence of particles/cells in the sample. It provides screening of abnormal samples, as well as automation and better efficiency in the laboratory. The analyzer reports analysis results on five enumerated parameters in urine: RBC (Red Blood Cells), WBC (White Blood Cells), EC (Epithelial Cells), CAST and BACT (Bacteria). It also reports flagging information on the following parameters in urine: Pathologic Cast; Crystal; Sperm; Yeast like cell; and Mucus. This flagging information alerts the operator for the need of further testing and/or review.

The Sysmex® UF-5000 Fully Automated Urine Particle Analyzer is a dedicated system for the analysis of microscopic formed elements in urine and uses a Microsoft® Windows Operating System. The analyzer consists of the following units: (1) Main Unit which aspirates, dilutes, mixes and analyzes urine samples and processes data from the main unit and provides the operator interface with the system; (2) Sampler Unit which supplies samples to the main unit automatically; and (3) Pneumatic Unit which supplies pressure and vacuum to the main unit.

The analyzer uses five reagents-UF-CELLSHEATH (sheath reagent), UF-CELLPACK CR and UF-CELLPACK SF (diluents) and UF-Fluorocell CR and UF-Fluorocell SF (both stains). The quality control material is UF-CONTROL.

Mentions image processing

Not Found

Mentions AI, DNN, or ML

Not Found

Input Imaging Modality

Not Found

Anatomical Site

Not Found

Indicated Patient Age Range

Not Found

Intended User / Care Setting

in vitro diagnostic use in screening patient populations found in clinical laboratories.

Description of the training set, sample size, data source, and annotation protocol

Not Found

Description of the test set, sample size, data source, and annotation protocol

Not Found

Summary of Performance Studies (study type, sample size, AUC, MRMC, standalone performance, key results)

Clinical and analytical validation testing were conducted on the Sysmex® UF-5000 Fully Automated Urine Particle Analyzer to show equivalent performance to the predicate Sysmex® UF-1000i analyzer. Testing included:

  • Limits of Blank, Detection, and Quantitation (LoB/LoD/LoO) ●
  • Linearity
  • Precision (Repeatability and Reproducibility) ●
  • Carryover ●
  • Specimen Stability ●
  • Reference Interval ●
  • Method Comparison

Evaluation of the performance characteristics establishes that the performance, functionality, and reliability of the Sysmex® UF-5000 Fully Automated Urine Particle Analyzer are substantially equivalent to the predicate device. The evaluation included accuracy (method comparison), precision, linearity, carryover, stability, LoB, LoQ, and establishment of reference intervals.

Key Metrics (Sensitivity, Specificity, PPV, NPV, etc.)

Not Found

Predicate Device(s): If the device was cleared using the 510(k) pathway, identify the Predicate Device(s) K/DEN number used to claim substantial equivalence and list them here in a comma separated list exactly as they appear in the text. List the primary predicate first in the list.

Sysmex® UF-1000i, Automated Urine Particle Analyzer (K070910)

Reference Device(s): Identify the Reference Device(s) K/DEN number and list them here in a comma separated list exactly as they appear in the text.

No reference devices were used in this submission.

Predetermined Change Control Plan (PCCP) - All Relevant Information for the subject device only (e.g. presence / absence, what scope was granted / cleared under the PCCP, any restrictions, etc).

Not Found

§ 864.5200 Automated cell counter.

(a)
Identification. An automated cell counter is a fully-automated or semi-automated device used to count red blood cells, white blood cells, or blood platelets using a sample of the patient's peripheral blood (blood circulating in one of the body's extremities, such as the arm). These devices may also measure hemoglobin or hematocrit and may also calculate or measure one or more of the red cell indices (the erythrocyte mean corpuscular volume, the mean corpuscular hemoglobin, or the mean corpuscular hemoglobin concentration). These devices may use either an electronic particle counting method or an optical counting method.(b)
Classification. Class II (performance standards).

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Image /page/0/Picture/0 description: The image shows the logos of the Department of Health & Human Services and the Food and Drug Administration (FDA). The Department of Health & Human Services logo is on the left, and the FDA logo is on the right. The FDA logo includes the letters "FDA" in a blue square, followed by the words "U.S. FOOD & DRUG ADMINISTRATION" in blue text.

April 23, 2018

Sysmex America, Inc. Sharita Brooks Senior Manager, Regulatory Affairs 577 Aptakisic Road Lincolnshire, Illinois 60069

Re: K171883

Trade/Device Name: Sysmex UF-5000 Fully Automated Urine Particle Analyzer Regulation Number: 21 CFR 864.5200 Regulation Name: Automated cell counter Regulatory Class: Class II Product Code: LKM Dated: June 23, 2017 Received: June 23, 2017

Dear Sharita Brooks:

We have reviewed your Section 510(k) premarket notification of intent to market the device referenced above and have determined the device is substantially equivalent (for the indications for use stated in the enclosure) to legally marketed predicate devices marketed in interstate commerce prior to May 28, 1976, the enactment date of the Medical Device Amendments, or to devices that have been reclassified in accordance with the provisions of the Federal Food, Drug, and Cosmetic Act (Act) that do not require approval of a premarket approval application (PMA). You may, therefore, market the device, subject to the general controls provisions of the Act. The general controls provisions of the Act include requirements for annual registration, listing of devices, good manufacturing practice, labeling, and prohibitions against misbranding and adulteration. Please note: CDRH does not evaluate information related to contract liability warranties. We remind you, however, that device labeling must be truthful and not misleading.

If your device is classified (see above) into either class II (Special Controls) or class III (PMA), it may be subject to additional controls. Existing major regulations affecting your device can be found in the Code of Federal Regulations, Title 21, Parts 800 to 898. In addition, FDA may publish further announcements concerning your device in the Federal Register.

Please be advised that FDA's issuance of a substantial equivalence determination does not mean that FDA has made a determination that your device complies with other requirements of the Act or any Federal statutes and regulations administered by other Federal agencies. You must comply with all the Act's requirements, including, but not limited to: registration and listing (21 CFR Part 807); labeling (21 CFR Part 801 and Part 809); medical device reporting of medical device-related adverse events) (21 CFR 803); good manufacturing practice requirements as set forth in the quality systems (QS) regulation (21 CFR

1

Part 820); and if applicable, the electronic product radiation control provisions (Sections 531-542 of the Act); 21 CFR 1000-1050.

Also, please note the regulation entitled, "Misbranding by reference to premarket notification" (21 CFR Part 807.97). For questions regarding the reporting of adverse events under the MDR regulation (21 CFR Part 803), please go to http://www.fda.gov/MedicalDevices/Safety/ReportaProblem/default.htm for the CDRH's Office of Surveillance and Biometrics/Division of Postmarket Surveillance.

For comprehensive regulatory information about mediation-emitting products, including information about labeling regulations, please see Device Advice (https://www.fda.gov/MedicalDevices/DeviceRegulationandGuidance/) and CDRH Learn (http://www.fda.gov/Training/CDRHLearn). Additionally, you may contact the Division of Industry and Consumer Education (DICE) to ask a question about a specific regulatory topic. See the DICE website (http://www.fda.gov/DICE) for more information or contact DICE by email (DICE@fda.hhs.gov) or phone (1-800-638-2041 or 301-796-7100).

Sincerely,

Leonthena R. Carrington -S

Lea Carrington Director Division of Immunology and Hematology Devices Office of In Vitro Diagnostics and Radiological Health Center for Devices and Radiological Health

Enclosure

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Indications for Use

510(k) Number (if known) K171883

Device Name

Sysmex® UF-5000 Fully Automated Urine Particle Analyzer

Indications for Use (Describe)

The Sysmex® UF-5000 Fully Automated Urine Particle Analyzer is an automated urine particle analyzer for in vitro diagnostic use in screening patient populations found in clinical laboratories. The Sysmex® UF-5000 Fully Automated Urine Particle Analyzer analyzes the following parameters in urine samples: RBC, WBC, Epithelial cells, Cast, Bacteria and flags the presence of the following: Pathologic Cast, Crystals, Sperm, Yeast like cell and Mucus.

Type of Use (Select one or both, as applicable)

Prescription Use (Part 21 CFR 801 Subpart D)Over-The-Counter Use (21 CFR 801 Subpart C)
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In accordance with 21 CFR 807.87(h) and 21 CFR 807.92, the 510(k) Summary for the Sysmex® UF-5000 Fully Automated Urine Particle Analyzer is provided below.

SUBMITTER 1.

Sysmex America Inc. (SAI) 577 Aptakisic Road Lincolnshire, IL 60069

Contact Person: Sharita Brooks Phone: 224-543-9618 Email: brookss@sysmex.com Date Prepared: June 21, 2017

2. DEVICE

Name of Device: Sysmex® UF-5000 Fully Automated Urine Particle Analyzer Common Name: Automated Cell Counter Classification Regulation: 21 CFR 864.5200 Regulatory Class: II Product Code: LKM Panel: Hematology

PREDICATE DEVICE 3.

Predicate Device: Sysmex® UF-1000i, Automated Urine Particle Analyzer (K070910)

No reference devices were used in this submission.

DEVICE DESCRIPTION 4.

The Sysmex® UF-5000 Fully Automated Urine Particle Analyzer is an automated urine particle analyzer that is used in the clinical laboratory to analyze formed elements in urine samples quantitatively and flag for the presence of particles/cells in the sample. It provides screening of abnormal samples, as well as automation and better efficiency in the laboratory. The analyzer reports analysis results on five enumerated parameters in urine: RBC (Red Blood Cells), WBC (White Blood Cells), EC (Epithelial Cells), CAST and BACT (Bacteria). It also reports flagging information on the following parameters in urine: Pathologic Cast; Crystal; Sperm; Yeast like cell; and Mucus. This flagging information alerts the operator for the need of further testing and/or review.

The Sysmex® UF-5000 Fully Automated Urine Particle Analyzer is a dedicated system for the analysis of microscopic formed elements in urine and uses a Microsoft® Windows Operating System. The analyzer consists of the following units: (1) Main Unit which aspirates, dilutes, mixes and analyzes urine samples and processes data from the main unit and provides the

4

operator interface with the system; (2) Sampler Unit which supplies samples to the main unit automatically; and (3) Pneumatic Unit which supplies pressure and vacuum to the main unit.

The analyzer uses five reagents-UF-CELLSHEATH (sheath reagent), UF-CELLPACK CR and UF-CELLPACK SF (diluents) and UF-Fluorocell CR and UF-Fluorocell SF (both stains). The quality control material is UF-CONTROL.

INDICATION FOR USE 5.

The Sysmex® UF-5000 Fully Automated Urine Particle Analyzer is an automated urine particle analyzer for in vitro diagnostic use in screening patient populations found in clinical laboratories. The Sysmex® UF-5000 Fully Automated Urine Particle Analyzer analyzes the following parameters in urine samples: RBC, WBC, Epithelial cells, Cast, Bacteria and flags the presence of the following: Pathologic Cast, Crystals, Sperm, Yeast like cell and Mucus.

COMPARISON OF TECHNOLOGICAL CHARACTERISTICS 6.

The Sysmex® UF-5000 Fully Automated Urine Particle Analyzer and its predicate device, the Sysmex® UF-1000i automated urine particle analyzer (K070910), have the same fundamental technology and comparable performance characteristics. The modifications consist of an analyzer with a higher throughput, smaller sample aspiration volume and a smaller minimum particle size detected. Table 1 below compares the subject Sysmex® UF-5000 analyzer with the predicate Sysmex® UF-1000i analyzer.

Predicate DeviceProposed DeviceSimilarities/ Difference
510(k) NumberK070910 (SE on May 25, 2007)--
ApplicantSysmex America, Inc.Sysmex America, Inc.
Trade NameSysmex® UF-1000i, Automated
Urine Particle AnalyzerSysmex® UF-5000, Fully
Automated Urine Particle
Analyzer
Classification
Regulation21 CFR 864.520021 CFR 864.5200
Product CodeLKMLKM
Indications/
Intended UseThe Sysmex® UF-1000i is an
automated urine particle analyzer for
in vitro diagnostic use in screening
patient populations found in clinical
laboratories. The UF-1000i analyzes
the following parameters in urine
samples: RBC, WBC, Epithelial
cells, Cast and Bacteria and flags the
presence of the following: Pathologic
Cast, Crystal, Sperm, Small Round
Cell, Yeast like cell and Mucus.The Sysmex® UF-5000 Fully
Automated Urine Particle
Analyzer is an automated urine
particle analyzer for in vitro
diagnostic use in screening
patient populations found in
clinical laboratories. The
Sysmex® UF- 5000 Fully
Automated Urine Particle
Analyzer analyzes the following
parameters in urine samples:
RBC, WBC, Epithelial cells,
Cast and Bacteria and flags the
presence of the following:Similarities: RBC, WBC,
Epithelial cells, Cast, Bacteria and
flags Pathologic Cast, Crystal,
Sperm, Yeast like cells and Mucus.
Differences: The Sysmex® UF-
5000 does not have a flag for Small
Round Cell.
Predicate DeviceProposed DeviceSimilarities/ Difference
Pathologic Cast, Crystal, Sperm,
Yeast like cells and Mucus.
ParametersQuantitative parameters: RBC,
WBC, Epithelial cells, Cast, Bacteria
in urineQuantitative parameters: RBC,
WBC, Epithelial cells, Cast,
Bacteria in urine.Similarities: Same quantitative
parameters.
Flags: Pathologic Cast, Crystal,
Sperm, Small Round Cell, Yeast like
cell, MucusFlags: Pathologic Cast, Crystal,
Sperm, Yeast like cell and
Mucus.Differences: The Sysmex® UF-
5000 does not have a flag for Small
Round Cell.
Test
MethodologyThe instrument utilizes Sysmex®
flow cytometry using a red
semiconductor laser (wavelength
635nm) for analyzing organized
elements of urine. Particle
characterization and identification is
based on detection of forward
scatter, fluorescence and adaptive
cluster analysis. There is also a
bacteria channel and side scattered
light signal.The instrument utilizes
Sysmex® flow cytometry using
a blue semiconductor laser
(wavelength 488nm) for
analyzing organized elements of
urine. Particle characterization
and identification is based on
detection of forward scatter,
fluorescence and adaptive cluster
analysis. There are two
channels- CR channel for WBC,
EC, Bacteria and SF channel for
RBC, Cast.Similarities:
• Uses Flow Cytometry
method to quantitate RBC,
WBC, EC, CAST, and
BACT
• Principles of urine particle
analysis
• Hydraulic System (Sheath
Flow)
• Electrical system
• Analysis flow
• Sensor signal
• Particle signal waveform
Differences:
• Optical system is different:
Sysmex® UF-5000 uses a
blue semiconductor laser
(wavelength: 488nm).
• Aspiration, reagent amounts,
time & temperature
ReagentsUFII SHEATH (sheath) UFII
PACK -SED (diluent) UFII
SEARCH -SED (stain)
UFII PACK -BAC (diluent) UFII
SEARCH -BAC
(stain)UF-CELLSHEATH (sheath)
UF-CELLPACK CR (diluent)
UF-Fluorocell CR (stain)
UF-CELLPACK SF (diluent)
UF-Fluorocell SF (stain)Differences: Reagents
Quality ControlUFII CONTROL-2 levels- 5
parametersUF-CONTROL-2 levels- 5
parametersDifferences: Controls
Measuring
ChannelsSED channel: WBC, RBC, EC,
CAST
BAC channel: BacteriaCR channel: WBC,
EC, Bacteria
SF channel: RBC, CastDifferences: No dedicated channel
for bacteria. The non-nucleated
parameters are measured in the SF
Channel and the nucleated
parameters are measured in the CR
Channel.
Specimen TypeRandom urine specimensRandom urine
specimensSimilarities: Urine
Predicate DeviceProposed DeviceSimilarities/ Difference
Throughput100 samples / hour105 samples / hourSimilarities: Urine Differences:
Higher throughput
Minimum
particle size
detected$0.633 \mu m$$0.488 \mu m$Differences: Smaller Particles
Detected
Aspiration
volume0.8 mL0.45 mLDifferences: Smaller sample
aspiration
Sample
Aspiration/
Fluidic
PathwaySingle pathwaySingle pathwaySimilarities: Single pathway
Dimensions (W x D x H mm)580 x 710 x 615760 x 800 x 855 (single
sampler)Differences: Larger analyzer
Weight (kg)75.5Approximately: 90Differences: Heavier analyzer

Table 1: Device Comparison Table

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7. PERFORMANCE DATA

Clinical and analytical validation testing were conducted on the Sysmex® UF-5000 Fully Automated Urine Particle Analyzer to show equivalent performance to the predicate Sysmex® UF-1000i analyzer. Testing included:

  • Limits of Blank, Detection, and Quantitation (LoB/LoD/LoO) ●
  • Linearity
  • Precision (Repeatability and Reproducibility) ●
  • Carryover ●
  • Specimen Stability ●
  • Reference Interval ●
  • Method Comparison

Evaluation of the performance characteristics establishes that the performance, functionality, and reliability of the Sysmex® UF-5000 Fully Automated Urine Particle Analyzer are substantially equivalent to the predicate device. The evaluation included accuracy (method comparison), precision, linearity, carryover, stability, LoB, LoQ, and establishment of reference intervals.

CONCLUSIONS 8.

The Sysmex® UF-5000 Fully Automated Urine Particle Analyzer and its predicate device, the Sysmex® UF-1000i automated urine particle analyzer (K070910), have nearly the same Intended Use, fundamental technology, and comparable performance characteristics. The modifications consist of an analyzer with a higher throughput, smaller sample aspiration volume and a smaller minimum particle size detected. The Sysmex® UF-5000 automated urine particle analyzer does

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not raise new questions of safety and effectiveness relative to the predicate device. Clinical and analytical validation testing were conducted on the Sysmex® UF-5000 analyzer to show equivalent performance to the Sysmex® UF-1000i analyzer. The evaluation included accuracy (method comparison), precision (repeatability and reproducibility), linearity, carryover, stability, Limits of Blank, Detection, and Quantitation (LoB/LoD/LoQ) and establishment of reference intervals.

Evaluation of the performance characteristics established that the Sysmex® UF-5000 analyzer is substantially equivalent to the Sysmex® UF-1000i analyzer and is suitable for the labeled indication for use.