K Number
K113732
Device Name
IPLAN (IPLAN CRANIAL, IPLAN STEREOTAXY, IPLAN ENT, IPLAN CMF, IPLAN VIEW, IPLAN SPINE)
Manufacturer
Date Cleared
2012-05-07

(140 days)

Product Code
Regulation Number
892.1750
AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP Authorized
Intended Use
iPlan's indications for use are the viewing, presentation and documentation of medical imaging, including different modules for image processing, image fusion, atlas assisted visualization and segmentation, intraoperative functional planning where the output can be used e.g. with stereotactic image guided surgery or other devices for further processing and visualization. Example procedures include but are not limited to: - Planning and simulation of cranial surgical procedures such as tumor resection, shunt placement, minimal-invasive stereotactic interventions, biopsy, planning and simulation of trajectories for stimulation and electrode recording - ENT procedures such as sinus surgery, tumor surgery - Spine procedures such as tumor surgery, pedicle screw planning, vertebroplasty planning - iPlan View is an application which is intended to be used for reviewing existing treatment plans - Planning and simulation of cranio-maxillofacial procedures Typical users of iPlan are medical professionals, including but not limited to surgeons and radiologists.
Device Description
iPlan is a software based treatment planning application providing functionalities like viewing, processing and documentation of medical data including different modules for image preparation, image fusion, image segmentation where the result is a treatment plan that can be used e.g. for stereotactic and/or image guided surgery.
More Information

No
The document describes image processing and planning functionalities but does not mention AI, ML, or related terms like deep learning. The performance studies described are usability workshops, expert reviews, literature studies, and bench/integration tests, not studies typically associated with validating AI/ML performance.

No.
The device is a treatment planning software that assists surgeons in planning procedures; it does not directly apply therapy to a patient.

No.
The device is described as a "treatment planning application" used for "viewing, presentation and documentation of medical imaging," and creating "treatment plans" for surgical procedures. This indicates a role in treatment, not diagnosis.

Yes

The device description explicitly states "iPlan is a software based treatment planning application". While the output of the software can be used with hardware (stereotactic image guided surgery or other devices), the device itself is described solely as software.

Based on the provided information, this device is not an IVD (In Vitro Diagnostic).

Here's why:

  • Intended Use: The intended use clearly states the device is for "viewing, presentation and documentation of medical imaging," "image processing," "image fusion," "atlas assisted visualization and segmentation," and "intraoperative functional planning." These activities are related to surgical planning and image guidance, not the in vitro examination of specimens derived from the human body.
  • Device Description: The description reinforces that it's a "software based treatment planning application" for processing medical data to create a "treatment plan."
  • Lack of IVD Characteristics: There is no mention of analyzing biological samples (blood, urine, tissue, etc.), detecting diseases or conditions based on such analysis, or providing information for diagnosis based on in vitro testing.

The device is a medical device used for surgical planning and image processing, which falls under a different regulatory category than In Vitro Diagnostics.

N/A

Intended Use / Indications for Use

iPlan's indications for use are the viewing, presentation and documentation of medical imaging, including different modules for image processing, image fusion, atlas assisted visualization and segmentation, intraoperative functional planning where the output can be used e.g. with stereotactic image guided surgery or other devices for further processing and visualization.

Example procedures include but are not limited to:

  • Planning and simulation of cranial surgical procedures such as tumor resection, shunt placement, minimal-invasive stereotactic interventions, biopsy, planning and simulation of trajectories for stimulation and electrode recording
  • ENT procedures such as sinus surgery, tumor surgery
  • Spine procedures such as tumor surgery, pedicle screw planning, vertebroplasty planning
  • iPlan View is an application which is intended to be used for reviewing existing treatment plans
  • Planning and simulation of cranio-maxillofacial procedures

Product codes

JAK, LLZ

Device Description

iPlan is a software based treatment planning application providing functionalities like viewing, processing and documentation of medical data including different modules for image preparation, image fusion, image segmentation where the result is a treatment plan that can be used e.g. for stereotactic and/or image guided surgery.

Mentions image processing

Yes

Mentions AI, DNN, or ML

Not Found

Input Imaging Modality

CT, MRI, PET, SPECT

Anatomical Site

Cranial, ENT (sinus), Spine, Cranio-maxillofacial

Indicated Patient Age Range

Not Found

Intended User / Care Setting

Typical users of iPlan are medical professionals, including but not limited to surgeons and radiologists.

Description of the training set, sample size, data source, and annotation protocol

Not Found

Description of the test set, sample size, data source, and annotation protocol

Not Found

Summary of Performance Studies (study type, sample size, AUC, MRMC, standalone performance, key results)

Assessment of non-clinical performance data: non clinical tests

Usability workshops were performed with prototype versions of the software which has no relevant user interface differences to the final version and is therefore equivalent to the final version in respect to the usability validation.

Moreover an Expert Group Review has worked with Brainlab in order to tailor the existing iPlan planning functionalities to the specific needs of CMF surgeons.

Clinical Evaluation/Validation

The clinical evaluation has been based on literature studies.

Application performance testing

On different levels of development (module, subsystem, system) specific bench and integration tests were conducted. Internal standards were tested and documented as conformance report, environment compatibility and interfaces. Compatibility with previous version and comparable workflows to predicate devices were documented in corresponding review protocols.

Key Metrics (Sensitivity, Specificity, PPV, NPV, etc.)

Not Found

Predicate Device(s)

K101627, K052424

Reference Device(s)

Not Found

Predetermined Change Control Plan (PCCP) - All Relevant Information

Not Found

§ 892.1750 Computed tomography x-ray system.

(a)
Identification. A computed tomography x-ray system is a diagnostic x-ray system intended to produce cross-sectional images of the body by computer reconstruction of x-ray transmission data from the same axial plane taken at different angles. This generic type of device may include signal analysis and display equipment, patient and equipment supports, component parts, and accessories.(b)
Classification. Class II.

0

510(k) Summarv iPlan

MAY - 7 2012

K113732

510(k) Summary- iPlan

1. Manufacturer

Address:Brainlab AG
Kapellenstrasse 12
85622 Feldkirchen
Germany
Phone:+49 89 99 15 68 0
Fax:+49 89 99 15 68 33

Contact Person: Mr. Alexander Schwiersch

November 17, 2011 Summary Date:

2. Device Name

| Trade name (*): | iPlan Cranial, iPlan Stereotaxy
iPlan ENT, iPlan Spine, iPlan View, iPlan CMF |
|-----------------------------|----------------------------------------------------------------------------------|
| Common/Classification Name: | Planning System, Stereotactic Instrument |

3. Predicate Devices iPlan (K101627) Maxilim (K052424)

4. Device Description

iPlan is a software based treatment planning application providing functionalities like viewing, processing and documentation of medical data including different modules for image preparation, image fusion, image segmentation where the result is a treatment plan that can be used e.g. for stereotactic and/or image guided surgery.

5. Intended use

iPlan's indications for use are the viewing, presentation and documentation of medical imaging, including different modules for image processing, image fusion, atlas assisted visualization and segmentation, intraoperative functional planning where the output can be used e.g. with stereotactic image guided surgery or other devices for further processing and visualization.

Example procedures include but are not limited to:

  • Planning and simulation of cranial surgical procedures such as tumor resection, l shunt placement, minimal-invasive stereotactic interventions, biopsy, planning and simulation of trajectories for stimulation and electrode recording

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  • ENT procedures such as sinus surgery, tumor surgery -
  • -Spine procedures such as tumor surgery, pedicle screw planning, vertebroplasty planning
  • iPlan View is an application which is intended to be used for reviewing existing treatment plans
  • Planning and simulation of cranio-maxillofacial procedures -

Typical users of iPlan are medical professionals, including but not limited to surgeons and radiologists.

| # | Sub-module | Changed
*) | iPlan
CMF | iPlan
Cranial | iPlan
ENT | iPlan
Stereotaxy | iPlan
Spine | iPlan
View |
|----|--------------------------|---------------|--------------|------------------|--------------|---------------------|----------------|---------------|
| 1 | Load and Import | No | X | X | X | X | X | X |
| 2 | View and Adjustment | No | X | X | X | | X | X |
| 3 | Registration Points | No | X | X | X | X | X | |
| 4 | ACPC Localization | No | | | | X | | |
| 5 | Localization | No | | | | X | | |
| 6 | Image Fusion | No | X | X | X | X | X | X |
| 7 | Object Creation | No | X | X | X | X | X | |
| 8 | Advanced Object Planning | No | X | X | X | | | |
| 9 | BOLD MRI mapping | No | | X | | X | | |
| 10 | Fiber Tracking | No | | X | | X | | |
| 11 | Trajectory planning | No | X | X | X | | X | |
| 12 | Stereotactic planning | No | | | | X | | |
| 13 | Electrode recording | No | | | | X | | |
| 14 | Save and Export | No | X | X | X | X | X | |
| 15 | 3D Functionalities | Yes | X | X | X | X | X | X |

6. Technological Characteristics

*) changed compared to iPlan K101627

Description of sub-modules:

#Sub-moduleDescription
1Load and ImportLoad existing treatment data from different data sources,
Import patient data from DICOM or other archive types,
manage (delete/copy/move) patient folders
2View and AdjustmentReview patient data in various reconstructions or overlay,
side-by-side comparison of different modalities, aligning
the data set orientation, import or export screenshot
images
3Registration PointsAutomatic detection of CT or MR registration markers for
navigation, manual placement of markers and anatomical
landmarks
4ACPC LocalizationThis planning task allows the definition of AC/PC
coordinate system
5LocalizationAssign a localizer frame for CT or MRI localization
Perform automatic detection of localizer rods
6Image FusionAlign available image sets automatically, manually or
using landmarks for various combinations of images sets
and modalities such as CT, MRI, PET and SPECT.
Visual verification of alignment.
7Object CreationOutline anatomical structures using manual or automatic
segmentation methods. Advanced manipulation for 3D
objects with scaling, logical operations and object
splitting.
Volumetric measurements based on the created 3D
objects
8Advanced Object
PlanningMirror and split segmented structures
9BOLD MRI mappingProcessing of blood oxygen level dependent (BOLD) MRI
data
Definition of block design functional task, calculation of
activation areas based on BOLD MRI data, time series
view for activation signal, creation of 3D objects from
activation areas
10Fiber TrackingProcessing of diffusion tensor imaging (DTI) using
various ways to define and combine seed regions of
interest.
Definition of multiple fiber bundles and creation of 3D
objects from fiber bundles.
Volumetric measurements and detailed fiber information
11Trajectory planningPlan pathways for surgical instruments or resection,
definition of entry, target points and diameter for
trajectories
12Stereotactic planningPlanning of stereotactic trajectories
Usage of AC/PC coordinates and Schaltenbrandt-Wahren
atlas
Calculation of stereotactic arc settings for planned
trajectories
13Electrode recordingPlanning of parallel electrode tracks
Enter and display microelectrode recording and
stimulation results, display information stepwise along
tracks
14Save and ExportSave the current treatment plan to the patient folder
Export the results to the navigation, as DICOM or STL
format
153D FunctionalitiesThree-dimensional volume based rendering for different
image modalities and planning data.
Extension of standard view types and options with
structure specific view types

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7. Assessment of non-clinical performance data: non clinical tests

Usability workshops were performed with prototype versions of the software which has no relevant user interface differences to the final version and is therefore equivalent to the final version in respect to the usability validation.

Moreover an Expert Group Review has worked with Brainlab in order to tailor the existing iPlan planning functionalities to the specific needs of CMF surgeons.

8. Clinical Evaluation/Validation

The clinical evaluation has been based on literature studies.

9. Application performance testing

On different levels of development (module, subsystem, system) specific bench and integration tests were conducted. Internal standards were tested and documented as conformance report, environment compatibility and interfaces. Compatibility with previous version and comparable workflows to predicate devices were documented in corresponding review protocols.

10. Conclusions

The submitted information in this premarket notification is complete and supports a substantial equivalence decision.

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Image /page/4/Picture/0 description: The image shows the seal of the Department of Health & Human Services - USA. The seal is circular and contains the words "DEPARTMENT OF HEALTH & HUMAN SERVICES - USA" around the perimeter. In the center of the seal is an abstract image of an eagle.

DEPARTMENT OF HEALTH & HUMAN SERVICES

Public Health Service

Food and Drug Administration 10903 New Hampshire Avenue Document Control Room - WO66-G609 Silver Spring, MD 20993-0002

MAY - 7 2012

Mr. Alexander Schwiersch Regulatory Affairs Manager Brainlab AG Kapellenstrasse 2 85622 Feldkirchen GERMANY

Re: K113732

Trade/Device Name: iPlan Regulation Number: 21 CFR 892.1750 Regulation Name: Computed tomography x-ray system Regulatory Class: II Product Code: JAK, LLZ Dated: April 30, 2012 Received: May 4, 2012

Dear Mr. Schwiersch:

We have reviewed your Section 510(k) premarket notification of intent to market the device referenced above and have determined the device is substantially equivalent (for the indications for use stated in the enclosure) to legally marketed predicate devices marketed in interstate commerce prior to May 28, 1976, the enactment date of the Medical Device Amendments, or to devices that have been reclassified in accordance with the provisions of the Federal Food, Drug, and Cosmetic Act (Act) that do not require approval of a premarket approval application (PMA). You may, therefore, market the device, subject to the general controls provisions of the Act. The general controls provisions of the Act include requirements for annual registration, listing of devices, good manufacturing practice, labeling, and prohibitions against misbranding and adulteration.

If your device is classified (see above) into class II (Special Controls), it may be subject to such additional controls. Existing major regulations affecting your device can be found in Title 21, Code of Federal Regulations (CFR), Parts 800 to 895. In addition, FDA may publish further announcements concerning your device in the Federal Register.

Please be advised that FDA's issuance of a substantial equivalence determination does not mean that FDA has made a determination that your device complies with other requirements of the Act or any Federal statutes and regulations administered by other Federal agencies. You must comply with all the Act's requirements, including, but not limited to: registration and listing (21 CFR Part 807); labeling (21 CFR Parts 801 and 809); medical device reporting (reporting of

5

medical device-related adverse events) (21 CFR 803); and good manufacturing practice requirements as set forth in the quality systems (QS) regulation (21 CFR Part 820). This letter will allow you to begin marketing your device as described in your Section 510(k) premarket notification. The FDA finding of substantial equivalence of your device to a legally marketed predicate device results in a classification for your device and thus, permits your device to proceed to the market.

If you desire specific advice for your device on our labeling regulation (21 CFR Parts 801 and 809), please contact the Office of In Vitro Diagnostic Device Evaluation and Safety at (301) 796-5450. Also, please note the regulation entitled, "Misbranding by reference to premarket notification" (21 CFR Part 807.97). For questions regarding the reporting of adverse events under the MDR regulation (21 CFR Part 803), please go to http://www.fda.gov/MedicalDevices/Safety/ReportalProblem/default.htm for the CDRH's Office of Surveillance and Biometrics/Division of Postmarket Surveillance.

You may obtain other general information on your responsibilities under the Act from the Division of Small Manufacturers, International and Consumer Assistance at its toll-free number (800) 638-2041 or (301) 796-7100 or at its Internet address http://www.fda.gov/cdrh/industry/support/index.html.

Sincerely Yours,

Janine M. Morris

Acting Director Division of Radiological Devices Office of In Vitro Diagnostic Device Evaluation and Safety Center for Devices and Radiological Health

Enclosure

6

Indications for Use

510(k) Number (if known): にいる732

Device Name: iPlan

Indications For Use:

iPlan's indications for use are the viewing, presentation and documentation of medical imaging, including different modules for image processing, image fusion, atlas assisted visualization and segmentation, intraoperative functional planning where the output can be used e.g. with stereotactic image guided surgery or other devices for further processing and visualization.

Example procedures include but are not limited to:

  • Planning and simulation of cranial surgical procedures such as tumor resection, shunt placement, minimal-invasive stereotactic interventions, biopsy, planning and simulation of trajectories for stimulation and electrode recording
  • ENT procedures such as sinus surgery, tumor surgery
  • Spine procedures such as tumor surgery, pedicle screw planning, vertebroplasty planning
  • iPlan View is an application which is intended to be used for reviewing existing treatment plans
  • Planning and simulation of cranio-maxillofacial procedures

Typical users of iPlan are medical professionals, including but not limited to surgeons and radiologists.

Prescription Use _ X (Per 21 CFR 801 Subpart D) AND/OR

Over-The-Counter Use (21 CFR 801 Subpart C)

(PLEASE DO NOT WRITE BELOW THIS LINE - CONTINUE ON ANOTHER PAGE IF NEEDED)

Concurrence of CDRH, Office of Device Evaluation (ODE)

Marlon D. Kirk

Division Sign-Off Division of Radiological Devices Office of In Vitro Division of Raciologics Evaluation and Safety

K113732
510K

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