K Number
K112507
Date Cleared
2012-03-01

(184 days)

Product Code
Regulation Number
882.4560
Reference & Predicate Devices
Predicate For
AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
Intended Use

The Restoris Partial Knee Application (PKA), for use with the Robotic Arm Interactive Orthopedic System (RIO), is intended to assist the surgeon in providing software defined spatial boundaries for orientation and reference information to anatomical structures during orthopedic procedures.

The Restoris Partial Knee Application (PKA), for use with the Robotic Arm Interactive Orthopedic System (RIO), is indicated for use in surgical knee procedures, in which the use of stereotactic surgery may be appropriate, and where reference to rigid anatomical bony structures can be identified relative to a CT based model of the anatomy. These procedures include unicondylar knee replacement and/or patellofemoral knee replacement.

Device Description

Restoris PKA is an upgrade to the Tactile Guidance System v2.0, a.k.a RIO, which was cleared via K081867. The features of this application are to improve overall performance of the system in supporting unicondylar and/or patellofemoral knee replacement. Restoris PKA is used with RIO which includes an optical detector, robotic arm, and guidance module. In addition, the application is designed to be used with a pre-operative planning laptop, as well as both reusable and disposable instrumentation.

Restoris PKA provides stereotactic guidance during minimally invasive orthopedic surgical procedures by using patient CT data to assist a surgeon with presurgical planning and interpretive/intraoperative navigation. RIO's robotic arm, once configured for use with Restoris PKA, can serve as a surgeon's "intelligent" tool holder or tool guide by passively constraining the preparation of an anatomical site for an orthopedic implant with softwaredefined spatial boundaries.

AI/ML Overview

Here's a breakdown of the acceptance criteria and study information for the Restoris Partial Knee Application (PKA) as described in the provided 510(k) summary:

1. Table of Acceptance Criteria and Reported Device Performance

The provided document summarizes the testing and indicates that "All acceptance criteria were satisfied" or "The testing successfully met the acceptance criteria specified in the validation protocol." However, the specific quantitative acceptance criteria themselves are not explicitly listed in this summary document. The document focuses on the conclusion that the criteria were met.

Acceptance Criteria CategoryReported Device Performance
Verification Testing
Integration VerificationAll acceptance criteria were satisfied; complete integration of Restoris PKA with RIO platform confirmed.
Registration AccuracyAll acceptance criteria were satisfied; successful bone registration using Restoris PKA was confirmed.
Validation Testing
Usability (Simulated-use)Acceptance criteria were met; confirmed that Restoris PKA and RIO platform meet user needs.
Overall System PerformanceThe testing successfully met the acceptance criteria specified in the validation protocol; further confirmed meeting user needs.

2. Sample Sizes Used for the Test Set and Data Provenance

  • Verification Testing (Integration & Registration):

    • Sample Size: Sawbone models were used for both the integration and registration verification tests. The exact number of sawbone models is not specified.
    • Data Provenance: Retrospective (synthetic models).
  • Validation Testing (Usability):

    • Sample Size: Two (2) cadaveric specimens were used.
    • Data Provenance: Prospective (cadaveric specimens).
  • Validation Testing (Overall System Performance):

    • Sample Size: Three (3) cadaveric specimens were used.
    • Data Provenance: Prospective (cadaveric specimens).

3. Number of Experts Used to Establish the Ground Truth for the Test Set and Their Qualifications

  • Verification Testing: Not applicable, as testing was against predefined system specifications or expected outcomes.
  • Validation Testing (Usability): Three (3) users participated in completing the procedure. Their specific qualifications (e.g., "radiologist with 10 years of experience") are not explicitly stated. They are generally referred to as "users," implying they are likely surgeons or trained medical professionals using the device in a simulated environment.
  • Validation Testing (Overall System Performance): One surgeon performed the procedure, and four (4) independent reviewers assessed the outcome. The specific qualifications of these surgeons/reviewers are not explicitly stated.

4. Adjudication Method for the Test Set

  • Verification Testing: Not applicable, as outcomes were likely assessed against objective technical specifications.
  • Validation Testing (Usability): The method of adjudication for the "acceptance criteria" being met is not detailed beyond the conclusion that they were met. It's implied to be based on the experience of the 3 users.
  • Validation Testing (Overall System Performance): One surgeon performed the procedure, and four (4) independent reviewers assessed it. The specific adjudication method among the four reviewers (e.g., 2+1, 3+1, simple majority) is not specified. It just states they independently reviewed the procedure.

5. If a Multi-Reader Multi-Case (MRMC) Comparative Effectiveness Study was Done, What was the Effect Size of How Much Human Readers Improve with AI vs Without AI Assistance

  • A MRMC comparative effectiveness study, comparing human readers with and without AI assistance, was not explicitly described in this 510(k) summary. The studies described focus on the device's performance in guiding a surgeon directly during a procedure, not on a diagnostic reading task. The device assists the surgeon rather than providing interpretations for readers.

6. If a Standalone (i.e., algorithm only without human-in-the-loop performance) was Done

  • Yes, in part. The Verification Testing for "registration with the Restoris PKA satisfies the specified accuracy requirements" using "the software's improved bone model imaging algorithm" can be considered a form of standalone testing for a specific algorithmic component (registration accuracy). However, the overall device (Restoris PKA) is intended for human-in-the-loop surgical assistance, so the primary validation is in that context.

7. The Type of Ground Truth Used

  • Verification Testing (Integration & Registration): The ground truth was likely based on pre-defined engineering or system specifications and benchmarks for integration functionality and accuracy of registration.
  • Validation Testing (Usability & Overall System Performance): The ground truth for these cadaveric studies would be the successful and accurate completion of the simulated surgical procedure as assessed by the participating surgeons/reviewers against clinical standards and the stated "needs of the user" for unicondylar and/or patellofemoral knee replacement. This is a form of expert assessment of procedural correctness and outcome.

8. The Sample Size for the Training Set

  • The 510(k) summary does not provide any information regarding a specific training set or its sample size for the Restoris PKA. This document describes verification and validation testing, not the development or training of an AI model in the conventional sense. The device "assists a surgeon with presurgical planning and interpretive/intraoperative navigation" using "patient CT data," implying it's a guidance system built upon established biomechanical models and image processing, rather than a deep learning model requiring a distinct training dataset for its core function.

9. How the Ground Truth for the Training Set Was Established

  • As no training set is described, there's no information on how its ground truth might have been established.

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MAKO
URGICAL CORP.

K

MAR - 1 2012

555 davie road

tel 954.927.2044 fax 954.927.0441

510(K) SUMMARY

Submitter:MAKO Surgical Corp.
Address:2555 Davie Road, Fort Lauderdale, FL, 33317
Phone number:954-628-0655
Fax number:954-927-0446
Contact Person:Dionne Sanders
Date Prepared:August 26, 2011
Device Trade Name:Restoris Partial Knee Application (PKA)
Regulation Name:Stereotaxic Instrument
Regulation Number:21 CFR 882.4560
Device Classification:Class II
Product Code:OLO

Substantial Equivalence Claimed To: Restoris PKA is substantially equivalent to the MAKO Surgical Corp. Tactile Guidance System v2.0 a.k.a., RIO (K081867).

Description: Restoris PKA is an upgrade to the Tactile Guidance System v2.0, a.k.a RIO, which was cleared via K081867. The features of this application are to improve overall performance of the system in supporting unicondylar and/or patellofemoral knee replacement. Restoris PKA is used with RIO which includes an optical detector, robotic arm, and guidance module. In addition, the application is designed to be used with a pre-operative planning laptop, as well as both reusable and disposable instrumentation.

Restoris PKA provides stereotactic guidance during minimally invasive orthopedic surgical procedures by using patient CT data to assist a surgeon with presurgical planning and interpretive/intraoperative navigation. RIO's robotic arm, once configured for use with Restoris PKA, can serve as a surgeon's "intelligent" tool holder or tool guide by passively constraining the preparation of an anatomical site for an orthopedic implant with softwaredefined spatial boundaries.

Summary of Technological Characteristics Compared to Predicate Devices: The technological characteristics of Restoris PKA compared to the predicate device are listed below:

TechnologicalCharacteristicsRestoris PKATactile Guidance System v2.0 a.k.aRIO (K081867)
Major ComponentsGuidance module, robotic arm, camerastand, drill system, preoperativeplanning laptop.Guidance module, robotic arm, camerastand, drill system, preoperativeplanning laptop.
Tools/accessoriesVarious reusable instruments e.g.,probes, arrays tracked by opticalcamera; disposable instruments e.g.,bone-pins, checkpoints, Vizadiscs.Various reusable instruments e.g.,probes, arrays tracked by opticalcamera; disposable instruments e.g.,bone-pins, checkpoints, Vizadiscs.
Image UseCTCT

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K112507

Image /page/1/Picture/1 description: The image shows the logo for MAKO Surgical Corp. The logo features the word "MAKO" in large, bold, sans-serif font. Above the word "MAKO" is a stylized graphic that resembles a mountain peak or a shark fin. Below the word "MAKO" is the text "SURGICAL CORP." in a smaller, sans-serif font.

2555 davie road

tel 954.927.2044

fax 954.927.0446

PJ20F3

Performance Data:

Unit, Integration and System level testing was performed with the Restoris Partial Knee Application (PKA) in order to evaluate the application's ability to support unicondylar and/or patellofemoral knee replacement. A summary of the completed design verification and validation activities to support substantial equivalence is as follows:

fort lauderdale, florida 33317

Summary of Testing
Verification TestingPurpose - Verification testing was completed to verify complete integration of the Restoris PKA, including all of its accessories, with the RIO platform system.
Test Method - Sawbone models were used to run-through the procedural workflow focused on testing various aspects of the Restoris PKA with the RIO platform.
Results - All acceptance criteria were satisfied and the test was considered passed.
Conclusion - Integration of the Restoris PKA with the RIO platform was confirmed.
Purpose - Verification testing was completed to verify that registration with the Restoris PKA satisfies the specified accuracy requirements.
Test Method - Sawbone models were used to verify registration with the Restoris PKA using the software's improved bone model imaging algorithm.
Results - All acceptance criteria were satisfied and the test was considered passed.
Conclusion - Successful bone registration using the Restoris PKA was confirmed.
Validation TestingPurpose - Validation testing was completed in a simulated-use environment with the Restoris PKA and the RIO platform to assess usability in order to confirm that the needs of the user have been met.
Test Method - Cadaveric specimens were used to complete this validation. The procedure was completed by three (3) users with two (2) cadaveric specimens.
Results - Testing with the Restoris PKA and the RIO platform in this validation successfully met the acceptance criteria.
Conclusion - Testing confirmed that the Restoris PKA and the RIO platform are able to meet the needs of the user.
Purpose - This additional validation test was conducted to assess overall system performance with emphasis on evaluating the critical steps of the PKA procedure in a more objective manner.
Test Method - Three (3) cadaveric specimens were used to complete this validation. The procedure was performed by one surgeon with four (4) independent reviewers.

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K1126

MAKO
SURGICAL CORP.

Pa3 =43

2555 davie road

x 954 927 0446

Results - The testing successfully met the acceptance criteria specified in the validation protocol.

Conclusion - These testing results provided further confirmation that the Restoris PKA and the RIO platform are able to meet the needs of the user.

Intended Use/Indications for Use: The Restoris Partial Knee Application (PKA), for use with the Robotic Arm Interactive Orthopedic System (RIO), is intended to assist the surgeon in providing software defined spatial boundaries for orientation and reference information to anatomical structures during orthopedic procedures.

The Restoris Partial Knee Application (PKA), for use with the Robotic Arm Interactive Orthopedic System (RIO), is indicated for use in surgical knee procedures, in which the use of stereotactic surgery may be appropriate, and where reference to rigid anatomical bony structures can be identified relative to a CT based model of the anatomy. These procedures include unicondylar knee replacement and/or patellofemoral knee replacement.

Substantial Equivalence: Restoris PKA has been verified and validated according to MAKO Surgical's procedures for design and development. The results of testing satisfied all required acceptance criteria and was found to support substantial equivalence of Restoris PKA to the predicate device (MAKO Surgical's Tactile Guidance System v2.0 a.k.a., RIO (K081867)).

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DEPARTMENT OF HEALTH & HUMAN SERVICES

Image /page/3/Picture/1 description: The image shows the logo for the Department of Health & Human Services USA. The logo consists of a circular seal with the text "DEPARTMENT OF HEALTH & HUMAN SERVICES USA" arranged around the perimeter. Inside the circle is a stylized image of an eagle with its wings spread, rendered in a simple, bold line style.

Public Health Service

Food and Drug Administration 10903 New Hampshire Avenue Document Control Room-WO66-G609 Silver Spring, MD 20993-0002

MAKO Surgical Corporation % Ms. Dionne Sanders Regulatory Affairs Specialist 2555 Davie Road Fort Lauderdale, Florida 33317

MAR - 1 2012

Re: K112507

Trade/Device Name: Restoris Partial Knee Application (PKA) Regulation Number: 21 CFR 882.4560 Regulation Name: Stereotaxic instrument Regulatory Class: II Product Code: OLO Dated: February 15, 2012 Received: February 16, 2012

Dear Ms. Sanders:

We have reviewed your Section 510(k) premarket notification of intent to market the device referenced above and have determined the device is substantially equivalent (for the indications for use stated in the enclosure) to legally marketed predicate devices marketed in interstate commerce prior to May 28, 1976, the enactment date of the Medical Device Amendments, or to devices that have been reclassified in accordance with the provisions of the Federal Food, Drug, and Cosmetic Act (Act) that do not require approval of a premarket approval application (PMA). You may, therefore, market the device, subject to the general controls provisions of the Act. The general controls provisions of the Act include requirements for annual registration, listing of devices, good manufacturing practice, labeling, and prohibitions against misbranding and adulteration. Please note: CDRH does not evaluate information related to contract liability warranties. We remind you, however, that device labeling must be truthful and not misleading.

If your device is classified (see above) into either class II (Special Controls) or class III (PMA), it may be subject to additional controls. Existing major regulations affecting your device can be found in the Code of Federal Regulations, Title 21, Parts 800 to 898. In addition, FDA may publish further announcements concerning your device in the Federal Register.

Please be advised that FDA's issuance of a substantial equivalence determination does not mean that FDA has made a determination that your device complies with other requirements of the Act or any Federal statutes and regulations administered by other Federal agencies. You must comply with all the Act's requirements, including, but not limited to: registration and listing (21

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Page 2 - Ms. Dionne Sanders

CFR Part 807); labeling (21 CFR Part 801); medical device reporting (reporting of medical device-related adverse events) (21 CFR 803); good manufacturing practice requirements as set forth in the quality systems (QS) regulation (21 CFR Part 820); and if applicable, the electronic product radiation control provisions (Sections 531-542 of the Act); 21 CFR 1000-1050.

If you desire specific advice for your device on our labeling regulation (21 CFR Part 801), please go to http://www.fda.gov/AboutFDA/CentersOffices/CDRH/CDRHQffices/ucm115809.htm for the Center for Devices and Radiological Health's (CDRH's) Office of Compliance. Also, please note the regulation entitled, "Misbranding by reference to premarket notification" (21CFR Part 807.97). For questions regarding the reporting of adverse events under the MDR regulation (21 CFR Part 803), please go to

http://www.fda.gov/MedicalDevices/Safety/ReportaProblem/default.htm for the CDRH's Office of Surveillance and Biometrics/Division of Postmarket Surveillance.

You may obtain other general information on your responsibilities under the Act from the Division of Small Manufacturers, International and Consumer Assistance at its toll-free number (800) 638-2041 or (301) 796-7100 or at its Internet address

http://www.fda.gov/MedicalDevices/Resourcesfor You/Industry/default.htm.

Sincerely yours,

Fritz Perls

Mark N. Melkerson Director Division of Surgical, Orthopedic and Restorative Devices Office of Device Evaluation Center for Devices and Radiological Health

Enclosure

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Image /page/5/Picture/1 description: The image shows the logo for MAKO Surgical Corp. The logo features a stylized, abstract shape above the word "MAKO" in bold, sans-serif font. Below "MAKO" is the text "SURGICAL CORP." in a smaller, sans-serif font.

2555 davie road

Fort Lauderdale, Florida 3

tel 954.927.2044

fax 954,927.0446

INDICATIONS FOR USE

510(k) Number: K112507

Device Name: Restoris Partial Knee Application (PKA)

Indications for Use:

The Restoris Partial Knee Application (PKA), for use with the Robotic Arm Interactive Orthopedic System (RIO), is intended to assist the surgeon in providing software defined spatial boundaries for orientation and reference information to anatomical structures during orthopedic procedures.

The Restoris Partial Knee Application (PKA), for use with the Robotic Arm Interactive Orthopedic System (RIO), is indicated for use in surgical knee procedures, in which the use of stereotactic surgery may be appropriate, and where reference to rigid anatomical bony structures can be identified relative to a CT based model of the anatomy. These procedures include unicondylar knee replacement and/or patellofemoral knee replacement.

Prescription Use X

OR

Over-the-Counter Use

(Per 21 CFR 801.109)

(PLEASE DO NOT WRITE BELOW THIS LINE - CONTINUE ON ANOTHER PAGE IF NEEDED)

Concurrence of CDRH, Office of Device Evaluation (

Neil RPDode Loc MXM

Division of Surgical. Orthopedic, and Restorative Devices

510(k) Number K'112507

§ 882.4560 Stereotaxic instrument.

(a)
Identification. A stereotaxic instrument is a device consisting of a rigid frame with a calibrated guide mechanism for precisely positioning probes or other devices within a patient's brain, spinal cord, or other part of the nervous system.(b)
Classification. Class II (performance standards).