K Number
K042291
Date Cleared
2004-11-12

(80 days)

Regulation Number
862.1600
Panel
CH
Reference & Predicate Devices
AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
Intended Use

The UniCel DxC SYNCHRON Systems are fully automated, computer-controlled clinical chemistry analyzers intended for the in vitro determination of a variety of general chemistries, therapeutic drugs, and other chemistries of clinical interest in biological fluids such as serum, plasma, urine, or cerebrospinal fluid, (sample type is chemistry dependent).

Device Description

The UniCel DxC 600 and 800 Systems are the next generation of clinical chemistry analyzers in Beckman Coulter's SYNCHRON instrument family. The analyzers operate in conjunction with reagents, calibrators, and controls designed for use with SYNCHRON Systems. The DxC instruments feature bar code identification of samples and reagents, Closed Tube Sampling, Obstruction Detection and Correction, and a dual carousel reagent storage compartment with an onboard capacity of 59 cartridges. Major system components include sample and reagent handling systems, bar code readers, modular chemistry sections, cartridge chemistry systems, and reagent storage compartment, supported by power and hydropneumatic utilities.

AI/ML Overview

The provided text describes the UniCel® DxC SYNCHRON® Clinical Systems (UniCel DxC 600 and 800) and their substantial equivalence to predicate devices, focusing on the performance of various chemistry assays.

Here's an analysis of the acceptance criteria and the study that proves the device meets them, based on the provided document:

1. Table of Acceptance Criteria and Reported Device Performance

The document provides summary performance data comparing the UniCel DxC 800 System to the SYNCHRON LX20 PRO (predicate device) through method comparison studies (slope, intercept, and correlation coefficient (R)) and imprecision studies (mean, within-run SD, within-run %CV, total SD, total %CV). The document implies that the acceptance criteria are met if the values obtained from the UniCel DxC 800 are similar to or within acceptable ranges compared to the predicate device, demonstrating "substantial equivalence."

A direct table of explicit acceptance criteria (e.g., "Slope must be between 0.95 and 1.05") is not explicitly stated in detail for each analyte. Instead, the reported performance (slope, intercept, R, and imprecision) is the evidence presented to demonstrate that the device meets the implied acceptance of being substantially equivalent to the predicate device.

Implied Acceptance Criteria (based on comparison to predicate performance) and Reported Device Performance:

ChemistryPerformance MetricImplied Acceptance Criteria (e.g., close to 1 for slope, close to 0 for intercept, close to 1 for R, low %CV)Reported UniCel DxC 800 Performance
Modular Assays(Comparison to predicate)
NASlopeExpected ~10.987
InterceptExpected ~01.99
RExpected ~10.996
KSlopeExpected ~10.993
InterceptExpected ~00.07
RExpected ~10.998
CLSlopeExpected ~11.005
InterceptExpected ~0-0.86
RExpected ~10.997
CO2SlopeExpected ~11.043
InterceptExpected ~0-1.05
RExpected ~10.994
CALSlopeExpected ~11.007
InterceptExpected ~0-0.03
RExpected ~10.999
ALBmSlopeExpected ~10.990
InterceptExpected ~00.05
RExpected ~11.000
BUNmSlopeExpected ~10.985
InterceptExpected ~00.31
RExpected ~11.000
CREmSlopeExpected ~11.037
InterceptExpected ~0-0.01
RExpected ~11.000
GLUmSlopeExpected ~11.006
InterceptExpected ~0-0.11
RExpected ~11.000
PHOSmSlopeExpected ~11.004
InterceptExpected ~00.02
RExpected ~10.999
TPmSlopeExpected ~10.992
InterceptExpected ~00.08
RExpected ~10.996
Cartridge Assays(Comparison to predicate)
CRPHSlopeExpected ~11.024
InterceptExpected ~0-0.03
RExpected ~10.999
FESlopeExpected ~11.002
InterceptExpected ~0-0.16
RExpected ~11.000
LDSlopeExpected ~11.005
InterceptExpected ~05.54
RExpected ~10.999
MGSlopeExpected ~10.969
InterceptExpected ~00.04
RExpected ~10.999
PHESlopeExpected ~10.981
InterceptExpected ~00.02
RExpected ~10.998
URICSlopeExpected ~11.017
InterceptExpected ~0-0.08
RExpected ~11.000
Qualitative Drug Assay (urine) - BENZ
AgreementExpected 100%100% (for positive and negative samples)
(43 positive, 57 negative)
Imprecision (Various Chemistries at Low/High Control Levels)Expected low %CVReported %CV (e.g., NA Low - 0.6% within-run, 0.9% total)

2. Sample Sizes Used for the Test Set and Data Provenance

The "test set" consists of human biological fluid samples (serum, plasma, urine, cerebrospinal fluid, depending on the chemistry).

  • Sample Sizes (N) for Method Comparison Studies:
    • Modular Assays: Range from 111 (BUNm) to 219 (CO2).
    • Cartridge Assays: Range from 91 (PHE) to 181 (LD).
    • Qualitative Drug Assay (BENZ): 43 positive samples and 57 negative samples (total 100).
  • Sample Sizes (N) for Imprecision Studies:
    • The table states "Unicel 800 System Estimated Serum Imprecision (N=80)". This refers to 80 replicates per control level, per analyte, for the imprecision study.
  • Data Provenance: Not explicitly stated (e.g., country of origin). The studies are internal ("Summary of Performance Data" is submitted by Beckman Coulter). The types of samples (serum, plasma, urine, CSF) indicate they are from human subjects, likely clinical samples. No indication of retrospective or prospective is given, but typically such studies for regulatory submissions would be prospectively collected or a well-defined retrospective cohort.

3. Number of Experts Used to Establish the Ground Truth for the Test Set and Qualifications of Those Experts

This information is not provided in the document. For these types of in vitro diagnostic devices, "ground truth" is typically established by comparing the device's results to a legally marketed predicate device (as done here with the SYNCHRON LX20 PRO Systems) or a reference method. It's unlikely human experts were establishing a qualitative "ground truth" for quantitative chemistry assays in the way they might for an imaging AI device. The predicate device's measured values served as the reference for method comparison.

4. Adjudication Method for the Test Set

This information is not applicable/provided in the context of this type of analytical performance study. Adjudication methods (like 2+1, 3+1) are typically used in clinical studies where human readers are interpreting images or making diagnoses, and discrepancies need to be resolved. For analytical performance of chemistry analyzers, the "accuracy" is determined by comparing measured values to a reference method (the predicate device) or known concentrations in controls/calibrators, not by human adjudication of qualitative results.

5. If a Multi Reader Multi Case (MRMC) Comparative Effectiveness Study was Done, If so, what was the effect size of how much human readers improve with AI vs without AI assistance

An MRMC comparative effectiveness study is not applicable to this type of device. This device is a clinical chemistry analyzer, not an AI or imaging diagnostic device that assists human readers in interpretation. Therefore, there is no "human reader improvement with AI vs without AI assistance" to report.

6. If a Standalone (i.e. algorithm only without human-in-the-loop performance) was Done

Yes, the performance data presented (method comparison and imprecision) represents the standalone performance of the UniCel DxC SYNCHRON Clinical Systems (the "algorithm/device only" in this context). The device directly measures chemical analytes in biological samples and provides quantitative or qualitative results without human-in-the-loop interpretation of the measurement itself. The human "in the loop" would be the lab technician operating the machine and interpreting the numerical results in the context of a patient's clinical picture.

7. The Type of Ground Truth Used

For the method comparison studies, the "ground truth" or reference was the results obtained from the predicate device (SYNCHRON LX®20 PRO Systems). The study aimed to show that the new device's measurements correlated well with, and were equivalent to, the established predicate device's measurements.

For the imprecision studies, the ground truth was the known concentrations/activities of the control materials used. The goal was to show that the device produced consistent and reproducible results around these known values.

8. The Sample Size for the Training Set

This information is not applicable/provided in the context of this traditional in vitro diagnostic device submission. These chemistry analyzers are not "trained" in the machine learning sense. Their performance is based on established electrochemical or photometric principles, reagent chemistry, and instrument calibration. There isn't a "training set" of data used to develop an algorithm in the way an AI model would be trained. The development and calibration processes are based on analytical chemistry principles and established quality control practices.

9. How the Ground Truth for the Training Set Was Established

As noted above, there isn't a "training set" with ground truth in the AI sense for this device. The development and validation of the device would have involved:

  • Analytical Chemistry Principles: Calibrators with known, highly accurate concentrations are used to establish a calibration curve for each assay. These calibrators represent the "ground truth" for the instrument's quantitative measurements.
  • Quality Control Materials: Internal and external quality control materials with known target ranges are regularly run to verify the instrument's ongoing performance.
  • Predicate Device Comparison: The "ground truth" for demonstrating substantial equivalence for the new device's performance often comes from comparing its results to results generated by a legally marketed predicate device using the same or similar samples.

The "software development statement of compliance" mentions "Validation" and "acceptance criteria" for the software, but this refers to the functionality and reliability of the software controlling the instrument, not the training of an AI algorithm based on clinical data.

§ 862.1600 Potassium test system.

(a)
Identification. A potassium test system is a device intended to measure potassium in serum, plasma, and urine. Measurements obtained by this device are used to monitor electrolyte balance in the diagnosis and treatment of diseases conditions characterized by low or high blood potassium levels.(b)
Classification. Class II.