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510(k) Data Aggregation

    K Number
    K223763
    Date Cleared
    2023-04-11

    (117 days)

    Product Code
    Regulation Number
    886.4100
    Reference & Predicate Devices
    Why did this record match?
    510k Summary Text (Full-text Search) :

    92011

    Re: K223763

    Trade/Device Name: ZeptoLink IOL Positioning System Regulation Number: 21 CFR 886.4100
    | Apparatus, Cutting, Radiofrequency, Electrosurgical,
    AC-Powered |
    | Regulation(s): | 886.4100
    -----------|------------------|-------------------|
    | ZEPTO
    Precision
    Capsulotomy
    System | 886.4100

    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The ZeptoLink IOL Positioning System is indicated for use in performing anterior capsulotomy during cataract surgery.

    Device Description

    The Subject Device is basically Predicate, which is currently on the market, but integrated with OEM Ultrasonic Phacoemulsification (USP) system. The Subject Device and the USP are both required to complete the capsulotomy. The Subject Device includes the following system components:

    • . Power Console with Power Supply
    • . Reusable Pneumatic Connection, USP VIT-to-ZeptoLink
    • . Disposable Handpieces
    • USP Support Mounts .
      The Power Console includes a LCD touchscreen display, which can rotate for viewing at different angles. The console is mounted to the USP with customized support mounts design for various USPs. The console includes hardware and software, which the software establishes a safe state in the event of faults. The safe state is redundant electrical isolation components and pressure isolation. Low positive pressure irrigation is allowed in the safe state to ensure release from the lens capsule. This mimics USP system's safe state architecture.
      No electricity is shared between the Power Console and USP. The console is connected to an electrical outlet via a separate 12V power adapter module "power brick". The Disposable Handpiece's power cord is connected to the console. Energy delivery to the handpiece's capsulotomy tip is solely provided through the console.
      Priming the handpiece's suction line, the suction used to create apposition of the capsulotomy tip, and positive pressure irrigation used to release the capsulotomy tip after capsulotomy are all performed with the USP's fluidics (i.e., irrigation and aspiration). The handpiece suction line is connected to the irrigation/aspiration lines of the USP's pack. A 0.22-micron filter incorporated on the suction line is inserted into the pressure sensing module located on the console's front panel. The filter provides a sterile barrier between the suction path of the handpiece and the console.
      Initial priming of the suction line is conducted by pressing the USP continuous irrigation icon on the user interface, or by pressing the fill functions icon in the USPs vitrectomy state. Should additional priming be required, the vitrectorny fill icon can be pressed more than once. If the suction line requires additional priming just prior to surgery, the surgeon can accomplish this by pressing the USP's footswitch to position one (1) to generate irrigation.
      The surgeon initiates suction by pressing the USP's footswitch to position two (2), which triggers the console to pinch off the irrigation line. Suction is maintained with continued pressure to the footswitch. The delivery of energy will not be authorized until a threshold vacuum pressure for a specified duration has been achieved. Note: To stop suction, the surgeon simply releases pressure from the footswitch.
      To release the capsulotomy tip after capsulotomy, the Surgeon releases pressure from the foot pedal. The console will release "un-pinch" the irrigation line after energy delivery.
      There are a couple of ways to initiate energy delivery. The first method is to press the associated icon on the console's touch screen, which the sterile nurse will perform with verbal communication from the surgeon. The second method is through the USP's footswitch, which sends a signal through the vitrectomy port to the console, via the reusable pneumatic connection. The pneumatic pulse signal is recognized by the console and initiates energy delivery. The surgeon controls energy delivery with the second method. In both methods, energy delivery cannot occur without the suction parameters being met and the energy being unlocked, either manually by depressing the energy unlock icon on the console.
      The Disposable Handpiece part of the Subject Device is identical to the Predicate with the exception of extending the suction line to incorporate the irrigation/ aspiration connections to the USP's disposable pack and 0.22-micron filter. The functional portion that executes that capsulotomy is the capsulotomy tip located at the distal end of the handpiece, which consists of a circular, silicone suction cup, and circular cutting element. Energy pulses are delivered to the cutting element to create the capsulotomy. This is identical to the Predicate.
      Other than the above-mentioned procedural activities, the capsulotomy procedure is identical to the Predicate.The capsulotomy tip is elongate by sliding the finger slider distally, this allow it to be easy inserted into the anterior chamber through the corneal incision. Once inserted into the anterior chamber, the finger slider is pulled back to return the suction cup/cutting element to their original circular shapes. After centering the cutting element at the desired location on the anterior capsule, suction is initiated, which the capsulotomy tip will applanate, seating the cutting element to anterior capsule.
      Once suction is achieved, energy is initiated. A series of electrical pulses lasting a total of 4 milliseconds is delivered to the cutting element causing rapid phase transition of water molecules trapped between the bottom edge of the cutting element and the anterior capsule. The rapid volume expansion results in the capsule cutting action. Depending on which handpiece configuration is used the capsulotomy size is nominally 5.1 or 5.4mm.
      The surgeon will remove the capsulotomy tip from the anterior chamber through the corneal incision when it releases from the capsule button will either come out when the capsulotomy tip is removed or be free-floating in the chamber where manual removal with forceps is required.
      The Disposable Handbiece and the sterile drape for the Power Console display are packaged in a sterile barrier thermoform tray with Tyvek lid. Ten (10) packaged devices are inserted into an inner carton with the IFU then inserted into a shipper box. The contents in the sterile barrier are sterile via Ethylene Oxide (EO) sterilization.
      The Power Console is packaged into an ESD protective bag and foam protectors are positioned of both side of the console then inserted into a shipper box. The power supply, power cord, and user manual are also provided in the shipper.
      Reusable pneumatic connection and USP support mounts are be packaged separately.
    AI/ML Overview

    The provided document is a 510(k) summary for the "ZeptoLink IOL Positioning System." It describes the device, its indications for use, and a comparison to a predicate device. However, it does not contain specific acceptance criteria or detailed results of a study proving the device meets said criteria in the format requested.

    The document states that "Results of the evaluations demonstrate that the Subject Device met the safety and performance requirements as it relates to its indication for use" and "The results of the evaluation demonstrate that the Subject Device is substantially equivalent to the Predicate Devices as it pertains to the indications for use and device performance." but does not provide the quantitative values that constitute these "safety and performance requirements" or the data from the evaluations.

    Therefore, I cannot populate the table or answer most of the specific questions about the study design, sample sizes, ground truth establishment, or expert involvement.

    Here's a breakdown of what can be extracted from the provided text, and what cannot:

    1. A table of acceptance criteria and the reported device performance:

    Acceptance CriteriaReported Device Performance
    Not specified in documentNot specified in document
    (e.g., Capsulotomy Diameter Accuracy: ±0.1mm)(e.g., Achieved an average capsulotomy diameter of 5.10mm ± 0.05mm)
    (e.g., Success Rate of Complete Capsulotomy: >95%)(e.g., 98% success rate in simulated use)

    2. Sample sized used for the test set and the data provenance (e.g. country of origin of the data, retrospective or prospective):

    • Sample Size for Test Set: Not specified.
    • Data Provenance: Not specified (e.g., country of origin, retrospective or prospective). The document only mentions "Simulated Use (Human Factors Evaluation)" as one of the tests performed, which suggests laboratory or simulated environment testing rather than clinical data from human subjects.

    3. Number of experts used to establish the ground truth for the test set and the qualifications of those experts (e.g. radiologist with 10 years of experience):

    • Not specified. The document does not mention the use of experts to establish ground truth for testing.

    4. Adjudication method (e.g. 2+1, 3+1, none) for the test set:

    • Not specified.

    5. If a multi reader multi case (MRMC) comparative effectiveness study was done, If so, what was the effect size of how much human readers improve with AI vs without AI assistance:

    • Not applicable/Not specified. This document is for a medical device (capsulotomy system), not an AI-assisted diagnostic or interpretive system that involves "readers" in the typical sense of MRMC studies. The device performs a physical action (capsulotomy), and its safety and performance would be assessed through objective measurements and functional tests, not reader studies.

    6. If a standalone (i.e. algorithm only without human-in-the-loop performance) was done:

    • Not applicable/Not specified. The device is not an algorithm-only system; it's a physical medical device. The "Software" testing mentioned would be for the device's control system, not a standalone diagnostic algorithm. There is a "Human Factors Evaluation" (simulated use) listed, indicating human involvement in the device's interaction.

    7. The type of ground truth used (expert consensus, pathology, outcomes data, etc.):

    • Not specified. Given the nature of the device (capsulotomy), ground truth would likely involve objective measurements of the capsulotomy's characteristics (e.g., diameter, circularity, completeness) achieved in simulated environments or animal models, rather than expert consensus on images, pathology, or direct patient outcomes in this particular documentation context.

    8. The sample size for the training set:

    • Not applicable/Not specified. The document is for a medical device, not an AI system that undergoes a "training set" in the machine learning sense. The software mentioned would be deterministic control software, not a learned model.

    9. How the ground truth for the training set was established:

    • Not applicable/Not specified. (See point 8).
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    K Number
    K221188
    Date Cleared
    2022-06-23

    (59 days)

    Product Code
    Regulation Number
    886.4100
    Reference & Predicate Devices
    Why did this record match?
    510k Summary Text (Full-text Search) :

    92011

    Re: K221188

    Trade/Device Name: ZEPTO Precision Capsulotomy System Regulation Number: 21 CFR 886.4100
    | Apparatus, Cutting, Radiofrequency, Electrosurgical,
    AC-Powered |
    | Regulation(s): | 886.4100
    --------------|------------------|-------------------|
    | ZEPTO Precision
    Capsulotomy
    System | 886.4100

    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    ZEPTO Precision Capsulotomy System is indicated for use in performing anterior capsulotomy during cataract surgery.

    Device Description

    The Subject Device consists of a Power Console, Disposable Handpiece, and a disposable Fluid Isolator. The Disposable Handpiece's power cord connector is connected to the front panel of the Power Console to provide power for the capsulotomy procedure. The suction tubing from the Disposable Handpiece is connected to the Fluid Isolator. The Fluid Isolator is then connected to the Power Console's front panel to provide suction during the treatment to a suction cup containing the cutting element. The functional portion used for capsulotomy is the capsulotomy tip located at the distal end of the Disposable Handpiece, which consists of a circular, silicone suction cup, and circular cutting element. Energy pulses are delivered to the cutting element to create the capsulotomy.

    Prior to conducting the capsulotomy, the Disposable Handpiece's suction line is primed Balanced Salt Solution (BSS).

    The capsulotomy tip is elongate by sliding the finger slider distally, this allows it to be easy inserted into the anterior chamber through the corneal incision. Once inserted into the anterior chamber the finger slider is pulled back to return the suction cup/cutting element to their original circular shapes. After centering the cutting element at the desired location on the anterior capsule, suction is initiated on the Power Console, which provides vacuum at the capsulotomy tip to properly seat the cutting element to anterior capsule.

    Once suction is achieved, enerqy is initiated on the Power Console. A series of electrical pulses lasting a total of 4 milliseconds is delivered to the cutting element causing rapid phase transition of water molecules trapped between the bottom edge of the cutting element and the anterior capsule. The rapid volume expansion results in the capsule cutting action. Suction is then vented to atmosphere. The capsulotomy is nominally 5mm.

    A nurse assistant will, upon command from the physician, introduce a small amount of BSS into the suction cup to allow for a gentle release of the suction cup from the capsule, and to allow the free-floating capsule button to stay behind in the anterior chamber for manual removal with forceps. This is done by advancing the fluid displacement syringe forward. Upon completion of the capsulotomy, the capsulotomy tip is removed from the anterior chamber of the eye through the corneal incision.

    The Disposable Handpiece with Fluid Isolator is packaged in a sterile barrier thermoform trav. The contents in the sterile barrier are sterile via Ethylene Oxide (EO) sterilization.

    AI/ML Overview

    Here's a breakdown of the acceptance criteria and study information for the ZEPTO Precision Capsulotomy System, based on the provided FDA 510(k) summary:

    This document primarily describes the substantial equivalence of the Subject Device (K221188) to a Predicate Device (K210827), which is also the "ZEPTO Precision Capsulotomy System." The information presented focuses on demonstrating that the new device is essentially the same as the previously cleared one. Therefore, the "reported device performance" and details about separate clinical studies for this specific 510(k) submission are limited.

    1. Table of Acceptance Criteria and Reported Device Performance

    The document does not explicitly state quantitative "acceptance criteria" in a table format with corresponding "reported device performance" values for this specific 510(k) submission (K221188). Instead, it relies on demonstrating substantial equivalence to a predicate device (K210827) that presumably met those criteria previously.

    The document indicates that "Results of the evaluations demonstrate that the Subject Device met the safety and performance requirements as it relates to its indication for use." This is a general statement affirming compliance, not a detailed report of specific performance metrics against pre-defined acceptance criteria.

    The key performance characteristic mentioned for both the Subject and Predicate Devices is:

    • Capsulotomy Size: 5.0mm (nominal)

    2. Sample Size Used for the Test Set and Data Provenance

    The document does not provide details about a specific test set sample size or data provenance (e.g., country of origin, retrospective/prospective) for clinical effectiveness studies. The "Summary of Testing Performed" mentions "A program of design verification and validation testing," indicating engineering and software testing. It does not refer to clinical studies with patient data to establish performance anew for this 510(k) submission.

    3. Number of Experts Used to Establish Ground Truth for the Test Set and Qualifications

    This information is not provided in the document. As noted, there's no mention of a clinical test set requiring expert ground truth for this submission.

    4. Adjudication Method for the Test Set

    This information is not provided in the document. Without a described clinical test set, an adjudication method is not applicable.

    5. Multi-Reader Multi-Case (MRMC) Comparative Effectiveness Study and Effect Size

    This information is not provided in the document. No MRMC study is mentioned, nor is there any discussion of AI assistance or human reader improvement. The device described is a physical surgical tool, not an AI diagnostic or assistive software.

    6. Standalone (i.e., algorithm only without human-in-the-loop performance) Study

    This information is not applicable to the "ZEPTO Precision Capsulotomy System," as it is an electrosurgical device for performing a physical procedure, not an algorithm.

    7. Type of Ground Truth Used

    Based on the nature of the device (a surgical tool), the ground truth for its performance would typically involve:

    • Physical measurements: E.g., verifying the actual size and circularity of the created capsulotomy.
    • Histopathology/Gross examination: Examining the cut edges for cleanliness and integrity.
    • Clinical outcomes data: Assessing post-operative complications related to the capsulotomy (e.g., capsule tears, IOL decentration).

    However, the provided text does not explicitly detail the type of ground truth used for this specific submission. It relies on the substantial equivalence to the predicate device, which would have established such ground truth in its own clearance process.

    8. Sample Size for the Training Set

    This information is not provided in the document. "Training set" is typically relevant for machine learning algorithms, which is not the nature of this device. The documentation focuses on engineering and performance validation of the physical device.

    9. How the Ground Truth for the Training Set Was Established

    This information is not provided and is not applicable, as there is no mention of a "training set" in the context of the ZEPTO Precision Capsulotomy System.

    In summary:

    The provided 510(k) summary for the ZEPTO Precision Capsulotomy System (K221188) primarily focuses on demonstrating substantial equivalence to its predicate device (K210827). It confirms that "Results of the evaluations demonstrate that the Subject Device met the safety and performance requirements as it relates to its indication for use" through a "program of design verification and validation testing," which includes software testing. However, it does not offer detailed quantitative acceptance criteria, specific clinical study sample sizes, expert qualifications, or ground truth establishment methods for this particular submission, as these were presumably established and accepted during the clearance of the predicate device. The device itself is a physical surgical tool, not an AI-driven diagnostic or assistive system, which explains the absence of information related to AI-specific metrics (e.g., MRMC studies, training sets).

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    K Number
    K210827
    Date Cleared
    2021-12-14

    (270 days)

    Product Code
    Regulation Number
    886.4100
    Reference & Predicate Devices
    Why did this record match?
    510k Summary Text (Full-text Search) :

    92011

    Re: K210827

    Trade/Device Name: ZEPTO Precision Capsulotomy System Regulation Number: 21 CFR 886.4100
    | Apparatus, Cutting, Radiofrequency, Electrosurgical,
    AC-Powered |
    | Regulation(s): | 886.4100
    -------------------------|-----------------|------------------|-------------------|
    | ZEPTO | 886.4100

    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    ZEPTO Precision Capsulotomy System is indicated for use in performing anterior capsulotomy during cataract surgery.

    Device Description

    The Subject Device consists of a Power Console. Disposable Handbiece, and a disposable Fluid Isolator. The Disposable Handpiece's power cord connector is connected to the front panel of the Power Console to provide power for the capsulotomy procedure. The suction tubing from the Disposable Handpiece is connected to the Fluid Isolator. The Fluid Isolator is then connected to the Power Console's front panel to provide suction during the treatment to a suction cup containing the cutting element. The functional portion used for capsulotomy is the capsulotomy tip located at the distal end of the Disposable Handpiece, which consists of a circular, silicone suction cup, and circular cutting element. Energy pulses are delivered to the cutting element to create the capsulotomy.

    Prior to conducting the capsulotomy, the Disposable Handpiece's suction line is primed Balanced Salt Solution (BSS).

    The capsulotomy tip is elongate by sliding the finger slider distally, this allows it to be easy inserted into the anterior chamber through the corneal incision. Once inserted into the anterior chamber the finger slider is pulled back to return the suction cup/cutting element to their original circular shapes. After centering the cutting element at the desired location on the anterior capsule, suction is initiated on the Power Console, which provides vacuum at the capsulotomy tip to properly seat the cutting element to anterior capsule.

    Once suction is achieved, enerqy is initiated on the Power Console. A series of electrical pulses lasting a total of 4 milliseconds is delivered to the cutting element causing rapid phase transition of water molecules trapped between the bottom edge of the cutting element and the anterior capsule. The rapid volume expansion results in the capsule cutting action. Suction is then vented to atmosphere. The capsulotomy is nominally 5mm.

    A nurse assistant will, upon command from the physician, introduce a small amount of BSS into the suction cup to allow for a gentle release of the suction cup from the capsule, and to allow the free-floating capsule button to stay behind in the anterior chamber for manual removal with forceps. This is done by advancing the fluid displacement syringe forward. Upon completion of the capsulotomy, the capsulotomy tip is removed from the anterior chamber of the eye through the corneal incision.

    The Disposable Handpiece with Fluid Isolator is packaged in a sterile barrier thermoform trav. The contents in the sterile barrier are sterile via Ethylene Oxide (EO) sterilization.

    AI/ML Overview

    Here's an analysis of the provided text to extract information related to acceptance criteria and the study proving the device meets them:

    The provided text describes the ZEPTO Precision Capsulotomy System and its 510(k) clearance by the FDA. However, it does not explicitly detail specific acceptance criteria values or a "study" in the sense of a clinical trial with a test set, ground truth, expert adjudication, or MRMC studies. The document focuses on demonstrating substantial equivalence to a predicate device through engineering and performance testing.

    Therefore, many of the requested fields cannot be filled directly from the provided text. I will indicate where information is not provided or inferred from the types of tests mentioned.


    Acceptance Criteria and Device Performance

    Acceptance CriteriaReported Device Performance
    BiocompatibilityMet safety and performance requirements
    SterilityMet safety and performance requirements (Ethylene Oxide, SAL 10-6)
    EO ResidualMet safety and performance requirements
    Packaging Integrity (Sterile Barrier)Met safety and performance requirements (Thermoform Tray/Tyvek Lidding Stock)
    TransportationMet safety and performance requirements
    Electromagnetic Compatibility & Electrical SafetyMet safety and performance requirements
    Stability/Shelf-LifeMet safety and performance requirements
    Performance/Functionality/SafetyMet safety and performance requirements
    SoftwareMet safety and performance requirements
    Simulated Use (Human Factors Evaluation)Met safety and performance requirements
    Capsulotomy Size5.0mm (nominal)
    Cutting Element ShapeCircular
    Patient Contact ComponentCapsulotomy Tip of the Disposable Handpiece
    Single-use ComponentsDisposable Handpiece, Disposable Fluid Isolator

    Study Details

    1. Sample size used for the test set and the data provenance (e.g., country of origin of the data, retrospective or prospective):

      • Not provided. The document mentions "Summary of Testing Performed" but does not specify sample sizes for these tests. The nature of these tests (e.g., biocompatibility) suggests in-vitro or bench testing, not a clinical "test set" in the context of AI/diagnostic device evaluation.
    2. Number of experts used to establish the ground truth for the test set and the qualifications of those experts:

      • Not applicable/Not provided. This device is a surgical instrument, not a diagnostic AI. The "ground truth" for its performance would be engineering specifications and successful operation, not expert consensus on medical images.
    3. Adjudication method (e.g., 2+1, 3+1, none) for the test set:

      • Not applicable/Not provided.
    4. If a multi-reader multi-case (MRMC) comparative effectiveness study was done, If so, what was the effect size of how much human readers improve with AI vs without AI assistance:

      • No. This is a surgical device, not an AI-assisted diagnostic tool.
    5. If a standalone (i.e., algorithm only without human-in-the-loop performance) was done:

      • No. Not an AI algorithm. Its performance is inherent to the device's mechanical and electrical design.
    6. The type of ground truth used (expert consensus, pathology, outcomes data, etc.):

      • The "ground truth" for this device's acceptance is based on engineering specifications, regulatory standards (e.g., biocompatibility, electrical safety), and successful functional operation during various performance and simulated use tests. For capsulotomy size and shape, the ground truth would be precise measurements against design specifications.
    7. The sample size for the training set:

      • Not applicable/Not provided. This is not an AI device that requires a training set.
    8. How the ground truth for the training set was established:

      • Not applicable/Not provided. This is not an AI device.

    Summary of the Study:

    The "study" described is a design verification and validation testing program rather than a clinical study with a patient test set. The testing covered:

    • Biocompatibility
    • Sterility and EO Residual
    • Packaging Integrity (Sterile Barrier)
    • Transportation
    • Electromagnetic Compatibility and Electrical Safety
    • Stability/Shelf-Life
    • Performance/Functionality/Safety
    • Software
    • Simulated Use (Human Factors Evaluation)

    The results of these evaluations demonstrated that the Subject Device met the safety and performance requirements as it relates to its indication for use and was substantially equivalent to the predicate device. The provenance of the data is not specified but would typically be from in-house or contracted laboratory testing (bench testing, in-vitro testing).

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    K Number
    K170655
    Device Name
    Zepto
    Date Cleared
    2017-06-02

    (91 days)

    Product Code
    Regulation Number
    886.4100
    Reference & Predicate Devices
    Why did this record match?
    510k Summary Text (Full-text Search) :

    Fremont, CA 94538-6538

    Re: K170655

    Trade/Device Name: Zepto Regulation Number: 21 CFR 886.4100 Regulation
    |
    | REGULATION
    NUMBER: | 21 CFR § 886.4100
    |
    | FDA Regulation | 21 CFR 886.4100
    | 21 CFR 886.4100

    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    Zepto™ is indicated for use in performing anterior capsulotomy during cataract surgery.

    Device Description

    The Zepto™ is an electrosurgical device indicated for use in performing anterior capsulotomies during cataract surgery. The Zepto™ Capsulotomy System consists of a console, disposable handpiece, and a fluid isolator assembly (consisting of the fluid isolator, roller dispenser, and clamp). The handpiece power cord connector is connected to the front panel of the console to provide power for the capsulotomy procedure. The medical grade PVC suction tubing from the handpiece is connected to the fluid isolator. The fluid isolator is then connected to the console's front panel to provide suction during the treatment to a silicone suction cup containing the capsulotomy element. The Zepto 110 console delivers pulsed DC energy from a storage capacitor to a circular capsulotomy element on the tip of the disposable handpiece for creation of a nominal 5mm diameter capsulotomy.

    AI/ML Overview

    The provided text doesn't describe a study that uses an AI/ML device, but rather a medical device (Zepto™) for anterior capsulotomy during cataract surgery. Therefore, many of the requested elements for AI/ML device studies (such as MRMC studies, training set details, and expert adjudication of ground truth for AI) are not applicable to this document.

    However, I can extract information related to the acceptance criteria and the study that proves the device meets its performance goals based on the provided FDA 510(k) summary.

    Here's the breakdown of the information that can be extracted:

    1. Table of Acceptance Criteria and Reported Device Performance

    The acceptance criteria are generally implied by the primary safety and effectiveness endpoints and additional parameters evaluated. The document doesn't present a formal table of pre-defined acceptance criteria with pass/fail thresholds for each metric, but rather describes the achieved performance against certain target outcomes (e.g., matching historical rates for the "gold standard" technique).

    Metric / EndpointAcceptance Criteria (Implied)Reported Device PerformanceComments
    Primary Safety Endpoint:
    Posterior capsule rupture and vitreous lossRate should be comparable to or better than "gold standard" CCC (historically derived).0 out of 100 eyes treated with Zepto.Meets implied criterion.
    Primary Effectiveness Endpoint:
    Completeness of capsulotomy (successful 360-degree capsulotomy)High rate of completeness. Specific numerical target not explicitly stated but implied to be near 100%.98 out of 100 cases (98%).Two incomplete cases attributed to user error/suboptimal visualization, not device failure.
    Additional Safety Parameters:
    Anterior Capsule TearLow occurrence, ideally no vitreous loss.2 out of 100 eyes. Neither had vitreous loss. One device-related.Reported.
    Corneal TouchNo cases reported.0 cases reported.Meets implied criterion.
    Adverse EventsLow incidence, and few device-related.Epithelial erosion, macular edema, anterior/posterior capsule tear, IOP elevation, ache. Only 1 case (AC/PC tear) was noted to be device-related.Reported.
    Additional Effectiveness Parameters:
    Diameter of CapsulotomyConsistent, nominal 5mm.Mean 5.14 mm +/- 0.14 mm (range 4.9-5.5 mm).Consistent and close to nominal.
    Circularity of CapsulotomyHigh rate of circularity.99 out of 100 cases recorded as circular without zonular damage.Meets implied criterion.
    Pre- and Post Zepto Corneal Incision SizeMinimal increase.Mean increase 0.0305 mm (range 0-0.2 mm).Reported as minimal.
    Ease of cortex removalSimilar or easier than manual capsulorhexis.97 out of 100 cases reported as similar or easier.Meets implied criterion.
    Capsulotomy centrationHigh rate of centration.96 out of 100 reported as centered.High rate of centration.
    IOL centration100% intracapsular fixation and centered.100% reported with IOL intracapsular fixation and centered.Meets implied criterion.
    BCVA at 1 monthGood visual outcome (e.g., 20/20).Mean BCVA 20/20.Meets implied criterion.
    Capsular abnormalities / Slit lamp findingsNo clinically significant abnormalities.No capsular abnormalities reported. No clinically significant slit lamp exam findings.Meets implied criterion.

    2. Sample Size Used for the Test Set and Data Provenance

    • Sample Size for Clinical Test Set: 100 eyes.
    • Data Provenance: The study was a "clinical trial" conducted specifically to evaluate the device performance, indicating it was prospective data collection. The document does not explicitly state the country of origin for the clinical data, but it's an FDA submission, implying the study was likely conducted under U.S. clinical trial regulations or internationally recognized standards for submission to FDA.

    3. Number of Experts Used to Establish the Ground Truth for the Test Set and Qualifications of Those Experts

    • The study involved ophthalmic surgeons using the device. The "ground truth" (e.g., successful capsulotomy, complications) would have been established by the performing surgeons and/or study investigators who observed the procedures and patient outcomes. The document does not specify the number of experts/investigators who established the ground truth in terms of adjudication, nor their specific years of experience. It simply states the device is to be used by "ophthalmic surgeons."

    4. Adjudication Method for the Test Set

    • The document does not describe a formal adjudication method (e.g., 2+1, 3+1 consensus by independent readers) for the clinical study's outcomes. The reporting of safety and effectiveness parameters (e.g., "2 cases of incomplete capsulotomy," "2 of 100 eyes had anterior capsule tear") suggests that these were observed and reported by the clinical investigators as part of standard clinical trial data collection. There's no mention of an independent panel reviewing cases to establish ground truth.

    5. If a Multi-Reader Multi-Case (MRMC) Comparative Effectiveness Study was Done

    • No, an MRMC comparative effectiveness study was not done. This type of study (comparing human readers with and without AI assistance on diagnostic performance) is relevant for AI/ML diagnostic devices. The Zepto™ is a surgical device, not a diagnostic imaging AI. The clinical trial focused on the device's performance during surgery and post-operative outcomes, not on human diagnostic interpretation or improvement with AI assistance. The comparison was against the "historically derived rate for the 'gold standard' surgical technique" (CCC), not against human readers.

    6. If a Standalone (i.e. algorithm only without human-in-the loop performance) Was Done

    • Not applicable in the context of an AI/ML algorithm. The Zepto™ device itself is the "standalone" entity whose performance is being evaluated. It functions as a surgical instrument. The clinical study evaluates its performance in vivo when used by a surgeon.

    7. The Type of Ground Truth Used

    • The ground truth for the clinical study was based on clinical observation of surgical outcomes and patient follow-up data. This includes:
      • Direct observation of capsulotomy completeness and characteristics during surgery.
      • Observation of intraoperative complications (e.g., posterior capsule rupture, vitreous loss, anterior capsule tear).
      • Post-operative patient outcomes (e.g., BCVA, IOL centration, slit lamp findings, adverse events).
    • For the pre-clinical studies, animal histopathology and biomechanical testing of human cadaver eyes were used to establish ground truth for specific parameters like endothelial cell condition, zonular stress, and capsule edge strength/extensibility.

    8. The Sample Size for the Training Set

    • Not applicable as this is not an AI/ML device study with a "training set" in the machine learning sense. The device is a physical instrument.

    9. How the Ground Truth for the Training Set Was Established

    • Not applicable for the same reason as above. The "training" for this device largely comes from engineering design, bench testing, and pre-clinical studies (animal and cadaver). The clinical study served as a validation of its performance in humans.
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    K Number
    K090633
    Manufacturer
    Date Cleared
    2010-05-13

    (430 days)

    Product Code
    Regulation Number
    886.4390
    Why did this record match?
    510k Summary Text (Full-text Search) :

    Iridotomy, Class II, 21 CFR 886.4392 Radiofrequency Electrosurgical Cautery Apparatus, Class II, 21 CFR 886.4100

    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The LensAR Laser System is intended for use in anterior capsulotomy during cataract surgery.

    Device Description

    The LensAR Laser System is an ophthalmic surgical laser intended for use in anterior capsulotomy in cataract surgery. The System employs a mode-locked Nd: Y VO4 laser which generates a high frequency series of ultrashort, low energy pulses at a wavelength of 1064 nm. The system is designed to cut the lens capsular tissue, with minimal collateral damage, by the mechanisms of plasma mediated ablation and photodisruption of targeted tissue at the beam focus. The precision capsulotomy is generated by computer-controlled scanning of the position of the laser beam focus in three dimensions at the target location of the anterior capsulotomy. The laser energy is delivered to the eye through a disposable, patient interface device consisting of an Index Matched Eye Docking device (IMED) designed to match the refractive index of the cornea to optimize beam targeting accuracy. The IMED device is docked to the eye via an accessory component comparable to those used with other ophthalmic lasers used as keratomes.

    AI/ML Overview

    This document describes the premarket notification 510(k) for the LensAR Laser System for Anterior Capsulotomy.

    1. Table of Acceptance Criteria and Reported Device Performance

      Acceptance CriteriaReported Device Performance
      Creation of uniform, accurate, and predictable anterior capsulotomies (size and depth).The data demonstrated the LensAR produces anterior capsulotomies that are uniform, accurate, and predictable in size (based on testing in porcine eyes and plastic substrates). Clinical analysis included pointing accuracy and performance characteristics for achieving an effective anterior capsulotomy cut.
      Safety with respect to corneal endothelium (acoustic and thermal profile).Evaluation on ex vivo porcine eyes confirmed the safety with respect to corneal endothelium.
      Successful performance of anterior capsulotomy, with successful intraocular lens placement.Anterior capsulotomy was successfully performed in eyes using the LensAR Laser, with intraocular lenses successfully placed. Postoperatively, the course of follow-up through 3 months was unremarkable. The intraocular lens was centered in all study eyes. All capsulotomies were judged well-centered by visual inspection.
      Ease of removal of capsules comparable to or better than Continuous Curvilinear Capsulorhexis (CCC).The ease of removal scores were 5 or better (on a scale of 1 to 10, where 1 = CCC/manual removal, 10 = easiest), with the most common score being 10.
      Anterior capsules from laser-treated eyes should be equivalent or better with respect to dimension and conformance to circularity than those done manually.The removed anterior capsules from the laser-treated eyes were demonstrated to be equivalent or better with respect to dimension and conformance to circularity than those done manually.
      No significant difference in clinical outcomes from the sequelae of cataract surgery between treatment and conventional cataract surgery (CCC) populations.No significant difference in clinical outcomes from the sequelae of cataract surgery was demonstrated between the Treatment and Treated Control populations.
    2. Sample sizes used for the test set and data provenance

      • Test Set (Clinical): The study was a "prospective, single-center, multiple surgeon clinical trial." No specific sample size is provided for the number of eyes or patients in the LensAR Laser arm. The report mentions a "contralateral control population," suggesting at least some patients had one eye treated with LensAR and the other with CCC, but also states "not all fellow eyes underwent cataract surgery in the context of the clinical study."
      • Data Provenance: The clinical trial was a prospective, single-center study. The country of origin is not explicitly stated, but the submission is to the FDA in the USA.
      • Pre-Clinical Testing: Porcine eyes and plastic substrates were used for accuracy, reproducibility, acoustic, and thermal profile testing.
    3. Number of experts used to establish the ground truth for the test set and qualifications of those experts

      • The document does not explicitly state the number of experts or their qualifications for establishing ground truth.
      • However, it does mention that "All capsulotomies were judged to be well centered by the surgeon using visual inspection in the operating microscope," indicating that the treating surgeons provided some form of assessment.
    4. Adjudication method for the test set

      • The document does not describe a formal adjudication method (like 2+1 or 3+1). The assessment of capsulotomy centering was done by the operating surgeon via visual inspection.
    5. If a multi-reader multi-case (MRMC) comparative effectiveness study was done, If so, what was the effect size of how much human readers improve with AI vs without AI assistance

      • No, a multi-reader multi-case (MRMC) comparative effectiveness study was not done. This device is a surgical laser system, not an AI-assisted diagnostic or imaging device used by human readers.
    6. If a standalone (i.e., algorithm only without human-in-the-loop performance) was done

      • Yes, the device's performance was evaluated in a standalone manner. The LensAR Laser System performs the anterior capsulotomy itself, and its performance characteristics (accuracy, reproducibility, safety, quality of cut) were assessed pre-clinically and clinically. The laser is a computer-controlled system for creating the cut.
    7. The type of ground truth used

      • Clinical Ground Truth: Surgical success (successful capsulotomy and IOL placement, unremarkable postoperative course, centered IOLs), surgeon's visual inspection for capsulotomy centering, and subjective surgeon judgment for ease of capsule removal. The removed anterior capsules were also physically analyzed for dimension and circularity.
      • Pre-Clinical Ground Truth: Measurements of capsulotomy size and depth in porcine eyes and plastic substrates, and evaluation of acoustic and thermal profiles in ex vivo porcine eyes.
    8. The sample size for the training set

      • No information is provided regarding a separate "training set" for the device itself. The device is a surgical instrument with computer control, not a machine learning algorithm that requires a distinct training dataset in the same sense as an AI diagnostic tool. The development process likely involved internal testing and refinement (bench testing and ex vivo studies) that could be considered analogous to iterative development, but it's not described as a formal "training set."
    9. How the ground truth for the training set was established

      • As there's no explicitly defined "training set" in the context of an AI algorithm, details on how ground truth was established for it are not applicable here. The device's design and parameters were likely optimized through engineering and bench testing, for which the "ground truth" would be objective measurements of physical parameters and cut quality against design specifications.
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    K Number
    K050933
    Manufacturer
    Date Cleared
    2005-12-09

    (239 days)

    Product Code
    Regulation Number
    886.4100
    Reference & Predicate Devices
    N/A
    Why did this record match?
    510k Summary Text (Full-text Search) :

    K050933

    Trade/Device Name: Fugo Blade for Peripheral Iridotomy, Model M300 Regulation Number: 21 CFR 886.4100

    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The Fugo Blade ® for peripheral iridotomy is indicated for intraocular creation of iridotomies.

    The intended use of the device is to create an opening or iridotomy in iris tissue where lasers are not capable or desirable, thereby surgical intervention is required.

    Device Description

    The Fugo Blade for PI is an electrosurgical device that is powered by the electromagnetic (EM) energy from flashlight size batteries. This energy is conditioned, tuned (9,8 x 10 6 Hz) and focused on a thin, blunt cutting filament. Moreover, EM energy from flashlight size ("C" cell) batteries is fed into a proprietary electronic network system which is activated by the surgeon with an on/off switch. This electronic system is fed EM energy from the battery energy supply source then conditions, tunes (9.8 x 10 6 ) and focuses this EM energy into a 50-100 micron column of EM energy surrounding a blunt 100 micron diameter cutting filament at the end of the Fugo Blade hand piece. This column of EM field energy is capable of reacting with iris tissue. This column of EM field energy causes the molecular bonds in the iris tissue which comes in contact with the EM field to ionize momentarily and thereby break apart, a condition that physicists refer to as a momentary "plasma formation". In this way, the molecular lattice of the iris is broken down, thereby creating a peripheral iridotomy.

    AI/ML Overview

    The provided text describes a 510(k) premarket notification for the "Fugo Blade for Peripheral Iridotomy, Model M300", submitted by MediSURG Ltd. The submission claims substantial equivalence to existing predicate devices.

    Based on the provided text, here's an analysis of the acceptance criteria and the study that proves the device meets them:

    1. Table of Acceptance Criteria and Reported Device Performance

    The text does not explicitly state quantitative "acceptance criteria" for the Fugo Blade for Peripheral Iridotomy in the manner of specific thresholds (e.g., "sensitivity must be > 90%"). Instead, the acceptance is based on demonstrating substantial equivalence in safety and effectiveness to predicate devices. The performance is reported in terms of achieving this equivalence.

    Criteria/AspectPredicate Device (ND:Yag Laser for PI) Performance (Historical Controls)Fugo Blade for PI Performance (Clinical Study/Preclinical)Acceptance Status (Equivalence Claim)
    SafetyKnown safety profile for creating PINo significant degradation in endothelial cell countEquivalent
    Endothelial Cell Damage-Increase of 0.11 °F per second of firing (max 0.55°F)Equivalent
    Intraocular Heat Generation-
    EffectivenessCreation of iridotomies, preventing/eliminating angle closureCreation of iridotomies, preventing/eliminating angle closureEquivalent
    Technological Equivalence*Not directly applicable (distinct technology, but same intended use)Same electronic system as Fugo Blade for CapsulotomyEquivalent

    *Note on Technological Equivalence: The Fugo Blade for PI is declared technologically equivalent to the Fugo Blade for Capsulotomy because they share the same electronic system. Its equivalence to the ND:Yag Laser for PI is based on functional and outcome equivalence, despite different technological mechanisms, both resulting in "plasma formation" to break down iris tissue.

    2. Sample Sizes Used for the Test Set and Data Provenance

    • Test Set Description:
      • Clinical Study: 25 subjects with acute angle closure glaucoma and 25 subjects with phakic IOL insertion.
      • Preclinical Study: Porcine eye models (specific number not provided).
    • Data Provenance:
      • Clinical Study: Prospective clinical data, likely from the study conducted by MediSURG Ltd. The country of origin is not specified but is implied to be within the scope of the FDA submission (likely USA).
      • Historical Controls: Retrospective data obtained from "peer-reviewed literature" and "8 separate ND: Yag PI studies on angle closure patients published in Index Medicus peer-reviewed journals."

    3. Number of Experts Used to Establish Ground Truth for the Test Set and Qualifications of those Experts

    The text does not explicitly state the number of experts used to establish ground truth or their specific qualifications for either the preclinical or clinical studies.

    • For the clinical study, assuming standard medical practice, ophthalmologists would have assessed the outcomes (safety and effectiveness of iridotomy creation and prevention/elimination of angle closure). Their qualifications are implied by their role as treating/evaluating physicians.
    • For the preclinical porcine eye studies, researchers/veterinarians with expertise in ocular anatomy and histology would have performed endothelial cell imaging and heat generation measurements.

    4. Adjudication Method for the Test Set

    The text does not specify an adjudication method (such as 2+1, 3+1, or none) for the clinical or preclinical test sets. Outcomes were compared to historical controls.

    5. Multi-Reader Multi-Case (MRMC) Comparative Effectiveness Study

    • No, a Multi-Reader Multi-Case (MRMC) comparative effectiveness study was not done as described in the text.
    • The study design involved comparing the Fugo Blade for PI's clinical outcomes to historical controls from the peer-reviewed literature for the predicate ND:Yag laser. This is a comparison of device performance to existing published data, not an MRMC study where human readers' performance with and without AI assistance is directly measured and compared.

    6. Standalone (Algorithm Only Without Human-in-the-Loop Performance) Study

    • Yes, a standalone performance evaluation was implicitly done, as the Fugo Blade is a surgical device, not an AI algorithm.
    • The preclinical studies (endothelial cell damage and heat generation in porcine eyes) and the clinical trial (on human subjects) assessed the device's direct performance and safety without considering "human-in-the-loop" improvements, other than the surgeon utilizing the device. The device's performance as a standalone tool for creating iridotomies was the focus.

    7. Type of Ground Truth Used

    • Preclinical Study: Direct measurements (endothelial cell count, temperature increase) in porcine eye models.
    • Clinical Study: Clinical outcomes observed in subjects (creation of iridotomies, prevention/elimination of angle closure), assessed by treating clinicians. This represents outcomes data and expert assessment of safety and efficacy.
    • Historical Controls: Published clinical outcomes from peer-reviewed literature, representing established clinical efficacy and safety of the predicate device.

    8. Sample Size for the Training Set

    The concept of a "training set" is not applicable to this submission, as it describes a physical electrosurgical device and its clinical/preclinical evaluation, not a machine learning model.

    9. How the Ground Truth for the Training Set Was Established

    As the concept of a training set is not applicable, this question is also not relevant to the provided text.

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    K Number
    K050308
    Date Cleared
    2005-02-25

    (17 days)

    Product Code
    Regulation Number
    886.4100
    Reference & Predicate Devices
    Why did this record match?
    510k Summary Text (Full-text Search) :

    95070

    Re: K050308

    Trade/Device Name: Starion Instruments Thermal Cautery Regulation Number: 21 CFR 886.4100

    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    For the simultaneous cutting and cauterization of soft tissue during surgery.

    Device Description

    The Starion Instruments Thermal Cautery Probe is a single use, handheld surgical instrument intended for simultaneous cutting and cauterization of soft tissue during surgery. The Starion Instruments Thermal Cautery Probe allows the surgeon to position the probe in the region of tissue to be cauterized. The Thermal Cautery Probe features a handle, a finger/footswitch control and power cord for connection to a Starion Instruments power supply.

    AI/ML Overview

    The provided text is a 510(k) summary for the Starion Instruments Thermal Cautery Probe, which describes its substantial equivalence to a predicate device. However, it does not contain any information about acceptance criteria, device performance results, sample sizes for test or training sets, ground truth establishment, expert qualifications, adjudication methods, or MRMC studies.

    Therefore, I cannot provide the requested table and details because the information is not present in the given document.

    The document primarily focuses on the regulatory submission process and the FDA's determination of substantial equivalence based on the device's intended use, target population, energy source, and principles of operation being similar to the predicate device. It does not include a technical performance study with quantitative results against specific acceptance criteria.

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    K Number
    K041019
    Manufacturer
    Date Cleared
    2004-10-08

    (171 days)

    Product Code
    Regulation Number
    886.4100
    Reference & Predicate Devices
    N/A
    Why did this record match?
    510k Summary Text (Full-text Search) :

    Norristown, Pa 19401

    Re: K041019 Trade/Device Name: The Fugo Blade for Glaucoma Regulation Number: 21 CFR 886.4100

    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    Sclerostomy for the treatment of primary open- angle glaucoma where maximum tolerated medical therapy and trabeculoplasty have failed.

    Device Description

    The entire electronic system of Fugo Blade for thermocauterization in glaucoma is equivalent to the predicate system. The only difference in the two systems is the geometry of the disposable incision tips as delineated in detail above.

    AI/ML Overview

    The provided text is a 510(k) Premarket Notification Summary for "The Fugo Blade for Thermocauterization in Glaucoma." It details the device's name, intended use, and its equivalence to a predicate device. However, it does not contain any information regarding acceptance criteria, device performance data, sample sizes, ground truth establishment, or clinical study details.

    The document's primary purpose is to demonstrate substantial equivalence to a legally marketed predicate device, which is a regulatory pathway for approval rather than a detailed performance study. Therefore, I cannot extract the requested information from the provided text.

    Specifically, the following information is not available in the provided document:

    • Table of acceptance criteria and reported device performance: No performance metrics or criteria are mentioned.
    • Sample sizes used for the test set and data provenance: No test sets, sample sizes, or data origins are described.
    • Number of experts used to establish the ground truth for the test set and their qualifications: No ground truth establishment or expert involvement is discussed for performance evaluation.
    • Adjudication method for the test set: Not applicable as no test set evaluation is described.
    • Multi-reader multi-case (MRMC) comparative effectiveness study information: No MRMC study or human-in-the-loop performance is mentioned.
    • Standalone (algorithm only) performance study details: Not applicable as the device is a surgical instrument, not an algorithm.
    • Type of ground truth used: Not applicable as no performance evaluation study is detailed.
    • Sample size for the training set: Not applicable as it's not an AI/ML device requiring a training set.
    • How the ground truth for the training set was established: Not applicable.

    The document focuses on:

    • Device Name: The Fugo Blade for Thermocauterization in Glaucoma.
    • Intended Use: Sclerostomy for the treatment of primary open-angle glaucoma where maximum tolerated medical therapy and trabeculoplasty have failed.
    • Predicate Device: The Fugo Blade for anterior capsulotomy.
    • Equivalence Basis: The electronic system of the device is identical to the predicate device, producing the same electronic output signal characteristics, thus reacting identically with tissue. The only difference is the geometry of the disposable incision tips.
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    K Number
    K040584
    Device Name
    NMX-1000
    Manufacturer
    Date Cleared
    2004-04-22

    (48 days)

    Product Code
    Regulation Number
    878.4400
    Reference & Predicate Devices
    Why did this record match?
    510k Summary Text (Full-text Search) :

    --------------------------|
    | Classification Name: | Radio frequency cautery device (21 CFR section 886.4100
    Camas, Washington 98607

    Re: K040584

    Trade/Device Name: NMX-1000TM Regulation Number: 21 CFR 878.4400, 886.4100

    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The NMX-1000™ is designed to surgically remove a strip of the Trabecular meshwork for surgical management of infantile and adult glaucoma.

    Device Description

    The NMX-1000™ is a sterile single use device that consists of a bipolar probe and channels for irrigation and aspiration. These channels are connected to medical tubing designed to operate in the bipolar model. The handpiece is ABS plastic and incorporates a stainless steel probe of low energy output control. The special production of the device model is supplied when connected to a compatible electrosurgical generator of the handpiece to standard irrigation and aspiration devices.

    AI/ML Overview

    The provided text is a 510(k) Premarket Notification for the NeoMedix Corporation's NMX-1000™ electrosurgical device. This type of regulatory submission focuses on demonstrating substantial equivalence to a legally marketed predicate device, rather than conducting new clinical trials with detailed acceptance criteria and performance data like those typically seen for AI/ML devices. Therefore, much of the requested information about acceptance criteria, study design, and performance metrics for a novel device is not available or applicable in this context.

    However, I can extract the relevant information that is present in the document.

    1. A table of acceptance criteria and the reported device performance

    Since this is a 510(k) submission for a non-AI/ML device demonstrating substantial equivalence to a predicate, explicit "acceptance criteria" in the sense of predefined thresholds for diagnostic performance (e.g., sensitivity, specificity) for a novel AI algorithm are not provided. Instead, the device's "performance" is demonstrated by its equivalency to a predicate device and compliance with relevant safety standards.

    CategoryAcceptance Criteria (Demonstration)Reported Device Performance
    Technological Characteristics ComparisonIdentical design and function to predicate device (NeoMedix MicroSurgical Bipolar Handpiece and Storz Maumenee Goniotomy Knife Cannula).The NMX-1000™ probe is "identical in design" to the currently marketed NeoMedix MicroSurgical Bipolar Handpiece regarding the application of radio frequency current at the probe tip. Irrigation and aspiration capabilities are "the same as those of the Storz Maumenee Goniotomy Knife Cannula."
    Material SafetyUse of materials with an established history of safe use in similar medical devices."materials used have an established history of safe use in similar medical devices."
    BiocompatibilityDemonstration of biological safety of patient contact materials in accordance with standards."biological safety of the device has been demonstrated by biocompatibility studies of all patient contact materials in accordance with the Standards outlined in ISO 10993-1."
    Electrical SafetyCompliance with IEC 60601-1 for leakage current and ANSI/AMI HF-18 for handpiece dielectric voltage."Electrical safety has been demonstrated by compliance to applicable requirements as outlined in IEC 60601-1 for leakage current and ANSI/AMI HF-18 for handpiece dielectric voltage."
    Manufacturing/SterilityAssurance of connector integrity, tip bend resistance, and sterility (SAL of 10⁻⁶)."Hydroblister testing at critical tissues has been performed to assure connector integrity, tip bend resistance and nature is supplied sterile and sterility will confirm to a Sterility Assurance Level (SAL) of 10⁻⁶."
    Indications for UseSame indications for use as predicate device."Since the device indications are a subset of only glaucoma. Since the device is our modification of a that of a Goniotomy knife, there are no new safety or effectiveness issues related to this device."

    2. Sample size used for the test set and the data provenance (e.g. country of origin of the data, retrospective or prospective)

    Not applicable. This is not a study involving a "test set" of patient data for evaluating an algorithm's performance. The evaluations were engineering tests, biocompatibility studies, and comparisons to predicate devices.

    3. Number of experts used to establish the ground truth for the test set and the qualifications of those experts (e.g. radiologist with 10 years of experience)

    Not applicable. Ground truth as typically understood for an AI/ML diagnostic device (e.g., expert consensus on medical images) is not relevant here. The "ground truth" for this device's safety and performance is based on engineering standards, material science, and regulatory compliance.

    4. Adjudication method (e.g. 2+1, 3+1, none) for the test set

    Not applicable. No "adjudication method" for interpreting data is mentioned as it's not a diagnostic study.

    5. If a multi-reader multi-case (MRMC) comparative effectiveness study was done, If so, what was the effect size of how much human readers improve with AI vs without AI assistance

    Not applicable. This is a non-AI/ML electrosurgical device.

    6. If a standalone (i.e. algorithm only, without human-in-the-loop performance) was done

    Not applicable. This is a non-AI/ML electrosurgical device.

    7. The type of ground truth used (expert consensus, pathology, outcomes data, etc)

    The "ground truth" or basis for affirming the device's safety and effectiveness relies on:

    • Compliance with recognized standards: IEC 60601-1, ANSI/AMI HF-18, ISO 10993-1.
    • Engineering testing: Hydroblister testing for integrity, tip bend resistance.
    • Material history: "established history of safe use in similar medical devices."
    • Substantial equivalence: Direct comparison to legally marketed predicate devices (NeoMedix MicroSurgical Bipolar Handpiece (K024304) and Storz Maumenee Goniotomy Knife Cannula).

    8. The sample size for the training set

    Not applicable. This is a non-AI/ML electrosurgical device. There is no "training set."

    9. How the ground truth for the training set was established

    Not applicable. This is a non-AI/ML electrosurgical device.

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    K Number
    K030158
    Date Cleared
    2003-07-17

    (182 days)

    Product Code
    Regulation Number
    878.4400
    Reference & Predicate Devices
    Why did this record match?
    510k Summary Text (Full-text Search) :

    Cautery Handles & Cautery Tips Regulation Number: 21 CFR 878.4400, 886.4100 Regulation Name: Electrosurgical

    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    CAUTERY HANDLES AND CAUTERY TIPS ARE INTENDED FOR COAGULATING TISSUE OR ARRESTING BLEEDING FROM SMALL VESSELS USING HEAT CREATED BY THE WIRE TIP. INDICATIONS INCLUDE OPHTHALMIC AND GENERAL AND PLASTIC SURGERY PROCEDURES.

    Device Description

    Battery powered Cautery Handles and Cautery Tips to coagulate tissue or arrest bleeding from small vessels using heat created by the wire tip during Ophthalmic, General and Plastic Surgery and Vasectomy procedures.

    AI/ML Overview

    Here's an analysis of the provided text regarding the acceptance criteria and study for the Walsh Medical Devices Inc. Cautery Handles & Cautery Tips:

    The provided 510(k) summary does NOT contain information about acceptance criteria or a study that proves the device meets specific performance criteria.

    Instead, this document is a 510(k) premarket notification for a medical device. A 510(k) is a submission made to the FDA to demonstrate that the device to be marketed is at least as safe and effective as a legally marketed predicate device. This is primarily done by demonstrating "substantial equivalence," not by conducting new clinical studies or establishing novel performance acceptance criteria.

    Therefore, many of the requested sections regarding acceptance criteria, sample sizes, expert qualifications, adjudication, and specific study types (MRMC, standalone) cannot be addressed from this document because such detailed studies are typically not required for a 510(k) submission seeking substantial equivalence.

    Here's what can be extracted and what cannot:


    1. A table of acceptance criteria and the reported device performance

    Acceptance CriteriaReported Device Performance
    Not providedNot provided
    (No specific performance criteria or tests results are present in this 510(k) summary.)(The submission focuses on substantial equivalence to predicate devices rather than independent performance metrics or acceptance criteria.)

    2. Sample size used for the test set and the data provenance (e.g., country of origin of the data, retrospective or prospective)

    • Sample Size for Test Set: Not applicable / Not provided. This document does not describe a performance study with a test set.
    • Data Provenance: Not applicable / Not provided.

    3. Number of experts used to establish the ground truth for the test set and the qualifications of those experts (e.g., radiologist with 10 years of experience)

    • Number of Experts: Not applicable / Not provided.
    • Qualifications of Experts: Not applicable / Not provided. This document does not mention the use of experts to establish a ground truth for a test set.

    4. Adjudication method (e.g., 2+1, 3+1, none) for the test set

    • Adjudication Method: Not applicable / Not provided.

    5. If a multi reader multi case (MRMC) comparative effectiveness study was done, If so, what was the effect size of how much human readers improve with AI vs without AI assistance

    • MRMC Study: No. This document describes basic cautery devices, not an AI-assisted diagnostic or interpretive device. No MRMC study was performed or is relevant to this submission.
    • Effect Size of Human Readers with AI: Not applicable.

    6. If a standalone (i.e. algorithm only without human-in-the-loop performance) was done

    • Standalone Study: No. This device is a physical cautery handle and tips, not an algorithm.

    7. The type of ground truth used (expert consensus, pathology, outcomes data, etc.)

    • Type of Ground Truth: Not applicable / Not provided. The submission focuses on substantial equivalence to predicate devices. The "ground truth" in this context would be the safety and effectiveness of the predicate devices, which are assumed to be safe and effective based on their prior clearance and marketing.

    8. The sample size for the training set

    • Sample Size for Training Set: Not applicable / Not provided. This is not an AI or machine learning device requiring a training set.

    9. How the ground truth for the training set was established

    • How Ground Truth for Training Set was Established: Not applicable / Not provided.

    Summary of Device and 510(k) Process:

    The Walsh Medical Devices Inc. Cautery Handles & Cautery Tips are Class II medical devices (Electrosurgical cutting and coagulation device and accessories, Radiofrequency electrosurgical cautery apparatus). The submission (K030158) sought to demonstrate substantial equivalence to previously cleared and marketed predicate devices from Aaron Medical Industries (K945761, K945762 & K945763).

    The device description indicates basic battery-powered cautery handles and various tips used for coagulating tissue or arresting bleeding in ophthalmic, general, plastic surgery, and vasectomy procedures.

    The FDA's letter explicitly states that they "have determined the device is substantially equivalent... to legally marketed predicate devices." This determination is based on the information provided by the applicant, typically including comparisons of indications for use, technological characteristics, materials, and safety standards, rather than new extensive performance studies for a device type like this. The differences mentioned ("relating to technical specifications, materials, and physical appearance do not affect the relative safety or effectiveness") further support the substantial equivalence claim, meaning the device's performance is assumed to be equivalent to the already cleared predicate.

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