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510(k) Data Aggregation

    K Number
    K233872
    Device Name
    Daylight
    Manufacturer
    Date Cleared
    2024-08-30

    (267 days)

    Product Code
    Regulation Number
    882.5801
    Reference & Predicate Devices
    Why did this record match?
    510k Summary Text (Full-text Search) :

    San Francisco, California 94108

    Re: K233872

    Trade/Device Name: Daylight Regulation Number: 21 CFR 882.5801
    |
    | Classification name: | Computerized Behavioral Therapy for
    Psychiatry Disorders (21 CFR 882.5801
    |
    | Classification name: | Computerized Behavioral Therapy for
    Psychiatry Disorders (21 CFR 882.5801
    | 21 CFR 882.5801
    Further, Daylight met all of the Special Controls per the requirements of the regulation (21 CFR 882.5801

    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    Daylight is a prescription device delivering Cognitive Behavioral Therapy and can be made available on the order of a licensed healthcare provider. Daylight is a digital therapeutic intended to treat generalized anxiety disorder (GAD) by improving a patient's GAD symptoms as an adjunct to usual care in patients aged 22 years and older.

    Device Description

    Daylight is a digital therapeutic designed to address the symptoms of adults with generalized anxiety disorder (GAD) through the use of Cognitive Behavioral Therapy (CBT) techniques. The Daylight program is has been demonstrated to help improve symptoms of GAD, if followed correctly, and is supported by evidence from peer-reviewed studies and clinical trials. The program is delivered digitally through the Daylight iOS/Android apps, giving users easy access to effective techniques.

    AI/ML Overview

    The document provided focuses on asserting the substantial equivalence of the Daylight device to a predicate device (Somryst) for regulatory clearance, primarily based on the similarity of their intended use, technological characteristics, and a clinical study demonstrating the efficacy of Daylight for its specific indication (Generalized Anxiety Disorder).

    This type of submission document (510(k) Summary) does not typically contain detailed information about specific acceptance criteria for device performance in the same way one might describe the performance of a diagnostic AI algorithm against a set of quantitative metrics. Instead, "acceptance criteria" here refer to the overall regulatory requirements for establishing substantial equivalence and demonstrating safety and effectiveness for a digital therapeutic. The primary "proof" of the device meeting these criteria is via the clinical trial results.

    Below is an interpretation of "acceptance criteria" in the context of this 510(k) and the information provided to substantiate that the device meets these criteria.


    Acceptance Criteria and Device Performance for Daylight

    Based on the 510(k) summary, the "acceptance criteria" are implicitly tied to demonstrating safety and effectiveness for the device's intended use and establishing substantial equivalence to a predicate device. For a digital therapeutic, effectiveness is primarily demonstrated through clinical outcomes.

    1. Table of Acceptance Criteria and Reported Device Performance

    Given the nature of the device (a digital therapeutic delivering CBT for GAD), the acceptance criteria are not in the form of typical quantitative performance metrics like sensitivity/specificity for a diagnostic device. Instead, they relate to:

    • Clinical Efficacy: Improvement in GAD symptoms.
    • Safety: Acceptable adverse event profile.
    • Substantial Equivalence: Alignment with predicate device in terms of intended use, technology, and risk profile.
    Acceptance Criterion (Implicit)Reported Device Performance (from GATE Trial)
    Primary Efficacy Endpoints:
    1. Remission based on CGI-I scores of 1 or 2 (co-primary)Week 10:
    Daylight: 71% remission (n=103)
    Psychoeducation Control: 35% remission (n=54)
    **Odds Ratio (OR): 4.63; p **Adjusted Difference: 3.42 (2.50, 4.34), Cohen's d: 1.04, p **Adjusted Difference: 3.58 (2.66, 4.50), Cohen's d: 1.09, p **Adjusted Difference: 3.15 (2.21, 4.09), Cohen's d: 0.96, p
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    K Number
    K233577
    Device Name
    Sleepio®
    Manufacturer
    Date Cleared
    2024-08-05

    (272 days)

    Product Code
    Regulation Number
    882.5801
    Reference & Predicate Devices
    Why did this record match?
    510k Summary Text (Full-text Search) :

    San Francisco, California 94108

    Re: K233577

    Trade/Device Name: Sleepio® Regulation Number: 21 CFR 882.5801
    Classification name:
    Psychiatry Disorders (21 CFR 882.5801
    )
    Computerized behavioral
    therapy device
    21 CFR 882.5801
    Further, Sleepio met all of the Special Controls per the requirements of the regulation (21 CFR 882.5801
    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    Sleepio is a digital therapeutic intended for the treatment of chronic insomnia disorder as an adjunct to usual care in patients aged 18 and older. Sleepio is a prescription device delivering Cognitive Behavioral Therapy for Insomnia (CBT-I) and can be made available on the order of a licensed healthcare provider.

    Device Description

    Sleepio is a digital therapeutic for the treatment of chronic insomnia / insomnia disorder. Sleepio treats chronic insomnia disorder by delivering evidence-based techniques targeting the cognitive and behavioral factors that maintain insomnia and chronic sleep problems. Patient experience is tailored based on symptoms and daily sleep tracking. In addition to core therapeutic components, there is in-the-moment therapeutic content for help falling asleep. Content is delivered via smartphone and tablet applications (iOS and Android), as well as via web. Sleepio is intended as an adjunct to usual care treatment for chronic insomnia / insomnia disorder by a healthcare provider. Healthcare providers have access to a dashboard to track patient engagement with Sleepio.

    AI/ML Overview

    Based on the provided text, the device in question is Sleepio, a digital therapeutic for the treatment of chronic insomnia disorder. Here's a breakdown of the acceptance criteria and the study proving the device meets them:

    Disclaimer: The provided document is an FDA 510(k) summary, which focuses on demonstrating substantial equivalence to a predicate device rather than setting explicit acceptance criteria for this specific device's performance in a new, de novo fashion. The clinical data presented serves to support the substantial equivalence claim by showing similar or superior performance to standard care (Sleep Hygiene Education, SHE) and implicitly, to the predicate. Therefore, the "acceptance criteria" table below is inferred from the goals of the clinical study and the claims made about the device's efficacy in the context of demonstrating substantial equivalence for an FDA 510(k) submission.

    1. Table of inferred acceptance criteria and the reported device performance

    Acceptance Criteria Category (Inferred)Specific Criterion (Inferred from study outcomes)Reported Device Performance and Comparison (Sleepio vs. SHE)
    Primary Endpoints (Co-Primary)
    Insomnia Severity Index (ISI) ImprovementSignificant reduction in ISI score compared to control (SHE).Week 10: Sleepio ISI was 12.11 (SD 6.10) vs SHE ISI 14.74 (SD 5.00). Adjusted difference: -2.37 (SE 0.56) (99% CI: -3.81, -0.92), p
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    K Number
    K223515
    Device Name
    MamaLift Plus
    Date Cleared
    2024-04-22

    (517 days)

    Product Code
    Regulation Number
    882.5801
    Reference & Predicate Devices
    Why did this record match?
    510k Summary Text (Full-text Search) :

    Princeton, New Jersey 08540-7814

    Re: K223515

    Trade/Device Name: MamaLift Plus Regulation Number: 21 CFR 882.5801
    or Usual Name: Prescription Digital Therapeutic for Postpartum Depression Regulation Number: 21 CFR 882.5801
    Trade/Device Name: Somryst Regulation Number: 21 CFR 882.5801 Regulation Name: Computerized Behavioral
    Somryst are computerized behavioral therapy devices for psychiatric disorders regulated under 21 CFR 882.5801
    software, and labeling for a computerized behavioral therapy device for psychiatric disorders (21 CFR 882.5801

    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    MamaLift Plus is a prescription-only digital therapeutic intended to provide neurobehavioral interventions to patients 22 years of age and older, as an adjunct to clinician-managed outpatient care. MamaLift Plus treats mild to moderate postpartum depression by improving a patient's symptoms of depression.

    Device Description

    MamaLift Plus is a digital therapy designed to treat symptoms of postpartum depression by delivering evidence-based therapeutic components of Cognitive Behavioral Therapy (CBT) via software on a mobile application (smartphone or tablet). MamaLift Plus is indicated as a behavioral health intervention for patients 22 years of age and older with mild to moderate symptoms of depression by improving their symptoms of depression. As with face- to-face CBT, MamaLift Plus uses personalized cognitive restructuring as the main therapeutic component to improve the symptoms of postpartum depression. This element is mapped onto standard, evidence-based CBT interventions that are developed for and provided by a therapist in a face-toface care setting with a patient. The content is conveyed via a sequence of eight self-guided and interactive treatment modules daily over a period of eight to nine weeks sequentially.

    Patients are encouraged to complete all eight modules of the MamaLift Plus application at the rate of one module per week. However, the entire program can last up to 9 weeks, inclusive of the baseline and posttreatment assessment periods. Full engagement by prescribing clinicians and their support staff facilitates effective use by patients of the prescribed treatment and their continued use in conjunction with ongoing monitoring by the clinician.

    The content of MamaLift Plus is delivered through a variety of features which include text, personalized goal setting, graphical feedback based on inputted symptoms, and illustrations to enrich comprehension, quizzes to test and enhance user knowledge, video vignettes to promote user identification with material, and video-based expert explanations. Periodic notifications or "nudges" are also sent to increase user engagement and encourage program adherence. Additional features of MamaLift Plus include a daily tracker in which patients can self- monitor and record standardized sleep parameters (e.g., sleep and naps), self-reports of perceived Sleep Quality, and self-reports of perceived Energy Level. In addition, MamaLift Plus offers a daily mood tracker and activity tracker. The application provides personalized cognitive restructuring guidance based on the individual's beliefs, context, and attitudes.

    To facilitate its use as an adjunct to outpatient standard of care conducted under the supervision of a qualified health care provider, MamaLift Plus includes a clinician facing dashboard summarizes patient use of the mobile application during the treatment period thereby enabling the clinician to assess and monitor their patient's progress throughout the therapeutic period. Clinical data collected via the patient interface, including self-reports of depressive symptoms/moods, and sleep data, are also displayed via the clinician dashboard. (All data are encrypted and compliant with data privacy and patient confidentiality requirements of the Health Insurance Portability Act.) These features are intended to support the clinician and enable patient follow up, engagement and communication of healthcare decisions. This facilitates treatment adherence and achievement of optimal patient outcomes. These are critical components that demonstrate the effectiveness of MamaLift Plus.

    AI/ML Overview

    The provided text describes the MamaLift Plus device, its intended use, and the studies conducted to demonstrate its safety and effectiveness.

    Here's an analysis based on your requested information:

    1. Table of Acceptance Criteria and Reported Device Performance

    The acceptance criteria for MamaLift Plus are based on improvements in the Edinburgh Postpartum Depression Scale (EPDS) scores.

    Acceptance Criteria (Endpoint)Reported Device Performance (MamaLift Plus + TAU) in ITT PopulationReported Device Performance (Sham Control + TAU) in ITT Populationp-value
    Primary Endpoint: Improvement of 4 or more points in EPDS86.3%23.9%
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    K Number
    K231209
    Device Name
    Rejoyn
    Date Cleared
    2024-03-30

    (338 days)

    Product Code
    Regulation Number
    882.5801
    Reference & Predicate Devices
    N/A
    Why did this record match?
    510k Summary Text (Full-text Search) :

    Boulevard Rockville, Maryland 20850

    Re: K231209

    Trade/Device Name: Rejoyn Regulation Number: 21 CFR 882.5801
    | Computerized Behavioral Therapy Device for
    Psychiatric Disorders (21 CFR 882.5801
    use as computerized behavioral therapy devices for psychiatric disorders, as classified under 21 CFR 882.5801
    Special
    Controls) | Computerized behavioral therapy device for
    psychiatric disorders
    (21 CFR 882.5801
    software, and labeling for a computerized behavioral therapy device for psychiatric disorders (21 CFR 882.5801

    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    Rejoyn is a prescription digital therapeutic for the treatment of Major Depressive Disorder (MDD) symptoms as an adjunct to clinician-managed outpatient care for adult patients with MDD aged 22 years and older who are on antidepressant medication. It is intended to reduce MDD symptoms.

    Device Description

    Rejoyn (also known as CT-152) is a digital therapeutic smartphone application (app) for the treatment of Major Depressive Disorder (MDD) symptoms. Rejoyn is a prescription smartphone app-based digital therapeutic administered to a user via the user's smartphone device (running Apple iPhone operating system [iOS®] or Android™ operating system [OS]), which delivers a proprietary interactive cognitiveemotional and behavioral therapeutic intervention. The core components of Rejoyn are the Emotional Faces Memory Task (EFMT) exercises, brief cognitive behavioral therapy (CBT)-based lessons to learn and apply key therapeutic skills, and short message service (SMS) text messaging to reinforce CBT-based lesson content and to encourage engagement with the app. It is intended for the treatment of MDD symptoms as an adjunct to clinician-managed outpatient care for adult patients with MDD aged 22 years and older. It is intended to reduce MDD symptoms.

    Rejoyn is designed for use as an adjunct to clinician-managed outpatient care over a period of 6 weeks for the treatment of MDD symptoms, followed by a 4-week extension period where CBT-based lesson content will be accessible but no new therapeutic content or EFMT exercises will be available. Rejoyn is not intended to be used as a stand-alone therapy or as a substitution for the patient's clinician prescribed medications.

    AI/ML Overview

    Here's a summary of the acceptance criteria and the study that proves the device meets them, based on the provided text:

    Device Name: Rejoyn™
    Regulation Number: 21 CFR 882.5801
    Regulation Name: Computerized Behavioral Therapy Device For Psychiatric Disorders
    Regulatory Class: Class II

    1. Table of Acceptance Criteria and Reported Device Performance

    The acceptance criteria for Rejoyn are defined by the "Special Controls" for computerized behavioral therapy devices for psychiatric disorders. These special controls mandate clinical data and detailed software documentation. The device's performance is demonstrated through the Mirai trial.

    Acceptance Criteria CategorySpecific Acceptance Criteria (from Special Controls)Reported Device Performance (from Mirai Trial)
    Software DocumentationSoftware described in detail in SRS and SDS. Software verification, validation, and hazard analysis performed. Software documentation demonstrates effective implementation of behavioral therapy model.Software documentation provided in 510(k) consistent with FDA guidance. Software verification and validation testing completed. Documentation demonstrates effective implementation of the behavioral therapy model.
    Clinical Data(i) Describe a validated model of behavioral therapy for the psychiatric disorder. (ii) Validate the model of behavioral therapy as implemented by the device.(i) Validated Behavioral Therapy Model: Rejoyn's core components are the Emotional Faces Memory Task (EFMT) exercises and brief cognitive behavioral therapy (CBT)-based lessons, which are described as a "proprietary interactive cognitive-emotional and behavioral therapeutic intervention" that extends findings from earlier EFMT studies demonstrating a reduction in depression symptoms in MDD patients (References 6, 7).
    (ii) Validation of Implemented Model: The Mirai trial (a pivotal, multicenter, remote, double-blinded, randomized, controlled trial) demonstrated the effectiveness of Rejoyn in reducing depressive symptoms.
    Clinical Efficacy (Primary Endpoint)Significant reduction in depressive symptoms compared to control at Week 6.ITT Population: Mean change from baseline to Week 6 in MADRS total score: -8.78 (Rejoyn) vs. -6.66 (Sham). Group difference: -2.12 (p = 0.0211, 95% CI [-3.93, -0.32]). (Met significance level 0.049)
    Clinical Efficacy (Key Secondary Endpoints - Durability, Patient-Reported, Clinician-Rated)Durability of effect, improvement in patient-reported outcomes, and clinician-rated severity.Durability (Exploratory): In mITT, MADRS change to Week 10: -10.96 (Rejoyn) vs. -9.93 (Sham), difference -1.03 (not clinically significant at Week 10 for overall mITT). In the MADRS Anxious Subgroup, change to Week 10: -11.48 (Rejoyn) vs. -9.31 (Sham), difference -2.18.
    Patient-Reported (PHQ-9 at Week 6): ITT: -6.93 (Rejoyn) vs. -5.15 (Sham), difference -1.78 (p = 0.0012). mITT: -6.68 (Rejoyn) vs. -5.10 (Sham), difference -1.58 (p = 0.0029). Both represent a clinically meaningful improvement.
    Clinician-Rated (CGI-S at Week 6): ITT: -1.03 (Rejoyn) vs. -0.74 (Sham), difference -0.29 (p = 0.0037). mITT: -1.06 (Rejoyn) vs. -0.8 (Sham), difference -0.26 (p = 0.0098). Both represent a clinically meaningful improvement.
    SafetyAcceptable safety profile with low frequency of adverse events, unrelated to the device, and not appreciably different from control group.No Treatment Emergent Adverse Events (TEAE) assessed as related to Rejoyn. No discontinuations due to TEAEs. No serious TEAEs during treatment period. Most common TEAEs were non-serious and not related to Rejoyn. Low rates of worsening depressive symptoms and suicidality, comparable to or lower than the Sham group.
    Patient/HCP SatisfactionFavorable impression of treatment experience and convenience of software.85% of Rejoyn participants rated experience as "extremely satisfied" (37.1%), "satisfied" (38.9%), or "somewhat satisfied" (9%). 82.4% of investigators rated convenience as "extremely convenient" (18.7%), "convenient" (49.7%) or "somewhat convenient" (14.0%).

    2. Sample Size Used for the Test Set and Data Provenance

    • Sample Size (Test Set):

      • Intent-To-Treat (ITT) population: 386 participants (194 Rejoyn, 192 Sham)
      • Modified Intent-To-Treat (mITT) population: 354 participants (177 Rejoyn, 177 Sham) (This was the primary population for the primary efficacy endpoint analysis).
      • Safety Sample: 373 participants (187 Rejoyn, 186 Sham)
    • Data Provenance: The Mirai trial (NCT04770285) was a pivotal, multicenter, remote, double-blinded (patients also blinded to hypothesis), randomized, controlled trial. The study was conducted virtually, with participants across multiple centers, implying a prospective and multi-site data collection. No specific country of origin is mentioned, but "multicenter" typically implies multiple sites within a region (e.g., US).

    3. Number of Experts Used to Establish the Ground Truth for the Test Set and Qualifications

    The ground truth for the clinical effectiveness was established through commonly used and validated psychiatric assessment scales:

    • Montgomery-Asberg Depression Rating Scale (MADRS): This is a clinician-rated scale. The study states the benefit was "consistently rated by independent assessors via the MADRS," indicating multiple clinicians likely contributed to these assessments. Specific number and qualifications are not detailed, but it is implied they are qualified clinicians for psychiatric assessment.
    • Clinical Global Impression-Severity Scale (CGI-S): This is also a clinician-rated scale, where benefit was "rated by study investigators via the CGI-S." Again, specific numbers and qualifications of these "study investigators" are not explicitly stated, but they would be medical professionals involved in the clinical trial.

    4. Adjudication Method for the Test Set

    The text indicates that the trial was "double-blinded (patients also blinded to hypothesis)" and assessments were made by "independent assessors" (for MADRS) and "study investigators" (for CGI-S). There is no explicit mention of an adjudication method like 2+1 or 3+1 for resolving discrepancies in assessments. However, the use of "independent assessors" for the primary outcome measure (MADRS) suggests a measure to reduce bias.

    5. Multi-Reader Multi-Case (MRMC) Comparative Effectiveness Study

    No, an MRMC comparative effectiveness study was not done in the context of radiologists or similar image interpretation professions. This device is a digital therapeutic for psychiatric disorders, not an imaging diagnostic tool requiring multiple readers to interpret cases. The effectiveness study compared the device (Rejoyn) to a Sham control group, not human readers with and without AI assistance.

    6. Standalone Performance

    Yes, a standalone (algorithm only without human-in-the-loop performance) study was effectively done. Rejoyn is a "prescription digital therapeutic" that provides "proprietary interactive cognitive-emotional and behavioral therapeutic intervention" directly to the user via a smartphone app. The trial design assessed the effectiveness of this app-based intervention (Rejoyn) against a Sham app, with both groups continuing "clinician-managed outpatient care" and "antidepressant medication." The primary efficacy endpoint measured the change in MADRS total score directly attributable to the Rejoyn app's use as an adjunct, demonstrating its standalone contribution to reducing MDD symptoms beyond standard care.

    7. Type of Ground Truth Used

    The ground truth was based on expert clinical assessments and patient-reported outcomes using validated scales:

    • Clinician-rated scales: Montgomery-Asberg Depression Rating Scale (MADRS) and Clinical Global Impression-Severity Scale (CGI-S).
    • Patient-reported outcomes (PROs): Patient Health Questionnaire-9 (PHQ-9) and Generalized Anxiety Disorder-7 (GAD-7).

    These are standard, widely accepted measures for assessing depressive and anxiety symptoms in clinical trials.

    8. Sample Size for the Training Set

    The provided document describes a pivotal clinical trial (Mirai Trial) used for validation. It does not provide details about a training set for the development of the Rejoyn algorithm itself. Digital therapeutics often undergo iterative development and testing, but the specifics of a "training set" in the machine learning sense are not included in this regulatory summary, which focuses on the clinical validation of the final product.

    9. How the Ground Truth for the Training Set Was Established

    As mentioned above, the document does not include information about a "training set" for the algorithm itself. The focus is on the clinical validation of the device's effectiveness using the Mirai trial. If Rejoyn's "proprietary interactive cognitive-emotional and behavioral therapeutic intervention" involves machine learning components that were "trained," the methods and ground truth for that training are not detailed in this 510(k) summary. The summary highlights that the software documentation demonstrates Rejoyn "effectively implements the behavioral therapy model," suggesting the model itself is based on established therapeutic principles (EFMT and CBT).

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    K Number
    K191716
    Device Name
    Somryst
    Date Cleared
    2020-03-23

    (271 days)

    Product Code
    Regulation Number
    882.5801
    Reference & Predicate Devices
    N/A
    Why did this record match?
    510k Summary Text (Full-text Search) :

    . #1450 San Francisco, CA 94105

    Re: K191716

    Trade/Device Name: Somryst Regulation Number: 21 CFR 882.5801
    San Francisco, California 94105

    Re: K191716

    Trade/Device Name: Somryst Regulation Number: 21 CFR 882.5801
    digital therapeutic for chronic insomnia |
    | Classification
    Name | 21 CFR 882.5801
    -------------------------------------------------------------|
    | Regulatory Classification | 21 CFR 882.5801
    Further, Somryst met all of the Special Controls per the requirements of the regulation (21 CFR 882.5801

    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    Somryst is a prescription-only digital therapeutic intended to provide a neurobehavioral intervention (Cognitive Behavioral Therapy for Insomnia - CBT-I) in patients 22 years of age and older with chromic insomnia. Somryst treats chronic insomnia by improving a patient's insomnia symptoms.

    Device Description

    Somryst is a 9-week prescription digital therapeutic (computerized behavioral therapy) used in the treatment of chronic insomnia. Somryst is based on principles of Cognitive Behavioral Therapy (CBT) for Insomnia, Sleep Restriction, and other proven psychosocial treatment elements, which are delivered in a sequence of "cores" of patient education, training and skill building. The therapy is delivered via a mobile application intended to be used on a patient's mobile device and consists of text, video, animation and graphics. Clinicians, as part of a patient's general treatment program, have access to a clinician dashboard that shows patient utilization and engagement with the application.

    AI/ML Overview

    Here's an analysis of the acceptance criteria and the studies that prove Somryst meets these criteria, based on the provided document:

    1. Table of Acceptance Criteria and Reported Device Performance

    The FDA clearance document for Somryst does not explicitly list "acceptance criteria" in a typical quantitative pass/fail format with predefined thresholds for performance metrics. Instead, it demonstrates the device's efficacy by comparing its performance to a control group in several clinical studies. The implicit acceptance criterion is that Somryst should significantly improve insomnia symptoms compared to usual care or a control.

    Below is a summary of the reported device performance from the two principal clinical studies, showing the statistically significant improvements.

    Performance MetricAcceptance Criteria (Implied)Somryst Performance (UC+SHUTi) - ANU Study (N=574)Somryst Performance (UC+SHUTi) - UVA Study (N=151)
    Insomnia Severity Index (ISI) Score ReductionSignificant reduction in ISI compared to control group.Week 9: LS Mean change of -8.63 vs. -2.85 for control (LS Mean Difference: -5.78; p=7-point reduction)Significantly higher proportion of responders than control.
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    K Number
    K173681
    Device Name
    reSET-O
    Date Cleared
    2018-12-10

    (374 days)

    Product Code
    Regulation Number
    882.5801
    Reference & Predicate Devices
    N/A
    Why did this record match?
    510k Summary Text (Full-text Search) :

    Boston, Massachusetts 02111

    Re: K173681

    Trade/Device Name: reSET-O Regulation Number: 21 CFR 882.5801
    Prescription Digital Therapeutic |
    | Classification regulation: | 21 CFR 882.5801
    -------------------------------------------------------------------|
    | Product Code | 21 CFR 882.5801
    | 21 CFR 882.5801

    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    reSET-O™ is intended to increase retention of patients with opioid use disorder (OUD) in outpatient treatment by providing cognitive behavioral therapy, as an adjunct to outpatient that includes transmucosal buprenorphine and contingency management, for patients 18 years or older who are currently under the supervision of a clinician. reSET-O is indicated as a prescription-only digital therapeutic.

    Device Description

    reSET-O™ is a 12-week interval prescription digital therapeutic for Opioid Use Disorder (OUD). reSET-O™ is modeled on the Community Reinforcement Approach (CRA) and engineered to deliver behavioral therapy for patients with OUD. reSET-O™ delivers CRA therapy as a series of interactive therapy lessons. Each therapy lesson is comprised of a cognitive behavioral therapy component and skill building exercises. Therapy lesson content is delivered primarily via text or audio, and may include videos, animations and graphics.

    reSET-O™ is intended as an adjunct to standard of care for patients with OUD. It is limited to persons with a valid prescription from their licensed provider. reSET-O™ supports clinician-patient communication between visits, by providing a means for patients to self-report cravings and triggers, and buprenorphine use/non-use. reSET-O™ reinforces the importance of using buprenorphine for treatment of OUD.

    AI/ML Overview

    Acceptance Criteria and Study for reSET-O

    1. Table of Acceptance Criteria and Reported Device Performance

    Acceptance CriteriaReported Device Performance
    Increase patient retention in outpatient treatmentDropout rate in TES (reSET-O) group was 17.6% compared to 31.6% in the TAU group (p value 0.0224), demonstrating a significant reduction in treatment dropout.

    Note: While the study also evaluated abstinence, it was stated that "The ability of reSET-O to improve abstinence has not been established as clinically significant." Therefore, enhanced abstinence is not listed as an acceptance criterion met by the device.


    2. Sample Size and Data Provenance

    • Sample Size for Test Set: 170 patients
    • Data Provenance: The document does not explicitly state the country of origin. The study was a randomized clinical trial, indicating a prospective study design.

    3. Number of Experts and Qualifications for Ground Truth

    The document does not provide information on the number of experts used to establish ground truth or their specific qualifications for the test set. The ground truth appears to be based on the clinical trial outcomes (dropout rates, abstinence) rather than expert consensus on individual cases.


    4. Adjudication Method for the Test Set

    The document does not describe an adjudication method for the test set. The outcomes (dropout and abstinence) were measured directly during the randomized clinical trial.


    5. Multi-Reader Multi-Case (MRMC) Comparative Effectiveness Study

    No, a multi-reader multi-case (MRMC) comparative effectiveness study was not explicitly described in the provided text. The study design was a randomized controlled trial comparing the reSET-O device (referred to as TES) plus Treatment As Usual (TAU) against TAU alone. This is a direct comparison of a treatment arm with the device versus a control arm, not an MRMC study comparing human readers with and without AI assistance.


    6. Standalone Performance

    The study design assessed the effectiveness of reSET-O (TES) as an adjunct to Treatment As Usual (TAU) compared to TAU alone. It does not evaluate the device's standalone performance without human-in-the-loop (i.e., without the adjunctive standard of care). The device is explicitly indicated as an "adjunct to outpatient treatment."


    7. Type of Ground Truth Used

    The ground truth used was based on clinical outcomes data from a randomized controlled trial:

    • Treatment Dropout: Defined as the percentage of patients who discontinued treatment during the 12-week intervention.
    • Abstinence: Defined as the "longest documented period of continuous abstinence from opioids and cocaine for each participant," measured through thrice-weekly urine drug screens (UDS).

    8. Sample Size for the Training Set

    The document does not provide information about a separate training set or its sample size. The clinical study described served as the validation (test) set for the device's effectiveness.


    9. How Ground Truth for the Training Set Was Established

    As no separate training set is mentioned, the method for establishing its ground truth is not provided. The provided text focuses on the clinical validation study.

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    K Number
    DEN160018
    Device Name
    reSet
    Date Cleared
    2017-09-14

    (486 days)

    Product Code
    Regulation Number
    882.5801
    Type
    Direct
    Reference & Predicate Devices
    N/A
    Why did this record match?
    510k Summary Text (Full-text Search) :

    NEW REGULATION NUMBER: 21 CFR 882.5801

    CLASSIFICATION: II

    PRODUCT CODE: PWE

    BACKGROUND

    DEVICE
    Type: Computerized behavioral therapy device for psychiatric disorders Class: II Regulation: 21 CFR 882.5801

    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    reSET is intended to provide cognitive behavioral therapy, as an adjunct to a contingency management system, for patients 18 years of age and older who are currently enrolled in outpatient treatment under the supervision of a clinician. reSET is indicated as a 12 week (90 days) prescription-only treatment for patients with substance use disorder (SUD), who are not currently on opioid replacement therapy, who do not abuse alcohol solely, or who do not abuse opioids as their primary substance of abuse. It is intended to:

    • increase abstinence from a patient's substances of abuse during treatment, and ●
    • increase retention in the outpatient treatment program.
    Device Description

    reSET™ is a digital therapy comprised of a patient application and clinician dashboard intended to deliver cognitive behavioral therapy (CBT) to patients with SUD to increase abstinence from substance use and increase retention in outpatient therapy programs. CBT is a psychosocial intervention that aims to change a patient's thinking and behavior, and it has been studied in psychiatric disorders such as major depressive disorder (Psychiatr Clin North Am. 2010; 33: 537-55). reSET is based on a specialized version of CBT known as the community reinforcement approach (CRA). which was originally developed for alcohol dependence and cocaine use (Behav Res Ther. 1973; 11:91-104; Exp. Clin. Psychopharmacol 2000; 3:205–2). The community reinforcement incorporates a range of therapeutic modalities including CBT to make substance-free lifestyle rewarding, skill building to promote behavioral change, and contingency management to reward and incentivize abstinence and replace the satisfaction obtained from substance abuse. CBT and CRA are considered valid models for substance abuse therapy and other psychiatric disorders.

    reSET consists of several therapy lessons (modules) that are intended to teach the user the following skills to aid in the treatment of substance use disorder:

    • Identifying situations and triggers that make substance use more likely ●
    • . Avoiding substance use.
    • . Coping with thoughts about substance use,
    • . Recognizing negative thinking and identifying techniques to move to positive thinking
    • Making decisions about substance use
    • Taking responsibility for choices made and evaluating the consequences of those choices ●

    Each therapy lesson is comprised of a cognitive behavioral therapy component and skill building exercises related to the above areas. The content of the therapy lessons is delivered primarily via text, and may include videos, animations and graphics. All text and video within reSET is narrated in English.

    Following most therapy lessons, the patient undergoes fluency learning, a method of questioning that intended to promote learning and improve both short-term and long-term retention of material. Within the fluency learning section of reSET, patients are asked between 4-10 multiple choice and fill-in-the-blank questions about the key concepts presented in the lesson. An example of screenshots from the device is provided in the figure below.

    When a question is answered incorrectly, the patient is presented with the correct response and the question is recycled back into the queue and asked again. In order to successfully complete the fluency learning section, patients must answer each question correctly three times, providing a repetitive component that reinforces concept mastery. If the patient completes the lesson and demonstrates proficiency, they can "spin the wheel" for virtual rewards that may be incorporated into a contingency management program at the treating physician's clinic.

    reSET is comprised of 62 lessons, including one on-screen User Guide that explains how to use the reSET app and 61 therapy lessons. When a patient uses reSET for the very first time, he or she must step through the User Guide session to ensure they understand how to use the app. The 61 therapy lessons are split into 31 core therapy lessons and 30 supplemental therapy lessons. The therapy lessons include categories related to life skills, treatment, mood matters, social connections, sexual health, and hepatitis C and HIV.

    The therapy lessons in the core therapy lesson group are focused on building basic cognitive behavioral and relapse prevention skills (e.g., functional analysis of drug use and selfmanagement planning, drug refusal skills). The therapy lessons in the supplemental group cover a range of topics that can be relevant for patients with SUD such as managing relationships, building communication skills, and time management. They also provide more in-depth training on HIV, hepatitis and STI prevention as well as support for those patients living with HIV and Hepatitis C.

    Once the initial User Guide lesson has been completed, the patient gains access to the next core therapy lesson. In the core therapy lessons, a patient can only advance to the next lesson after successfully completing the prior lesson. At any time, patients can choose to review a completed lesson. Once a patient successfully completes all the core therapy lessons, they gain access to all the supplemental therapy lessons. These lessons do not have a set order of completion, and patients can choose lessons that are relevant to managing their disease or as recommended by their clinician.

    reSET recommends that patients should complete 4 lessons per week. Each lesson is intended to take between 10-20 minutes to complete. Therapy lesson lengths vary, as do the number of fluency assessment questions the patient must take at the end of a lesson. Some therapy lessons have optional worksheets for the patient to complete that are intended to help the patient understand the key concepts taught in the therapy lesson.

    The reSET application allows patients to track their own progress on the device's therapy modules. The device additionally has a Patient Self Report interface that allows for patients to track their cravings and substance use. This information is available to the patient's treating physician through the device.

    The clinician dashboard for reSET displays the patient's progress. The clinician can view which therapy lessons the patient has completed, as well as view patient-reported substance use, cravings and triggers. The reSET app automatically pushes an assessment every four days to ask if the patient has taken any drugs or alcohol in the past 4 days, and if so, on which days. The patient is also asked to report whether they have had any cravings for drugs and alcohol and if so, to rate the intensity of the cravings. This reSET initiated, self-report data will display on the clinician's dashboard. Patients may also log their drug and alcohol use at any time into reSET along with tracking their cravings and distinct triggers. These use, craving and trigger data are presented to the clinician. The clinician can also enter in-clinic data inputs such as urine drug screens and appointment attendance.

    reSET is intended be used in conjunction with a contingency management incentives system. reSET provides virtual "rewards" when the patient completes a lesson successfully as well as when their urine drug screen, or other objective test, is negative for substances. Clinics mav convert the virtual "rewards" into tangible rewards according to their own procedures.

    AI/ML Overview

    The reSET device is a software-based medical device, and its acceptance criteria and clinical performance are based on a randomized controlled trial. Here's a breakdown of the requested information:

    1. A table of acceptance criteria and the reported device performance

    The acceptance criteria for reSET, a computerized behavioral therapy device for psychiatric disorders, were implicitly defined by the statistically significant improvements shown in the clinical trial. The device was deemed acceptable if it demonstrated a benefit over "treatment as usual" (TAU) in its primary outcome measures, especially in cohorts relevant to its indicated use.

    Acceptance Criterion (Implicit)Reported Device Performance (rTAU + reSET vs. TAU)Met?
    Increased Abstinence at Weeks 9-12 (Overall)Cohort 1 (All Comers): 29.7% vs. 16.0% (p=0.0076, Odds Ratio=2.22)
    Cohort 2 (Excluding Primary Opioids): 40.3% vs. 17.6% (p=0.0004, Odds Ratio=3.17)
    Cohort 3 (Excluding All Opioids): 38.5% vs. 17.5% (p=0.0034, Odds Ratio=2.95)Yes
    Increased Retention in Outpatient Therapy (Time to Drop-out)Cohort 1 (All Comers): 27.8% dropouts vs. 36.5% dropouts (p=0.0316)
    Cohort 2 (Excluding Primary Opioids): 23.8% dropouts vs. 36.8% dropouts (p=0.0042)
    Cohort 3 (Excluding All Opioids): 25.0% dropouts vs. 38.6% dropouts (p=0.0113)Yes
    No increase in device-related adverse events11.5% in TAU arm vs. 14.5% in rTAU + reSET arm (p=0.3563). None adjudicated as device-related.Yes
    Software meets regulatory standardsSoftware verification and validation testing demonstrated that the device met its design, implementation, and cybersecurity requirements, consistent with a "Moderate" level of software concern. Hazard analysis also performed.Yes
    Labeling meets regulatory requirementsPhysician and patient labeling includes instructions for use, images, compatible devices, warnings about standalone use, substitute for medication, and summary of clinical testing (for physicians).Yes
    Based on a validated behavioral therapy modelreSET is based on a specialized version of CBT known as the community reinforcement approach (CRA), which has been studied for alcohol dependence and cocaine use and is considered a valid model for substance abuse therapy. Clinical data further validated its implementation.Yes

    2. Sample size used for the test set and the data provenance

    • Test Set (Clinical Study):
      • Cohort 1 (All Comers): 507 participants (252 in TAU, 255 in rTAU + reSET)
      • Cohort 2 (Excluding Primary Opioids): 399 participants (193 in TAU, 206 in rTAU + reSET)
      • Cohort 3 (Excluding All Opioids): 305 participants (153 in TAU, 152 in rTAU + reSET)
    • Data Provenance: The study was a multi-site, randomized clinical trial (National Institute of Drug Abuse CTN0044). The text does not explicitly state the country of origin, but "National Institute of Drug Abuse" strongly suggests the United States. The study was prospective as it was a randomized controlled trial designed to characterize reSET's probable benefits and risks.

    3. Number of experts used to establish the ground truth for the test set and the qualifications of those experts

    The ground truth for the clinical study was established primarily through self-report and objective measures like urine drug screens.

    • Self-Report: Patient self-reported substance use via Timeline Follow-Back (TLFB).
    • Objective Measures: Urine drug screens and breath alcohol tests.
    • Expert involvement: While clinicians were supervising patients and there was a "clinician dashboard," the "ground truth" for abstinence and retention was based on a combination of patient self-report and verifiable clinical tests (urine drug screens). The text does not specify a panel of experts explicitly establishing "ground truth" through a consensus process for individual patient outcomes in the test set. Clinical investigators would have interpreted the urine drug screens based on established protocols.

    4. Adjudication method (e.g., 2+1, 3+1, none) for the test set

    For abstinence, a combination of self-report and urine drug screens was used. The adjudication method for discrepancies between self-report and urine drug screens was defined in "Table 1: Urine drug screen interpretations." For example, a positive self-report plus a negative urine drug screen resulted in a "positive" interpretation (meaning non-abstinent). A negative self-report plus a positive urine drug screen also resulted in a "positive" interpretation. If both were negative, it was "negative" (abstinent). There was no explicit mention of an expert consensus or multi-reader adjudication method in the traditional sense for image-based diagnostic AI, as this is a behavioral therapy device.

    5. If a multi-reader multi-case (MRMC) comparative effectiveness study was done, If so, what was the effect size of how much human readers improve with AI vs without AI assistance

    No, an MRMC comparative effectiveness study was not done. The reSET device is a direct patient-facing therapeutic intervention, not a diagnostic aid for human readers. Its effectiveness was evaluated by comparing patient outcomes (abstinence and retention) in two groups: one receiving rTAU + reSET and the other receiving TAU.

    6. If a standalone (i.e., algorithm only without human-in-the-loop performance) was done

    The study was not a "standalone" algorithm performance study in the typical sense for diagnostic AI. The reSET device is designed to be an adjunct to clinician-supervised outpatient treatment. It is a digital therapy tool that patients use, and its performance is evaluated in that human-in-the-loop context (i.e., patient using the app, clinician supervising). The "rTAU + reSET" arm represents the device's performance within its intended use alongside human clinical care. The "control arm" (TAU) did not receive the device.

    7. The type of ground truth used (expert consensus, pathology, outcomes data, etc.)

    The ground truth used was outcomes data, specifically:

    • Abstinence: A combination of patient self-report (Timeline Follow-Back) and objective urine drug screens.
    • Retention: Time-to-event data (time until last face-to-face contact with the treatment program).

    8. The sample size for the training set

    The provided text describes a clinical trial (CTN0044) for the evaluation of the reSET device. It does not mention a separate "training set" in the context of machine learning model development. For behavioral therapy, the "training" data typically refers to the aggregated knowledge and clinical evidence that informed the design and content of the therapeutic modules themselves, rather than a specific dataset used to train a statistical model within the device. The device's content is based on established CBT and CRA principles.

    9. How the ground truth for the training set was established

    As there was no "training set" in the machine learning sense described for this specific clinical trial, there's no ground truth established in that manner. The "ground truth" for the content of reSET (i.e., why certain therapeutic modules and exercises are included) is based on the established evidence and clinical literature supporting Cognitive Behavioral Therapy (CBT) and Community Reinforcement Approach (CRA) as effective interventions for substance use disorder. This underlying scientific and clinical understanding forms the basis for the device's therapeutic content.

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