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510(k) Data Aggregation

    K Number
    K101861
    Date Cleared
    2010-12-22

    (173 days)

    Product Code
    Regulation Number
    886.1120
    Reference & Predicate Devices
    Why did this record match?
    Reference Devices :

    K082364, K963333, K980295

    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The TrueVision® 3D Visualization and Guidance System is an adjunct imaging tool that provides onscreen guidance with alignment, orientation, and sizing for eye surgery. The system is intended for use as a preoperative and postoperative image capture tool with visualization and guidance provided during anterior segment ophthalmic surgical procedures, including limbal relaxing incisions, capsulorhexis and toric intraocular lens (toric IOL) positioning. The system utilizes surgeon confirmation at each step for planning and positioning of guidance templates.

    Device Description

    The TrueVision® 3D Visualization and Guidance System is a stereoscopic highdefinition digital video camera and workstation, which operates as an adjunct to the surgical microscope during cataract surgery and the slit lamp microscope during pre-operative and post-operative image capture. The visualization system displays real-time images during eve surgery on a flat-panel, high-definition digital 3D display device positioned for live video image viewing by the surgeon and surgical personnel in the operating room.

    The Cataract and Refractive Toolset system combines the TrueVision FDAregistered Class 1 Device (TrueVision® 3D Visualization System for Microsurgery) with proprietary TrueWare™ software (controlled via remote keyboard with included touchpad mouse) to provide enhanced visualization and surgical quidance assistance to the surgeon during specific procedures such as Limbal Relaxing Incision, Capsulorhexis, and toric IOL positioning.

    Using standard pre-operative clinical data, together with surgeon-driven, onscreen templates and guides, the Refractive Cataract Toolset provides graphical assistance to the surgeon as desired during the surgery. Guidance applications include incision templates to optimize the position of limbal relaxing incisions, sizing and positioning of capsulorhexis tears, and rotational alignment of toric intraocular lenses (toric IOL).

    AI/ML Overview

    The provided 510(k) summary for the TrueVision 3D Visualization and Guidance System (K101861) includes some details about performance testing but does not provide a table of acceptance criteria with specific numeric targets or detailed reported device performance against those targets. It also lacks granular information on some of the requested study parameters.

    Here's a breakdown of the available information and what is not explicitly stated:

    1. Table of Acceptance Criteria and Reported Device Performance

    The document states: "Performance verification and validation testing was completed to demonstrate that the device performance complies with specifications and requirements identified for the TrueVision® 3D Visualization and Guidance System. This was accomplished by software verification testing and a non-significant risk clinical study. All criteria for this testing were met and results demonstrate that the TrueVision® 3D Visualization and Guidance System meets all performance specifications and requirements."

    However, specific acceptance criteria (e.g., minimum accuracy percentages, error margins) and the quantitative results validating these criteria are not provided. The summary only confirms that "All criteria for this testing were met."

    2. Sample Size Used for the Test Set and Data Provenance

    • Sample Size for Test Set: Not explicitly stated. The document mentions a "non-significant risk clinical study" but does not provide details about its sample size.
    • Data Provenance: Not explicitly stated. It's unclear if the data was retrospective or prospective, or the country of origin. Given the device's intended use in surgical settings, it's likely prospective for the clinical study aspect, but this is an inference.

    3. Number of Experts Used to Establish Ground Truth for the Test Set and Qualifications

    • Number of Experts: Not explicitly stated.
    • Qualifications of Experts: Not explicitly stated.

    4. Adjudication Method for the Test Set

    • Adjudication Method: Not explicitly stated.

    5. Multi-Reader Multi-Case (MRMC) Comparative Effectiveness Study

    • MRMC Study Done: Not explicitly stated. The focus is on the device's performance in providing "onscreen guidance" and assisting the surgeon, not on comparing human reader performance with and without AI assistance.
    • Effect Size: Not applicable, as an MRMC study is not described.

    6. Standalone (Algorithm Only) Performance Study

    • Standalone Study Done: Yes, implicitly. The document mentions "software verification testing" to demonstrate compliance with specifications. This would typically involve testing the algorithm's performance independent of human interaction for its guidance functions. The "non-significant risk clinical study" would then likely evaluate the overall system (device + human interaction) in a real-world setting. However, specific performance metrics for the standalone algorithm are not presented.

    7. Type of Ground Truth Used

    • Type of Ground Truth: The document states that the system "utilizes surgeon confirmation at each step for planning and positioning of guidance templates." This suggests that the ground truth for evaluating the guidance features (e.g., accuracy of incision templates, capsulorhexis sizing, IOL alignment recommendations) would be based on surgeon confirmation/expert judgment during the clinical study. It is not explicitly stated if pathology or outcomes data were used directly for ground truth establishment.

    8. Sample Size for the Training Set

    • Sample Size for Training Set: Not mentioned or applicable. The device primarily functions as a "visualization and guidance system" with "surgeon-driven, onscreen templates and guides." There is no indication that it uses a machine learning algorithm that requires a separate "training set" in the context of typical AI device development. The software likely implements pre-defined algorithms based on known surgical parameters and anatomical measurements, rather than learning from a large dataset.

    9. How Ground Truth for the Training Set Was Established

    • Ground Truth for Training Set: Not applicable, as there's no mention of a training set in the context of machine learning. The guidance templates are described as "surgeon-driven" and utilizing "standard pre-operative clinical data," implying that the accuracy of the guidance is based on established surgical principles and measurements, confirmed by the surgeon.

    In summary, while the K101861 document states that performance testing, including software verification and a clinical study, was conducted and that all criteria were met, it lacks the detailed quantitative data and specific methodological descriptions required to fully populate the requested information.

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    K Number
    K091935
    Manufacturer
    Date Cleared
    2009-10-23

    (115 days)

    Product Code
    Regulation Number
    886.1120
    Reference & Predicate Devices
    Why did this record match?
    Reference Devices :

    K980295, K973064

    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The LipiView® Ocular Surface Interferometer is an ophthalmic imaging device that is intended for use by a physician in adult patients to capture, archive, manipulate and store digital images of specular (interferometric) observations of the tear film, which can be visually monitored and photographically documented.

    Device Description

    The LipiView® Ocular Surface Interferometer is a bench-top imaging device containing a computer system and electronics, chin rest and forehead rest, camera and zoom lens, illuminator and a touch screen display. The LipiView® Interferometer operates on the principle of white light interferometry and provides an interferometry color assessment of the tear film by specular reflection. The computer system captures a video image file that is recorded over time since the interference pattern changes as the tear film is distributed across the cornea during blinking. The video image of the ocular surface may be viewed on the computer screen display and in a printed report.

    AI/ML Overview

    The provided 510(k) summary for the LipiView® Ocular Surface Interferometer (K091935) does not contain detailed information about specific acceptance criteria or a dedicated study proving the device meets those criteria in terms of clinical performance or diagnostic accuracy. Instead, the submission focuses on demonstrating substantial equivalence to predicate devices through technological comparisons and compliance with relevant safety and manufacturing standards.

    Here's an analysis based on the provided text, highlighting the absence of information where applicable:

    1. Table of Acceptance Criteria and Reported Device Performance

    The 510(k) summary does not include a table of specific acceptance criteria related to a clinical performance study (e.g., sensitivity, specificity, accuracy for a particular clinical task) nor does it report such performance metrics. The "performance testing" mentioned refers to compliance with safety and manufacturing standards.

    Acceptance CriteriaReported Device Performance
    Not specified in the provided document for clinical performance or diagnostic accuracy.Not specified in the provided document for clinical performance or diagnostic accuracy.
    Electrical safety & electromagnetic compatibility standardsConforms to requirements
    Optical radiation safety standardsConforms to requirements, exposure and level of illumination complies with ISO 15004-2 Group 1 instrument for safety
    Slit lamp biomicroscope requirementsConforms to requirements
    Material flammability (materials near light source)Complies with UL 94V-1
    Software validationDeveloped and tested in compliance with FDA Guidance documents for software validation in medical devices
    Risk managementDesigned and will be manufactured in compliance with voluntary consensus standards for risk management
    Quality management systemsDesigned and will be manufactured in compliance with voluntary consensus standards for quality management systems

    2. Sample Size Used for the Test Set and Data Provenance

    No specific test set or clinical study data is provided in the document from which to derive a sample size or data provenance. The submission focuses on device design and comparison to predicate devices, not a clinical performance evaluation.

    3. Number of Experts Used to Establish Ground Truth and Qualifications

    Not applicable. Since no clinical performance study or test set data is provided, there is no mention of experts establishing ground truth for such a study.

    4. Adjudication Method

    Not applicable. Since no clinical performance study or test set data is provided, there is no mention of an adjudication method.

    5. Multi-Reader Multi-Case (MRMC) Comparative Effectiveness Study

    No MRMC comparative effectiveness study is mentioned in the document. The submission focuses on substantial equivalence based on technological characteristics and safety standards, rather than a clinical trial comparing device performance with and without AI assistance or against human readers.

    6. Standalone Performance Study (Algorithm Only)

    The device described is an "Ocular Surface Interferometer," an imaging device. While it contains computer software, the provided summary does not detail any standalone algorithmic performance (e.g., automated disease detection, quantification of a specific biological marker) that would necessitate a standalone performance study in the way modern AI/ML devices often do. Its intended use is to capture, archive, manipulate, and store digital images for visual monitoring and documentation by a physician.

    7. Type of Ground Truth Used

    Not applicable. As no clinical performance study is detailed, no specific ground truth (expert consensus, pathology, outcomes data) is discussed for such a study.

    8. Sample Size for the Training Set

    Not applicable. The document does not describe the development of an AI/ML algorithm that would require a training set in the conventional sense. The "software was developed and tested in compliance with FDA Guidance documents for software validation in medical devices," which refers to general software engineering principles, not necessarily AI model training.

    9. How the Ground Truth for the Training Set Was Established

    Not applicable. As no AI/ML algorithm requiring a training set is described, no ground truth establishment method for a training set is mentioned.

    Conclusion based on the provided document:

    The 510(k) submission for the LipiView® Ocular Surface Interferometer (K091935) relied primarily on demonstrating substantial equivalence to already cleared predicate devices by comparing their intended use, technological characteristics, and compliance with applicable safety and manufacturing standards. It does not present detailed clinical acceptance criteria or a study focused on clinical performance metrics like diagnostic accuracy, sensitivity, or specificity for a particular clinical condition. The "performance testing" cited pertains to engineering and safety standards, not clinical effectiveness.

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