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510(k) Data Aggregation

    K Number
    K965173
    Manufacturer
    Date Cleared
    1997-06-11

    (169 days)

    Product Code
    Regulation Number
    888.3560
    Why did this record match?
    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The Duracon®, P.C.A.® and Kinemax® Plus Tibial Inserts, All Plastic Tibial Components and Patellar Components (proviously cleared in K915512, K923573, K910235, K922048, K932070, K913188, K872735, K871772 and K921640) are intended to be used with Duracon®, P.C.A.® or Kinemax® femoral components, tibial baseplates and patellar components in primary or revision cemented total knee arthroplasty.

    Device Description

    This submission includes wear testing data on UHMWPE Knee Components sterilized by the method previously cleared in 510(k) submission K936292. This data is provided to substantiate claims of improved wear due to the processing of the devices. The submission includes Duracon®, P.C.A.® and Kinemax® Plus Tibial Inserts, All Plastic Tibial Components and Patellar Components which are intended to be used with Duracon®, P.C.A.® or Kinemax® Plus femoral components, tibial baseplates and patellar components in primary or revision cemented total knee arthroplasty.

    AI/ML Overview

    This submission details the wear testing of Howmedica's Duration™ Stabilized UHMWPE Knee Components to substantiate claims of improved wear. The study compares the wear performance of the stabilized UHMWPE against conventionally gamma sterilized UHMWPE in various in vitro wear tests.

    Here is an analysis of the provided information:

    1. Table of Acceptance Criteria and Reported Device Performance

    Acceptance Criteria (Implicit)Reported Device Performance
    Demonstrate a reduction in volumetric wear of Duration™ Stabilized UHMWPE compared to conventionally gamma sterilized UHMWPE in a ring-on-block test.A block of Duration™ Stabilized UHMWPE showed a 30% reduction in volumetric wear versus conventionally gamma sterilized UHMWPE. (Test duration: over 5 million cycles)
    Demonstrate a reduction in volumetric wear of Duration™ Stabilized UHMWPE compared to conventionally gamma sterilized UHMWPE in a pin-on-disk test.A 9mm thick circular disk of Duration™ Stabilized UHMWPE showed a 68% reduction in volumetric wear versus conventionally gamma sterilized UHMWPE. (Test duration: over 4 million cycles)
    Demonstrate a reduction in volumetric wear of aged Duration™ Stabilized UHMWPE compared to aged conventionally gamma sterilized UHMWPE in a pin-on-disk test.An aged (23 days heating in air, simulating 7-9 years of aging) 9mm thick circular disk of Duration™ Stabilized UHMWPE showed a 91% reduction in volumetric wear versus aged conventionally gamma sterilized UHMWPE. (Test duration: over 2.5 million cycles)

    Note: The submission does not explicitly state pre-defined acceptance criteria in numerical terms (e.g., "must show at least X% reduction"). Instead, the reported device performance is the claim being substantiated, implying that any measured reduction in wear would be considered a positive outcome. The FDA's substantial equivalence determination suggests acceptance of these claims.

    2. Sample Size Used for the Test Set and Data Provenance

    • Sample Size: The document refers to "a block" and "a 9mm thick circular disk" for the unaged tests, and "a 9 mm thick circular disk" for the aged test, both for the Duration™ Stabilized UHMWPE and the conventionally gamma sterilized UHMWPE for comparison. This phrasing suggests a sample size of one test article for each condition (stabilized vs. conventional, unaged vs. aged) for each type of test. However, wear testing typically involves multiple samples to ensure reproducibility and statistical significance. The limited detail provided here implies either a single sample per comparison or a simplified reporting of the outcome from multiple samples.
    • Data Provenance: The tests were conducted as "in vitro tests" in an "independent laboratory test." The country of origin is not specified but is presumably the USA, given the FDA 510(k) submission. The data is prospective in the sense that these were controlled experiments specifically designed to test the wear properties.

    3. Number of Experts Used to Establish the Ground Truth for the Test Set and Qualifications of Those Experts

    Not applicable. This study involves in vitro mechanical wear testing, not a clinical study or diagnostic device assessment where expert opinion would establish ground truth. The "ground truth" for wear is established by the measured weight loss or volume displacement during the mechanical tests.

    4. Adjudication Method for the Test Set

    Not applicable. This is an in vitro mechanical test, not a clinical review requiring adjudication. The measurements of wear are objective.

    5. If a Multi-Reader Multi-Case (MRMC) Comparative Effectiveness Study was done

    No, an MRMC comparative effectiveness study was not done. This study is an in vitro mechanical wear test of materials, not a diagnostic imaging study involving human readers.

    6. If a Standalone (Algorithm Only Without Human-in-the-Loop Performance) was done

    Yes, in a way. The tests performed are standalone in the sense that they are material property tests performed in a lab setting, independent of human interaction once initiated. There is no "algorithm" in the context of AI, but the measurements of wear are objective outcomes of the material's performance under simulated conditions.

    7. The Type of Ground Truth Used

    The ground truth used is measured volumetric wear. This is an objective measurement obtained through laboratory testing (reciprocating ring-on-block wear test and reciprocating pin-on-disk wear evaluations) using established scientific methods (weight loss to calculate volume change, or direct volume measurement if applicable).

    8. The Sample Size for the Training Set

    Not applicable. This study does not involve a "training set" in the context of machine learning or AI algorithms. It is an in vitro study of material properties.

    9. How the Ground Truth for the Training Set Was Established

    Not applicable, as there is no training set for an AI algorithm in this context.

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    K Number
    K963242
    Manufacturer
    Date Cleared
    1996-11-14

    (87 days)

    Product Code
    Regulation Number
    888.3560
    Reference & Predicate Devices
    Why did this record match?
    Reference Devices :

    K910235, K920034, K932070, K954138, K915512

    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The Duracon® Femoral Posterior Spacer is intended to be used with the femoral components of the Duracon® Total Knee System (reference premarket notifications K910235, K920034, K932070, and K954138) to augment bone loss in the area of the posterior condyle of the femur. Posterior bone loss that requires augmentation by spacers may be noted in primary or revision total knee arthroplasty cases.

    Device Description

    The Duracon® Femoral Posterior Spacer is cemented to the femoral component, and then the spacer-femoral component assembly is cemented into place.

    AI/ML Overview

    The provided 510(k) summary for the Duracon® Femoral Posterior Spacer Device (K963242) is a premarket notification for a medical device. This type of document is filed with the FDA to demonstrate that a medical device is substantially equivalent to a legally marketed predicate device.

    It is important to understand that 510(k) summaries, especially from 1996, typically do not contain the type of detailed performance criteria and study results that would be found in a current regulatory submission for an AI/ML-based diagnostic device. The regulatory landscape and expectations for evidence of performance have evolved significantly since 1996, particularly concerning software as a medical device and AI.

    Therefore, most of the requested information regarding acceptance criteria and detailed study data (like sample sizes for test/training sets, expert qualifications, adjudication methods, MRMC studies, or standalone performance of an algorithm) is not present in the provided text. The device described is a physical implant, not an AI diagnostic tool.

    Below is an attempt to answer your questions based only on the provided text, acknowledging its limitations for an AI/ML context:


    1. A table of acceptance criteria and the reported device performance

    Acceptance Criteria (Inferred)Reported Device Performance
    Intended Use: Used with femoral components to augment bone loss in the posterior condyle of the femur.The device is described as "intended to be used with the femoral components of the Duracon® Total Knee System... to augment bone loss in the area of the posterior condyle of the femur." This suggests it meets its intended function to physically augment bone.
    Method of Use: Cemented to the femoral component, then the spacer-femoral component assembly is cemented into place.The method of use is clearly described, implying the device is compatible with standard surgical cementing techniques for knee arthroplasty components.
    Material/Design Compatibility: Compatible with Duracon® Total Knee System femoral components.The device is explicitly named "Duracon® Femoral Posterior Spacer" and stated to be used with "Duracon® Total Knee System femoral components."
    Substantial Equivalence: Similar in principle of operation, technological characteristics, and intended use as other legally marketed predicate devices.The document explicitly states, "The Duracon® Femoral Posterior Spacer is substantially equivalent to several other legally marketed devices." It then lists 6 predicate devices. This is the primary "performance" criterion for a 510(k) – that it is as safe and effective as a predicate.
    Safety and Effectiveness: Assumed to be at least as safe and effective as predicate devices.Not explicitly stated with performance metrics, but inherent in the concept of substantial equivalence to already cleared devices.

    2. Sample sized used for the test set and the data provenance (e.g. country of origin of the data, retrospective or prospective)

    • Not Applicable / Not Provided. The document does not describe a "test set" in the context of an AI/ML study. Clinical data or testing that would typically be described with sample sizes, provenance, or retrospective/prospective nature is not included in this 510(k) summary for a physical implant. The basis for clearance is substantial equivalence to predicates, not specific clinical trial data described here.

    3. Number of experts used to establish the ground truth for the test set and the qualifications of those experts (e.g. radiologist with 10 years of experience)

    • Not Applicable / Not Provided. This information is relevant for validating diagnostic algorithms, not for the clearance of a physical orthopedic implant. No ground truth establishment by experts for a "test set" is mentioned.

    4. Adjudication method (e.g. 2+1, 3+1, none) for the test set

    • Not Applicable / Not Provided. See response to question 3.

    5. If a multi reader multi case (MRMC) comparative effectiveness study was done, If so, what was the effect size of how much human readers improve with AI vs without AI assistance

    • Not Applicable / Not Provided. This device is a physical knee implant component, not an AI system or an aid for human interpretation. Therefore, an MRMC study related to AI assistance is not relevant or described.

    6. If a standalone (i.e. algorithm only without human-in-the-loop performance) was done

    • Not Applicable / Not Provided. This device is a physical product, not an algorithm.

    7. The type of ground truth used (expert concensus, pathology, outcomes data, etc)

    • Not Applicable / Not Provided. Given this is a physical implant, "ground truth" for its performance would implicitly relate to its mechanical properties, biocompatibility, and clinical outcomes (e.g., in vivo stability, wear characteristics, patient function). However, these are not quantified or discussed as "ground truth" in this summary. The primary "ground truth" for its regulatory acceptance is its substantial equivalence to predicate devices, which have already demonstrated appropriate safety and effectiveness.

    8. The sample size for the training set

    • Not Applicable / Not Provided. The concept of a "training set" is for AI/ML models. This document refers to a physical device.

    9. How the ground truth for the training set was established

    • Not Applicable / Not Provided. See response to question 8.

    Summary of Limitations:

    The provided document (K963242) is a 1996 510(k) summary for an orthopedic implant. It focuses on demonstrating substantial equivalence to predicate devices rather than providing detailed clinical study data or performance metrics using methodologies common for AI/ML devices in today's regulatory environment. Therefore, most of the questions, particularly those pertaining to AI/ML validation (test sets, training sets, expert consensus, adjudication, MRMC studies), cannot be answered from the given text.

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