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510(k) Data Aggregation

    Why did this record match?
    Reference Devices :

    K221074, K170242, K070336, K171143

    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The Stryker OptaBlate BVN Intraosseous Nerve Ablation System is intended for the ablation of basivertebral nerves of the L3 through S1 vertebrae for the relief of chronic low back pain of at least six months duration that has not responded to at least six months of conservative care, and is also accompanied by features consistent with Type 1 or Type 2 Modic changes on an MRI such as inflammation, edema, vertebral endplate changes, disruption and fissuring of the endplate, vascularized fibrous tissues within the adjacent marrow, hypointensive signals (Type 1 Modic change), and changes to the vertebral body marrow including replacement of normal bone marrow by fat, and hyperintensive signals (Type 2 Modic change).

    Device Description

    The subject device Stryker Optablate® BVN Intraosseous Nerve Ablation System is a bipolar, high frequency electrosurgical system comprising the BVN probe, Microinfuser, syringe, introducer handpiece, introducer conduit, 10 G access cannula with diamond tip stylet, and 10 G bevel tip stylet. The subject device is intended to be used in conjunction with the existing Optablate radiofrequency (RF) generator (K221074), MultiGen2 Splitter Cable (K170242), and Optablate Microinfuser (K221074) to produce lesions by the direct application of radiofrequency currents for the relief of chronic low back pain. The subject generator applies temperature-controlled, radiofrequency (RF) energy into the probe. During lesion creation, targeted tissue is exposed to RF energy using an active probe inserted into a conduit that is within an access cannula. The application of RF energy causes a thermal reaction at the targeted tissue site to ablate the basivertebral nerve. It is indicated for the L3 through S1 vertebrae. When used, the subject OptaBlate BVN probes are connected to the splitter cable, which is connected to the generator, to deliver RF energy to the target tissue. The Optablate Microinfuser is connected to the probe to deliver a small amount of saline to the ablation site. The saline exits the probe between the emitters and helps ensure there is good electrical connection between the emitters and the tissue. The quality of the connection is measured in units called impedance. Impedance goes up if the connection is poor. If the impedance goes to high, the generator will trigger an error and stop the ablation. The Microinfuser slowly introduces saline to prevent impedance rises.

    AI/ML Overview

    The provided FDA 510(k) clearance letter and summary for the OptaBlate BVN Intraosseous Nerve Ablation System focuses on the **device's safety and effectiveness **through comparison with a predicate device and non-clinical performance testing. It explicitly states "No clinical testing was required to support this submission." This means there was no study proving the device's performance in a clinical setting against acceptance criteria that would typically involve human or AI reader performance metrics, effect sizes, or ground truth established by experts.

    Therefore, I cannot fulfill the request for information related to:

    • Table of acceptance criteria and reported device performance based on clinical outcomes.
    • Sample size for a test set (as no clinical test set was used for effectiveness).
    • Number of experts and their qualifications used to establish ground truth.
    • Adjudication method for a test set.
    • MRMC comparative effectiveness study, effect size of human reader improvement.
    • Standalone (algorithm only) performance.
    • Type of ground truth used (expert consensus, pathology, outcomes data).
    • Sample size for training set (as no AI/machine learning component is described).
    • How ground truth for training set was established.

    However, I can extract information related to the non-clinical acceptance criteria and proof of mechanism/performance.

    Non-Clinical Acceptance Criteria and Device Performance (Summary):

    The device's acceptance criteria primarily revolve around its ability to perform its intended function safely and effectively in a technical/mechanical/biological sense, rather than a diagnostic or AI-assisted clinical performance sense.

    1. Table of Acceptance Criteria and Reported Device Performance (Non-Clinical):

    Acceptance Criteria CategorySpecific Test/StandardAcceptance CriteriaReported Device Performance
    SterilizationISO 11135:2014 & ISO 10993-7:2008/Amd 1:2019 (Ethylene Oxide - Kits); ISO 11137-1:2006, ISO 11137-2:2013, ISO 11137-3:2017 (Radiation - Microinfuser)Conformance with standards for effective sterilization and acceptable residuals.Pass (Compliance demonstrated)
    BiocompatibilityISO 10993-5:2009, ISO 10993-12:2021 (Cytotoxicity); ISO 10993-23:2021, ISO 10993-12:2021 (Irritation); ISO 10993-11:2017, ISO 10993-12:2021 (Acute Systemic Toxicity); ISO 10993-10:2010, ISO 10993-12:2021 (Sensitization)Test articles to be non-cytotoxic, show no greater biological reaction than controls, and cause no sensitization reaction.Pass (All tests met criteria)
    Electrical Safety & EMCIEC 60601-1 Ed. 3.2 (General Safety); IEC 60601-1-2 Ed. 4.1 (EMC); IEC 60601-1-8 Ed. 2.2 (Alarms); IEC 60601-2-2 Ed. 6.1 (HF Surgical Equipment)Compliance with essential performance and safety requirements of specified electrical and electromagnetic compatibility standards.Pass (All applicable clauses tested and conform)
    Physical/Mechanical PerformanceASTM D4169 (Transit); ASTM F2096 (Bubble Test); ASTM F88 (Seal Peel Test); Internal Specs (Mechanical Testing, Dimensional, Visual Inspection)Device and packaging integrity maintained during transit; no gross leaks; adequate seal strength; specified mechanical properties (insertion force, retraction force, flow rate, tensile strength, twist cycle, torsional stiffness, impact force); adherence to dimensional specifications; absence of surface defects.Pass (All tests met criteria)
    Functional Performance (BVN Probe Specific)Internal Test Method (Temperature Accuracy); Internal Test Method (Lesion Size)Accuracy verified across full functional use range; measured RF lesion size in ex vivo tissue model.Pass (Accuracy verified; ex vivo lesion size measured and acceptable)

    2. Sample Size Used for the Test Set and Data Provenance:

    • Test Set Sample Size: Not applicable in the context of clinical performance; the testing described is non-clinical (e.g., in-vitro biocompatibility tests, mechanical tests of device components, ex vivo tissue models for lesion formation).
    • Data Provenance: The data comes from the manufacturer's internal testing (Stryker Instruments) as part of their 510(k) submission. No specific country of origin for test data is mentioned beyond "Stryker Instruments" (headquartered in Portage, MI, USA). The studies are "non-clinical" performance evaluations rather than retrospective or prospective human subject studies.

    3. Number of Experts Used to Establish Ground Truth for the Test Set and Qualifications:

    • Not applicable. The ground truth for this device's non-clinical performance is established by engineering specifications, international and national standards (e.g., ISO, IEC, ASTM), and the physical/chemical properties measured via established test methods. No human experts were used to establish "ground truth" in the diagnostic sense for this submission.

    4. Adjudication Method for the Test Set:

    • Not applicable. This concept applies primarily to clinical studies where human or AI interpretations are adjudicated. For non-clinical testing, results are typically binary (pass/fail) based on pre-defined quantitative or qualitative acceptance criteria.

    5. If a Multi-Reader Multi-Case (MRMC) Comparative Effectiveness Study Was Done:

    • No. The submission explicitly states, "No clinical testing was required to support this submission." Therefore, no MRMC study to compare human reader performance with or without AI assistance was conducted or reported.

    6. If a Standalone (i.e., algorithm only without human-in-the-loop performance) Was Done:

    • Not applicable. This device is an ablation system, not a diagnostic algorithm. Its performance is related to its mechanical, electrical, and biological safety and its ability to create a lesion, not to interpret medical images or data.

    7. The Type of Ground Truth Used:

    • For Biocompatibility: Established by standardized biological response measurements against control samples, as per ISO 10993 series.
    • For Electrical Safety/EMC: Established by conformance to specified IEC standards for medical electrical equipment.
    • For Mechanical and Functional Testing: Established by engineering specifications and measurements in controlled laboratory settings (e.g., ex vivo tissue models for lesion size) and validated against ASTM standards where applicable. This is not "expert consensus, pathology, or outcomes data" in the clinical sense.

    8. The Sample Size for the Training Set:

    • Not applicable. This device does not involve an AI/machine learning component that would require a "training set."

    9. How the Ground Truth for the Training Set Was Established:

    • Not applicable, as no training set was relevant for this device submission.
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    K Number
    K221074
    Date Cleared
    2022-09-16

    (157 days)

    Product Code
    Regulation Number
    878.4400
    Reference & Predicate Devices
    N/A
    Why did this record match?
    Reference Devices :

    K170242 MultiGen™ 2 RF Generator System, K080451 Uniblate® System, K040989 RITA® System

    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The intended use of the OptaBlate™ Radiofrequency (RF) Generator System is as follows:

    • Palliative treatment in spinal procedures by ablation of metastatic malignant lesions in a vertebral body.
    • · Coagulation and ablation of tissue in bone during surgical procedures including palliation of pain associated with

    metastatic lesions involving bone in patients who have failed or are not candidates for standard therapy.

    · Ablation of benign bone tumors such as osteoid osteoma.

    Device Description

    The OptaBlate™ Radiofrequency (RF) Generator system is a bipolar, high frequency electrosurgical system. The OptaBlate™ RF Generator will be used in conjunction with OptaBlate™ Probes, OptaBlate™ Microinfuser™ Infusion Device, OptaBlate 150 mm Temperature Sensor, MultiGen 2 Splitter Cable, and other currently marketed Stryker compatible accessories to produce lesions by the direct application of radiofrequency currents. The generator applies temperature-controlled, radiofrequency (RF) energy into the probe. During lesion creation, targeted tissue is exposed to RF energy using an active probe inserted into a cannula. The application of RF energy causes a thermal reaction at the targeted tissue site to create a lesion. Each OptaBlate™ Radiofrequency (RF) Generator System is composed of a RF generator, a Splitter Cable, Temperature Sensor, and a choice of 4 disposable kit options. The kits contain disposable probes and infusion devices.

    AI/ML Overview

    This submission is for a Radiofrequency Generator System, which is an electrosurgical cutting and coagulation device. This type of device does not typically involve AI/ML and therefore the concept of training and test sets, ground truth establishment by experts, and MRMC studies does not apply in the context of diagnostic AI/ML devices. Therefore, I will focus on the performance testing carried out to demonstrate substantial equivalence to the predicate device.

    **1. A table of acceptance criteria and the reported device performance.
    **
    The document does not explicitly present a table of "acceptance criteria" against which "reported device performance" is measured in the classical sense of an AI/ML model's performance metrics (e.g., accuracy, sensitivity, specificity). Instead, substantial equivalence is demonstrated through comparative bench-top verification testing and a literature review. The performance testing focuses on demonstrating that the subject device produces similar ablation characteristics to the predicate device and that the technology is safe and effective for its intended uses.

    Acceptance Criteria (Implied by Comparison)Reported Device Performance
    Functional Equivalence
    - Similar energy type (Radiofrequency Energy)Confirmed: Both subject and predicate use Radiofrequency Energy.
    - Similar principle of operation (Operator controlled; RF delivered)Confirmed: Both subject and predicate use operator-controlled RF delivery from a compatible generator.
    - Similar mechanism of action (Cellular necrosis through thermal coagulation)Confirmed: Both subject and predicate cause cellular necrosis through thermal coagulation.
    - Similar control of temperature rise in tissuesConfirmed: Controlled by RF Generator for both.
    - Similar feedback mechanism (Temperature Controlled)Confirmed: Both use temperature-controlled feedback.
    - Compatible with similar accessoriesConfirmed: Subject device uses connecting cables, probes, and cannulae similar to the predicate.
    Performance in Tissue Models (Bench-top)
    - Achieve substantially equivalent lesion dimensions (length and width) in chicken muscle to predicate device.Result: "The results demonstrated that lesion dimensions achieved by the subject device are substantially equivalent to those obtained with the predicate device." (Page 18)
    - Achieve substantially equivalent tissue temperature at ablation zone boundary in bovine bone compared to predicate device.Result: "Bovine bone lesions were indirectly measured via tissue temperature at a given ablation zone boundary... The results demonstrated that lesion dimensions achieved by the subject device are substantially equivalent to those obtained with the predicate device." (Page 18)
    - Accurate temperature measurements by relevant components.Result: "Verification testing demonstrated that the relevant components of the subject OptaBlate RF Ablation system achieves accurate temperature measurements as per specified test requirements." (Page 18)
    Safety and Efficacy (Through Literature Review)
    - Radiofrequency ablation devices are safe and effective for indicated uses.Result: "Results from the literature search conclude that RF ablation devices are safe and effective. RF ablation consistently resulted in decreased patient pain post procedure regardless of indication. Furthermore, safety events were primarily due to underlying conditions or the use of cement post procedure." (Page 19)
    - Potential benefits outweigh potential risks.Result: Overall, this search supports that the potential benefits from this device / treatment outweigh the potential risks." (Page 19)
    Electrode and Generator Specifications
    - Active Electrode Length: 15, 20 mmPredicate: 7, 10, 15, 20 mm. Subject device has fewer options but still within the range, considered "Similar". (Page 12)
    - Active Electrode Material: Stainless Steel (304 or 304L)Predicate: Stainless Steel (304 or 304L). Considered "Similar". (Page 12)
    - Electrode Insulation Material: PolyetheretherketonePredicate: Polyimide. Considered "Similar" as both are high-performance plastics with high heat resistance. (Page 12)
    - Electrode Diameter: 13 GaugePredicate: 17 Gauge. Considered "Similar" as both are percutaneous sizes. (Page 12)
    - Electrode Length: 16 cmPredicate: 16 cm. "Identical". (Page 12)
    - Electrode Sterilization: EO, Single UsePredicate: EO, Single Use. "Identical". (Page 12)
    - Generator Power Output Channels: 4Predicate: 2. Considered "Similar" as OptaBlate allows flexible 1 to 4 channels. (Page 12)
    - Generator Maximum Output Energy: System: 30W, Per Channel: 7.5WPredicate: System: 40W, Per Channel: 20W. Considered "Similar" as OptaBlate requires less power output. (Page 12)
    - Generator Maximum Voltage: System: 48.5 VRMSPredicate: System: 130 VRMS. Considered "Different" but explained by OptaBlate requiring less power per channel. (Page 12)
    - Generator Output Frequency: 500 kHzPredicate: 465 kHz. Considered "Similar" as both frequencies are within the typical band for RF ablation and create equivalent lesion sizes. (Page 12)
    - Default Ablation Temperature: 95°CPredicate: 70°C. Considered "Similar" as both systems achieve up to 95°C in adjacent tissue, with predicate's lower setpoint due to active tip cooling. (Page 12)
    Infusion Device Performance
    - Infusion Liquid: SalinePredicate: Saline. "Identical". (Page 17)
    - Flow Rate Range: 6 to 10 ml/hrReference: 3 to 42 ml/hr. Considered "Similar" as OptaBlate operates within a smaller window of the reference device infusion range. (Page 17)
    - Disposable: YesReference: Pump: No, Tubing Set: Yes. Considered "Similar" as OptaBlate Microinfuser is completely disposable versus reusable pump/disposable tubing. (Page 17)

    2. Sample size used for the test set and the data provenance (e.g., country of origin of the data, retrospective or prospective)

    • Bench-top Verification Testing: The document states that "Tissue models consisted of fresh chicken muscle and bovine bone." However, the exact sample size (number of tissues/ablations) used for this testing is not specified in the provided text.
    • Clinical Literature Review: For the clinical evaluation, Stryker identified 175 unique publications, which were screened based on predefined criteria. A "thorough full-text review of 41 manuscripts" was performed. This represents a retrospective analysis of existing published data. The provenance of this data (e.g., specific countries of origin of the studies) is not detailed, but peer-reviewed publications are generally global in nature.

    3. Number of experts used to establish the ground truth for the test set and the qualifications of those experts (e.g., radiologist with 10 years of experience)

    This section is not applicable in the traditional sense for this device as it is not an AI/ML diagnostic device requiring ground truth labeled by experts for a test set. The performance evaluation relies on physical measurements in bench-top models and a systematic review of existing clinical literature on RF ablation.

    • For the bench-top testing, lesion dimensions and temperature measurements were the "ground truth", which are directly measurable physical quantities.
    • For the literature review, the "ground truth" on safety and efficacy is derived from reported outcomes in peer-reviewed clinical studies.

    4. Adjudication method (e.g., 2+1, 3+1, none) for the test set

    This section is not applicable for this type of device and study design. Adjudication methods are typically used in AI/ML performance studies where multiple human readers assess cases and their interpretations need to be reconciled to establish a ground truth or resolve discrepancies.

    5. If a multi reader multi case (MRMC) comparative effectiveness study was done, If so, what was the effect size of how much human readers improve with AI vs without AI assistance

    This section is not applicable as the OptaBlate RF Generator System is not an AI-assisted diagnostic or treatment planning device, and therefore, no MRMC study was performed to assess human reader improvement with AI assistance.

    6. If a standalone (i.e., algorithm only without human-in-the-loop performance) was done

    This section is not applicable as the OptaBlate RF Generator System is a medical device, not a standalone algorithm. Its function is to deliver RF energy for ablation, which is a clinician-performed procedure.

    7. The type of ground truth used (expert consensus, pathology, outcomes data, etc.)

    • Bench-top Verification Testing: For the in-vitro comparison study, the ground truth was direct physical measurement. For chicken muscle, lesion lengths and widths were directly measured. For bovine bone, tissue temperature at a given ablation zone boundary was indirectly measured as an indicator of lesion size.
    • Clinical Efficacy/Safety: The "ground truth" for clinical efficacy and safety was established through a literature review of reported clinical outcomes and vigilance databases. This includes "clinical and technical success, improvements in pain through validated measures (VAS), and the need for repeat procedures" for efficacy, and "reported complications" for safety.

    8. The sample size for the training set

    This section is not applicable as the OptaBlate RF Generator System is a hardware device, not an AI/ML model that undergoes "training."

    9. How the ground truth for the training set was established

    This section is not applicable as there is no "training set" for this type of device.

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