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510(k) Data Aggregation

    K Number
    K153700
    Date Cleared
    2016-07-08

    (198 days)

    Product Code
    Regulation Number
    882.4560
    Reference & Predicate Devices
    Why did this record match?
    Reference Devices :

    BrainLAB VectorVision Fluro3D / Spine & Trauma 3D,K053159 VectorVision Spine,K042721 Kolibri Spine,K062358

    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The AIS S4 Navigation Instruments are intended to assist the surgeon in precisely locating anatomical structures in either open, minimally invasive, or percutaneous procedures. They are indicated for use in surgical spinal procedures, in which the use of stereotactic surgery may be appropriate, and where reference to a rigid anatomical structure, such as the pelvis or a vertebrae can be identified relative to the acquired image (CT, MR, 2D fluoroscopic image or 3D fluoroscopic image reconstruction) and/or an image data based model of the anatomy. These procedures include but are not limited to spinal fusion during the navigation of polyaxial screws (T1-T3).

    Device Description

    The AIS S4 Navigation Instruments are manual surgical instruments which are designed to interface with BrainLAB's already cleared surgical navigation systems. Instruments in this system may be pre-calibrated or manually calibrated to already cleared systems using manufacturers' instructions. These instruments are intended to be used in spine applications to perform general or manual functions within the orthopedic surgical environment.

    AI/ML Overview
    1. Table of Acceptance Criteria and Reported Device Performance:

    The document explicitly states: "The AIS S4 Navigation Instruments met the performance requirements. No safety or effectiveness issues were raised by the performance testing." However, specific numerical acceptance criteria (e.g., accuracy thresholds, precision values) are not provided in this submission. The nature of the device (surgical navigation instruments designed to interface with other cleared systems) suggests that the performance requirements likely relate to the accuracy and reliability of tracking and spatial localization when used with the BrainLAB navigation systems.

    Acceptance Criteria (e.g., accuracy, precision)Reported Device Performance
    Not explicitly stated in the documentMet all performance requirements; no safety or effectiveness issues raised.
    (Likely related to accurate tracking and spatial localization in conjunction with BrainLAB navigation systems)The instruments functioned as intended during validation activities.
    1. Sample Size Used for the Test Set and Data Provenance:

    The document states "BrainLAB conducted validation activities including usability testing with the AIS S4 Navigation Instruments." However, no information regarding the sample size used for the test set or the data provenance (e.g., country of origin, retrospective/prospective) is provided.

    1. Number of Experts Used to Establish Ground Truth and Their Qualifications:

    The document does not describe the specific ground truth establishment process for the performance data. Therefore, the number of experts and their qualifications are not mentioned. Given that the performance data appears to be from "validation activities including usability testing," it's plausible that healthcare professionals were involved in assessing the usability and functionality, but their specific roles in establishing a quantifiable ground truth are not detailed.

    1. Adjudication Method:

    No adjudication method is described in the provided text.

    1. Multi-Reader Multi-Case (MRMC) Comparative Effectiveness Study:

    No MRMC comparative effectiveness study is mentioned. The submission focuses on the standalone performance and equivalence of the AIS S4 Navigation Instruments when used with existing BrainLAB navigation systems, rather than comparing human readers with and without AI assistance.

    1. Standalone Performance (Algorithm Only without Human-in-the-Loop Performance):

    This submission is about surgical navigation instruments, which are physical tools that assist a surgeon; they are not an AI algorithm in the typical sense that would have "algorithm-only" performance without human interaction. The "performance data" described refers to "validation activities including usability testing" of the instruments themselves. Therefore, while technically these instruments are used "standalone" in the sense that they are physical tools, their performance is inherently tied to human use and their interface with the BrainLAB navigation system. The study described focuses on their functional performance in this context, rather than a quantifiable, algorithm-only output.

    1. Type of Ground Truth Used:

    The document mentions "validation activities including usability testing," and states that the instruments "met the performance requirements." This suggests the ground truth was likely based on functional assessment and verification against predefined specifications for accuracy, precision, and usability when integrated with the BrainLAB navigation systems. It is not explicitly stated to be based on expert consensus, pathology, or outcomes data in the traditional sense, but rather on the technical performance and usability of the instruments.

    1. Sample Size for the Training Set:

    This device is a set of physical surgical instruments, not an AI or machine learning algorithm that requires a "training set" of data. Therefore, this concept is not applicable, and no training set sample size is provided.

    1. How Ground Truth for the Training Set Was Established:

    As the device is a set of physical surgical instruments and not an AI algorithm, there is no training set and therefore no ground truth establishment for a training set.

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    K Number
    K130887
    Date Cleared
    2013-08-13

    (137 days)

    Product Code
    Regulation Number
    882.4560
    Why did this record match?
    Reference Devices :

    VectorVision Spine K053159, Kolibri Spine K042721, Trauma K062358, VectorVision Fluoro3D K070106, Spine

    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The AIS S4 Cervical Navigation Instruments are intended to assist the surgeon in precisely locating anatomical structures in either open, minimally invasive, or percutaneous procedures. They are indicated for use in surgical spinal procedures, in which the use of stereotactic surgery may be appropriate, and where reference to a rigid anatomical structure , such as the pelvis or a vertebrae can be identified relative to the acquired image (CT, MR, 2D fluoroscopic image or 3D fluoroscopic image reconstruction) and/or an image data based model of the anatomy. These procedures include but are not limited to spinal fusion during the navigation of pedicle screws (T1-T3).

    Device Description

    The AIS S4 Cervical Navigation Instruments are manual surgical instruments which are designed to interface with BrainLAB's already cleared surgical navigation systems. Instruments in this system may be pre-calibrated or manually calibrated to already cleared systems using manufacturers' instructions. These instruments are intended to be used in spine applications to perform general or manual functions within the orthopedic surgical environment.

    AI/ML Overview

    The provided text describes the Aesculap S4 Cervical Navigation Instrumentation, which is a set of manual surgical instruments designed to interface with BrainLAB's surgical navigation systems. The submission is a Traditional 510(k) Premarket Notification.

    Here's the breakdown of the acceptance criteria and study information:

    1. Table of Acceptance Criteria and Reported Device Performance

    The provided document does not explicitly list specific quantitative acceptance criteria for the device's performance (e.g., a certain level of accuracy in millimeters). Instead, it describes a more qualitative assessment.

    Acceptance Criteria (Implied)Reported Device Performance
    Device functions as intended for surgical navigation.AIS Navigation Instruments met the performance requirements.
    No safety issues are raised by performance testing.No safety issues were raised by the performance testing.
    No effectiveness issues are raised by performance testing.No effectiveness issues were raised by the performance testing.
    Substantially equivalent to predicate devices for intended use.Found substantially equivalent.

    2. Sample Size Used for the Test Set and Data Provenance

    • Sample Size: The document states that "BrainLAB conducted validation activities including usability testing with the AIS Navigation Instruments." However, it does not specify the sample size (e.g., number of users, number of cases tested) for this usability testing or any other performance testing.
    • Data Provenance: The document does not specify the country of origin of the data. The testing appears to be conducted by BrainLAB, a company with international operations, but the specific location of the testing is not mentioned. It is also not explicitly stated whether the data was retrospective or prospective, though usability testing typically involves prospective data collection.

    3. Number of Experts Used to Establish the Ground Truth for the Test Set and Qualifications

    • The document mentions "usability testing with the AIS Navigation Instruments." Usability testing typically involves end-users (surgeons) but does not specify the number or qualifications of these experts for establishing ground truth related to navigational accuracy or effectiveness. The study relies on the outcome of the usability testing and performance testing rather than expert-established ground truth in a clinical or imaging sense.

    4. Adjudication Method for the Test Set

    • The document does not mention any adjudication method for the test set. Given the nature of the testing described (usability and performance requirements), it's unlikely a formal adjudication process (like 2+1 or 3+1 consensus) would be used as it would be in an imaging diagnostic study. The assessment would likely be based on whether the instruments appropriately facilitated the surgical steps and met performance specifications.

    5. If a Multi-Reader Multi-Case (MRMC) Comparative Effectiveness Study Was Done

    • No MRMC comparative effectiveness study was done. The document states, "Clinical data was not needed for the AIS Navigation Instruments." The submission focuses on substantial equivalence based on technological characteristics and performance testing.

    6. If a Standalone (Algorithm Only Without Human-in-the-Loop Performance) Was Done

    • This question is not applicable as the device (AIS S4 Cervical Navigation Instruments) is a set of manual surgical instruments designed to interface with surgical navigation systems. It is not an AI algorithm or a standalone software. The performance testing would inherently involve human interaction with the instruments and the navigation system.

    7. The Type of Ground Truth Used

    • The document implies that the ground truth for "performance requirements" would be established by the functional specifications and design requirements of the instruments when used with the BrainLAB navigation systems. For usability testing, the "ground truth" would be whether the instruments are usable and meet the functional needs of the surgeons. There is no mention of expert consensus, pathology, or outcomes data being used as ground truth for this submission, as clinical data was not required.

    8. The Sample Size for the Training Set

    • This question is not applicable. The device is a set of manual surgical instruments; it is not an AI algorithm that requires a training set.

    9. How the Ground Truth for the Training Set Was Established

    • This question is not applicable as there is no AI algorithm or training set involved.
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