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510(k) Data Aggregation

    K Number
    K193103
    Manufacturer
    Date Cleared
    2020-02-07

    (91 days)

    Product Code
    Regulation Number
    862.1055
    Reference & Predicate Devices
    Why did this record match?
    Product Code :

    NQL

    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The NeoBase™ 2 Non-derivatized MSMS kit is intended for the measurement and evaluation of amino acid, succinylacetone, free carnitine, acylcarnitine, nucleoside and lysophospholipid concentrations (Table 1) with a tandem mass spectrometer from newborn heel prick blood specimens dried on filter paper. Quantitative analytes and their relationship with each other is intended to provide analyte concentration profiles that may aid in screening newborns for metabolic disorders.

    Device Description

    Each NeoBase 2 Non-derivatized MSMS kit contains reagents for 960 assays. The kit is designed to be used with NeoBase 2 Non-derivatized Assay Solutions consisting of Neo MSMS Flow Solvent and NeoBase 2 Extraction Solution and NeoBase 2 Succinylacetone Assay Solution.

    • NeoBase 2 Internal Standards - 1 vial
    • NeoBase 2 Controls Low, High - 3 filter paper cassettes (Whatman, no. 903) containing 3 spots of each level per cassette
    • Microplate, U-bottomed - 20 plates
    • Adhesive microplate covers - 20 sheets
    • Barcode labels for the plates - 30 pcs (10 different barcodes, 3 pcs of each)
    • Lot-specific quality control certificate
      This kit contains components manufactured from human blood. The source materials have been tested by FDA-approved methods for hepatitis B surface antigen, anti-hepatitis C and anti-HIV 1 and 2 antibodies and found to be negative.
      Instruments used:
    • . QSight® 210 MD Screening System is comprised of:
      • QSight® 210 MD Mass Spectrometer
      • QSight® HC Autosampler MD
      • QSight® Binary Pump MD ●
      • Simplicity™ 3Q MD Software
    • PerkinElmer MSMS Workstation software ●
    AI/ML Overview

    Here's a breakdown of the acceptance criteria and the study that proves the device meets them, based on the provided text.

    Note: This document describes a medical device for newborn screening. Performance is demonstrated through analytical studies (precision, sensitivity, linearity, interference) and screening performance data comparing it to a predicate device, rather than human-in-the-loop studies common for AI/imaging devices. Thus, several sections typically relevant to AI-based devices (e.g., number of experts, adjudication methods, MRMC studies) are not applicable here.


    Acceptance Criteria and Device Performance

    The acceptance criteria for the NeoBase 2 Non-derivatized MSMS kit are implied by the comprehensive analytical and screening performance evaluation studies conducted. The goal is to demonstrate that the device performs equivalently to the legally marketed predicate device (NeoBase 2 Non-derivatized MSMS kit, K173568) and provides reliable results for newborn screening.

    The reported device performance below highlights key analytical and screening metrics. Specific numerical acceptance criteria are not explicitly stated as hard thresholds (e.g., "CV must be

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    K Number
    K173568
    Date Cleared
    2018-09-04

    (288 days)

    Product Code
    Regulation Number
    862.1055
    Reference & Predicate Devices
    Why did this record match?
    Product Code :

    NQL

    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The NeoBase™ 2 Non-derivatized MSMS kit is intended for the measurement and evaluation of amino acid, succinylacetone, free carnitine, acylcarnitine, nucleoside and lysophospholipid concentrations (Table 1) with a tandem mass spectrometer from newborn heel prick blood specimens dried on filter paper. Quantitative analytis of these analytes and their relationship with each other is intended to provide analyte concentration profiles that may aid in screening newborns for metabolic disorders.

    Device Description

    Not Found

    AI/ML Overview

    The provided text describes the acceptance criteria and study results for the NeoBase 2 Non-derivatized MSMS kit.

    1. Table of Acceptance Criteria and Reported Device Performance

    The document does not explicitly state numerical acceptance criteria for the screening performance studies (e.g., minimum sensitivity or specificity targets). Instead, it states that "All verification studies were successfully concluded and met the respective study's predetermined acceptance criteria." The clinical studies for screening performance are presented as agreement between the new device (NeoBase 2) and the predicate device (NeoBase). The agreement is presented as contingency tables (e.g., "Screening positive" vs "Screening negative" for both devices).

    The performance is demonstrated by the agreement between the NeoBase 2 Non-derivatized MSMS kit and the predicate device, NeoBase Non-derivatized MSMS kit, in detecting various metabolic disorders in newborn screening. The results are presented in terms of the number of positive and negative screens detected by each device, along with the number of confirmed positive specimens.

    Summary of Device Performance (from Tables A, B, C, D):

    Disorder GroupCut-off Type (Percentile)NeoBase 2 Screening Positive (with Predicate Positive)NeoBase 2 Screening Negative (with Predicate Negative)Total SpecimensConfirmed Positive Specimens (detected by both methods)
    Study 1
    Amino acid disorders99th6211591175115
    Amino acid disorders99.5th4521645175115
    Amino acid disorders1st161168717371 (OTCD)
    Fatty acid oxidation99th8011581174610
    Fatty acid oxidation99.5th4511661174610
    Fatty acid oxidationLow Percentile1732138617382 (CUD)
    Organic acid condition99th5711660175115
    Organic acid condition99.5th3611697175115
    ADA-SCID99th2166117382
    ADA-SCID99.5th2170017382
    X-ALD99th2172417382
    X-ALD99.5th2173117382
    Study 2
    Amino acid disorders99th11612353264819
    Amino acid disorders99.5th7822474264818
    Amino acid disorders1st141257126312 (OTCD)
    Fatty acid oxidation99th16012326264112
    Fatty acid oxidation99.5th10812442264112
    Fatty acid oxidationLow Percentile1581236326323
    Organic acid condition99th8612479264213
    Organic acid condition99.5th4222561264212
    ADA-SCID99th2256326312
    ADA-SCID99.5th2257826312
    X-ALD99th2262626312
    X-ALD99.5th2262826312

    2. Sample Size Used for the Test Set and Data Provenance

    • Study 1 Sample Size:

      • Amino acid disorders, Fatty acid oxidation, Organic acid conditions: 1751 samples (for 99th and 99.5th percentile cut-offs) and 1737-1746 samples (for 1st and low percentile cut-offs).
      • ADA-SCID and X-ALD: 1738 samples.
    • Study 2 Sample Size:

      • Amino acid disorders, Fatty acid oxidation, Organic acid conditions: 2631-2648 samples.
      • ADA-SCID and X-ALD: 2631 samples.
    • Data Provenance: The data was obtained from "routine newborn screening" in "two CLIA-certified state laboratories." The confirmed positive specimens were described as "retrospective" for Study 2. This suggests a retrospective study design using existing samples and accompanying diagnostic information. The country of origin is not explicitly stated but is implied to be the US due to "CLIA-certified state laboratories."

    3. Number of Experts Used to Establish the Ground Truth for the Test Set and Qualifications of Those Experts

    The document does not specify the number or qualifications of experts used to establish the ground truth for the test set. It mentions "confirmed positive specimens," implying a definitive diagnostic process was followed to establish the true disease status of these samples, but details on the experts involved are not provided.

    4. Adjudication Method for the Test Set

    The document does not describe an adjudication method for the test set, such as 2+1 or 3+1. The acceptance is based on the agreement between the new device and the predicate device, using established cut-offs derived from routine newborn screening data.

    5. Multi-Reader Multi-Case (MRMC) Comparative Effectiveness Study

    No MRMC comparative effectiveness study was done. This device is a diagnostic kit measuring analyte concentrations, not an AI system assisting human readers. Therefore, the concept of "how much human readers improve with AI vs without AI assistance" is not applicable.

    6. Standalone (Algorithm Only Without Human-in-the-Loop Performance) Study

    The study described is a comparison of the new device (NeoBase 2) to a predicate device (NeoBase) in obtaining analyte concentrations. While not explicitly stated as an "algorithm only" study, it's a standalone performance comparison of two test kits. The results (analyte concentrations and screening positive/negative classifications) are derived directly from the kit's operation with a tandem mass spectrometer, without human interpretation being part of the primary measurement process itself. The interpretation of the analyte profiles to aid in screening for metabolic disorders would typically involve medical professionals, but the performance data presented is on the analytical and classification output of the device.

    7. Type of Ground Truth Used

    The ground truth for the test set was based on "confirmed positive specimens." This implies that the true disease status of these specimens was established through clinical diagnosis and follow-up, which would typically involve a combination of clinical outcomes, biochemical testing, and/or genetic testing, ultimately confirmed by clinical experts. For ADA-SCID and X-ALD, it explicitly states "comparing the result... to the clinical condition."

    8. Sample Size for the Training Set

    The document does not explicitly mention a "training set" in the context of machine learning or AI. The term "cut-offs for both methods were determined by calculating the 99.5th and 99th percentile for all analytes" using "data from routine newborn screening." This large volume of routine newborn screening data could be considered analogous to a training or reference population used to establish the operating characteristics of the screening test. The specific sample size for this cut-off determination is not given, but it is implied to be a large dataset from the "two CLIA-certified state laboratories."

    9. How the Ground Truth for the Training Set Was Established

    As discussed in point 8, there isn't a traditional "training set" for an AI model. However, the cut-off values (e.g., 99th, 99.5th, 1st, 10th percentiles) used to define "screening positive" or "screening negative" were established using "data from routine newborn screening." This means the ground truth for establishing these cut-offs would inherently come from the statistical distribution of analyte levels in a large, presumably healthy and general newborn population, along with the understanding of what analyte levels are indicative of various metabolic disorders. The document states that the cut-off values "only apply to these studies."

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    K Number
    K093916
    Manufacturer
    Date Cleared
    2010-08-23

    (244 days)

    Product Code
    Regulation Number
    862.1055
    Reference & Predicate Devices
    Why did this record match?
    Product Code :

    NQL

    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The Neobase Non-derivatized MSMS reagent kit (for use on the PerkinElmer TQD MSMS Screening System) is intended for the measurement and evaluation of amino acids, succinylacetone, free carnitine, and acylcarnitine concentrations from newborn heel prick blood samples dried on filter paper. Quantitative analysis of these analytes (Table 1) and their relationship with each other is intended to provide analyte concentration profiles that may aid in screening newborns for metabolic disorders.

    Device Description

    The measurement of amino acids, succinylacetone, free carnitine, and acylcarnitines with the NeoBase assay involves extraction of dried blood spots from newborns with a solution containing stable-isotope labeled internal standards and analysis using a tandem mass spectrometry (MSMS) system. The each analyte relative to their response of internal stable-isotope labeled corresponding standard is proportional to analyte concentration.

    AI/ML Overview

    The device being described is the NeoBase Non-derivatized MSMS Kit, intended for the measurement and evaluation of amino acid, succinylacetone, free carnitine, and acylcarnitine concentrations from newborn heel prick blood samples dried on filter paper. This quantitative analysis aids in screening newborns for metabolic disorders.
    The study presented is a non-clinical study comparing the performance of the NeoBase Non-derivatized MSMS kit on the PerkinElmer TQD Triple Quadrupole Mass Spectrometer System (PerkinElmer TQD platform) against its predicate devices, the MS2 and PerkinElmer Quattro Micro platforms (QMicro). The goal was to demonstrate substantial equivalence.

    Here's the breakdown of the acceptance criteria and study information:

    1. Table of Acceptance Criteria and Reported Device Performance

    The document does not explicitly state "acceptance criteria" as a set of predefined thresholds. Instead, it demonstrates equivalence to predicate devices by showing comparable performance characteristics. The key performance metrics evaluated were:

    • Precision (Imprecision Percent Coefficient of Variation - %CV): Lower %CV indicates higher precision.
    • Recovery (Mean % Recovery and 95% Confidence Interval): Indicates the accuracy of analyte measurement.
    • Measurable Ranges: The range over which the device can accurately quantify analytes, ensuring coverage of clinically significant levels.
    • Method Correlation (Ratio of Measured Concentration): Comparing the TQD platform with predicate devices (MS2 and QMicro). A ratio of 1.0 indicates equivalent concentration measurements.
    • Clinical Correlation (Percent Agreement in clinical determinations): How well the TQD platform agrees with predicate platforms in classifying samples above or below clinical cutoffs.
    • Detection of True Positive Samples: The ability of the device to correctly identify known positive cases.

    Here's a summary of the reported device performance, focusing on the TQD platform's comparison to predicate devices:

    Performance CharacteristicAcceptance Criteria (Implied: Comparable to Predicate)NeoBase Non-derivatized MSMS Kit (TQD Platform) Performance (as compared to MS2/QMicro)
    Precision (Average Total Imprecision %CV)Should be comparable to or better than predicate devices.Amino Acids: Generally around 10-18% for TQD, similar to or slightly better than MS2/QMicro (e.g., ALA 10, ARG 10, MET 18, TYR 8, VAL 12).
    Carnitines/Acylcarnitines: Not explicitly provided for all, but overall implied to be adequate based on predicate comparison.
    Recovery (Mean % Recovery)Should be comparable to predicate devices.Amino Acids: Ranges from 57% (SA) to 104% (C0) for TQD, generally comparable to MS2/QMicro. 95% CI also presented.
    Measurable RangesShould cover all clinically significant ranges.For all analytes, the TQD range (µM) includes or extends beyond the "Cutoff Range (µM)", demonstrating sufficiency for clinical use.
    Method Correlation (Mean Ratio of Measured Concentration)Ratios close to 1.0 (indicating statistical equivalence).MS2/TQD: Ratios ranged from 0.89 to 1.09, with small variation, indicating statistical equivalence.
    QMicro/TQD: Ratios ranged from 0.92 to 1.08, with small variation, indicating statistical equivalence.
    Clinical Correlation (% Agreement)High percentage agreement with predicate devices.All Analytes: Ranged from 99.2% to 100.0% agreement between TQD and MS2/Sciex platforms in clinical determinations.
    Detection of True Positive Samples100% agreement with predicate devices in detection.100% agreement for all 17 true positive samples (representing 14 disorders) between TQD and MS platforms.

    2. Sample Size Used for the Test Set and Data Provenance

    • Non-clinical (Analytical) Test Set:
      • Precision and Recovery: The tables provided (5.3, 5.4, 5.5) show averaged data, but the explicit number of samples/replicates isn't detailed for each specific test. However, the method correlation section states that "enriched samples (five levels) was analyzed (as singlicates of each level) for 16 runs to provide a total of 80 individual measurements" for each analyte on each platform.
      • Method Correlation: Data from "dried blood spots enriched with the analytes of interest," specifically "5 levels times 5 runs per analyte" resulted in 25 means per platform for each analyte (80 individual measurements total, as above).
    • Clinical Test Set:
      • Clinical Correlation (Percent Agreement): 2499 random newborn screening specimens (presumptive negative data set) and 17 specimens with true positive diagnoses. Some analytes specify 2598 total observations (2499 + 80 individual measurements from enriched samples for other tests?), while others specify 2518* (2499 presumptive negatives + 19 true positives, including newly acquired NKH and H-ALA samples mentioned in footnote).
      • True Positive Samples: 17 samples with true positive diagnoses representing 14 disorders.
    • Data Provenance: The document does not specify the country of origin for the samples. It mentions "newborn heel prick blood samples dried on filter paper," which is a standard collection method. The data is retrospective in the sense that these were pre-existing biological samples used for evaluation. It's not a prospective collection of new patients for this specific study.

    3. Number of Experts Used to Establish the Ground Truth for the Test Set and Qualifications

    This study focuses on diagnostic device performance (quantitative measurements of analytes) rather than interpretive tasks that would typically require human expert adjudication of images or complex clinical scenarios.

    • Analytical Performance (Precision, Recovery, Measurable Ranges, Method Correlation): Ground truth is established by the known concentrations of analytes in the spiked/enriched samples, and the quantitative measurements determined by specialized laboratory equipment (Mass Spectrometers). No human experts are involved in establishing this type of ground truth.
    • Clinical Correlation and True Positive Samples: The "ground truth" for the 17 true positive samples is referred to as "true positive diagnoses." The document does not specify how these diagnoses were established (e.g., whether by pathology, genetic testing, or clinical consensus) nor does it mention the number or qualifications of experts involved in these initial diagnoses.

    4. Adjudication Method for the Test Set

    Not applicable. This is an analytical/quantitative device performance study rather than an interpretive study requiring human adjudication. The "agreement" for clinical correlation refers to the concordance between the numerical results of the TQD platform and the predicate platforms against established clinical cutoffs, not human expert consensus on a diagnosis.

    5. If a Multi Reader Multi Case (MRMC) Comparative Effectiveness Study was done

    No, an MRMC comparative effectiveness study was not done. This study is evaluating the analytical performance and clinical correlation of a laboratory diagnostic assay, not a device that requires human interpretation of outputs.

    6. If a Standalone Study (algorithm only without human-in-the-loop performance) was done

    Yes, this is essentially a standalone (algorithm only) study. The "device" is a reagent kit used on an automated mass spectrometry system. The study compares the quantitative results generated by the TQD platform (with the NeoBase kit) directly to the predicate MS2 and QMicro platforms (also using the NeoBase kit) without a human-in-the-loop interpretation step being evaluated as part of the primary outcome for device clearance. The output is a numerical concentration.

    7. The Type of Ground Truth Used

    • Analytical Performance: Ground truth is based on known concentrations in control and enriched samples. These are prepared by spiking analytes into a matrix (dried blood spots) at specific, verifiable concentrations.
    • Clinical Correlation and True Positive Samples:
      • For the 2499 random newborn screening specimens, the "ground truth" for clinical "agreement" is whether the analyte concentrations fall above or below their respective clinical cutoffs (as determined by the predicate device).
      • For the 17 true positive samples, the ground truth is established clinical diagnoses of metabolic disorders ("true positive diagnoses").

    8. The Sample Size for the Training Set

    The document describes evaluation of the device performance, not the training of an AI algorithm requiring a specific "training set." This device is a reagent kit for a mass spectrometry system, not an AI/ML software device in the typical sense. Therefore, there is no explicit "training set" in the context of an AI model.

    Historically, the predicate devices (MS2 and QMicro) and their associated kits would have undergone extensive validation and optimization (which could be conceptually analogous to a training phase, but for analytical chemistry rather than AI). The current study is demonstrating the equivalence of the NeoBase kit on a new platform (TQD) to these previously validated systems.

    9. How the Ground Truth for the Training Set was Established

    As there is no distinct "training set" for an AI algorithm in this context, this question is not applicable. The methods used in developing and validating the NeoBase kit and its use on mass spectrometry platforms would involve many iterations of experiments to establish linearity, accuracy, precision, and other analytical specifications. This process relies on robust analytical chemistry principles and reference materials with known concentrations, rather than a "ground truth" established by human experts for AI training.

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    K Number
    K083130
    Manufacturer
    Date Cleared
    2009-07-09

    (259 days)

    Product Code
    Regulation Number
    862.1055
    Reference & Predicate Devices
    Why did this record match?
    Product Code :

    NQL

    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The NeoBase Non-derivatized MSMS reagent kit is intended for the measurement and evaluation of amino acids, succinylacetone, free carnitine, and acylcarnitine concentrations from newborn heel prick blood samples dried on filter paper. Quantitative analysis of these analytes (Table 1) and their relationship with each other is intended to provide analyte concentration profiles that may aid in screening newborns for metabolic disorders.

    Device Description

    The measurement of amino acids, succinylacetone, free carnitine, and acylcarnitines with the NeoBase assay involves extraction of dried blood spots from newborns with a solution containing stable-isotope labeled internal standards and analysis using a tandem mass spectrometry (MSMS) system. The response of each analyte relative to their corresponding stable-isotope labeled internal standard is proportional to analyte concentration.

    AI/ML Overview

    The provided 510(k) summary describes the NeoBase Non-derivatized MSMS Kit, intended for newborn screening of metabolic disorders by measuring amino acids, succinylacetone, free carnitine, and acylcarnitine concentrations from dried blood spots. The device's performance was compared to a legally marketed predicate device, the NeoGram Amino Acids and Acylcarnitines Tandem Mass Spectrometry Kit (K031878).

    Here's a breakdown of the requested information based on the provided text:

    1. Table of Acceptance Criteria and Reported Device Performance

    The document does not explicitly state "acceptance criteria" as numerical thresholds for precision, recovery, or correlation that the device must meet. Instead, it presents the device's performance characteristics and compares them to those reported for the predicate device to demonstrate substantial equivalence. The implication is that performance comparable to the predicate device is considered acceptable.

    Performance CharacteristicAcceptance Criteria (Implicit)NeoBase Non-derivatized MSMS Kit Performance (Reported)Predicate Device (NeoGram) Performance (Reported)
    Precision (Averaged Total Imprecision %CV for Amino Acids)Comparable to predicate
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    K Number
    DEN040002
    Date Cleared
    2004-08-24

    (53 days)

    Product Code
    Regulation Number
    862.1055
    Reference & Predicate Devices
    N/A
    Why did this record match?
    Product Code :

    NQL

    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use
    Device Description
    AI/ML Overview
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