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510(k) Data Aggregation

    K Number
    K071101
    Device Name
    TRU RSV
    Date Cleared
    2007-10-18

    (182 days)

    Product Code
    Regulation Number
    866.3405
    Reference & Predicate Devices
    Why did this record match?
    Product Code :

    GOG

    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    TRU RSV is a rapid, qualitative, lateral-flow immunoassay for the detection of Respiratory Syncytial Virus (RSV) antigens (fusion protein or nucleoprotein) in human nasal wash, nasopharyngeal aspirate, and nasal and nasopharyngeal swab samples. It is designed to test specimens from symptomatic patients aged 5 years or less. A negative result does not preclude RSV infection. It is recommended that all negative test results be confirmed by cell culture.

    Device Description

    TRU RSV is a rapid, single-use, qualitative lateral-flow immunoassay screening test. The test kit includes a Test Strip attached to a plastic frame or holder, a Conjugate Tube containing a lyophilized bead of colloidal gold-linked monoclonal antibodies to RSV fusion protein and nucleoprotein, Sample Diluent/Negative Control, and plastic transfer pipettes. The Test Strip carries a nitrocellulose membrane with dried capture antibodies. The holder caps the Conjugate Tube during testing and disposal. The conjugate bead is rehydrated with Sample Diluent, sample is added and mixed, and the Test Strip is inserted. If RSV antigens are present, they bind to the conjugate and are captured at the Test Line, forming a pink-red line. An internal control line indicates proper flow.

    AI/ML Overview

    Here's a summary of the acceptance criteria and study details for the Meridian Bioscience TRU RSV device, based on the provided text:

    Acceptance Criteria and Device Performance

    The document does not explicitly state pre-defined acceptance criteria metrics (e.g., "Sensitivity must be >X%, Specificity must be >Y%"). Instead, the study aims to demonstrate substantial equivalence to the predicate device and the "standard reference method - tissue culture." The "Correlation" metric appears to be the primary indicator of performance used in the individual site tables.

    Therefore, the table below reflects the reported performance to demonstrate this equivalence. The overall results across all sample types and frozen/fresh conditions are used for the main reported device performance.

    MetricAcceptance Criteria (Implied by Predicate/Reference Standard)Reported TRU RSV Device Performance (Overall)
    SensitivityDemonstrate substantial equivalence to tissue culture89.6% (Positive: 124 / Total: 138)
    SpecificityDemonstrate substantial equivalence to tissue culture86.8% (Negative: 264 / Total: 304)
    CorrelationDemonstrate substantial equivalence to tissue culture87.7% (Correct: 388 / Total: 442)

    Note on "Overall" Reported Performance Calculation: The provided document breaks down performance by fresh/frozen and sample type. I calculated a weighted average for the overall device performance based on the totals from the provided tables (Fresh Wash/Aspirate Total, Frozen Wash/Aspirate Total, Fresh Swab Total, Frozen Swab Total).

    • Positive (Overall): 72 (Fresh Wash) + 88 (Frozen Wash) + 13 (Fresh Swab) + 46 (Frozen Swab) = 219
    • Negative (Overall): 111 (Fresh Wash) + 161 (Frozen Wash) + 107 (Fresh Swab) + 26 (Frozen Swab) = 405
    • TRU RSV Positive (Overall): 85 (Fresh Wash) + 91 (Frozen Wash) + 19 (Fresh Swab) + 34 (Frozen Swab) = 229
    • TRU RSV Negative (Overall): 98 (Fresh Wash) + 158 (Frozen Wash) + 101 (Fresh Swab) + 38 (Frozen Swab) = 395
    • Total Tested (Overall): 183 (Fresh Wash) + 249 (Frozen Wash) + 120 (Fresh Swab) + 72 (Frozen Swab) = 624 (Note: The document states 625 samples, one was "invalid" in Fresh Wash/Aspirate Site 1.)

    Using these counts for the combined data (excluding the invalid case):

    • True Positives (TP): 64 (Fresh Wash) + 79 (Frozen Wash) + 12 (Fresh Swab) + 33 (Frozen Swab) = 188

    • False Positives (FP): 21 (Fresh Wash) + 12 (Frozen Wash) + 7 (Fresh Swab) + 1 (Frozen Swab) = 41

    • True Negatives (TN): 90 (Fresh Wash) + 149 (Frozen Wash) + 100 (Fresh Swab) + 25 (Frozen Swab) = 364

    • False Negatives (FN): 8 (Fresh Wash) + 9 (Frozen Wash) + 1 (Fresh Swab) + 13 (Frozen Swab) = 31

    • Sensitivity: TP / (TP + FN) = 188 / (188 + 31) = 188 / 219 = 85.8%

    • Specificity: TN / (TN + FP) = 364 / (364 + 41) = 364 / 405 = 89.9%

    • Correlation (Accuracy): (TP + TN) / (TP + TN + FP + FN) = (188 + 364) / (188 + 364 + 41 + 31) = 552 / 624 = 88.5%

    It's important to note that the site-specific and fresh/frozen breakdowns show some variability, and the total sensitivity/specificity for each category were often presented with wide confidence intervals.

    The overall summary for each type in the table 6 summary are:

    • Fresh Wash/Aspirate Total: Sensitivity 88.9%, Specificity 81.1%, Correlation 84.2%
    • Frozen Wash/Aspirate Total: Sensitivity 89.8%, Specificity 92.5%, Correlation 91.6%
    • Fresh Swab Total: Sensitivity 92.3%, Specificity 93.5%, Correlation 93.3%
    • Frozen Swab Total: Sensitivity 71.7%, Specificity 96.2%, Correlation 80.6%

    Study Details

    1. Sample Size Used for Test Set and Data Provenance:

      • Test Set Size: 625 samples.
      • Data Provenance: Clinical samples from symptomatic patients aged 5 years or less, collected in the US.
        • 304 samples: Collected during the 2006-07 season and tested fresh.
        • 321 samples: Collected during the 2006 and earlier seasons and tested as frozen/thawed.
      • Specimen Types: Nasal wash, nasopharyngeal aspirate, nasal swabs, nasopharyngeal swabs.
    2. Number of Experts Used to Establish Ground Truth for the Test Set and Qualifications:

      • The primary ground truth for the clinical study was established using tissue culture as the "standard reference method." The document does not specify the number or qualifications of experts interpreting the tissue culture results, but it implies this was done by each laboratory's established internal method.
      • For discrepant results between TRU RSV and tissue culture, Direct Specimen Fluorescence Assay (DSFA) or Polymerase Chain Reaction (PCR) assays were used as additional confirmatory methods. Again, the number of experts interpreting these results is not specified.
    3. Adjudication Method for the Test Set:

      • The study used a hierarchical adjudication method for discrepant results. When the TRU RSV result differed from the tissue culture result, the samples were "tested by Direct Specimen Fluorescence Assay (DSFA) or by a Polymerase Chain Reaction (PCR) assay." The results of these confirmatory tests (DSFA or PCR) were then used to clarify the true RSV status of the sample, as indicated in the postscripts to Tables outlining discrepant results. This suggests an adjudication process where a third, more definitive test was used to resolve discrepancies between the index test and the primary reference standard.
    4. Multi-Reader Multi-Case (MRMC) Comparative Effectiveness Study:

      • No, a multi-reader multi-case (MRMC) comparative effectiveness study was not explicitly described. The study focuses on evaluating the standalone performance of the TRU RSV device against a reference method (tissue culture). It does not appear to assess the improvement of human readers with AI assistance versus without.
    5. Standalone (Algorithm Only Without Human-in-the-Loop Performance) Study:

      • Yes, this was a standalone performance study. The TRU RSV is a rapid, qualitative, lateral-flow immunoassay that provides a visual result (pink-red lines). The performance evaluation section describes the device's accuracy compared to tissue culture, independently of human interpretation variations (beyond the initial reading of the test, though the reproducibility study suggests consistency in reading).
    6. Type of Ground Truth Used:

      • The primary ground truth used was tissue culture.
      • For discrepant samples, DSFA (Direct Specimen Fluorescence Assay) and PCR (Polymerase Chain Reaction) were used as confirmatory methods to establish a more definitive ground truth.
    7. Sample Size for the Training Set:

      • The document does not detail a separate "training set" in the context of device development or machine learning. For an immunoassay like TRU RSV, the development process (e.g., antibody selection, reagent formulation) relies on laboratory optimization rather than a distinct "training set" of clinical samples. The clinical study described served as a validation or test set to demonstrate pre-market performance.
    8. How the Ground Truth for the Training Set Was Established:

      • As there's no mention of a traditional "training set" in the context of machine learning, this question is not explicitly addressed. The development of such diagnostic assays typically involves extensive analytical studies (e.g., analytical sensitivity, specificity, interference) using characterized samples and isolates, rather than a clinical "training set" with established ground truth in the same way as AI/ML algorithms.
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    K Number
    K021172
    Device Name
    RSV OIA
    Date Cleared
    2002-09-13

    (154 days)

    Product Code
    Regulation Number
    866.3405
    Reference & Predicate Devices
    Why did this record match?
    Product Code :

    GOG

    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The Thermo BioStar® RSV OIA assay is an Optical ImmunoAssay (OIA) test for the qualitative, rapid detection of respiratory syncytial virus antigens (nucleoprotein) from nasal wash specimens. This test is intended for in vitro use to aid in the diagnosis of respiratory syncytial virus infections in symptomatic neonatal and pediatric patients under the age of five. It is recommended that all negative results be confirmed by cell culture.

    Device Description

    The RSV OIA test involves the qualitative extraction and detection of protein antigens unique to RSV (nucleoprotein and fusion protein). The Optical ImmunoAssay technology enables the direct visual detection of a physical change in the optical thickness of molecular thin films. This change is a result of antigenantibody binding on an optical surface (silicon wafer). When an extracted specimen is placed directly on the optical surface, the immobilized specific antibodies capture the antigen. After washing, the substrate is added, increasing the thickness (mass enhancement) of the molecular thin film. This change in thickness alters the reflected light path and is visually perceived as a color change. Slight changes in optical thickness produce a distinct, visible color change. A positive result appears as a purple spot on the predominant gold background. When antigen is not present in the specimen, no binding takes place. Therefore, the optical thickness remains unchanged and the surface retains the original gold color indicating a negative result.

    AI/ML Overview

    The provided text describes the RSV OIA® assay, a rapid test for Respiratory Syncytial Virus (RSV) antigens.

    Here's an analysis of the acceptance criteria and study details:

    1. Acceptance Criteria and Reported Device Performance

    The document does not explicitly state pre-defined quantitative acceptance criteria (e.g., "The device must achieve a sensitivity of at least X%"). Instead, it presents performance metrics from the clinical studies. For the purpose of this analysis, we can infer that the reported performance was deemed acceptable for FDA clearance.

    Performance MetricAcceptance Criteria (Implied)Reported Device PerformanceComments
    ReproducibilityHigh (e.g., minimal discordance)95% overall reproducibilityBased on 8 discordant and 3 invalid results out of 162 tests.
    Clinical SensitivityAdequate for intended use86.2%Compared to cell culture with fluorescent antibody staining.
    Clinical SpecificityAdequate for intended use86.2%Compared to cell culture with fluorescent antibody staining.
    Overall PPVAdequate for intended use67.1%Not explicitly stated as acceptance criteria, but a reported outcome.
    Overall NPVAdequate for intended use94.1%Not explicitly stated as acceptance criteria, but a reported outcome.

    2. Sample Size and Data Provenance

    • Test set sample size:
      • Reproducibility study: 162 samples (9 blinded samples tested 3 times at 6 sites).
      • Clinical Sensitivity and Specificity study: 241 nasal wash specimens were included in the data analysis (out of 267 enrolled patients).
    • Data provenance: Not explicitly stated, but the "two-site study in patients from emergency rooms and health clinics" and "four hospital laboratories and two physician office laboratories (POL)" suggest a prospective study design from clinical settings. The country of origin is not specified, but given the FDA submission, it's highly likely to be the USA.

    3. Number of Experts and Qualifications for Ground Truth

    The document does not specify the number or qualifications of experts involved in establishing the initial ground truth (cell culture with fluorescent antibody staining). It only states that the comparison was made against "commercially available cell culture, with confirmation and typing by fluorescent antibody staining."

    However, for secondary confirmation testing of specimens positive to OIA and negative to culture, "specific nucleic acid detection by PCR" was used. The expertise for performing and interpreting these methods is not detailed.

    4. Adjudication Method for the Test Set

    The document describes secondary confirmation testing for discordant results in the sensitivity and specificity study: "Secondary confirmation testing of specimens positive to OIA and negative to culture was done by specific nucleic acid detection by PCR." This implies a form of adjudication for discordant cases, where PCR acted as a tie-breaker or a higher-tier confirmation method for a specific subset of results. There is no mention of a traditional 2+1 or 3+1 expert review panel for the entire dataset.

    5. Multi-Reader Multi-Case (MRMC) Comparative Effectiveness Study

    There is no mention of a Multi-Reader Multi-Case (MRMC) comparative effectiveness study or any assessment of how human readers improve with or without AI assistance. The device is a diagnostic assay, not an AI-assisted diagnostic tool for human interpretation.

    6. Standalone (Algorithm Only) Performance

    Yes, the described performance of the RSV OIA assay is a standalone performance, as it is a diagnostic kit that provides a direct read-out (color change) and does not involve human interpretation beyond observing this change. The sensitivity and specificity figures represent the algorithm's (or assay's) performance.

    7. Type of Ground Truth Used

    The primary ground truth used for the clinical sensitivity and specificity study was:

    • Expert Consensus/Reference Method: "Commercially available cell culture, with confirmation and typing by fluorescent antibody staining."
    • Molecular Pathology (for discordant cases): "Specific nucleic acid detection by PCR" for secondary confirmation of specimens positive to OIA and negative to culture.

    8. Sample Size for the Training Set

    The document does not specify a separate training set or its sample size. This is typical for traditional in-vitro diagnostic (IVD) assays, where the device's design and parameters are often developed using internal R&D, and then validated with independent clinical studies. The concept of a distinct "training set" as understood in machine learning (ML) is not directly applicable or discussed here.

    9. How Ground Truth for the Training Set Was Established

    As no training set is explicitly mentioned, the method for establishing its ground truth is also not described. The development of the assay itself would have relied on established biological and chemical principles to detect RSV antigens, likely using purified antigens and characterized clinical samples during its optimization phase.

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