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510(k) Data Aggregation

    K Number
    K211788
    Device Name
    HALO
    Manufacturer
    Date Cleared
    2021-07-08

    (29 days)

    Product Code
    Regulation Number
    892.2080
    Reference & Predicate Devices
    Predicate For
    N/A
    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    HALO is a notification only cloud-based image processing software artificial intelligence algorithms to analyze patient imaging data in parallel to the standard of care imaging interpretation. Its intended use is to identify suggestive imaging patterns of a pre-specified condition and to directly notify an appropriate medical specialist.

    HALO's indication is to facilitate the evaluation of the brain vasculature on patients suspected of stroke by processing and analyzing CT angiograms of the brain acquired in an acute setting. After completion of the data analysis, HALO sends a notification if a pattern suggestive for a suspected intracranial Large Vessel Occlusion (LVO) of the anterior circulation (ICA, M1 or M2) has been identified in an image.

    The intended users of HALO are defined as medical specialists or a team of specialists that are involved in the diagnosis and care of stroke patients at emergency department where stroke patients are administered. The include physicians such as neurologists, radiologists, and/or other emergency department physicians.

    HALO's output should not be used for primary diagnosis or clinical decisions; the final diagnosis is always decided upon by the medical specialist. HALO is indicated for CT scanners from GE Healthcare and Philips.

    Device Description

    HALO is a notification only, cloud-based clinical support tool which identifies image features and communicates the analysis results to a specialist in parallel to the standard of care workflow.

    HALO is designed to process CT angiograms of the brain and facilitate evaluation of these images using artificial intelligence to detect patterns suggestive of an intracranial large vessel occlusion (LVO) of the anterior circulation.

    A copy of the original CTA images is sent to HALO cloud servers for automatic image processing. After analyzing the images, HALO sends a notification regarding a suspected finding to a specialist, recommending review of these images. The specialist can review the results remotely in a compatible DICOM web viewer.

    AI/ML Overview

    Here's a detailed breakdown of the acceptance criteria and study proving the device meets them, based on the provided FDA 510(k) summary for HALO:

    1. Table of Acceptance Criteria and Reported Device Performance

    Acceptance CriteriaReported Device Performance
    Primary Endpoints:
    LVO Detection Sensitivity91.3% (95% CI, 86.6%-94.8%)
    LVO Detection Specificity85.9% (95% CI, 80.6%-90.2%)
    Area Under the Curve (AUC) for LVO Detection0.97
    Secondary Endpoints:
    Median Notification Time for Detected LVOs4 minutes 29 seconds (minimum 3:47, maximum 7:12)

    The document states that "The HALO performance with regard to sensitivity and specificity, and the notification time are both equivalent to that of the selected predicate device." This implies that the reported performance metrics met or exceeded the established criteria for substantial equivalence to the predicate.

    2. Sample Size and Data Provenance

    • Test Set Sample Size: 427 patients after exclusions (originally 434 CTA scans).
    • Data Provenance: Retrospective, multi-center clinical study. Patients were admitted to US comprehensive stroke centers.

    3. Number and Qualifications of Experts for Ground Truth

    • Number of Experts: 3 neuro radiologists.
    • Qualifications: "Expert panel consisting of 3 neuro radiologists." Specific details on years of experience or board certification are not provided in this document.

    4. Adjudication Method for the Test Set

    The document states: "Ground truth was established by an expert panel consisting of 3 neuro radiologists." While it doesn't explicitly detail the adjudication method (e.g., 2+1, 3+1, consensus discussion), the wording suggests a consensus-based approach among the three experts. "Established by" implies a final, agreed-upon determination, not individual readings.

    5. Multi Reader Multi Case (MRMC) Comparative Effectiveness Study

    No MRMC comparative effectiveness study involving human readers with vs. without AI assistance is mentioned in the provided text for this specific device clearance. The study described focuses on the standalone performance of the AI algorithm.

    6. Standalone (Algorithm Only) Performance

    Yes, a standalone performance study was done. The reported sensitivity, specificity, and AUC are all metrics of the algorithm's performance without human intervention in the diagnosis and notification process. The intended use of HALO is to "directly notify an appropriate medical specialist" if a suspected finding is identified, running "in parallel to the standard of care imaging interpretation." This means its function is to flag cases for specialist review, not to replace it.

    7. Type of Ground Truth Used

    The ground truth used was expert consensus among three neuro radiologists, based on their interpretation of the CTA scans.

    8. Sample Size for the Training Set

    The document does not specify the sample size used for the training set. It only mentions the test set of 427 patients. It alludes to the algorithm using "a database of images" for its AI model but provides no numbers for this database's size or composition regarding training.

    9. How Ground Truth for the Training Set Was Established

    The document does not explicitly state how the ground truth for the training set was established. It only details the ground truth establishment for the test set. It is common practice for training data ground truth to be established through expert labeling or other robust methods, but this information is not provided here.

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