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510(k) Data Aggregation

    K Number
    K130463
    Date Cleared
    2013-05-15

    (82 days)

    Product Code
    Regulation Number
    862.3100
    Reference & Predicate Devices
    Why did this record match?
    Device Name :

    UCP HOME DRUG SCREENING TEST; CARDS, CUPS

    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The UCP Home Drug Screening Test Cards, UCP Home Drug Screening Test Cups are rapid, qualitative, competitive binding immunoassays for the detection of the following drugs and their metabolites in human urine: Amphetamine, Barbiturates, Benzodiazepines, Buprenorphine, Cocaine, Marijuana, Methadone, Methamphetamine, MDMA, Morphine, Opiates 2000, Oxycodone, Phencyclidine, Propoxyphene, Tricyclic Antidepressant. The test configuration comes with single drug screening test or any combinations of multiple drug screening tests. The tests are intended for over-the-counter (OTC) users as the first step in a two step process to provide consumers, with information concerning the presence or absence of the above stated drugs or their metabolites in a urine sample. Information regarding confirmatory testing - the second step in the process, along with the materials for shipping the urine specimen to the laboratory, is provided. The test is also intended for prescription use. The tests will yield preliminary positive results when the prescription drugs Barbiturates, Benzodiazepines, Buprenorphine, Oxycodone, Propoxyphene, Tricyclic Antidepressants are ingested, even at or above therapeutic doses. There are no uniformly recognized drug levels for Barbiturate, Benzodiazepines, Buprenorphine, Oxycodone, Propoxyphene, Tricyclic Antidepressant in urine. The tests provide only preliminary data, which should be confirmed by other methods such as gas chromatography/mass spectrometry (GC/MS). Clinical considerations and professional judgment should be applied to any drug of abuse test results, particularly when preliminary positive results are indicated. The tests are not intended to be used in monitoring drug levels. For Over-The-Counter (OTC) use and prescription use For In Vitro Diagnostics only.

    Device Description

    UCP Home Drug Screening Tests are competitive binding, lateral flow immunochromatographic assays for qualitatively the detection of Amphetamine, Barbiturates, Benzodiapines, Buprenorphine, Cocaines, Marijuana, Methamphetamine, MDMA, Methadone, Opiates, Opiates 300, Oxycodone, Phencyclidine, Propoxyphene, Tricyclic Antidepressants and their metabolites at the cut-off levels as indicated. The tests can be performed without the use of an instrument.

    AI/ML Overview

    The UCP Home™ Drug Screening Test Cards and Cups are rapid, qualitative, competitive binding immunoassays for the detection of drugs and their metabolites in human urine. The acceptance criteria for this device are based on its ability to correctly identify the presence or absence of various drugs at specific cut-off levels, with a high agreement rate with GC/MS results.

    Here's an breakdown of the information requested:

    1. Table of Acceptance Criteria and Reported Device Performance

    The device is intended to provide preliminary positive results when drug concentrations are at or above the specified cut-off levels. The performance is measured by the agreement rate with confirmatory laboratory methods.

    Drug TestCalibratorCut-off (ng/mL)Acceptance Criteria (Agreement with GC/MS)Reported Device Performance (Agreement with GC/MS)
    AmphetamineD-Amphetamine1000≥ 97%≥ 97%
    BarbituratesSecobarbital300≥ 97%≥ 97%
    BenzodiazepinesOxazepam300≥ 97%≥ 97%
    BuprenorphineBuprenorphine10≥ 97%≥ 97%
    CocaineBenzoylecgonine300≥ 97%≥ 97%
    MarijuanaDelta-9-THC-COOH50≥ 97%≥ 97%
    MethadoneMethadone300≥ 97%≥ 97%
    MethamphetamineD-Methamphetamine1000≥ 97%≥ 97%
    MDMAMDMA500≥ 97%≥ 97%
    MorphineMorphine300≥ 97%≥ 97%
    Opiates 2000Morphine2000≥ 97%≥ 97%
    OxycodoneOxycodone100≥ 97%≥ 97%
    PhencyclidinePhencyclidine25≥ 97%≥ 97%
    PropoxyphenePropoxyphene300≥ 97%≥ 97%
    Tricyclic AntidepressantNortriptyline1000≥ 97%≥ 97%

    2. Sample Size Used for the Test Set and Data Provenance

    The consumer study, which evaluates the device's performance when used by lay persons, involved 115 lay persons.
    The urine samples for this study were prepared with various drug concentrations (strong negative, very weak negative, weak negative, very weak positive, weak positive, high positive) by spiking pure drugs or metabolites into drug-free human urine. This suggests the data provenance is prospective as samples were specifically prepared for the study. The country of origin of the data is not explicitly stated, but given the US FDA submission, it is likely the study was conducted in the United States.

    3. Number of Experts Used to Establish the Ground Truth for the Test Set and Qualifications of Those Experts

    The ground truth for the test set (urine samples with various drug concentrations) was established by Gas Chromatography/Mass Spectrometry (GC/MS) for all drugs except Tricyclic Antidepressants (TCA), for which High-Performance Liquid Chromatography (HPLC) was used. This indicates laboratory methods, not human visual experts, established the ground truth for drug concentrations.

    4. Adjudication Method for the Test Set

    The document does not describe an explicit adjudication method for the comparison between the device results and the GC/MS/HPLC ground truth. The comparison appears to be a direct assessment of agreement between the device's qualitative results and the quantitative ground truth.

    5. If a Multi-Reader Multi-Case (MRMC) Comparative Effectiveness Study was done, If so, what was the effect size of how much human readers improve with AI vs without AI assistance

    This is not applicable. The UCP Home™ Drug Screening Test Cards and Cups are in-vitro diagnostic devices designed for direct user interpretation (either by lay users or healthcare professionals). There is no "AI assistance" component to improve human reader performance in this type of qualitative chemical assay. The consumer study evaluated the human user's ability to interpret the test and instructions, not their diagnostic performance with or without AI.

    6. If a Standalone (i.e. algorithm only without human-in-the loop performance) was done

    This is not explicitly applicable in the typical sense of a "standalone algorithm" for image analysis or similar AI applications. However, the device itself, when used by a lay person, functions as a standalone qualitative test. The "performance studies" mentioned (method comparison, specificity, cut-off study) assess the inherent chemical performance of the device itself, independent of user interpretation, through comparison with GC/MS/HPLC. The results for these studies demonstrated the device "performs satisfactorily when used according to the package inserts."

    7. The Type of Ground Truth Used

    The ground truth used was laboratory gold standard methods:

    • Gas Chromatography/Mass Spectrometry (GC/MS) for Amphetamine, Barbiturates, Benzodiazepines, Buprenorphine, Cocaine, Marijuana, Methadone, Methamphetamine, MDMA, Morphine, Opiates 2000, Oxycodone, Phencyclidine, Propoxyphene.
    • High-Performance Liquid Chromatography (HPLC) for Tricyclic Antidepressants (TCA).

    8. The Sample Size for the Training Set

    The document does not explicitly mention a "training set" in the context of machine learning or AI. This device is an immunoassay, not a software algorithm that requires a training set. The performance studies used prepared urine samples to evaluate the device's analytical performance across different concentrations.

    9. How the Ground Truth for the Training Set Was Established

    As there is no distinct "training set" in the AI sense, this question is not applicable. The chemical properties and performance of the immunoassay are inherent to its design and manufacturing. The cut-off levels are predefined. The "ground truth" for evaluating its performance (as described in point 7) was established through established laboratory analytical techniques (GC/MS, HPLC).

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    K Number
    K122419
    Date Cleared
    2012-11-30

    (113 days)

    Product Code
    Regulation Number
    862.3100
    Reference & Predicate Devices
    Why did this record match?
    Device Name :

    UCP HOME DRUG SCREENING TEST CUPS

    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The UCP Home Drug Screening Test Cups are rapid, qualitative, competitive binding immunoassays for the detection the following drugs and their metabolites in human urine: Amphetamine, Barbiturates, Benzodiazepines, Cocaine, Marijuana, Methadone, Methamphetamine, MDMA, Morphine, Opiates 2000, Oxycodone, Phencyclidine, Tricyclic Antidepressant. The test configuration comes with single drug screening test or any combinations of multiple drug screening tests. The test is intended for over-the-counter (OTC) users as the first step in a two step process to provide consumers, with information concerning the presence or absence of the above stated drugs or their metabolites in a urine sample. Information regarding confirmatory testing - the second step in the process, along with the materials for shipping the urine specimen to the laboratory, is provided. The test is also intended for health care professional users. The tests will yield preliminary positive results when the prescription drugs Barbiturates, Benzodiazepines, Oxycodone, Tricyclic Antidepressants are ingested, even at or above therapeutic doses. There are no uniformly recognized drug levels for Barbiturate, Benzodiazepines, Oxycodone, Tricyclic Antidepressant in urine. The tests provide only preliminary data, which should be confirmed by other methods such as gas chromatography/mass spectrometry (GC/MS). Clinical considerations and professional judgment should be applied to any drug of abuse test results, particularly when preliminary positive results are indicated. The tests are not intended to be used in monitoring drug levels.

    Device Description

    UCP Home Drug Screening Test Cups are competitive binding, lateral flow immunochromatographic assays for qualitatively the detection of Amphetamine, Barbiturates, Benzodiapines, Cocaines, Marijuana, Methamphetamine, MDMA, Methadone, Opiates, Opiates 300, Oxycodone, Phencyclidine, Tricyclic Antidepressants and their metabolites at the cut-off levels as indicated. The tests can be performed without the use of an instrument.

    AI/ML Overview

    Acceptance Criteria and Study Summary for UCP Home™ Drug Screening Test Cups

    1. Acceptance Criteria and Reported Device Performance

    The acceptance criteria for the UCP Home™ Drug Screening Test Cups are implicitly defined by the agreement rates obtained in the consumer study against GC/MS (or HPLC for TCA) reference method. While explicit numerical acceptance criteria (e.g., "must achieve >95% agreement") are not stated, the reported performance of "97% or above agreement rate with GC/MS results" indicates that this level of performance was deemed acceptable for market clearance.

    Test TypeAcceptance Criteria (Implied)Reported Device Performance (Agreement Rate with Reference Method)
    Consumer Study (Lay Users)≥97% Agreement≥97% agreement with GC/MS or HPLC results

    Note: An "Accuracy Study" comparing the device to predicate devices and reference methods (GC/MS/HPLC) also demonstrated "100% agreements between the candidate device and the predicate device" and "over 97.5% agreement between the candidate devices and the reference method GC/MS." This suggests that the internal accuracy criteria were met for healthcare professional use. However, for OTC clearance, the consumer study is the primary focus for usability and interpretability by lay users.

    2. Sample Size and Data Provenance

    Test Set (Consumer Study):

    • Sample Size: 115 lay persons participated.
    • Data Provenance: The study was conducted in "three geographic regions" within the United States. The data is prospective as participants performed the tests during the study.

    Test Set (Accuracy Study):

    • Sample Size: "Total 120 clinical urine samples per one drug test were included." (e.g., 120 samples for Marijuana, 120 for Cocaine, etc., implying multiple sets of 120 samples for each drug tested).
    • Data Provenance: Clinical urine samples were obtained from "reference laboratories." The document does not specify the country of origin of these laboratories or whether the collection was retrospective or prospective, but the context of a 510(k) submission generally implies samples are relevant to the US population.

    3. Number of Experts and Qualifications for Ground Truth

    • Accuracy Study (Reference Method Confirmation): The reference method for confirming drug concentrations was GC/MS (Gas Chromatography/Mass Spectrometry), except for TCA which used HPLC (High-Performance Liquid Chromatography). These are instrumental methods that do not rely on human "experts" in the traditional sense of clinical interpretations. The "experts" would be the skilled technicians or analysts operating and interpreting the results from these analytical instruments. No specific number or qualification of these individuals is provided.
    • Consumer Study (Reference Method Confirmation): Similar to the accuracy study, GC/MS (or HPLC for TCA) was used to confirm the final drug concentrations in the prepared urine samples.

    4. Adjudication Method for the Test Set

    The document does not describe an adjudication method for reconciling discrepancies between interpretations by multiple human readers (e.g., 2+1, 3+1). Instead:

    • Accuracy Study: The device's results were directly compared against the objective reference methods (GC/MS/HPLC).
    • Consumer Study: The lay users' interpretations of the device results were compared against the confirmed GC/MS/HPLC concentrations of the spiked urine samples.

    5. Multi-Reader Multi-Case (MRMC) Comparative Effectiveness Study

    No MRMC comparative effectiveness study was done. The study mainly focused on:

    1. The device's accuracy against a gold standard (GC/MS/HPLC), simulating healthcare professional use.
    2. Lay user's ability to correctly perform and interpret the test according to instructions (consumer study).
      There is no mention of human readers improving with or without AI assistance, as this is a qualitative immunoassay device, not an AI-powered diagnostic tool requiring human interpretation of complex images or data.

    6. Standalone Performance Study

    Yes, a standalone performance study was done for the device itself.

    • Accuracy Study: This study directly assessed the device's performance (results from the test cups as interpreted by trained professionals or objectively read) against the reference methods (GC/MS/HPLC). This represents the algorithm's (or device's intrinsic chemistry's) performance.
    • Consumer Study: While involving lay users, the core assessment was whether the device's output could be correctly interpreted by them, thereby confirming the standalone performance as read by its intended (lay) user.

    7. Type of Ground Truth Used for the Test Set

    The ground truth used for both the accuracy study and the consumer study was objective chemical analysis:

    • Gas Chromatography/Mass Spectrometry (GC/MS) for most drugs.
    • High-Performance Liquid Chromatography (HPLC) for Tricyclic Antidepressants (TCA).
      This provides a highly accurate and quantifiable measure of the drug and metabolite concentrations in the urine samples.

    8. Sample Size for the Training Set

    The document does not provide information on a specific "training set" or sample size for training. This type of immunoassay device typically relies on established chemical and biological principles, and its performance characteristics are determined through analytical validation rather than machine learning training. The "training" in this context refers to the development and optimization of the assay components and parameters, which is not usually quantified by a "training set sample size" in regulatory submissions for such devices.

    9. How Ground Truth for the Training Set Was Established

    As noted above, a distinct "training set" in the context of machine learning is not applicable here. The ground truth for the development and validation of the assay (analogous to how a training set informs an algorithm) would have been established through well-controlled laboratory experiments using known concentrations of drugs and their metabolites, confirmed by highly accurate analytical methods like GC/MS or HPLC. This iterative development and refinement process ensures the device's antibodies and reagents react appropriately to the target analytes at specified cut-off levels.

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    K Number
    K091588
    Date Cleared
    2009-09-04

    (94 days)

    Product Code
    Regulation Number
    862.3100
    Reference & Predicate Devices
    Why did this record match?
    Device Name :

    UCP HOME DRUG SCREENING TESTS

    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The UCP Home Drug Screening Test Cards and UCP Home Drug Screening Test Cups are rapid, qualitative, competitive binding immunoassays for the following drugs and their metabolites in human urine: Amphetamine, Barbiturates, Benzodiazepines, Cocaine, Marijuana, Methadone, Methamphetamine, MDMA, Morphine, Opiate 2000, Oxycodone, Phencyclidine, Tricyclic Antidepressant. The test is intended for over-the-counter (OTC) users as the first step in a two step process to provide consumers, including but not limited to concerned parents, with information concerning the presence or absence of the above stated drugs or their metabolites in a urine sample. Information regarding confirmatory testing - the second step in the process, along with the materials for shipping the urine specimen to the laboratory, is provided. The test is also intended for health care professional users. The tests only provide a preliminary analytical test result. A more specific alternate chemical method must be used in order to obtain a confirmed analytical result. Gas chromatography/mass spectrometry (GC/MS) is the preferred confirmatory method for most drugs (HPLC is the preferred confirmatory method for Tri-cyclic Antidepressants). Clinical consideration and professional judgment should be applied to any drug of abuse test result, particularly when preliminary positive results are indicated. The tests are not intended to be used in monitoring drug levels.

    Device Description

    UCP Home Drug Screening Tests are competitive binding, lateral flow immunochromatographic assays for qualitatively the detection of Amphetamine, Barbiturates. Benzodiapines. Cocaines. Marijuana. Methamphetamine. MDMA. Opiates, Morphine, Oxycodone, Phencyclic Antidepressants and their metabolites at the cut-off levels as indicated. The tests can be performed without the use of an instrument. The tests contain two formats: 1) Test Card; 2) Test Cup. The test configuration comes with single drug screening test or any combinations of multiple drug screening tests.

    AI/ML Overview

    Here's an analysis of the acceptance criteria and the study that proves the device meets them, based on the provided text, structured as requested:

    1. Table of Acceptance Criteria and Reported Device Performance

    The acceptance criteria for this device are implicitly tied to the agreement rate with confirmatory laboratory methods, as the device provides preliminary results. The reported performance focuses on the ability of lay users to obtain results that agree with these reference methods.

    Drug TypeCut-off Level (ng/mL)Acceptance Criteria (Implicit)Reported Device Performance (Agreement Rate with GC/MS or HPLC)
    Marijuana50High agreement with reference96.7% or above
    Cocaine300High agreement with reference96.7% or above
    Amphetamine1000High agreement with reference96.7% or above
    Methamphetamine1000High agreement with reference96.7% or above
    Opiates2000High agreement with reference96.7% or above
    Morphine300High agreement with reference96.7% or above
    Phencyclidine25High agreement with reference96.7% or above
    Barbiturates300High agreement with reference96.7% or above
    Benzodiazepines300High agreement with reference96.7% or above
    Methadone300High agreement with reference96.7% or above
    Oxycodone100High agreement with reference96.7% or above
    MDMA500High agreement with reference96.7% or above
    Tricyclic Antidepressants1000 pg/mLHigh agreement with reference96.7% or above

    Note: The text states "96.7% or above agreement rate" for all tests, implying this is the acceptance level for lay user performance against the confirmed drug concentrations.

    2. Sample Size Used for the Test Set and Data Provenance

    • Sample Size for Test Set (Consumer Study):
      • Test Cards: 115 lay persons (58 females, 57 males)
      • Test Cups: 110 lay persons (55 females, 55 males)
      • The total number of urine samples tested is not explicitly stated in terms of unique samples per drug, but rather concentrations were prepared in samples. For each participant, various prepared urine samples were likely used.
    • Data Provenance: The studies were conducted in three geographic regions: Texas, Pennsylvania, and California. The study appears to be prospective as lay persons were recruited to perform the tests.

    3. Number of Experts Used to Establish the Ground Truth for the Test Set and Qualifications of Those Experts

    The ground truth for the prepared urine samples was established by laboratory methods, specifically:

    • GC/MS (Gas Chromatography/Mass Spectrometry): Used for confirming final drug concentrations in most urine samples.
    • HPLC (High-Performance Liquid Chromatography): Used for confirming TCA (Tricyclic Antidepressant) concentrations in urine samples.

    The text does not mention the use of human experts (e.g., toxicologists, lab technicians) in establishing the ground truth beyond the "confirmation by GC/MS" statement. It implies the methods themselves are the gold standard for confirmation. Therefore, the number of experts is not specified as being directly involved in the establishment of ground truth, but rather the accredited laboratory procedures.

    4. Adjudication Method for the Test Set

    The text does not describe an adjudication method involving multiple human readers comparing their interpretations. Instead, the "test results performed by the lay users" were compared to the "GC/MS results" (or HPLC for TCA). This implies a direct comparison rather than an adjudication process among different readers.

    5. If a Multi-Reader Multi-Case (MRMC) Comparative Effectiveness Study Was Done, If So, What Was the Effect Size of How Much Human Readers Improve with AI vs. Without AI Assistance

    No, an MRMC comparative effectiveness study was not done. This device is a rapid, qualitative immunochromatographic assay intended for direct use by consumers (lay persons) and healthcare professionals, not an AI-assisted diagnostic tool.

    6. If a Standalone (i.e., algorithm only without human-in-the-loop performance) Was Done

    No, a standalone algorithm performance study was not done. This device is a physical test kit that requires human interaction (collecting urine, performing the test, and visually interpreting the results). It does not involve an algorithm separate from human-in-the-loop performance. The "standalone" aspect in this context would be the test kit's inherent chemical reaction, which is then interpreted by a human. The consumer studies directly evaluate human users' ability to correctly interpret these reactions.

    7. The Type of Ground Truth Used

    The type of ground truth used for the test set was laboratory confirmation using established analytical methods:

    • GC/MS (Gas Chromatography/Mass Spectrometry) for most drugs.
    • HPLC (High-Performance Liquid Chromatography) for Tricyclic Antidepressants.

    This is considered a highly objective and quantitative gold standard for drug concentration.

    8. The Sample Size for the Training Set

    The document does not specify a sample size for a training set. This is not an AI/machine learning device that typically involves distinct training and testing sets. The studies described are performance evaluation studies for a diagnostic device.

    9. How the Ground Truth for the Training Set Was Established

    Since there is no mention of a "training set" in the context of an algorithm, this question is not applicable to the information provided. The performance studies used urine samples with known concentrations established by GC/MS or HPLC, effectively serving as the reference for evaluating user accuracy.

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