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510(k) Data Aggregation

    K Number
    K232063
    Device Name
    SaliPen
    Manufacturer
    Date Cleared
    2023-12-13

    (155 days)

    Product Code
    Regulation Number
    872.5560
    Panel
    Dental
    Reference & Predicate Devices
    Predicate For
    N/A
    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    SaliPen is an electrical salivary stimulator system, indicated for use in patients with xerostomia (dry mouth).

    Device Description

    SaliPen is an electrical salivary stimulatory system device. It is comprised of two units: an intraoral stimulating unit and an extra-oral command unit. The latter includes an electronic circuit, a compartment containing a 3V coin battery, and a bottom for switching the stimulation "On" and "Off". The stimulating unit is made of silicone rubber and includes a stem and two flexible arms. The stem is used to hold SaliPen between the lips. The flexible arms are shaped to the inner contour of the lower dental arch. Each arm carries one pair of stimulating electrodes. The device is designed in a manner that allows placing the electrodes on the linqual mucosa in the mandibular third molar region. Electrical stimulation is achieved by the delivery of low-power, low voltage, biphasic electrical pulses.

    AI/ML Overview

    This document, K232063 for the SaliPen device, is a 510(k) premarket notification and primarily focuses on demonstrating substantial equivalence to a predicate device, rather than presenting a clinical study with detailed acceptance criteria and performance data for a new, AI-powered diagnostic device. Therefore, it does not contain the specific information required to complete all sections of your request regarding acceptance criteria and a study proving the device meets those criteria, especially in the context of AI performance.

    The document describes the SaliPen as an electrical salivary stimulator system, not an AI-powered diagnostic device. The "performance data" section refers to nonclinical evaluations (electromagnetic compatibility, electrical safety, biocompatibility, and risk analysis) and comparative testing of electrical output to the predicate device, not a human reader or standalone algorithm performance study.

    Here's what can be extracted and what cannot:

    1. A table of acceptance criteria and the reported device performance:

    • Acceptance Criteria (as implied by the document's purpose): The primary acceptance criterion for this 510(k) submission is to demonstrate "substantial equivalence" to the predicate devices (SaliPen K180838 and K220618). This means showing that the device is as safe and effective as, and does not raise new questions of safety and effectiveness than, the legally marketed predicate.

      • Specific performance criteria mentioned relating to equivalence:
        • Mechanism of action is the same.
        • Placement of electrodes is the same.
        • Electronics are the same.
        • Anatomical adaptation is the same.
        • Frequency of use is the same.
        • External control is the same.
        • Electrical output is identical to the predicate (despite shortened electrodes).
        • Biocompatibility of shortened electrodes is demonstrated via cytotoxicity testing.
        • Risk assessment confirms no new/increased risks due to shortened electrodes.
    • Reported Device Performance:

      • Nonclinical performance: "Testing (including electromagnetic compatibility, electrical safety, biocompatibility assessment, and risk analysis) was performed and found to be in compliance with the standards..." (listed standards such as ISO 10993-5, ISO 10993-12, EN ISO 14971:2012, EN 60601-1:2005, etc.)
      • Comparative Electrical Output: "comparative testing of the electrical output of the subject device was conducted to demonstrate that the output is identical to the predicate."
      • Biocompatibility: "Cytotoxicity testing per ISO 10993-5 was conducted on the shortened electrodes to demonstrate biocompatibility."
      • Risk Analysis: "a risk assessment of the brass was performance. A contraindication has been added to the labeling for persons who are allergic to brass."

      Note: Since this is not an AI diagnostic, there are no metrics like sensitivity, specificity, AUC, or reader improvement to report.

    2. Sample size used for the test set and the data provenance:

    • Not applicable for this document. The document describes nonclinical testing and comparative electrical output verification, not a clinical study on a test set of patient data.

    3. Number of experts used to establish the ground truth for the test set and the qualifications of those experts:

    • Not applicable. No expert review for ground truth associated with an AI algorithm's performance is described.

    4. Adjudication method (e.g. 2+1, 3+1, none) for the test set:

    • Not applicable. No clinical test set requiring adjudication is mentioned.

    5. If a multi reader multi case (MRMC) comparative effectiveness study was done, If so, what was the effect size of how much human readers improve with AI vs without AI assistance:

    • Not applicable. This device is an electrical stimulator, not an AI diagnostic algorithm that assists human readers.

    6. If a standalone (i.e. algorithm only without human-in-the-loop performance) was done:

    • Not applicable. This document describes a medical device, not a standalone AI algorithm. The performance evaluation focuses on the physical and electrical characteristics of the device itself and its biocompatibility, not its diagnostic accuracy.

    7. The type of ground truth used (expert consensus, pathology, outcomes data, etc.):

    • Implied "ground truth" for this device: The performance is benchmarked against established safety standards (e.g., ISO, EN standards for electrical safety, biocompatibility) and the electrical output of the predicate device. The "truth" is compliance with these standards and equivalence to the predicate.

    8. The sample size for the training set:

    • Not applicable. There is no training set mentioned as this is not an AI/ML device.

    9. How the ground truth for the training set was established:

    • Not applicable. There is no training set mentioned.
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    K Number
    K220618
    Device Name
    SaliPen
    Manufacturer
    Date Cleared
    2022-08-30

    (180 days)

    Product Code
    Regulation Number
    872.5560
    Panel
    Dental
    Reference & Predicate Devices
    Predicate For
    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    SaliPen is an electrical salivary stimulator system, indicated for use in patients with xerostomia (dry mouth).

    Device Description

    SaliPen is an electrical salivary stimulatory system device. It is comprised of two units: an intraoral stimulating unit and an extra-oral command unit. The latter includes an electronic circuit, a compartment containing a 3V coin battery, and a bottom for switching the stimulation "On" and "Off".

    The stimulating unit is made of silicone rubber and includes a stem and two flexible arms. The stem is used to hold SaliPen between the lips. The flexible arms are shaped to the inner contour of the lower dental arch. Each arm carries one pair of gold-plated stimulating electrodes. The device is designed in a manner that allows placing the electrodes on the lingual mucosa in the mandibular third molar region. The lingual nerve, which runs closely to this location, is the target of the stimulation due to its crucial role in the salivary reflex.

    Electrical stimulation is achieved by the delivery of low-power, low voltage, biphasic electrical pulses. The selected stimulating parameters provide effective stimulation, yet are well below the sensation thresholds, and definitely below the pain threshold.

    The user turns the device "On" and afterwards places the device in his/her mouth. After up to five minutes of use, the user removes the device from his/her mouth and deactivates the stimulation. The device is used not more than 5 times per day. The device and replacement devices are allowed for a cumulative use of up to 50 months.

    AI/ML Overview

    The provided text does not describe a study that proves the device meets specific acceptance criteria based on performance metrics (e.g., sensitivity, specificity, accuracy). Instead, it outlines the substantial equivalence determination for a medical device (SaliPen) by the FDA. The "performance data" section primarily discusses non-clinical testing for safety and regulatory compliance, and a "Human Factors validation trial."

    Therefore, I cannot fulfill most of the requested information regarding acceptance criteria and performance study details. The document is a 510(k) summary, which focuses on demonstrating substantial equivalence to a predicate device rather than a detailed performance study like what would typically be conducted for a new diagnostic AI/ML device.

    However, I can extract the following relevant information from the provided text:

    1. A table of acceptance criteria and the reported device performance:

    • Acceptance Criteria: The document does not specify quantitative performance acceptance criteria in terms of clinical outcomes (e.g., a certain percentage increase in salivary flow). The "acceptance" is centered on demonstrating substantial equivalence to a predicate device, and the "performance" described is about safety, compliance with standards, and usability.
    • Reported Device Performance:
      • Nonclinical Performance: Compliance with various ISO, EN, IEC, and UL standards for electromagnetic compatibility, electrical safety, biocompatibility, and risk analysis. (Specific numerical results are not provided).
      • Clinical Performance (Human Factors Validation Trial):
        • Outcome 1: Study subjects (with and without xerostomia) were able to correctly decide eligibility for using the device based on the external label.
        • Outcome 2: Study subjects who used the device were able to follow the over-the-counter labeling instructions for use.
      • Mechanism of Action: Promote salivary function by mechanical and electrical stimulation of nerves involved in the salivary reflex.
      • Stimulation Parameters: Low-power, low voltage, biphasic electrical pulses, below sensation and pain thresholds.

    Due to the nature of the document (510(k) summary for a substantial equivalence claim, not a detailed clinical performance study report), the following points cannot be answered from the provided text:

    • 2. Sample sized used for the test set and the data provenance: Not specified for the human factors trial, other than "study subjects." Data provenance (country of origin, retrospective/prospective) is not mentioned.
    • 3. Number of experts used to establish the ground truth for the test set and the qualifications of those experts: Not applicable as the "ground truth" was about user comprehension and ability to follow instructions, not clinical diagnosis by experts.
    • 4. Adjudication method (e.g., 2+1, 3+1, none) for the test set: Not applicable.
    • 5. If a multi reader multi case (MRMC) comparative effectiveness study was done, If so, what was the effect size of how much human readers improve with AI vs without AI assistance: Not applicable. This device is a stimulator, not an AI diagnostic tool.
    • 6. If a standalone (i.e. algorithm only without human-in-the-loop performance) was done: Not applicable. This is not an AI algorithm.
    • 7. The type of ground truth used (expert concensus, pathology, outcomes data, etc): For the human factors trial, the "ground truth" was whether subjects correctly understood eligibility and followed instructions, likely assessed by direct observation and questionnaires.
    • 8. The sample size for the training set: Not applicable (no traditional "training set" for an AI model).
    • 9. How the ground truth for the training set was established: Not applicable.
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    K Number
    K180838
    Device Name
    SaliPen
    Manufacturer
    Date Cleared
    2018-11-06

    (221 days)

    Product Code
    Regulation Number
    872.5560
    Panel
    Dental
    Reference & Predicate Devices
    Predicate For
    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    SaliPen is an electrical salivary stimulator system, indicated for use in patients with xerostomia (dry mouth), under prescription of a dental practitioner or physician.

    Device Description

    SaliPen is an electrical salivary stimulatory system device. It is comprised of two units: an intraoral stimulating unit and an extra-oral command unit. The latter includes an electronic circuit, a compartment containing a 3V coin battery, and a bottom for switching the stimulation "On" and "Off".

    The stimulating unit is made of silicone rubber and includes a stem and two flexible arms. The stem is used to hold SaliPen between the lips. The flexible arms are shaped to the inner contour of the lower dental arch. Each arm carries one pair of gold-plated stimulating electrodes. The device is designed in a manner that allows placing the electrodes on the linqual mucosa in the mandibular third molar region. The linqual nerve, which runs closely to this location, is the target of the stimulation due to its crucial role in the salivary reflex.

    Electrical stimulation is achieved by the delivery of low-power, low voltage, biphasic electrical pulses. The selected stimulating parameters provide effective stimulation, yet are well below the sensation thresholds, and definitely below the pain threshold.

    The user turns the device "On" and afterwards places the device in his/her mouth. After up to five minutes of use, the user removes the device from his/her mouth and deactivates the stimulation. The device is used on "as need" base (i.e., when the users feels oral dryness) but not more than 5 times per day. The device and replacement devices are allowed for a cumulative use of up to 50 months.

    Clinical trials showed that electrical stimulation to the lingual mucosa in the mandibular third molar region increases relative saliva production, resulting in more oral lubrication, due to the mechanical and electrical stimulation (both well-known techniques to increase salivary secretion and to relieve symptoms of dry mouth).

    AI/ML Overview

    The provided text is a 510(k) summary for the SaliPen device, an electrical salivary stimulator. It focuses on demonstrating substantial equivalence to a predicate device (GenNarino, K160799) through comparison of technological characteristics and performance data.

    However, the document does not contain the kind of detailed information typically found in a clinical study report that would allow for a precise filling out of the requested table and sections regarding acceptance criteria and a study proving those criteria.

    Specifically, it lacks:

    • A defined set of acceptance criteria for "device performance."
    • Reported numerical performance metrics directly linked to specific acceptance criteria.
    • Details about sample size, data provenance, ground truth establishment, expert qualifications, or adjudication methods for any clinical performance study.
    • Information regarding MRMC comparative effectiveness studies or standalone algorithm performance.

    The "Clinical performance evaluation" section only mentions "Usability testing was conducted in accordance to the standard IEC 60601-1-6:2013," which is about user interface and design, not clinical effectiveness in terms of salivary stimulation. The statement "Clinical trials showed that electrical stimulation to the lingual mucosa...increases relative saliva production..." is a general claim and not a detailed report of a specific study to prove acceptance criteria.

    Therefore, I cannot fully complete the requested information based solely on the provided text.

    Here's what can be extracted and what information is missing:

    1. Table of Acceptance Criteria and Reported Device Performance:

    Acceptance Criteria (from document)Reported Device Performance (from document)
    Clinical Performance: Increase relative saliva production"Clinical trials showed that electrical stimulation to the lingual mucosa in the mandibular third molar region increases relative saliva production, resulting in more oral lubrication, due to the mechanical and electrical stimulation (both well-known techniques to increase salivary secretion and to relieve symptoms of dry mouth)." (Note: This is a general statement, not specific numerical performance data against a defined criterion in this submission document.)
    Usability: In accordance with IEC 60601-1-6:2013"Usability testing was conducted in accordance to the standard IEC 60601-1-6:2013." (Implies compliance, but no specific performance metrics like task completion rates or error rates are provided).
    Nonclinical Performance (Safety & EMC): Compliance with standards"Testing (including electromagnetic compatibility, electrical safety, biocompatibility assessment, and risk analysis) was performed and found to be in compliance with the standards, such as ISO 10993-5, ISO 10993-12, EN ISO 14971:2012, EN 60601-1:2005, EN 60601-1-2:2007, IEC 60601-1-11:2010, ISO 15223-1:2016, EN 60529:1992+A2:2013, IEC 62304 1st edition 2006-05, EN ISO 13485:2003, and UL 1642." (Implies compliance, but no specific test results or metrics are provided).
    Technological Characteristics' Equivalence to Predicate DeviceThe submission device (SaliPen) has similar mechanism of action, electrode placement, electronics, frequency of use, and external control as the predicate device (GenNarino). The difference in anatomical adaptation (flexibility vs. customization) does not raise safety/effectiveness concerns.

    Missing Information (Not Available in the Provided Text):

    1. Sample size used for the test set and the data provenance: Not specified for any clinical performance or efficacy studies. The general reference to "Clinical trials" does not provide these details.
    2. Number of experts used to establish the ground truth for the test set and the qualifications of those experts: Not applicable or not specified, as no rigorous "ground truth" establishment for assessing device performance is detailed in this summary.
    3. Adjudication method (e.g., 2+1, 3+1, none) for the test set: Not applicable or not specified.
    4. If a multi reader multi case (MRMC) comparative effectiveness study was done, If so, what was the effect size of how much human readers improve with AI vs without AI assistance: Not applicable. This device is an electrical stimulator, not an AI diagnostic/imaging device that would involve human readers or AI assistance in interpretation.
    5. If a standalone (i.e., algorithm only without human-in-the-loop performance) was done: Not applicable. This device is a physical medical device, not an algorithm.
    6. The type of ground truth used (expert consensus, pathology, outcomes data, etc.): Not explicitly defined for any performance claims regarding increased saliva. It seems to rely on the general physiological understanding of salivary stimulation.
    7. The sample size for the training set: Not applicable, as this is a physical medical device, not an AI/ML model that requires a training set.
    8. How the ground truth for the training set was established: Not applicable.
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