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510(k) Data Aggregation

    K Number
    K051767
    Date Cleared
    2005-07-29

    (29 days)

    Product Code
    Regulation Number
    868.5895
    Reference & Predicate Devices
    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The LTV 1000 ventilator is intended to provide continuous or intermittent ventilatory support for the care of individuals who require mechanical ventilation. The ventilator is a restricted medical device intended for use by qualified, trained personnel under the direction of a physician. Specifically, the ventilator is applicable for adult and pediatric patients weighing at least 5 kg (11 lbs), who require the following types of ventilatory support:

    • Positive Pressure Ventilation, delivered invasively (via ET tube) or non-invasively (via . mask).
    • Assist/Control, SIMV, or CPAP modes of ventilation. ●
    • Breath types including Volume, Pressure Control and Pressure Support. ●
      The ventilator is suitable for use in institutional, home, or transport settings.
    Device Description

    The LTV 1000 ventilator is intended to provide continuous or intermittent ventilatory support for the care of individuals who require mechanical ventilation. The ventilator is suitable for use in institutional, home and transport settings, and is applicable for adult and pediatric patients weighing at least 5 kg (11 lbs.), who require the following types of ventilatory support:

    • Positive Pressure Ventilation, delivered invasively (via ET tube) or non-invasively (via . mask).
    • . Assist/Control, SIMV, or CPAP modes of ventilation.
    • Breath types including Volume, Pressure Control and Pressure Support. .
      The modification intended to be cleared by this submission is:
    • The addition of Spontaneous Breathing Trial (SBT) function allowing the clinician to . more easily determine a patient's ability to be weaned from ventilation.
    AI/ML Overview

    The provided 510(k) summary for the Pulmonetic Systems LTV 1000 Ventilator (K051767) primarily focuses on demonstrating substantial equivalence to predicate devices, particularly regarding a new "Spontaneous Breathing Trial (SBT)" function. This type of submission, for a ventilator modification, does not typically include detailed performance studies with acceptance criteria in the same way an AI/ML device would.

    Based on the provided document, here's an analysis concerning acceptance criteria and study information:

    1. A table of acceptance criteria and the reported device performance:

    The document doesn't present a table of quantitative acceptance criteria and reported 'performance' in the sense of a diagnostic or predictive device. Instead, it compares characteristics of the modified LTV 1000 Ventilator with its predicate devices to demonstrate equivalence.

    Characteristic (LTV Modification)Acceptance Criteria (Implied)Reported Device Performance (LTV 1000 with SBT Function)
    Spontaneous Breathing (SBT) FunctionFunctionality is comparable to predicate, with beneficial enhancements and no new patient risk or technology.Software Application: The software application to allow input presets for CPAP mode/parameters and alarm parameters is an addition to the existing LTV 1000 preset menu options.
    SBT Time DurationTime duration meets clinician requests (potentially longer).Offers SBT time duration via menu selection from 15-120 minutes. (Predicate LTV 1000 required manual CPAP mode/parameter setting; Engstrom Carestation offered 5-60 minutes). This longer duration is provided at the request of clinicians.
    Safety and RiskNo introduction of additional or new patient risk.The software application "does not introduce any additional or new patient risk or involve the application of new technology." (Comparison to predicate LTV 1000, which required manual CPAP settings and had an alarm for trial end). The predicate Engstrom Carestation also required manual CPAP settings.

    2. Sample size used for the test set and the data provenance (e.g. country of origin of the data, retrospective or prospective):

    This submission is for a modification to a medical device (ventilator software feature), not a diagnostic or AI/ML device that would typically involve a "test set" of patient data for performance evaluation in the way a clinical study would. Therefore, there is no specific sample size, test set, or data provenance mentioned in relation to proving the SBT function's performance. The evaluation is based on engineering design, comparison to predicate devices, and potentially internal validation/verification testing which is not detailed in this public summary.

    3. Number of experts used to establish the ground truth for the test set and the qualifications of those experts (e.g. radiologist with 10 years of experience):

    Not applicable. As this is not a diagnostic device relying on expert interpretation for ground truth, there's no mention of experts establishing ground truth for a test set. The statement about "Longer time duration is provided at the request of clinicians" suggests input from medical professionals informed the feature design, but not for establishing ground truth in a performance study.

    4. Adjudication method (e.g. 2+1, 3+1, none) for the test set:

    Not applicable. There is no test set or adjudication method described in the context of this submission.

    5. If a multi-reader multi-case (MRMC) comparative effectiveness study was done, If so, what was the effect size of how much human readers improve with AI vs without AI assistance:

    Not applicable. This is not an AI-assisted diagnostic device, and therefore, no MRMC study or AI assistance effect size is mentioned.

    6. If a standalone (i.e. algorithm only without human-in-the loop performance) was done:

    Not applicable. The device is a ventilator with a software function. The "performance" is inherent to the function's design and operation, not an algorithm providing a diagnostic output independently.

    7. The type of ground truth used (expert consensus, pathology, outcomes data, etc.):

    Not applicable in the traditional sense of a diagnostic performance study. The "ground truth" for the SBT function would be its adherence to engineering specifications, correct implementation of the defined parameters (e.g., timing, mode switching), and safe operation in a simulated or actual clinical environment. This type of validation is typically conducted through internal engineering testing, which is not detailed here but implied by regulatory compliance.

    8. The sample size for the training set:

    Not applicable. This is not an AI/ML device that would require a 'training set'.

    9. How the ground truth for the training set was established:

    Not applicable. This is not an AI/ML device.


    Summary:

    The 510(k) summary for K051767 focuses on demonstrating "substantial equivalence" of a modified ventilator with a new Spontaneous Breathing Trial (SBT) function to previously cleared predicate devices. The "acceptance criteria" here are implicitly tied to ensuring the new function is safe, effective, and performs comparably or superiorly without introducing new risks compared to existing methods or devices. The "study" proving this largely relies on design comparison, engineering assessment of the software modification, and the assertion that it does not introduce new technology or patient risk. It does not involve a clinical performance study with patient data, ground truth establishment, or human reader evaluations as would be expected for a diagnostic or AI/ML device.

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    K Number
    K981371
    Date Cleared
    1998-10-30

    (197 days)

    Product Code
    Regulation Number
    868.5895
    Reference & Predicate Devices
    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The LTV1000 ventilator is intended to provide continuous or intermittent ventilatory support for the care of individuals who require mechanical ventilation. The ventilator is a restricted medical device intended for use by qualified, trained personnel under the direction of a physician. Specifically, the ventilator is applicable for adult and pediatric patients weighing at least 10 kg (22 lbs), who require the following types of ventilatory support:

    • Positive Pressure Ventilation, delivered invasively (via ET tube) or non-invasively (via mask).
    • Assist/Control, SIMV, or CPAP modes of ventilation.
      The ventilator is suitable for use in institutional and transport settings.
    Device Description

    The LTV 1000 is a self-contained mechanical ventilator suitable for continuous life support in institutional and attended transport settings. The ventilator is slightly larger than a "laptop computer" and is selfcontained in that it can be operated without the need for externally supplied compressed air. The unit may be operated from external AC power through the use of an external AC/DC converter, or may be operated for approximately one hour using an internal rechargeable battery pack.
    The following major features are included:

    • Modes: Assist/Control, SIMV, CPAP, Apnea Backup .
    • Breath Types: Volume Control, Pressure Control, Pressure Support, Spontaneous .
    • Flow Triggering .
    • Oxygen Blending
    • PEEP
    • Monitors: Calculated Peak Flow, Exhaled Tidal Volume, I:E Ratio, Mean Airway Pressure, Real Time . Airway Pressure, Peak inspiratory Pressure, PEEP, Total Breath Rate, Total Minute Volume
    • Alarms: Apnea, High Pressure Limit, Low Peak Pressure, Low Minute Volume, Disconnect, Low & . Lost External Power, Low & Empty Internal Battery, Oxygen Inlet Pressure
      The ventilator uses an internal flow generator to provide the pressurized gas source. All breath types are delivered by an electromechanical inspiratory flow valve. An oxygen blender meters oxygen as required to meet the current setting of the O2% control. Mechanical valves are provided internally for overpressure relief and sub-ambient relief functions.
      The patient circuit is comprised of a single leg inspiratory tube connected to an exhalation system located proximal to the patient connection. The exhalation valve system will consist of a piloted exhalation valve, a PEEP valve, and a flow transducer combined in a compact package. Additional small bore tubing is included to transmit the flow, pressure and exhalation drive signals.
    AI/ML Overview

    The provided document is a 510(k) premarket notification for a medical device, the LTV 1000 Ventilator. It focuses on demonstrating substantial equivalence to a predicate device rather than presenting a study to prove acceptance criteria with specific performance metrics. Therefore, several requested elements (e.g., sample sizes, expert qualifications, adjudication methods, MRMC studies, standalone performance) are not applicable or cannot be extracted from this type of regulatory submission.

    Here's an analysis based on the information provided:

    Acceptance Criteria and Device Performance

    The document doesn't explicitly list "acceptance criteria" in terms of quantitative performance metrics with pre-defined thresholds. Instead, it describes a non-clinical performance testing program designed to ensure the device met its "stated specifications" and demonstrated "functional and technical equivalence" to the predicate device. The "reported device performance" is essentially that the ventilator "was found to perform to specifications."

    Acceptance Criteria CategoryReported Device Performance
    ASTM TestsVentilator meets ASTM standards
    Performance TestsVentilator meets performance specifications, including tolerance and accuracy issues
    Functional TestsVentilator meets behavioral specifications (primarily software)
    OverallDevice found to perform to specifications (with exceptions noted and addressed in a validation report)

    Note: The document explicitly states: "A validation report was written that summarizes the results of these tests. The ventilator was found to perform to specifications with exceptions as noted in the validation report. If a parameter was found to be non-compliant, a procedure was described in the report to ensure the anomaly does not present a hazard to the patient or user." This suggests that any deviations from specifications were either minor or had a documented mitigation plan.

    Study Details

    The study described is a non-clinical performance testing program aimed at demonstrating substantial equivalence to a predicate device (TBird Ventilator, K950484).

    1. Sample size used for the test set and the data provenance:

      • Sample Size: The document states that test procedures were written specifying the "number of units to be tested." However, the exact number is not specified in this document. It only mentions "In general, test procedures were written to test each parameter over the entire range of operation while varying other relevant parameters such as patient lung condition and environment."
      • Data Provenance: The testing was retrospective in the sense that it was conducted on the manufactured device to verify its specifications. The data origin is internal testing by Pulmonetic Systems, Inc. There is no mention of external data or patient data from a specific country.
    2. Number of experts used to establish the ground truth for the test set and the qualifications of those experts:

      • Not applicable / Not specified. This was a non-clinical technical performance study. "Ground truth" in this context refers to the defined specifications and standards (e.g., ASTM F 1100-90 Standard Specification for Ventilators for Use in Critical Care). The "experts" involved would be the engineers and quality assurance personnel who designed the tests and evaluated the results against the established specifications. Their specific number and qualifications are not mentioned.
    3. Adjudication method (e.g., 2+1, 3+1, none) for the test set:

      • None specified. As this was a technical validation against specifications, an adjudication method in the clinical sense (e.g., for image interpretation) is not relevant. The validation report would likely have involved review and approval by relevant engineering and quality management personnel.
    4. If a multi-reader multi-case (MRMC) comparative effectiveness study was done, If so, what was the effect size of how much human readers improve with AI vs without AI assistance:

      • No. This device is a mechanical ventilator and does not involve AI or human "readers" in the context of diagnostic interpretation. Therefore, an MRMC study is not applicable.
    5. If a standalone (i.e., algorithm only without human-in-the-loop performance) was done:

      • Yes, analogous to standalone performance. The non-clinical performance testing assesses the device (including its software and mechanical components) in isolation, against its stated specifications and relevant standards. This is essentially a standalone performance evaluation of the device's functional and technical characteristics.
    6. The type of ground truth used (expert consensus, pathology, outcomes data, etc.):

      • The "ground truth" for this non-clinical study consists of:
        • System Specifications: Internal design requirements.
        • Software Requirements Specifications: Internal software design requirements.
        • System Hazards Analysis: Requirements derived from risk assessment.
        • ASTM F 1100-90 Standard Specification for Ventilators for Use in Critical Care: External, recognized industry standard for ventilator performance.
    7. The sample size for the training set:

      • Not applicable / Not specified. This device is a mechanical ventilator, not an AI/ML algorithm that requires a "training set" in the conventional sense. The development of the device would have involved engineering design, prototyping, and iterative testing, but not a "training set" for an algorithm.
    8. How the ground truth for the training set was established:

      • Not applicable. As there is no "training set" for an algorithm, this question is not relevant. The ground truth for the testing related to device specifications was established through internal design requirements (System, Software Requirements, Hazards Analysis) and external industry standards (ASTM F 1100-90).
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