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510(k) Data Aggregation

    K Number
    K132175
    Date Cleared
    2013-09-13

    (60 days)

    Product Code
    Regulation Number
    870.4450
    Reference & Predicate Devices
    Predicate For
    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The IntraClude Intra-Aortic Occlusion Catheter is Indicated for use in patients undergoing cardiopulmonary bypass. The IntraClude Intra-Aortic Occlusion Catheter occludes and vents the ascending aorta when the balloon is inflated. The device's central lumen allows delivery of cardioplegia to arrest the heart. The pressure lumen allows monitoring of the aortic root pressure.

    Device Description

    The IntraClude Intra-Aortic Occlusion Device is a 10.5 Fr (3.5 mm), triple-lumen, 100cm-long catheter with an elastomeric balloon near its distal tip designed to occlude the ascending aorta in order to partition the aortic root from arterial circulation during cardiopulmonary bypass (CPB). The balloon expands to occlude a range of aorta sizes from 20 to 40 mm. This device is designed to be used in the femoral approach with the Edwards arterial cannula/introducer sheath. The shaft is provided with an extended strain relief, which tapers from 10.5 Fr to the remaining 9 Fr catheter, and is designed to prevent kinking and to avoid compressing the shaft when the hemostasis valve of an arterial cannula/introducer sheath is firmly closed around the catheter body. The large central lumen of the IntraClude catheter serves three functions: accommodating the guidewire, delivering cardioplegia solution to the aortic root, and venting fluid and air from the aortic root. The two remaining lumens serve as conduits for balloon inflation/deflation and aortic root pressure monitoring. The hub has two flexible extension tubes with an integrated luer connection to provide access for accessories. The shaft is provided with markers to indicate the insertion depth. A blue Clamp-Lock device, provided on the extended strain relief portion, allows the IntraClude catheter to be locked in position to prevent balloon migration during aortic occlusion. For situations where the 9 Fr section of the device is outside of the arterial cannula or introducer sheath, a white suture loop/box clamp is provided for locking the catheter in position. The IntraClude catheter is packaged sterile and non-pyrogenic and is for single use only.

    AI/ML Overview

    Here's an analysis of the provided text regarding the Edwards Lifesciences® IntraClude™ Intra-Aortic Occlusion Device, focusing on acceptance criteria and supporting studies:

    1. Table of Acceptance Criteria and Reported Device Performance

    Acceptance Criteria CategorySpecific Test/EvaluationReported Device Performance
    BiocompatibilityCytotoxicityMet acceptance criteria
    PyrogenicityMet acceptance criteria
    Mechanical IntegrityTensile testing (hub to shaft)Met acceptance criteria
    Kink testing (axial, under tension, hub)Met acceptance criteria
    Dimensional ConformityShaft outer diameterMet acceptance criteria
    Distal curveMet acceptance criteria
    Marking distanceMet acceptance criteria
    Functional PerformanceClamp lock testingMet acceptance criteria
    Design ValidationMet acceptance criteria (through bench top in-vitro studies)

    2. Sample Size Used for the Test Set and Data Provenance

    The provided text does not specify the sample sizes used for each individual test (e.g., number of catheters tested for tensile strength, kink resistance, etc.).

    The data provenance is from benchtop in-vitro studies. There is no indication of human or animal subjects, or any country of origin for such data. All testing appears to be conducted in a laboratory setting.

    3. Number of Experts Used to Establish Ground Truth for the Test Set and Their Qualifications

    Since all testing was functional and benchtop-based, the concept of "ground truth" established by human experts in the context of diagnostic interpretation or clinical outcomes is not applicable here. The "ground truth" for these tests would be the predetermined engineering specifications and performance standards defined by the manufacturer and relevant regulatory guidelines (e.g., ISO 10993-1).

    4. Adjudication Method for the Test Set

    As the testing involves objective measurements against engineering specifications, an adjudication method in the sense of expert review or consensus (like 2+1 or 3+1) is not applicable. The outcome of each test is a direct measurement compared to a pre-defined range or threshold.

    5. Multi-Reader Multi-Case (MRMC) Comparative Effectiveness Study

    No, a Multi-Reader Multi-Case (MRMC) comparative effectiveness study was not performed, nor is it relevant for this type of device. This device is a medical instrument (catheter), not an imaging or diagnostic AI tool. Therefore, there's no "human readers," "AI assistance," or "effect size" in the context described for an MRMC study.

    6. Standalone (Algorithm Only Without Human-in-the-Loop Performance) Study

    No, a standalone study in the context of an algorithm's performance without human-in-the-loop was not performed, nor is it relevant for this device. This is a physical medical device, not a software algorithm. The "performance" is its physical and mechanical attributes, not an algorithm's output.

    7. Type of Ground Truth Used

    The ground truth used for these studies was engineering specifications and performance standards. These would be based on:

    • Industry standards (e.g., ISO 10993-1 for biocompatibility).
    • Internal design requirements of Edwards Lifesciences for the device's functional integrity.
    • Requirements derived from the predicate device's performance.

    8. Sample Size for the Training Set

    The concept of a "training set" is typically associated with machine learning algorithms. Since this device is a physical medical instrument and the studies described are benchtop functional and safety tests, there is no "training set" in the machine learning sense. The device's design and manufacturing processes are refined through engineering, prototyping, and testing, not by training an algorithm on a dataset.

    9. How the Ground Truth for the Training Set Was Established

    Given that there is no "training set" for a machine learning algorithm, this question is not applicable. The "ground truth" for the device's design and performance requirements would have been established through a combination of engineering design specifications, regulatory requirements, and historical data from similar devices.

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    K Number
    K113182
    Date Cleared
    2011-12-07

    (40 days)

    Product Code
    Regulation Number
    870.4450
    Reference & Predicate Devices
    Predicate For
    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The IntraClude Intra-Aortic Occlusion Catheter is indicated for use in patients undergoing cardiopulmonary bypass. The IntraClude Intra-Aortic Occlusion Catheter occludes and vents the ascending aorta when the balloon is inflated. The device's central lumen allows delivery of cardioplegia to arrest the heart. The pressure lumen allows monitoring of the aortic root pressure.

    Device Description

    The IntraClude Intra-Aortic Occlusion Device is a 9 Fr (3mm), triple-lumen, 100-cm-long catheter with an elastomeric balloon near its distal tip designed to occlude the ascending aorta in order to partition the aortic root from arterial circulation during cardiopulmonary bypass (CPB). The balloon expands to occlude a range of aorta sizes from 20 to 40 mm. The shaft is provided with an extended strain relief, which tapers from 10.5 Fr to the remaining 9 Fr catheter, and is designed to prevent kinking and to avoid compressing the shaft when the hemostasis valve of an arterial cannula introducer sheath is firmly closed around the catheter body.

    The large central lumen of the IntraClude catheter serves three functions: accommodating the guidewire, delivering cardiopledia solution to the aortic root, and venting fluid and air from the aortic root. The two remaining lumens serve as conduits for balloon inflation/deflation and aortic root pressure monitoring. The hub has two flexible extension tubes with an integrated luer connection to provide access for accessories. The shaft is provided with markers to indicate the insertion depth. A Clamp-Lock™ device, provided on the extended strain relief portion, allows the IntraClude catheter to be locked in position to prevent balloon migration during aortic occlusion. The devices are provided sterile and non-pyrogenic; they are intended for single use only.

    AI/ML Overview

    The provided 510(k) summary describes the Edwards Lifesciences® IntraClude™ Intra-Aortic Occlusion Catheter and its functional and safety testing to support substantial equivalence. However, it does not describe a study that involves an AI/ML device, nor does it provide details sufficient to answer many of the specific questions about AI/ML device acceptance criteria or studies (e.g., sample sizes for training/test sets, expert ground truth, MRMC studies).

    The document is for a traditional medical device (a catheter) and focuses on engineering and biocompatibility testing. Therefore, I will extract information related to the device's functional and safety testing as acceptance criteria and their performance, but many parts of your request are not applicable.

    1. Table of Acceptance Criteria and Reported Device Performance

    Acceptance Criteria CategorySpecific Test/CriterionReported Device Performance
    BiocompatibilityPer ISO 10993-1 for External communicating device, direct circulating blood path, duration ≤ 24 hours.All data met pre-determined acceptance criteria.
    Mechanical IntegrityTensile testing (bond strength of catheter, lumens, connected accessories).All data met pre-determined acceptance criteria.
    Fluid DynamicsFlow and Venting Rates (cardioplegia flow, aortic root venting rates).All data met pre-determined acceptance criteria.
    DurabilityCatheter Bending (functionality after manipulation).All data met pre-determined acceptance criteria.
    Pressure ResistanceDynamic Pressure (integrity after exposure to dynamic water flow and manipulation).All data met pre-determined acceptance criteria.
    Balloon PerformanceBalloon testing (inflation times, diameter, shape, insertion/retraction force, burst pressures).All data met pre-determined acceptance criteria.
    Clinical ValidationDesign ValidationValidated through animal and cadaver studies.
    Overall Safety & EfficacyAll necessary verification stepsMet pre-determined acceptance criteria to confirm safety and efficacy.

    Regarding the specific questions tailored for AI/ML devices:

    2. Sample size used for the test set and the data provenance (e.g. country of origin of the data, retrospective or prospective)

    • Not applicable for this device. This device is a physical catheter, not an AI/ML software. The "test set" would refer to the samples used in the functional and safety tests (e.g., number of catheters tested for tensile strength, balloon inflation, etc.). These numbers are not provided in the summary.
    • The design validation states "animal and cadaver studies," but no sample sizes or provenance are given.

    3. Number of experts used to establish the ground truth for the test set and the qualifications of those experts (e.g. radiologist with 10 years of experience)

    • Not applicable for this device. As a physical catheter, there is no "ground truth" in the AI/ML sense established by experts for a test set. Ground truth for a physical device is typically based on engineering specifications, physical measurements, and observational outcomes in animal/cadaver studies.

    4. Adjudication method (e.g. 2+1, 3+1, none) for the test set

    • Not applicable for this device. This pertains to expert review of output for AI/ML systems.

    5. If a multi-reader multi-case (MRMC) comparative effectiveness study was done, If so, what was the effect size of how much human readers improve with AI vs without AI assistance

    • Not applicable for this device. An MRMC study is for evaluating diagnostic performance of readers, often with AI assistance. This device is a therapeutic and monitoring catheter, not a diagnostic imaging AI.

    6. If a standalone (i.e. algorithm only without human-in-the-loop performance) was done

    • Not applicable for this device. This pertains to standalone AI algorithm performance.

    7. The type of ground truth used (expert consensus, pathology, outcomes data, etc)

    • For the functional and safety tests, the "ground truth" would be the pre-defined engineering specifications, performance benchmarks, and industry standards (e.g., ISO 10993 for biocompatibility).
    • For the design validation ("animal and cadaver studies"), the "ground truth" would be observed physiological responses, successful occlusion, cardioplegia delivery, pressure monitoring accuracy, and anatomical compatibility in these models.

    8. The sample size for the training set

    • Not applicable for this device. There is no "training set" as this is not an AI/ML device.

    9. How the ground truth for the training set was established

    • Not applicable for this device. There is no "training set" for this non-AI/ML device.
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