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510(k) Data Aggregation

    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The AU6 (Technos/TechnosMP) ultrasound imaging system is intended to be used by a physician for diagnostic imaging in pediatric, small organ, neonatal cephalic, transrectal, transvaginal, intraoperative abdominal, intraoperative peripheral vascular, laparoscopic, adult cephalic and musculoskeletal applications.

    Device Description

    Not Found

    AI/ML Overview

    This is a 510(k) premarket notification for an ultrasound imaging system. Such notifications typically focus on establishing substantial equivalence to a legally marketed predicate device rather than presenting detailed standalone performance studies with specific acceptance criteria and outcome metrics like accuracy, sensitivity, or specificity.

    Based on the provided document, here's what can be extracted and what cannot be determined:

    1. Table of Acceptance Criteria and Reported Device Performance:

    The document does not explicitly state quantitative acceptance criteria for image quality or diagnostic accuracy/performance. The "reported device performance" is essentially that it is substantially equivalent to the predicate devices and supports the specified imaging modes and clinical applications.

    The tables within the document (e.g., "Comparison Chart for Substantial Equivalence", and tables for individual transducers) indicate capabilities and modes of operation for various clinical applications, rather than quantifiable performance metrics against acceptance criteria.

    Feature/Criterion (Implied)Acceptance Criteria (Not explicitly stated as quantitative performance, but implied functionality)Reported Device Performance (as presented in the 510(k) comparison)
    General Characteristics
    Transducer Type (Linear)Must support Linear ArrayYES (for AU6 Digital and This Submission)
    Transducer Type (Convex)Must support Convex ArrayYES (for AU6 Digital and This Submission)
    Transducer Type (Phased)Must support Phased Array (for specified predicate)YES (for AU6 Digital and This Submission)
    Transducer Type (Pencil)Must support Pencil (for specified predicate)YES (for AU6 Digital and This Submission)
    Imaging Modes
    B ModeMust support B ModeYES (for AU6 Digital and This Submission)
    M ModeMust support M ModeYES (for AU6 Digital and This Submission)
    PWD (PW)Must support PWD (PW)YES (for AU6 Digital and This Submission)
    CWDMust support CWD (for specified predicate)YES (for AU6 Digital and This Submission)
    Color Doppler (CFM)Must support CFMYES (for AU6 Digital and This Submission)
    Amplitude Doppler (PD)Must support PDYES (for AU6 Digital and This Submission)
    Combined ModesMust support Combined ModesYES (for AU6 Digital and This Submission)
    DuplexMust support DuplexYES (for AU6 Digital and This Submission)
    TriplexMust support TriplexYES (for AU6 Digital and This Submission)
    TEI/CTEIMust support TEI/CTEIYES (for AU6 Digital and This Submission)
    3D (Module)Must support 3D imaging (for AU5 3D and This Submission)YES (for AU5 3D and This Submission)
    Clinical Applications (New/Added)Functionality for Musculoskeletal Conventional and SuperficialN (New) - the device specifically adds these applications to the AU6 model. Performance is implied to be equivalent to safely and effectively enable these applications.
    Functionality for 3D ImagingFunctionality for 3D imaging across various clinical applications.N (New) or P (Previously Cleared) / E (Added under Appendix) depending on the specific transducer and application, for 3D-DSM2/DSM3 mode.
    Safety and StandardsCompliance with IEC 60601-1 and Track 3 for Ultrasound safetyIEC 60601-1, Track 3 (Reported as compliant to the same standards as predicate devices)

    2. Sample Size for the Test Set and Data Provenance:

    The document does not provide any information about a specific "test set" in the context of an accuracy study. This submission is a 510(k) for an ultrasound imaging system, which primarily demonstrates substantial equivalence through technical comparison and compliance with performance standards (e.g., electrical safety, acoustic output), rather than clinical performance studies against a gold standard for specific diagnostic tasks. The "data provenance" for a clinical test set is therefore unstated.

    3. Number of Experts Used to Establish Ground Truth for the Test Set and Qualifications:

    This information is not provided as there is no mention of a clinical performance study with a test set requiring expert-established ground truth.

    4. Adjudication Method for the Test Set:

    This information is not provided as there is no mention of a clinical performance study with a test set requiring adjudication.

    5. Multi-Reader Multi-Case (MRMC) Comparative Effectiveness Study:

    The document does not report on an MRMC comparative effectiveness study, nor does it mention any effect size of human readers improving with AI vs. without AI assistance. This device is an ultrasound imaging system, not an AI-powered diagnostic aide in the context of this submission.

    6. Standalone (Algorithm Only) Performance Study:

    The document does not report on a standalone performance study. The device is an ultrasound imaging system, where its "performance" for 510(k) purposes is largely demonstrated through technical specifications and adherence to safety and performance standards.

    7. Type of Ground Truth Used:

    As no clinical performance study with a "test set" is described, there is no mention of the type of ground truth used (e.g., expert consensus, pathology, outcomes data).

    8. Sample Size for the Training Set:

    The document does not provide any information about a training set. This is not an AI/machine learning device in the context of this 510(k) submission.

    9. How the Ground Truth for the Training Set Was Established:

    This information is not provided as no training set is mentioned.

    Summary of the Study (Based on the 510(k) provided):

    The "study" presented in this 510(k) is a substantial equivalence comparison. The manufacturer, Biosound Esaote, sought clearance for the AU6 (Technos/Technos MP) Ultrasound Imaging System with the addition of 3D Imaging Mode and Musculoskeletal Indication.

    The study primarily involves a technical comparison of the proposed device (AU6 Technos/Technos MP with 3D/Musculoskeletal additions) against predicate devices: the Esaote AU5 3D (K000931) for 3D capabilities and the Esaote AU6 Digital (Technos K990360) for general ultrasound capabilities.

    The "acceptance criteria" are implicitly met if the new device demonstrates similar technological characteristics and performance specifications for the modes and applications it claims, and meets relevant electrical and ultrasound safety standards (IEC 60601-1 and Track 3 for Ultrasound safety). The performance is "reported" by affirming the device's capabilities match or are comparable to the predicates for the cleared indications and modes, while explicitly highlighting the new applications (Musculoskeletal Conventional, Musculoskeletal Superficial, and 3D imaging in certain contexts) as additions with these capabilities. The FDA's letter of clearance confirms that the device is "substantially equivalent" for the stated indications for use.

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    K Number
    K990360
    Device Name
    AU6
    Date Cleared
    1999-04-30

    (84 days)

    Product Code
    Regulation Number
    892.1550
    Reference & Predicate Devices
    Predicate For
    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The AU6 ultrasound imaging system is intended to be used by a physician for diagnostic imaging in cardiac, abdominal, peripheral vessel and fetal applications.
    Diagnostic ultrasound imaging or fluid flow analysis of the human body as follows:
    Fetal, Abdominal, Intraoperative (specify) Abdominal, Intraoperative (specify) Peripheral vascular, Intraoperative Neurological, Pediatric, Small Organ (specify), Neonatal Cephalic, Adult Cephalic, Cardiac, Tranesophageal, Transrectal, Transvaginal, Transurethral, Intravascular, Peripheral Vascular, Laparoscopic, Musculo-skeletal Conventional, Musculo-skeletal Superficial, Other - Urological.
    Small organs (specifically, thyroid, testicles and breast; Peripheral vascular to include Vein Mapping & Scierotherapy

    Device Description

    Ultrasound Imaging System

    AI/ML Overview

    The Biosound Esaote AU6 Diagnostic Ultrasound System is not an AI/ML device therefore the questions related to acceptance criteria and studies which are relevant to AI/ML devices are not applicable. But, it is a medical device and it has its own set of acceptance criteria and the methods used for the study. I have summarized this information below from the provided text.

    Acceptance Criteria and Device Performance:

    The device's performance is gauged by whether it can provide diagnostic ultrasound imaging or fluid flow analysis for various clinical applications, either as a "new indication" (N), "previously cleared by FDA" (P), or "added under Appendix E" (E). The specific modes of operation (A, B, M, PWD, CWD, Color Doppler CFM, Amplitude Doppler PD, Color Velocity Imaging) are listed for each clinical application.

    Clinical ApplicationMode of Operation (A)Mode of Operation (B)Mode of Operation (M)Mode of Operation (PWD)Mode of Operation (CWD)Mode of Operation (CFM)Mode of Operation (PD)Mode of Operation (CVI)Combined (specify)Other (specify)
    FetalPPPPPN/AB+PW+CFM+M+PD
    AbdominalPPPPPN/AB+PW+CFM+M+PD
    Intraoperative (Abdominal)PPPPPPB+PW+CFM+M+PD
    Intraoperative (Peripheral vascular)EEEEEEB+PW+CFM+M+PD
    Intraoperative NeurologicalN/AN/AN/AN/AN/AN/AN/A
    PediatricN/AN/AN/AN/AN/AN/AN/A
    Small Organ (Thyroid, Testicles, Breast)PPPPPPN/AB+PW+CFM+M+PDVein Mapping & Sclerotherapy
    Neonatal CephalicPPPPPN/AB+PW+CFM+M+PD
    Adult CephalicNNNNNNNN/AB+PW+CFM+M+PD
    CardiacNNNNNNNN/AB+PW+CFM+M+PD
    TransesophagealNNNNNNNN/AB+PW+CFM+M+PD
    TransrectalNNNN/AN/ANNN/AB+PW+CFM+M+PD
    TransvaginalNNNN/AN/ANNN/AB+PW+CFM+M+PD
    TransurethralN/AN/AN/AN/AN/AN/AN/AN/A
    IntravascularN/AN/AN/AN/AN/AN/AN/AN/A
    Peripheral VascularPPPPPPB+PW+CFM+M+PDVein Mapping & Sclerotherapy
    LaparoscopicPPPN/AN/APPN/AB+PW+CFM+M+PD
    Musculo-skeletal ConventionalN/AN/AN/AN/AN/AN/AN/AN/A
    Musculo-skeletal SuperficialN/AN/AN/AN/AN/AN/AN/AN/A
    Other-UrologicalNNNN/AN/ANNN/AB+PW+CFM+M+PD

    Note: 'A' refers to Annular Array, but in the tables provided for indications, 'A' seems to represent an imaging mode, similar to B, M, PWD, CWD. Given the context of a diagnostic ultrasound system, 'A' likely refers to A-mode imaging, although it's not explicitly defined as such in the provided text. The tables use 'P' for previously cleared by FDA, 'N' for new indication, and 'E' for added under Appendix E.

    Study Information (Based on a Traditional Medical Device Clearance):

    1. Sample size used for the test set and the data provenance: Not applicable. For a traditional medical device like an ultrasound system, the "test set" in the AI/ML sense (where a predefined dataset is used to evaluate algorithm performance) isn't directly relevant. The evaluation of substantial equivalence typically involves engineering tests, phantom studies, and possibly clinical studies. The document does not specify particular clinical trial data or patient sample sizes. The data provenance is implied to be from the manufacturer (Biosound Esaote) based on their submission to the FDA. The nature of the submission (510(k)) indicates a comparison to a legally marketed predicate device, rather than a de novo submission requiring extensive clinical studies from scratch.

    2. Number of experts used to establish the ground truth for the test set and the qualifications of those experts: Not applicable. Ground truth as understood in AI/ML (e.g., expert annotations on images) is not the primary method for evaluating a medical imaging device for 510(k) clearance. The "ground truth" for a device like this would be established through performance specifications, adherence to standards, and comparison to the predicate device's established efficacy and safety.

    3. Adjudication method for the test set: Not applicable. Adjudication methods are typically used in clinical trials or for complex image interpretation tasks, which are not detailed in this 510(k) summary for an ultrasound system.

    4. If a multi-reader, multi-case (MRMC) comparative effectiveness study was done: Not applicable. MRMC studies are specific to evaluating the diagnostic accuracy of imaging interpretations, often when comparing new AI-assisted workflows to traditional human reading. This document describes a medical imaging device itself, not an AI/ML algorithm that assists human readers.

    5. If a standalone (i.e. algorithm only without human-in-the-loop performance) was done: Not applicable. The Biosound Esaote AU6 is a diagnostic ultrasound system, not an AI/ML algorithm, and as such, it operates with a human operator. Its performance is inherent to the system's ability to generate images, not as a standalone interpretive algorithm.

    6. The type of ground truth used: For a traditional ultrasound system 510(k), the "ground truth" is established through:

      • Predicate Device Comparison: The primary method for 510(k) clearance is demonstrating substantial equivalence to a legally marketed predicate device (Esaote AU5, K980468 in this case). This means showing the new device is as safe and effective as the predicate.
      • Performance Specifications: The device must meet documented performance specifications for imaging modes, frequencies, transducer types, acoustic output, and other technical characteristics.
      • Safety Standards: Compliance with relevant electrical safety and biocompatibility standards.
      • Clinical Utility (Implied): The intended uses (cardiac, abdominal, peripheral vessel, fetal) are established categories for which ultrasound is a recognized diagnostic tool. The device is expected to perform within the established clinical utility of such systems.
    7. The sample size for the training set: Not applicable. This is not an AI/ML device, so there is no "training set."

    8. How the ground truth for the training set was established: Not applicable, as there is no training set for this type of device.

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