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510(k) Data Aggregation

    K Number
    K230320
    Date Cleared
    2023-10-26

    (262 days)

    Product Code
    Regulation Number
    874.1820
    Reference & Predicate Devices
    Predicate For
    N/A
    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The EMG tube is indicated for use where continuous monitoring of the laryngeal musculature is required during surgical procedures. The EMG tube is not intended for postoperative use.

    Device Description

    Medtronic Xomed, Inc.'s NIM™ Standard Reinforced and NIM CONTACT™ Reinforced Endotracheal Tubes are flexible, reinforced endotracheal tubes with inflatable cuffs. The NIM EMG ET Tubes are made from silicone elastomer. Each tube is fitted with electrodes on the main shaft, which are exposed only for a short distance, slightly superior to the cuff. The electrodes are designed to make contact with the laryngeal muscles around the patient's vocal cords to facilitate electromyographic (EMG) monitoring of the laryngeal musculature during surgery when connected to an EMG monitoring device. Both the tube and cuff are manufactured from material that allows the tube to conform readily to the shape of the patient's trachea with minimal trauma to tissues.

    AI/ML Overview

    The provided text describes a 510(k) premarket notification for the Medtronic Xomed, Inc. NIM Standard Reinforced EMG Endotracheal Tube and NIM CONTACT Reinforced EMG Endotracheal Tube. This type of submission aims to demonstrate substantial equivalence to a legally marketed predicate device, rather than proving a de novo device meets specific performance criteria through extensive clinical studies.

    Therefore, the document does not contain the kind of detailed information about acceptance criteria and a study proving a device meets them that one would find for a novel device or an AI/ML-based device seeking de novo authorization or PMA. Specifically, it lacks:

    • A table of acceptance criteria and reported device performance: This document focuses on demonstrating equivalence to predicate devices, not on meeting predefined performance metrics for a novel technology.
    • Sample sizes for test sets, data provenance, number/qualifications of experts, adjudication methods, MRMC studies, standalone performance, or type of ground truth for a test set. These elements are typically found in studies designed to validate the performance of a diagnostic or therapeutic device against a gold standard, especially for AI/ML products.
    • Sample size for the training set or how ground truth for the training set was established: This information is pertinent to machine learning models, which are not the subject of this 510(k) submission.

    What the document does describe regarding "performance data" is limited to nonclinical testing for usability and labeling design validation to support substantial equivalence.

    Here's an analysis of the "Performance Data" section based on the provided text:

    1. Acceptance Criteria and Reported Device Performance:

    The document does not present quantitative acceptance criteria for the device's technical or diagnostic performance in the way one would see for a novel medical device like an AI algorithm. Instead, the "acceptance" is tied to proving substantial equivalence to predicate devices. The performance data presented relates to usability and labeling effectiveness, which are indirectly linked to safety and effectiveness.

    • Usability Goal: "The Anesthesiologist/Nurse Anesthetist shall be able to intubate the patient and maintain the airway without introducing any unrealized use errors or critical tasks."
    • Critical Tasks: "Confirm the Critical tasks were completed without any unacceptable Use Error that may have resulted in unmitigated potential hazards."
    • Risk Mitigations: "To show the risk mitigations were effective in regard to labeling and training."
    • Labeling Design Validation User Need: "The product labeling was to be understandable and provide needed information for proper safe and effective use of the device."

    Reported Performance:
    "The results of these validations with the modified proposed labeling demonstrated that the usability goal was achieved, all critical tasks were completed without introducing any additional unmitigated hazards, the user need and risk control measures were met and the training mitigations proposed were effective."

    2. Sample Sizes and Data Provenance:

    The document mentions "Summative Usability Validation" and "Labeling Design Validation" but does not specify the sample size (e.g., number of users, number of simulated scenarios) used for these nonclinical tests.
    The data provenance is implied to be from internal testing conducted by the manufacturer, Medtronic Xomed, Inc., as part of their 510(k) submission process. It is not retrospective or prospective clinical data in the typical sense. The country of origin of the data is not explicitly stated but is implied to be in the US, given the FDA submission.

    3. Number of Experts and Qualifications:

    The document refers to "Anesthesiologist/Nurse Anesthetist" as the target users for the usability testing. However, it does not specify the number of experts used in the usability or labeling validation studies, nor their specific qualifications (e.g., years of experience). These individuals would have served as the "test subjects" or "evaluators" for the usability study, not necessarily as "experts establishing ground truth" in a diagnostic context.

    4. Adjudication Method:

    The document does not mention any adjudication method. This is not relevant for the type of usability and labeling validation studies described. Adjudication is typically used in studies where multiple human readers or algorithms produce interpretations that need to be reconciled to establish a ground truth (e.g., for diagnostic accuracy studies).

    5. Multi-Reader Multi-Case (MRMC) Comparative Effectiveness Study:

    No MRMC study was conducted or reported. The device is not an AI/ML diagnostic aid that assists human readers. It is an endotracheal tube with EMG monitoring capabilities. The "performance data" is purely for usability and labeling effectiveness, not comparative diagnostic accuracy for human readers with or without an AI.

    6. Standalone Performance (Algorithm Only):

    This section is not applicable. The device is a physical medical device (an endotracheal tube), not a software algorithm. Therefore, there is no "standalone performance" in the context of an algorithm's output.

    7. Type of Ground Truth Used:

    For the usability and labeling studies, the "ground truth" was essentially defined by the successful completion of critical tasks without unacceptable use errors and the understandability of the labeling, as determined by the study design and its evaluators. This is not "expert consensus," "pathology," or "outcomes data" in the clinical diagnostic sense. It's about demonstrating safe and effective interaction with the device.

    8. Sample Size for the Training Set:

    This is not applicable. The device is a physical product, not an AI/ML model that requires a training set.

    9. How Ground Truth for the Training Set Was Established:

    This is not applicable for the same reason as above.

    In summary, the provided FDA 510(k) summary focuses on demonstrating substantial equivalence to predicate devices, with performance data limited to nonclinical usability and labeling validation. It does not provide the details typically found in studies for novel diagnostic or AI/ML devices that aim to prove specific performance metrics against a clinical ground truth.

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    K Number
    K231580
    Date Cleared
    2023-08-30

    (91 days)

    Product Code
    Regulation Number
    874.1820
    Reference & Predicate Devices
    Predicate For
    N/A
    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The NIM™ surgeon control probes are indicated to stimulate cranial and peripheral motor nerves for location and identification during surgery, including spinal nerve roots via minimally invasive Transoral endoscopic thyroidectomy via vestibular approach - TOETVA.

    Device Description

    The NIM™ surgeon control probes carry stimulation current from the patient interface to the patient. It also enables the user to adjust stimulation current and key functions from the surgical site. All probes are single use devices.

    AI/ML Overview

    The provided text is a 510(k) summary for a medical device (NIM™ 35cm long Surgeon Control Probe). It describes the device, its intended use, and why it is considered substantially equivalent to a predicate device. However, it does not contain information about a study that proves the device meets specific acceptance criteria in the context of an AI/algorithm-based medical device, as implied by the detailed questions (e.g., sample size for test/training sets, experts for ground truth, MRMC study, standalone performance, etc.).

    The "Performance Testing Discussion" section (Page 6) details typical engineering verification and validation tests for a physical medical device, such as electromechanical performance, sterilization validation, electrical safety, biocompatibility, stability, packaging performance, and usability testing. These are standard tests for hardware devices, not for assessing the performance of an AI model's diagnostic or predictive capabilities.

    Therefore, I cannot provide a table of acceptance criteria for AI performance or answer most of the specific questions about the study proving the device meets AI-related acceptance criteria, as this information is not present in the provided document.

    Here's what I can infer from the document regarding the performance testing that was conducted:

    • Acceptance Criteria & Reported Performance: The document states that "Design performance testing was completed to ensure the functionality and intended use of the NIM™ 35cm long surgeon control probe was met in accordance with external standards, and device specifications via pre-defined acceptance criteria." It also notes that "This performance testing was used to support substantial equivalence, proving the subject device is as safe and effective as its predicate device." While specific numerical performance values against acceptance criteria are not provided, the conclusion is that the tests yielded "passing results" and demonstrated the device is "safe and effective."

      The performance tests listed are:

      • Electromechanical, dimensional, and visual design performance
      • Sterilization validation to ISO 11135:2014
      • Electrical safety & EMC testing to IEC 60601
      • Biocompatibility testing and risk analysis to ISO 10993-1:2018
      • Stability testing of proposed shelf life
      • Packaging performance of environmental conditioning to ISTA 3A and distribution simulation to ASTM D4169
      • Usability testing to IEC 62366-1:2015
    • Sample Size for Test Set and Data Provenance: The document states "Bench engineering test samples were subjected to simulated real-life conditions during functional testing to establish baseline data and accelerated aging data." It does not specify the exact number of samples. Data provenance is not applicable in the sense of patient data; it's product performance testing.

    • Number of Experts Used to Establish Ground Truth and Qualifications: This information is not relevant to the type of device and testing described. The "ground truth" for this device is established by engineering specifications, international standards, and physical measurements/tests.

    • Adjudication Method: Not applicable for engineering performance testing of a physical device.

    • Multi-Reader Multi-Case (MRMC) Comparative Effectiveness Study: Not applicable. This type of study is for evaluating human performance, often with AI assistance, in interpreting medical images/data. This device is a surgical nerve stimulating probe, not an image analysis or diagnostic AI.

    • Standalone (algorithm only) Performance: Not applicable. There is no algorithm in the described function that operates standalone for diagnostic or predictive purposes. The "algorithm" here would literally be the electrical stimulation function itself, which is a physical property.

    • Type of Ground Truth Used: For this device, the ground truth is based on engineering specifications, applicable international standards (e.g., ISO, IEC, ASTM), and established physical principles.

    • Sample Size for Training Set: Not applicable. This document describes the validation of a physical medical device, not the training of an AI model.

    • How Ground Truth for Training Set was Established: Not applicable.

    In summary, the provided document is for a physical medical device (a surgical nerve stimulating probe) seeking 510(k) clearance based on substantial equivalence to a predicate device, supported by standard engineering performance and usability testing. It does not involve AI or an algorithm in the sense that would require the detailed AI-specific study information requested in your prompt.

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    K Number
    K213246
    Date Cleared
    2022-03-21

    (172 days)

    Product Code
    Regulation Number
    874.1820
    Reference & Predicate Devices
    Predicate For
    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The NIM™ Surgeon Control Probes are intended to stimulate cranial and peripheral motor nerves for location and identification during surgery, including spinal nerve roots.

    Device Description

    The NIMTM surgeon control probes carry stimulation current from the patient interface to the patient. It also enables the user to adjust stimulation current and key functions from the surgical site. All probes are single use devices.

    AI/ML Overview

    The provided document is a 510(k) premarket notification for the Medtronic Xomed, Inc. NIM™ Surgeon Control Probes. It describes the device, its intended use, and its substantial equivalence to predicate devices, supported by performance testing. However, it does not contain information about an AI/ML-based medical device study.

    The document details safety and effectiveness testing for a physical medical device (nerve stimulator probes), not a software algorithm that performs diagnostic or prognostic tasks. Therefore, many of the requested elements (like "AI vs without AI assistance," "ground truth," "training set," "multi reader multi case study," etc.) are not applicable to the information contained in this FDA clearance letter.

    Based on the provided text, here's what can be extracted and what information is missing/not applicable:

    1. A table of acceptance criteria and the reported device performance:

    The document states that "Design performance testing was completed to ensure the functionality and intended use of the NIM™ Surgeon Control Probes was met in accordance with external standards, and device specifications via pre-defined acceptance criteria." It then lists the types of tests performed. It does not present a specific table with quantitative acceptance criteria and corresponding performance results. It generally states that the tests yielded "passing results."

    Acceptance CriteriaReported Device Performance
    Functionality and intended use met in accordance with external standards and device specifications (pre-defined acceptance criteria)Demonstrated "passing results" for all performance testing.
    Compliance with ISO 11135:2014 for sterilization validationAchieved sterilization validation.
    Compliance with IEC 60601 for electrical safety & EMC testingAchieved electrical safety & EMC compliance.
    Compliance with ISO 10993-1:2018 for biocompatibility testing and risk analysisAchieved biocompatibility and risk analysis compliance.
    Stability testing for proposed shelf lifeStability confirmed for proposed shelf life.
    Packaging performance to ISTA 3A and ASTM D4169Packaging performance validated for environmental conditioning and distribution simulation.

    2. Sample size used for the test set and the data provenance:

    • Sample Size for Test Set: The document mentions "Bench engineering test samples" but does not specify the sample size for any of the performance tests.
    • Data Provenance: Not applicable in the context of this device's testing. The testing appears to be primarily lab-based engineering performance testing of physical prototypes, not data collection from patients or medical images. It's not a retrospective or prospective study on patient data.

    3. Number of experts used to establish the ground truth for the test set and the qualification of those experts:

    • Not applicable. This device is hardware for stimulating nerves, not an AI system requiring expert consensus for a "ground truth" diagnosis or image interpretation. The "ground truth" for this device's performance would be engineering specifications and standards.

    4. Adjudication method (e.g., 2+1, 3+1, none) for the test set:

    • Not applicable. This study is not evaluating expert interpretation of medical data. Performance is evaluated against objective engineering standards and specifications.

    5. If a multi reader multi case (MRMC) comparative effectiveness study was done, If so, what was the effect size of how much human readers improve with AI vs without AI assistance:

    • No, this study was not conducted. The device is a surgical tool, not an AI software designed to assist human readers (e.g., radiologists) in interpreting cases.

    6. If a standalone (i.e. algorithm only without human-in-the-loop performance) was done:

    • Not applicable. This is a physical device, not an algorithm. Its performance is inherent to its design and manufacturing.

    7. The type of ground truth used:

    • The "ground truth" for this type of device is compliance with established engineering and safety standards (e.g., IEC, ISO, ASTM) and the manufacturer's own pre-defined device specifications. It's not clinical diagnosis or outcomes data in the context of an AI study.

    8. The sample size for the training set:

    • Not applicable. This is a physical medical device, not an AI/ML model that requires a training set.

    9. How the ground truth for the training set was established:

    • Not applicable. Because no AI/ML model training set is involved, this question is irrelevant to the provided document.

    In summary: The provided FDA clearance letter is for a traditional hardware medical device (nerve stimulator probes) and describes its performance testing against engineering and safety standards to demonstrate substantial equivalence to predicate devices. It does not contain information related to the development or validation of an AI/ML-based medical device.

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    K Number
    K210841
    Date Cleared
    2021-08-16

    (147 days)

    Product Code
    Regulation Number
    874.4180
    Reference & Predicate Devices
    Predicate For
    N/A
    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The Nu Vent Eustachian Tube Dilation Balloon is indicated for use in patients 18 years and older who need treatment for persistent Eustachian tube dysfunction.

    Device Description

    The NuVent™ Eustachian Tube Dilation Balloon is composed of a sterile, single use balloon handpiece and stopcock valve. The balloon is used in conjunction with the NuVent™ inflator, which is packaged with extension tubing to connect the inflator to the stopcock valve. The NuVent™ Inflator was cleared as a part of the NuVent™ EM Sinus Balloon Dilation System, 510(k) cleared under K132297.

    A pre-angled flexible balloon section promotes easy access and insertion into the Eustachian tube from the nasal opening with the aid of endoscopic guidance. An atraumatic tip at the distal end of the flexible balloon section is meant to reduce the potential for risk of injury to the Eustachian tube and surrounding tissues during insertion. The rigid shaft and handle extending to the flexible balloon section provides stability and tactile feedback when moving the balloon through the nasal passages and into the Eustachian tube canal.

    Mounted near the distal end of the balloon handpiece is a flexible balloon section. Once the balloon section is advanced into the target Eustachian tube the 6mm diameter/16 mm long rigid balloon is inflated using the separate NuVent™ inflator, expanding the Eustachian tube canal tissue and cartilage.

    AI/ML Overview

    The provided text is a 510(k) Summary for the NuVent Eustachian Tube Dilation Balloon. This type of document is submitted to the FDA to demonstrate that a new medical device is substantially equivalent to a legally marketed predicate device. The information supplied in this document focuses on mechanical and functional performance testing to prove substantial equivalence, rather than a clinical study evaluating the device's impact on human readers or clinical outcomes in the way a diagnostic AI device might be.

    Therefore, many of the requested items (e.g., number of experts for ground truth, MRMC study, effect size of human improvement with AI, standalone performance, training set details) are not applicable to this type of device and the information provided in this 510(k) summary.

    However, I can extract the acceptance criteria and performance data for the mechanical and functional tests that were performed to support the device's substantial equivalence.

    Here's the information based on the provided text:

    Acceptance Criteria and Reported Device Performance

    The document states that "All samples passed testing and met acceptance criteria." While the specific numerical acceptance criteria for each test are not explicitly detailed (e.g., "tensile strength must be > X N"), the general statement indicates that the device met pre-defined requirements for these performance characteristics. The table below lists the performance tests conducted, implying that the acceptance criterion for each was successful completion without failure, demonstrating performance comparable to or better than the predicate devices and ensuring safety and effectiveness.

    Performance Test CategoryReported Device Performance (Acceptance Criteria Met)
    Mechanical/Functional Testing
    Wire dislodgementPassed (met acceptance criteria)
    Balloon inflationPassed (met acceptance criteria)
    Balloon deflationPassed (met acceptance criteria)
    Stopcock holding pressure without leakingPassed (met acceptance criteria)
    Pressure indicator button functionalityPassed (met acceptance criteria)
    System does not leak or burst under use conditions in cyclic testingPassed (met acceptance criteria)
    Handpiece does not leak at the rated burst pressure in cyclic testingPassed (met acceptance criteria)
    Tensile strength of balloon, balloon bonds and tipPassed (met acceptance criteria)
    Torsional testing of balloon systemPassed (met acceptance criteria)
    Usability testing, including simulated usePassed (met acceptance criteria)
    Flexibility testing (comparing subject and predicate devices under axial, angular, and torsional loading of balloon sections)Passed (met acceptance criteria), demonstrating that the NuVent device is as safe and effective as the primary and secondary predicates.
    BiocompatibilityComplies with ISO 10993-1 and FDA guidance (met requirements for intended use)
    SterilizationAchieved minimum sterility assurance level (SAL) of 10^-6 (validated to ISO 11135, ISO 11138-2, ISO 11737-1, ISO 11737-2)
    Shelf Life TestingAll samples passed testing and met acceptance criteria of design inputs for device and packaging system following accelerated aging. Real-time aging is ongoing.

    Study Information Specifics:

    1. Sample Size Used for the Test Set and Data Provenance:

      • The document states "All samples passed testing," but does not specify the sample size (N) used for each of the performance tests.
      • The data provenance is from non-clinical tests conducted by Medtronic Xomed, Inc. This testing is typically done in a lab setting, not on human subjects.
      • The data is prospective in the sense that the tests were designed and executed to evaluate the new device.
    2. Number of Experts Used to Establish the Ground Truth for the Test Set and Qualifications of Those Experts:

      • N/A. This device's testing involves mechanical and functional performance, not diagnostic interpretation requiring expert ground truth in the context of a medical imaging or AI study. The ground truth for these tests is based on engineering specifications and physical measurements/observations of device performance against predefined criteria.
    3. Adjudication Method for the Test Set:

      • N/A. Since this involves mechanical/functional tests against engineering specifications, there is no "adjudication" in the sense of reconciling human expert opinions. Test results are objectively measured or observed.
    4. If a Multi-Reader Multi-Case (MRMC) Comparative Effectiveness Study was done, If so, what was the effect size of how much human readers improve with AI vs without AI assistance:

      • N/A. This device (Eustachian Tube Dilation Balloon) is not an AI-powered diagnostic tool, nor does it assist human readers in interpreting medical images. It is a surgical device.
    5. If a Standalone (i.e., algorithm only without human-in-the-loop performance) was done:

      • N/A. This device does not have an "algorithm-only" performance component. It is a physical medical device.
    6. The Type of Ground Truth Used:

      • The ground truth used for this type of device relies on engineering specifications, physical measurements, and adherence to established performance standards (e.g., ISO, ASTM, internal Medtronic criteria). For example, a "passed" result for tensile strength means it met a minimum force before breaking, or "passed" for inflation means it inflated to the specified dimensions without bursting within a given pressure range.
    7. The Sample Size for the Training Set:

      • N/A. There is no "training set" in the context of this device's mechanical and functional testing, as it is not an AI/machine learning model.
    8. How the Ground Truth for the Training Set was Established:

      • N/A. This question pertains to AI/machine learning model development, which is not relevant to the type of device and testing described in this 510(k) summary.
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    K Number
    K200759
    Date Cleared
    2020-10-28

    (218 days)

    Product Code
    Regulation Number
    882.1870
    Reference & Predicate Devices
    Predicate For
    N/A
    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The NIM Vital™ System is intended for locating and monitoring, including stimulation, of cranial, spinal, peripheral motor and mixed motor-sensory nerves and registering EMG responses during surgery.

    The NIM Vital™ System may be used for EMG monitoring in surgical procedures including: Intracranial, Extracranial, Intratemporal and surgeries associated with the Neck, Spine, Thorax, and Upper and Lower Extremities.

    The NIM Vital™ is contraindicated for use with paralyzing anesthetic agents that will significantly reduce, if not completely eliminate, EMG responses to direct or passive nerve stimulation.

    Device Description

    The NIM Vital™ system is an electromyography (EMG) monitor for intraoperative use during surgeries in which a motor or motor-sensory nerve is at risk. The NIM Vital™ records EMG activity from the muscles innervated by the affected nerve. The system assists in early nerve identification by providing the surgeon with tools to help locate and identify the particular nerve at risk within the surgical field. The system monitors EMG activity from the muscles innervated by the nerve at risk, alerting the surgeon when a particular nerve has been activated. Nerve monitoring involves measuring and displaying amplitudes of EMG responses as well as the latency (delay) between the stimulus and the EMG response. The system also allows an option for Automatic Periodic Stimulation (APS), allowing for EMG monitoring, nerve activity trending and alerts.

    This information is used throughout the procedure to determine and/or change surgical strategy in order to promote the best outcome for the patient by preserving nerve function. In addition, intraoperative monitoring can help verify the integrity of the nerve throughout the procedure.

    NIM Vital™ system provides detailed intraoperative nerve condition information to inspire surgical strategy and help improve patient outcomes.

    Proprietary technology notifies user in real time of nerve condition - visually and audibly. NIM Nervassure™ continuous monitoring technology provides real-time feedback on nerve function so surgeons can adjust course, if necessary, during thyroid surgery and other procedures affecting head and neck nerves.

    NIM NerveTrend™ EMG reporting enables nerve condition tracking throughout a procedure, even when using intermittent nerve monitoring.

    During both continuous and intermittent trending, green, yellow and status bars provide visual information and their associated tones provide audible cues to users of current nerve function and EMG trends.

    NIM Vital™ nerve condition information can be captured in a single, meaningful snapshot.

    The following components of the NIM Vital™ Nerve Integrity Monitoring System including mechanical, electrical and software design are subject of this 510(k) submission:

    NIM Vital™ Console
    NIM Vital™ Console controls the functions of the system:

    • Interacting with users via touch screen graphic user interface
    • Setting parameters for nerve stimulations
    • Executing stimulation procedures
    • Processing and displaying EMG responses
    • Notifying users about events by issuing audio signals
    • Interfacing with Patient Interface unit
      NIM Vital™ Patient Interface
      Under control of NIM Vital™ Console
    • Generating stimulation signals
    • Receiving and processing EMG responses
    • Connecting with Console wirelessly or via cable

    NIM Vital™ Accessories:

    • Cables allow connection between components of the system
    • Cart provides housing for the component of the system and allows easy movement of the Console within the Operating Room
    • Adaptors allow use of predicate NIM 3.0 System disposables with subject NIM Vital System

    The NIM Vital™ System uses sterile disposables that were developed and cleared for use with the predicate device NIM™ 3.0 and are not subject of this 510(k) submission:

    • Disposables:
    • Electrodes stimulation electrodes, return electrodes, Automatic Periodic Stimulation (APS) electrodes
    • Incrementing Probes

    In addition, NIM Vital™ System is using a Mute Probe - a non-sterile component of NIM™ 3.0 System to detect activation of electrocautery devices during surgical procedures.

    AI/ML Overview

    The provided text is a 510(k) summary for the Medtronic NIM Vital Nerve Integrity Monitoring System. This document focuses on demonstrating substantial equivalence to a predicate device (NIM 3.0), rather than proving stand-alone performance or clinical effectiveness through a comparative effectiveness study. Therefore, specific details about acceptance criteria for a new clinical claim, or the methodologies of studies designed to prove such claims, are not present.

    However, based on the provided document, we can interpret acceptance criteria and "proof" in the context of a 510(k) for device modifications. The "proof" here is that the modified device, NIM Vital, performs equivalently to the predicate device, NIM 3.0, and adheres to relevant safety and performance standards.

    Here's an attempt to answer your questions based solely on the information available in the provided document, acknowledging the limitations for a 510(k) submission:

    1. Table of Acceptance Criteria and Reported Device Performance

    The "acceptance criteria" for this 510(k) are implicitly tied to demonstrating substantial equivalence to the predicate device (NIM 3.0) and compliance with relevant safety and performance standards. The "reported device performance" is framed as the NIM Vital meeting or exceeding the predicate's capabilities and all specified standards.

    Since explicit quantifiable acceptance criteria for clinical performance (e.g., sensitivity, specificity for a diagnostic claim) are not provided for a new functionality, the table below reflects the criteria regarding technical and safety performance equivalence as presented in the 510(k) summary.

    Acceptance Criterion (Implicit for 510(k) Equivalence)Reported Device Performance (NIM Vital)
    Functional Equivalence to Predicate (NIM 3.0):
    - Electrode impedance checkingSatisfied (demonstrated equivalency)
    - Monitoring active during bipolar electrocauterySatisfied (demonstrated equivalency)
    - Wire-free synchronized Muting during Monopolar electrocauterySatisfied (NIM Vital has new software detection without Mute Detector, also deemed equivalent to predicate's wired Mute Detector)
    - Recording Mechanical Elicited ResponsesSatisfied (demonstrated equivalency)
    - Recording Electrical Evoked ResponsesSatisfied (demonstrated equivalency)
    - APS monitoring trending and alarmsSatisfied (demonstrated equivalency)
    - EMG parameters displayYes (Equivalent to predicate)
    - Artifact detection softwareYes (Equivalent to predicate)
    - External screen data displayYes (Equivalent to predicate)
    - Continuous Intraoperative Nerve MonitoringYes (Equivalent to predicate)
    - Event ThresholdYes (Equivalent to predicate)
    - Touch screen controlYes (Equivalent to predicate)
    - Surgeon/Procedure Setting/Customized Quick Set-upYes (Equivalent to predicate)
    - Surgeon Incrementing Probe controlYes (Equivalent to predicate)
    - Monitoring ReportsYes (Equivalent to predicate)
    - Capable of connecting various styles of patient monitoring electrodesYes (Equivalent to predicate)
    - Capable of supplying electrical stimulus for evoked responsesYes (Equivalent to predicate)
    Electrical Safety Compliance:
    - IEC 60601-1:2005/I2012 and A1:2012, C1:2009/I2012 and A2:2010/I2012 (Consolidated Text)Test results indicate NIM Vital System complies.
    Electromagnetic Compatibility Compliance:
    - IEC 60601-1-2 Edition 4.0 2014-02Test results indicated NIM Vital System complies.
    Software Compliance:
    - FDA Guidance: Premarket submissions for software, General principles of software validation, Off-The-Shelf Software UseCompliance demonstrated implicitly through successful software testing.
    - IEC 60601-1-4 (for PEMS) and ANSI AAMI IEC 62304:2006/A1:2016Test results indicated NIM Vital System complies.
    Bench Performance (Usability, Battery, RF Coexistence, Specific Device Performance):
    - IEC 60601-1-6, IEC 62366-1 (Usability)Compliance demonstrated implicitly through successful bench testing.
    - IEC 62133 (Secondary cells and batteries)Compliance demonstrated implicitly through successful bench testing (NIM Vital has battery backup, predicate does not).
    - AIM 7351731 Rev. 2.00, ANSI IEEE C63.27-2017 (RF Identification, Wireless Coexistence)Compliance demonstrated implicitly through successful bench testing (NIM Vital has wireless connectivity, predicate does not).
    - IEC 60601-2-40:2016 (Electromyographs and evoked response equipment)Compliance demonstrated implicitly through successful bench testing.
    Safety of Stimulation Parameters:Supported by reference to published scientific articles on electrical stimulation of excitable tissue and clinical guidelines for intraoperative nerve monitoring. NIM Vital has higher Max Stim Current/Pulse Duration and Absolute maximum stimulation current/energy compared to predicate, implying additional safety consideration for these new parameters.

    Note on "Proof": For a 510(k) submission, "proof" of meeting acceptance criteria is primarily demonstrated through verification and validation (V&V) testing, compliance with recognized standards, and a comparison to a legally marketed predicate device to show substantial equivalence. The document repeatedly states that "All testing passed" and "Test results indicated that NIM Vital System complies with the applicable standards."

    2. Sample Size Used for the Test Set and Data Provenance

    The document describes bench testing and comparative design verification testing to demonstrate equivalence, but it does not specify "sample sizes" in the context of clinical patient data. The tests performed are primarily engineering and system-level tests:

    • Test Set (for comparative design verification): Not applicable in terms of patient sample size. The "test set" would be the NIM Vital system components compared against the NIM 3.0 system. The comparison involved specific functionalities (e.g., electrode impedance checking, monitoring during cautery, recording responses, APS monitoring).
    • Data Provenance: Not applicable. This is not a study based on human patient data. The "data" comes from the results of various engineering and functional performance tests conducted on the device itself. The document explicitly states:
      • "Animal testing data were not submitted with this 510(k)."
      • "Clinical testing was not submitted in this 510(k)."

    3. Number of Experts Used to Establish Ground Truth and Qualifications

    • Not applicable. Since no clinical testing or human data review was performed for this 510(k) submission, there were no experts used to establish ground truth in the traditional sense of medical image interpretation or clinical diagnosis.
    • The "ground truth" for the engineering and performance tests is defined by the technical specifications, design requirements, and recognized industry standards (e.g., IEC standards for electrical safety, EMC, software). Compliance is assessed against these predefined technical benchmarks, not clinical expert consensus.

    4. Adjudication Method for the Test Set

    • Not applicable. There was no clinical test set requiring adjudication by medical experts. The V&V testing involved engineering and quality control procedures to verify that the device performed according to its specifications and compared equivalently to the predicate.

    5. If a Multi-Reader Multi-Case (MRMC) Comparative Effectiveness Study was Done

    • No. The document explicitly states: "Clinical testing was not submitted in this 510(k)." Therefore, no MRMC study was conducted to assess improvement in human reader performance with AI assistance (as the device is not an AI-based diagnostic tool) or other clinical outcomes.

    6. If a Standalone (i.e. algorithm only without human-in-the-loop performance) was Done

    • Not applicable. The NIM Vital is a medical device for nerve monitoring, not a standalone algorithm. Its performance is inherent in its hardware, software, and functional operation. The "performance testing" described (Electrical Safety, EMC, Software, Bench Performance, Comparative Design Verification) can be considered "standalone" in the sense that they evaluate the device's technical capabilities in isolation.

    7. The Type of Ground Truth Used

    • The "ground truth" for this 510(k) submission is primarily technical specifications, engineering design requirements, and recognized industry standards (e.g., IEC 60601 family of standards for medical electrical equipment).
    • For the comparative design verification, the predicate device (NIM 3.0) and its established performance served as a "gold standard" for functional equivalence.

    8. The Sample Size for the Training Set

    • Not applicable. This is not an AI/machine learning device that requires a training set of data. The device's functionality is based on established electrophysiological principles and hardware/software design.

    9. How the Ground Truth for the Training Set Was Established

    • Not applicable, as there is no training set for this device.
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    K Number
    K152121
    Date Cleared
    2015-12-01

    (124 days)

    Product Code
    Regulation Number
    874.4420
    Reference & Predicate Devices
    Predicate For
    N/A
    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The EM Sinus Dilation System is intended for use in conjunction with the Medtronic Computer-Assisted Surgery System during sinus procedures when surgical navigation or image-guided surgery may be necessary. When used concomitantly, these systems may be used to

    • locate and move tissue, bone or cartilaginous tissue surrounding the drainage pathways of frontal, maxillary, and sphenoid sinuses to facilitate dilation of the sinus ostia; or
    • locate and move tissue, bone or cartilaginous tissue surrounding the drainage pathways of frontal, maxillary, and sphenoid sinuses that is scarred, granulated or previously surgically altered to facilitate dilation of the sinus ostia.

    The Medtronic computer-assisted surgery system and its associated applications are intended as an aid for precisely locating anatomical structures in either open or percutaneous procedures. Their use is indicated for any medical condition in which the use of stereotactic surgery may be appropriate, and where reference to a rigid anatomical structure, such as the skull, can be identified relative to a CT- or MR-based model, or digitized landmarks of the anatomy.

    The system and its associated applications should be used only as an adjunct for surgical quidance. They do not replace the surgeon's knowledge, expertise, or judgment.

    Device Description

    The NuVent™ EM Sinus Dilation System comprises sterile, single-use instruments that combine electromagnetic (EM) "plug and play" tracking capability with the pathway expansion effects of balloon dilation technology and an inflator. Each of the three types of sinus seekers (frontal, maxillary and sphenoid) has a unique shape and angle that allows for entry into the sinus outflow tract. The inflator consists of a plunger, barrel and extension tube.

    Each sinus seeker is intended for use in conjunction with the Fusion software on a Medtronic computer-assisted surgery system. Inside each sinus seeker is an EM tracker. The emitter on the EM Computer-Assisted Surgery System generates a low-energy magnetic field to locate the tracker mounted inside of the sinus seeker. The software displays the location of the sinus seeker's tip within multiple patient image planes and other anatomic renderings. After confirmation of placement, the sinus seekers balloon can be inflated with saline solution by using the inflator to expand the outflow of the targeted sinus.

    AI/ML Overview

    The provided text describes a 510(k) premarket notification for the NuVent EM Sinus Dilation System. This device is an ear, nose, and throat (ENT) manual surgical instrument used in conjunction with a computer-assisted surgery system for sinus procedures. The submission seeks to expand the indications for use to include procedures on scarred, granulated, or previously surgically altered tissue, and also to explicitly state facilitating "dilation of the sinus ostia" in the indications.

    The submission does not contain acceptance criteria for specific numerical performance metrics (e.g., sensitivity, specificity, accuracy) that would typically be expected for a diagnostic or AI-driven device. This is primarily because the device is a surgical instrument for physical manipulation and guidance, not a diagnostic tool that produces classification or quantitative results.

    The "study" described is a clinical study to support the expanded indications, focusing on the safe and intended performance of the device in a specific patient population, not on meeting predefined statistical performance thresholds for an AI algorithm.

    Based on the provided text, here is the information requested, with "N/A" where the information is not applicable to this type of device submission:

    1. Table of Acceptance Criteria and Reported Device Performance

    Given that this is a surgical instrument and not an AI or diagnostic device, the "acceptance criteria" discussed are related to the broader concepts of "substantial equivalence," "performance as intended," and "no new safety concerns." There are no quantitative performance metrics like sensitivity or specificity.

    Acceptance CriteriaReported Device Performance
    Device performs as intended for expanded indications (on scarred, granulated, or previously surgically altered tissue).The subject device performed as intended in a clinical study conducted in subjects with scarred, granulated, or previously surgically altered tissue.
    No new safety concerns are raised.The clinical study reported no adverse events attributed to the subject device.
    Device is substantially equivalent to predicate device.The subject and predicate EM Sinus Dilation System devices are identical in design and performance specifications. The difference in indications for use (specifically the addition of "scarred, granulated, or previously surgically altered" tissue and explicit mention of "dilation of the sinus ostia") was supported by the clinical study. No additional non-clinical testing was required as there were no design changes.

    2. Sample size used for the test set and the data provenance (e.g. country of origin of the data, retrospective or prospective)

    • Sample Size (Test Set): Not explicitly stated as a number of "subjects." The text mentions "subjects with scarred, granulated or previously surgically altered tissue were enrolled and treated in at least one frontal, sphenoid, or maxillary sinus." The exact number of subjects is not provided in this excerpt.
    • Data Provenance:
      • Country of Origin: Not specified.
      • Retrospective or Prospective: Prospective.

    3. Number of experts used to establish the ground truth for the test set and the qualifications of those experts (e.g. radiologist with 10 years of experience)

    N/A. This is a study to demonstrate the performance and safety of a surgical instrument in a clinical setting, not a study involving expert-derived ground truth for diagnostic accuracy. The "truth" is whether the device could be used as intended without issue and without new safety concerns, as observed by the operating surgeons. Though not called out explicitly regarding "ground truth," the study involved "surgeons" performing procedures.

    4. Adjudication method (e.g. 2+1, 3+1, none) for the test set

    N/A. This type of adjudication is not applicable to a clinical study evaluating the performance and safety of a surgical instrument. The study was described as "non-randomized, non-blinded, single arm."

    5. If a multi reader multi case (MRMC) comparative effectiveness study was done, If so, what was the effect size of how much human readers improve with AI vs without AI assistance

    N/A. This device is a surgical instrument assisted by a computer navigation system, not an AI-assisted diagnostic imaging interpretation tool. Therefore, an MRMC study and analysis of human reader improvement with AI assistance are not relevant.

    6. If a standalone (i.e. algorithm only without human-in-the-loop performance) was done

    N/A. The device is a physical surgical instrument that functions "in conjunction with the Medtronic Computer-Assisted Surgery System." It is inherently a "human-in-the-loop" device as it aids the surgeon, rather than performing tasks autonomously.

    7. The type of ground truth used (expert consensus, pathology, outcomes data, etc.)

    The "ground truth" implicitly assessed was clinical outcome and observed safety/performance during live surgical procedures. The clinical study evaluated whether the device "performed as intended and did not raise new safety concerns" in patients with the expanded indications.

    8. The sample size for the training set

    N/A. This submission describes a modification to an existing surgical device. There is no mention of an algorithm or AI model that would require a "training set."

    9. How the ground truth for the training set was established

    N/A. As there is no training set for an algorithm, this question is not applicable.

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    K Number
    K150728
    Date Cleared
    2015-08-14

    (147 days)

    Product Code
    Regulation Number
    874.4250
    Reference & Predicate Devices
    Predicate For
    N/A
    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The XPS Nexus™ System is indicated for the incision/cutting, removal and drilling of soft and hard tissue and bone in head and neck/ENT, oral/maxillofacial and plastic/reconstructive/aesthetic surgical procedures.

    Device Description

    The XPS Nexus™ System is a powered microdebrider and drill system that removes soft tissue, hard tissue and bone during surgical procedures. The system consists of a power control console, a foot control unit and assorted hand-pieces to drive various burs, blades, drills, rasps and cannulas. Hand-piece options include the StraightShot® M2 Microdebrider, the StraightShot® M4 Microdebrider and the Indigo® Otology Drill. The power control console also includes integrated irrigation pump for irrigation of blades and burs. Optional accessories include an IV pole to hold a bag(s) of irrigation solution as well as a carrying case.

    AI/ML Overview

    The provided document is a 510(k) summary for the Medtronic Xomed, Inc. XPS Nexus System. This type of submission is for demonstrating substantial equivalence to a legally marketed predicate device, rather than proving novel effectiveness. Therefore, the device is not an AI/ML powered device, and the information requested (acceptance criteria, study details, sample sizes, expert involvement, etc., in the context of an AI/ML device) is not directly applicable or available in this document.

    However, I can extract the types of testing performed and the standards met, which serve as "acceptance criteria" for this conventional medical device's safety and performance in the context of a 510(k) submission.

    Here's a breakdown of the available information, reframed to address the spirit of your request where possible, but highlighting that this is not an AI/ML device study:

    1. A table of acceptance criteria and the reported device performance

    For a conventional medical device like the XPS Nexus System, "acceptance criteria" typically refer to compliance with recognized standards for safety and fundamental performance. The reported "device performance" in a 510(k) for such a device is demonstrated by meeting these standards and showing equivalence to predicate devices.

    Acceptance Criteria CategorySpecific Standard/GuidanceReported Device Performance
    Electrical SafetyAAMI ANSI ES 60601-1: 2005/(R)2012 and A1:2012, C1:2009/(R)2012 and A2:2010/(R)2012"Test results indicated that XPS Nexus System complies with the applicable standards."
    Electromagnetic Comp.IEC 60601-1-2 Edition 3: 2007-03"Test results indicated that XPS Nexus System complies with the applicable standards."
    Software TestingFDA Guidance: "The content of premarket submissions for software..." (May 11, 2005)"Test results indicated that XPS Nexus System complies with the applicable standards."
    FDA Guidance: "General principles of software validation..." (Jan 11, 2002)(Implied compliance with guidance, not a pass/fail test)
    IEC 60601-1-4:1996 + Am. 1:1999"Test results indicated that XPS Nexus System complies with the applicable standards."
    IEC 62304: 2006-05 (Medical device software - Software life cycle processes)"Test results indicated that XPS Nexus System complies with the applicable standards."
    Performance TestingIEC 60601-1-6 Edition 3.0: 2010-01 (Usability)"Test results indicated that XPS Nexus System complies with the applicable standards."
    AAMI ANSI IEC 62366:2007/(R)2013 (Application of usability engineering)"Test results indicated that XPS Nexus System complies with the applicable standards."
    General performance verification and validation testing to verify performance and output."General performance verification and validation testing... was also performed to verify the performance and output characteristics." (Implied successful verification within safety limits)

    2. Sample size used for the test set and the data provenance (e.g. country of origin of the data, retrospective or prospective)

    This information is not provided in the document. The document describes engineering and regulatory compliance testing rather than clinical or AI/ML performance testing involving patient data. For electrical, EMC, software, and general performance testing, a "sample size" of patient data is not applicable. The samples would be the device units tested, but the number is not specified.

    3. Number of experts used to establish the ground truth for the test set and the qualifications of those experts (e.g. radiologist with 10 years of experience)

    This information is not applicable and not provided. "Ground truth" established by experts is relevant for AI/ML diagnostic or prognostic devices that interpret medical data. This device is a surgical drill system; its "ground truth" relates to its mechanical and electrical function as per engineering specifications, not expert interpretation of medical images or patient outcomes.

    4. Adjudication method (e.g. 2+1, 3+1, none) for the test set

    This information is not applicable and not provided. Adjudication methods like 2+1 are typically used in clinical studies or AI/ML evaluations where there's disagreement among human readers or between AI and human readers. This document details engineering compliance testing.

    5. If a multi reader multi case (MRMC) comparative effectiveness study was done, If so, what was the effect size of how much human readers improve with AI vs without AI assistance

    This information is not applicable and not provided. MRMC studies are used for evaluating the impact of AI on human reader performance, typically in diagnostic imaging. This device is a surgical drill and does not involve "human readers" interpreting data with or without AI assistance.

    6. If a standalone (i.e. algorithm only without human-in-the-loop performance) was done

    This information is not applicable and not provided. This device is a physical surgical tool and does not involve a standalone algorithm for performance evaluation in the context of AI.

    7. The type of ground truth used (expert consensus, pathology, outcomes data, etc)

    For this device, the "ground truth" would be established by engineering specifications, validated test methods (e.g., measuring power output, torque, temperature, electrical leakage), and compliance with the recognized consensus standards listed (e.g., IEC 60601 series). It's a functional "ground truth" based on physics and engineering, not medical interpretation or pathology.

    8. The sample size for the training set

    This information is not applicable and not provided. Training sets are used for machine learning models. This is a conventional medical device.

    9. How the ground truth for the training set was established

    This information is not applicable and not provided.

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    K Number
    K151067
    Date Cleared
    2015-07-22

    (92 days)

    Product Code
    Regulation Number
    874.3880
    Predicate For
    N/A
    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    When inserted through a myringotomy, a ventilation tube provides a passageway for movement of air between the auditory canal and the middle ear. The unobstructed passageway may also allow a means of drainage of fluids resulting from acute or chronic otitis media from the middle ear into the auditory canal. In addition, surgical placement of ventilation tubes also provides a means of equalizing air pressures between the outer ear and the middle ear and continued ventilation to prevent fluid accumulation within the middle ear.

    The surgeon must use medical judgment and consider the patient's medical history prior to a decision to surgically insert a ventilation tube. Pathologic conditions for which ventilation tubes are indicated include but not limited to:

    • Chronic otitis media with effusion characterized as serous, mucoid, or purulent
    • Recurrent acute otitis media which fails to respond satisfactorily to alternative therapies
    • A patient with a history of persistent high negative middle ear pressure which may be associated with conductive hearing loss, otalgia, vertigo and/or tinnitus
    • Atelectasis resulting from retraction pocket of the tympanic membrane or eustachian tube dysfunction
    Device Description

    Medtronic® Xomed® Ventilation (tympanostomy) Tubes are small tubular implants available in a variety of biocompatible materials including silicone elastomer, fluoroplastic. C-FLEX® TPE. stainless steel and titanium. Numerous designs and sizes are available with single or multiple flanges to satisfy various surgical techniques for insertion and to facilitate short or long-term communication of the auditory canal with the middle ear. Some tubes are fitted with semi-permeable membranes intended to allow free passage of air while preventing movement of fluids into the middle ear.

    AI/ML Overview

    The provided text describes a 510(k) premarket notification for "Ventilation (Tympanostomy) Tubes" by Medtronic Xomed, Inc. This submission is for consolidating previously cleared and preamendment ventilation tubes and claims substantial equivalence to predicate devices. As such, it does not contain information about a study to prove acceptance criteria for a new device or algorithm performance.

    Therefore, most of the requested information regarding acceptance criteria, study details, sample sizes, ground truth establishment, expert involvement, and comparative effectiveness studies is not applicable to this document. This submission relies on the existing clearance and established performance of the predicate devices.

    Here's a breakdown of what can be extracted and what cannot:

    1. A table of acceptance criteria and the reported device performance

    • Not Applicable. This submission is for devices that have already been cleared or were preamendment devices, meaning their performance and safety were established previously. No new performance acceptance criteria or study results are presented in this document. The document asserts "same" for all comparative characteristics with existing predicate devices.

    2. Sample sized used for the test set and the data provenance (e.g. country of origin of the data, retrospective or prospective)

    • Not Applicable. No new test set or data provenance is mentioned as no new performance testing was conducted for this 510(k). The document states, "The Ventilation (Tympanostomy) Tubes did not undergo any design changes as a result of this submission. Therefore no additional bench, animal or clinical testing is required."

    3. Number of experts used to establish the ground truth for the test set and the qualifications of those experts (e.g. radiologist with 10 years of experience)

    • Not Applicable. No test set or ground truth establishment relevant to the performance of a new device is mentioned.

    4. Adjudication method (e.g. 2+1, 3+1, none) for the test set

    • Not Applicable. No test set or related adjudication method is mentioned.

    5. If a multi reader multi case (MRMC) comparative effectiveness study was done, If so, what was the effect size of how much human readers improve with AI vs without AI assistance

    • Not Applicable. This is not an AI device, and no MRMC study was conducted or referenced for this submission.

    6. If a standalone (i.e. algorithm only without human-in-the-loop performance) was done

    • Not Applicable. This is not an AI/algorithm device.

    7. The type of ground truth used (expert consensus, pathology, outcomes data, etc)

    • Not Applicable. No new ground truth for performance evaluation is mentioned. The clearance is based on substantial equivalence to predicate devices.

    8. The sample size for the training set

    • Not Applicable. This is not an AI/algorithm device and thus has no training set.

    9. How the ground truth for the training set was established

    • Not Applicable. This is not an AI/algorithm device and thus has no training set or associated ground truth establishment.

    Summary of Relevant Information from the Document:

    The document focuses on demonstrating substantial equivalence to existing predicate devices. The key argument is that the proposed Ventilation (Tympanostomy) Tubes are identical in intended use, indications for use, technological characteristics, and principle of operation to 12 previously cleared predicate devices.

    Table of Acceptance Criteria and Reported Device Performance:

    Based on the document, the "acceptance criteria" appear to be meeting the characteristics of the predicate devices, thereby establishing substantial equivalence. The reported "performance" is implicitly that these devices function identically to the legally marketed predicates.

    Feature / CriterionSubject Device (Medtronic Xomed Ventilation (Tympanostomy) Tubes)Predicate DevicesComparison / Outcome
    Intended UseProvides a passageway for air movement between the auditory canal and middle ear; allows drainage of fluids from otitis media; equalizes air pressures and prevents fluid accumulation.Same as Subject DeviceSame (Substantially Equivalent)
    Indications for UseChronic otitis media with effusion (serous, mucoid, purulent); Recurrent acute otitis media failing alternative therapies; Persistent high negative middle ear pressure (with conductive hearing loss, otalgia, vertigo, tinnitus); Atelectasis from tympanic membrane retraction pocket or eustachian tube dysfunction. The surgeon must use medical judgment.Same as Subject DeviceSame (Substantially Equivalent)
    Technological Characteristics (Materials)Silicone elastomer, fluoroplastic, C-FLEX® TPE, stainless steel, titanium. Some fitted with semi-permeable membranes.Various Materials: Silicone, Teflon, Titanium Stainless Steel, C-Flex, Silicone/Microgel, FEP, Fluoroplastic, Hydroxylapatite Coating from 12 listed predicate devices.Same (Substantially Equivalent, encompassing the full range of materials already on market)
    Technological Characteristics (Design/Sizes)Small tubular implants, numerous designs and sizes available with single or multiple flanges. (ID: 0.76-1.65 mm; IFD: 1.09-9.80 mm; L: 1.06-13.40 mm)Various Sizes (ID: 0.76-1.65; IFD: 1.09-9.80 L: 1.06-13.40 mm)Same (Substantially Equivalent, covering the range of previously cleared sizes)
    SterilizationEthylene OxideEthylene OxideSame (Substantially Equivalent)
    Principle of OperationSurgically inserted in the tympanic membrane following myringotomy to provide a passageway for air movement between the auditory canal and the middle ear.Surgically inserted in the tympanic membrane following myringotomy to provide a passageway for the movement of air between the auditory canal and the middle ear.Same (Substantially Equivalent)
    Performance Testing (Clinical, Bench, Animal)"The Ventilation (Tympanostomy) Tubes did not undergo any design changes as a result of this submission. Therefore no additional bench, animal or clinical testing is required. A Literature Review is provided with post market surveillance data for these Ventilation Tubes." (Details of literature review not provided in the excerpt.)Previously established performance and safety based on prior 510(k) clearances (listed in Section X) and preamendment status of predicate devices. Implied long-term successful use and safety profiles of the predicate devices.The device meets the acceptance criteria by demonstrating substantial equivalence in all key characteristics to legally marketed predicate devices, negating the need for new performance studies. The prior clearances and post-market surveillance data of predicates serve as evidence of acceptable performance.
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    K Number
    K132297
    Date Cleared
    2013-11-05

    (104 days)

    Product Code
    Regulation Number
    874.4420
    Reference & Predicate Devices
    Predicate For
    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The EM Sinus Dilation System is intended for use in sinus procedures when surgical navigation or image-guided surgery may be necessary to locate and move tissue, bone or cartilaginous tissue surrounding the drainage pathways of the frontal, maxillary, and sphenoid sinuses.

    The EM Sinus Dilation system is used in conjunction with the Medtronic computer-assisted surgery system.

    The Medtronic computer-assisted surgery system and its associated applications are intended as an aid for precisely locating anatomical structures in either open or percutaneous procedures. Their use is indicated for any medical condition in which the use of stereotactic surgery may be appropriate, and where reference to a rigid anatomical structure, such as the skull, can be identified relative to a CT- or MR-based model, or digitized landmarks of the anatomy. The system and its associated applications should be used only as an adjunct for surgical guidance. They do not replace the surgeon's knowledge, expertise, or judgment.

    Device Description

    The EM Sinus Dilation System composes of sterile, single-use instruments that combine electromagnetic (EM) "plug and play" tracking capability with the pathway expansion effects of balloon dilatation technology and an inflator. Each of the three types of sinus seekers (frontal, maxillary and sphenoid) has a unique shape with the appropriate angle that allow for entry into the scarred sinus outflow tract. The inflator consists of a plunger, barrel and extension tube.

    Each sinus dilation instrument is intended to be used in conjunction with the Fusion software on a Medtronic computer-assisted surgery system.

    Inside of each sinus seeker is an EM tracker. The emitter on the Fusion System generates a low-energy magnetic field to locate the tracker mounted on the sinus seeker. Then, the software displays the location of the sinus dilation instrument's tip within multiple patient image planes and other anatomic renderings. After confirmation of placement, the sinus seeker's balloon can be inflated with saline solution, using the inflator to expand the outflow track of the targeted sinus.

    AI/ML Overview

    The provided 510(k) summary for the Medtronic EM Sinus Dilation System (K132297) focuses on demonstrating substantial equivalence to predicate devices, primarily through technological characteristics and intended use. It does not include a detailed study proving the device meets specific performance acceptance criteria in the way a diagnostic AI device summary might.

    The submission is for a surgical instrument with electromagnetic tracking, rather than an AI/ML-driven diagnostic tool. Therefore, the typical acceptance criteria and study designs (e.g., sensitivity, specificity, MRMC studies, ground truth establishment) for AI-powered devices are not applicable or detailed in this document.

    However, based on the information provided, I can extract what is stated regarding performance testing and how it relates to ensuring "acceptable navigational accuracy."

    Here's a breakdown of the available information in the requested format, acknowledging the limitations for an AI/ML context:


    1. Table of Acceptance Criteria and Reported Device Performance

    Acceptance Criteria (Implied)Reported Device Performance (as stated)
    Functional navigation capability with Medtronic systemsTesting conducted to ensure functionality and compatibility with identified Medtronic products.
    Acceptable navigational accuracyTesting conducted to ensure acceptable navigational accuracy with Medtronic Navigation systems and Fusion software.
    Performance under simulated real-life useTest samples subjected to simulated real-life use conditions during functional testing.

    2. Sample Size Used for the Test Set and the Data Provenance

    • Test Set Sample Size: Not explicitly stated. The document mentions "Test samples" but does not quantify them or describe the nature of these samples (e.g., physical phantoms, cadaveric models, clinical data).
    • Data Provenance: The testing was "Benchtop and simulated environment." There is no mention of country of origin for data, nor whether it was retrospective or prospective, as it appears to be primarily lab-based testing.

    3. Number of Experts Used to Establish the Ground Truth for the Test Set and the Qualifications of Those Experts

    • This information is not provided because the device is a surgical instrument with navigation capabilities, not a diagnostic tool requiring expert interpretation of images or clinical data for ground truth establishment. The "ground truth" for navigational accuracy would likely be established by known physical measurements in the simulated environment.

    4. Adjudication Method for the Test Set

    • Not applicable/Not described. Given the nature of the device and testing, expert adjudication in the context of diagnostic performance is not relevant here. Navigational accuracy would typically be objectively measured against known spatial references.

    5. If a Multi-Reader Multi-Case (MRMC) Comparative Effectiveness Study was Done

    • No. An MRMC study was not done. This type of study is relevant for evaluating human reader performance, particularly with diagnostic imaging tools where human interpretation is a key component. This device is a surgical instrument, and its performance is evaluated in terms of its physical function and navigational accuracy rather than diagnostic reader performance.

    6. If a Standalone (i.e., algorithm only without human-in-the-loop performance) was Done

    • Yes, effectively. The "System Accuracy Method" is described as "Benchtop and simulated environment." This indicates that the functional and navigational accuracy of the device, likely using its electromagnetic tracking algorithm, was evaluated in a controlled setting without a human surgeon performing a full procedure. The document states the system "displays the location of the sinus dilation instrument's tip," implying an objective measurement of this display accuracy.

    7. The Type of Ground Truth Used

    • Implied objective measurements in a simulated environment. While not explicitly stated with details like "pathology" or "outcomes data," the "Benchtop and simulated environment" testing for "System Accuracy" and "navigational accuracy" suggests that the "ground truth" would be precisely known physical positions or measurements within the controlled test setup. For example, a known target position versus the device's reported position.

    8. The Sample Size for the Training Set

    • Not applicable/Not provided. This device is a mechanical surgical instrument with electromagnetic tracking. It does not refer to an AI/ML algorithm that would typically require a "training set" in the conventional sense (e.g., for image recognition or predictive modeling). The "Fusion software" mentioned is likely a deterministic navigation system rather than a machine learning model that undergoes training.

    9. How the Ground Truth for the Training Set Was Established

    • Not applicable/Not provided. As there is no explicit mention of a "training set" or an AI/ML model being trained with data in this submission, the method for establishing ground truth for such a set is not discussed.
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    K Number
    K122391
    Date Cleared
    2013-01-10

    (156 days)

    Product Code
    Regulation Number
    872.5570
    Panel
    Dental
    Reference & Predicate Devices
    Predicate For
    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The AlRvance™ Bone Screw System is intended for anterior tongue base suspension by fixation of the soft tissue of the tongue base to the mandible bone using a bone screw with pre-threaded suture. It is indicated for the treatment of obstructive sleep apnea (OSA) and/or snoring. The AlRvance™ Bone Screw System is also suitable for the performance of a hyoid suspension procedure which can be used in combination with other procedures for the treatment of obstructive sleep apnea (OSA). It is indicated for the treatment of obstructive sleep apnea (OSA) and/or snoring.

    Device Description

    The AlRvance™ Bone Screw System consists of three main components: a bone screw attached to surgical suture material, a bone screw inserter, and a suture passer. The AlRvance™ bone screw is a sharp tipped, small diameter titanium screw with polypropylene monofilament no. 1 suture crimped into its base. The AlRvance™ Bone Screw Inserter is a disposable, battery operated, single use device. The AlRvance™ Suture Passer is designed to assist in passing the suture through the floor of the tongue base advancement procedure or through the neck during a hyoid suspension procedure.

    AI/ML Overview

    This 510(k) summary (K122391) for the AIRvance™ Bone Screw System indicates that the device is substantially equivalent to a predicate device (Repose™ Bone Screw System (K981677)) and did not involve a standalone study or a comparative effectiveness study with human readers assisted by AI.

    The submission states: "No additional nonclinical tests were conducted in support of this submission. The current device is identical to the predicate." and further, "Because the new device is physically identical to the predicate device, justifying no new nonclinical testing, along with the evolution of upper airway surgery and the factors reqarding the method of treatment identified in the clinical information, we conclude that this new device is safe and effective for its intended use and performs as well or better than the predicate device."

    Therefore, the acceptance criteria and the study that proves the device meets the acceptance criteria are based on its substantial equivalence to the predicate device and existing literature, rather than a new standalone performance study for this specific device.

    Here's an attempt to structure the information based on your request, acknowledging the limitations due to the nature of this 510(k) submission:


    Acceptance Criteria and Device Performance for AIRvance™ Bone Screw System (K122391)

    1. Table of Acceptance Criteria and Reported Device Performance

    Given that this 510(k) relies on substantial equivalence to a predicate device and existing clinical literature for similar procedures, there are no specific quantitative acceptance criteria or reported performance metrics derived from a new study of the AIRvance™ Bone Screw System itself.

    Instead, the "acceptance criteria" can be inferred as the demonstration of substantial equivalence to the predicate device (Repose™ Bone Screw System (K981677)) and the established effectiveness of the underlying surgical procedures (hyoid suspension, tongue base suspension) as supported by peer-reviewed literature.

    Acceptance Criteria (Inferred from 510(k) process)Reported Device Performance (as per 510(k) and predicate)
    Mechanical/Physical Equivalence: Device components (bone screw, inserter, suture passer) are physically identical to the predicate device."The AlRvance™ Bone Screw System like its predicate device, the Repose™ Bone Screw System (K981677), is based on suspending soft tissue to fixed bone by means of sutures attached to bone screw... None of the Technological Characteristics are different from those of the Predicate." and "Because the new device is physically identical to the predicate device, justifying no new nonclinical testing..."
    Intended Use Equivalence: The indications for use are substantially similar to the predicate device."The AlRvance™ Bone Screw System is intended for anterior tonque base suspension... for the treatment of obstructive sleep apnea (OSA) and/or snoring. The AlRvance™ Bone Screw System is also suitable for the performance of a hyoid suspension procedure... for the treatment of obstructive sleep apnea (OSA) and/or snoring." (These align with the general indications for devices of this type for OSA and snoring).
    Safety and Effectiveness: The device is as safe and effective as the predicate device."The current device is identical to the predicate." and "...we conclude that this new device is safe and effective for its intended use and performs as well or better than the predicate device." The clinical information section provides a "summary of clinical studies involving hyoid suspension published in the peer-review literature, to show that this treatment is often used successfully to reduce hypopharyngeal airway compromise in the effective treatment of OSA and may be used in combination with other surgical procedures..." This literature review supports the procedure's effectiveness, which the device facilitates.
    Technological Characteristics Equivalence: The technology and operating principle are the same as the predicate."The AlRvance™ Bone Screw System like its predicate device... is based on suspending soft tissue to fixed bone by means of sutures attached to bone screw." and "None of the Technological Characteristics are different from those of the Predicate."

    2. Sample Size Used for the Test Set and Data Provenance

    • Sample Size for Test Set: Not applicable. No new test set data was generated for this 510(k) submission for the AIRvance™ Bone Screw System, as its performance was established through substantial equivalence to the predicate and existing literature.
    • Data Provenance: The "Clinical Information" section refers to a "summary of clinical studies involving hyoid suspension published in the peer-review literature." The specific countries of origin or whether these were retrospective/prospective studies are not detailed in this summary.

    3. Number of Experts Used to Establish the Ground Truth for the Test Set and Qualifications

    • Number of Experts: Not applicable. No new clinical "ground truth" for a test set was established for the specific AIRvance™ Bone Screw System as part of this submission. The "clinical conclusion" is based on the general understanding of hyoid suspension procedures from published literature, implying general consensus among the medical community.

    4. Adjudication Method for the Test Set

    • Adjudication Method: Not applicable. There was no new test set requiring adjudication in this submission for the AIRvance™ Bone Screw System.

    5. Multi-Reader Multi-Case (MRMC) Comparative Effectiveness Study

    • Was an MRMC study done? No. This submission does not mention or present the results of an MRMC study.
    • Effect size of human readers with vs. without AI assistance: Not applicable, as no MRMC study or AI assistance component is described for this device.

    6. Standalone Performance (Algorithm Only without Human-in-the-Loop Performance)

    • Was a standalone study done? No. This submission explicitly states: "No additional nonclinical tests were conducted in support of this submission. The current device is identical to the predicate." Therefore, no standalone performance study was conducted for the AIRvance™ Bone Screw System.

    7. Type of Ground Truth Used

    • Type of Ground Truth: For the purpose of establishing safety and effectiveness, the "ground truth" relied upon is the established clinical efficacy of hyoid suspension procedures as demonstrated in peer-reviewed medical literature and the documented safety and performance of the predicate device (Repose™ Bone Screw System). This is a form of expert consensus and outcomes data at the procedural level, rather than specific performance data for the new device.

    8. Sample Size for the Training Set

    • Sample Size for Training Set: Not applicable. This device is not an AI/ML algorithm requiring a training set. The substantial equivalence argument relies on the physical and technological identity to the predicate device and the clinical understanding of the surgical procedures for which it is used.

    9. How the Ground Truth for the Training Set was Established

    • How Ground Truth for Training Set Established: Not applicable, as there is no training set for this device.
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