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510(k) Data Aggregation

    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    Ready-to-Use Format

    For in vitro diagnostic use.

    BOND Ready-to-Use Primary Antibody Progesterone Receptor (16) is a monoclonal antibody intended to the qualitative identification by light microscopy of human progesterone receptor in formalin-fixed, paraffin-embedded tissue by immunohistochemical staining using the automated BOND-III systems. Progesterone Receptor Clone (16) specifically binds to the progesterone receptor antigen located in the nucleus of progesterone receptor positive normal and neoplastic cells.

    Progesterone Receptor Clone (16) is indicated as an aid in the management, prognosis and prediction of therapy outcome of breast cancer. The clinical interpretation of any staining or its absence should be complemented by morphological studies using proper controls and should be evaluated within the context of the patient's clinical history and other diagnostic tests by a qualified pathologist.

    Progesterone Receptor Clone (16) is optimized for use on the Leica Biosystems automated BOND-MAX or BOND-III systems using the BOND Polymer Refine Detection kit.

    Concentrated Liquid Antibody Format

    For in vitro diagnostic use.

    Novocastra Liquid Mouse Monoclonal Antibody Progesterone Receptor Clone (16) (Concentrated Liquid Antibody Format) is intended to be used for the qualitative identification by light microscopy of human progesterone receptor in formalin-fixed, paraffin-embedded tissue by immunohistochemical staining. Progesterone Receptor Clone (10) specifically binds to the progesterone receptor antigen located in the nucleus of progesterone receptor positive normal and neoplastic cells.

    Progesterone Receptor Clone (16) Monoclonal Antibody (Concentrated Liquid Antibody Format) is indicated as an aid in the management, prognosis and prediction of therapy outcome of breast cancer. The clinical interpretation of any staining or its absence should be complemented by morphological studies using proper controls and should be evaluated within the context of the patient's clinical history and other diagnostic tests by a qualified pathologist.

    Device Description

    Progesterone Receptor (16) is a mouse anti-human monoclonal antibody produced as a tissue culture supernatant. This antibody is utilized to perform a qualitative immunohistochemical (IHC) assay to identify Progesterone Receptor expression in human breast cancer tissue routinely processed and paraffin-embedded for histological examination.

    Progesterone Receptor (PGR) Clone 16 Primary Antibody is provided in a Ready-to-Use (RTU) and a concentrated liquid format. The RTU format is supplied in Tris buffered saline with carrier protein, containing 0.35% ProClin™ 950 as a preservative and is provided in two volumes (7 mL and 30 mL). The total protein concentration is approximately 10 mg/mL and the total antibody concentration is greater than or equal to 1 mg/L as determined by ELISA. The RTU format is optimally diluted for use on the automated BOND-MAX and BOND-III instrument staining platforms in combination with BOND Polymer Refine Detection (DS9800). The concentrated liquid format is provided so that customers may utilize manual staining protocols. The concentrated liquid format is a liquid tissue culture supernatant containing 15 mM sodium azide as a preservative. The total protein concentration is determined on a per batch basis and is described on the vial label, and the antibody concentration is greater than or equal to 324.0 mg/L as determined by ELISA.

    The BOND-MAX and BOND-III instruments are fully automated slide stainers that perform automated deparaffinization (dewaxing), antigen retrieval, immunohistochemistry (IHC) staining/in situ hybridization (ISH) staining, and counterstaining. The major components of the BOND staining platforms are the processing module, computer (BOND controller), handheld ID scanner, and slide label printer. The BOND staining platforms are composed of a number of discrete software components including the BOND application software, BOND instrument/processing module software, BOND service software, and Laboratory interface system - integration package (LIS-IP).

    AI/ML Overview

    Here's a breakdown of the acceptance criteria and study details based on the provided text:

    1. A table of acceptance criteria and the reported device performance

    The document does not explicitly state numerical acceptance criteria for immunoreactivity or stability beyond "met acceptance criteria". However, the repeatability and reproducibility sections do provide numerical agreements and state that they met criteria. The method comparison also provides numerical agreements and states it met acceptance criteria.

    Performance MetricAcceptance Criteria (Implicit from "met acceptance criteria")Reported Device Performance
    Intra-run Repeatability"met acceptance criteria"Overall Percent Agreement (OPA): 96.2% (51/53; 95% CI: 87.2% to 99.0%) Positive Percent Agreement (PPA): 96.3% (26/27; 81.7% - 99.3%) Negative Percent Agreement (NPA): 96.2% (25/26; 81.1% - 99.3%)
    Inter-day Repeatability"met acceptance criteria"OPA: 98.8% (479/485; 95% CI: 97.3% - 99.4%) PPA: 100% (198/198; 98.1% - 100%) NPA: 97.9% (281/287; 95.5% - 99.0%)
    Inter-instrument Repeatability"met acceptance criteria"OPA: 98.8% (479/485; 95% CI: 97.3% - 99.4%) PPA: 100% (198/198; 98.1% - 100%) NPA: 97.9% (281/287; 95.5% - 99.0%)
    Inter-lot Repeatability"met acceptance criteria"OPA: 98.8% (479/485; 95% CI: 97.3% - 99.4%) PPA: 100% (198/198; 98.1% - 100%) NPA: 97.9% (281/287; 95.5% - 99.0%)
    Inter-laboratory Reproducibility"met acceptance criteria"Average Positive Agreement (APA): 96.2% (95% CI: 94.5% - 97.6%) Average Negative Agreement (ANA): 95.7% (95% CI: 93.9% - 97.3%) Average Overall Agreement (AOA): 95.9% (95% CI: 94.3% - 97.4%) (Across 3 labs)
    Inter-pathologist Reproducibility"met acceptance criteria"Average Positive Agreement (APA): 94.1% (95% CI: 92.0% - 95.8%) Average Negative Agreement (ANA): 93.4% (95% CI: 91.1% - 95.3%) Average Overall Agreement (AOA): 93.7% (95% CI: 91.7% - 95.5%) (Across 3 pathologists)
    Method Comparison (Subject vs. Predicate)"met acceptance criteria"Positive Percent Agreement: 95.5% (95% CI: 91.9%-97.5%) Negative Percent Agreement: 95.7% (95% CI: 92.2%-97.6%) Overall Percent Agreement: 95.6% (95% CI: 93.3%-97.1%)
    Stability"met acceptance criteria"Product shelf-life is conservatively set at 18 months, unchanged from the predicate device.

    2. Sample size used for the test set and the data provenance (e.g. country of origin of the data, retrospective or prospective)

    • Intra-run Repeatability: 6 unique breast tumor tissue cases.
    • Inter-day, Inter-instrument, Inter-lot Repeatability: 27 unique breast tumor tissue cases.
    • Reproducibility (Inter-laboratory & Inter-pathologist): 135 unique FFPE breast tumor tissue cases.
    • Method Comparison: A total of 455 cases (implied from the table total).
    • Data Provenance: The document does not explicitly state the country of origin or whether the data was retrospective or prospective. It only mentions "human progesterone receptor in formalin-fixed, paraffin-embedded tissue" and "breast tumor tissue cases."

    3. Number of experts used to establish the ground truth for the test set and the qualifications of those experts (e.g. radiologist with 10 years of experience)

    • Reproducibility (Inter-laboratory & Inter-pathologist): 3 pathologists were involved in scoring the slides, one per site. Their qualifications are not specified beyond "pathologist."
    • Other studies (Repeatability, Method Comparison): The document does not explicitly state the number of experts used for establishing ground truth or their qualifications for these studies. The scoring for repeatability likely involved expert assessment, and method comparison relied on comparing the subject device to a predicate device, which would also implicitly rely on established expert assessment standards.

    4. Adjudication method (e.g. 2+1, 3+1, none) for the test set

    The document does not describe an explicit adjudication method (like 2+1 or 3+1) for resolving discrepancies. For the reproducibility studies, agreements are calculated between observers, suggesting individual pathologist assessments were compared rather than being subjected to a specific adjudication process to establish a single "ground truth" per case.

    5. If a multi reader multi case (MRMC) comparative effectiveness study was done, If so, what was the effect size of how much human readers improve with AI vs without AI assistance

    This document describes the performance of an immunohistochemistry reagent/antibody, not an AI-assisted diagnostic device. Therefore, an MRMC comparative effectiveness study involving human readers improving with AI assistance is not applicable and was not performed. The studies focus on the analytical performance and reproducibility of the staining process and the antibody's interpretation by pathologists.

    6. If a standalone (i.e. algorithm only without human-in-the-loop performance) was done

    This is an immunohistochemistry reagent, not an algorithm. Therefore, a standalone algorithm-only performance study is not applicable and was not performed. The performance is intrinsically linked to its use in a laboratory setting by human interpretation.

    7. The type of ground truth used (expert consensus, pathology, outcomes data, etc.)

    The ground truth for the evaluations appears to be based on pathology assessments by qualified pathologists, specifically following ASCO/CAP guidelines (≥1% cut-off) for determining PR status in breast cancer tissue. This is indicated by phrases like "scored according to ASCO/CAP guidelines" and "clinical interpretation of any staining or its absence should be complemented by morphological studies... by a qualified pathologist."

    8. The sample size for the training set

    The document describes performance studies, not the development or training of an AI model. Therefore, there is no mention of a "training set" or its sample size.

    9. How the ground truth for the training set was established

    As this is not an AI model, there is no training set and thus no ground truth establishment process described for one. The "training" of the antibody is inherent to its development and optimization for specific antigen binding, which is evaluated through immunoreactivity and analytical performance studies.

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    K Number
    K122556
    Date Cleared
    2014-05-19

    (635 days)

    Product Code
    Regulation Number
    864.1860
    Reference & Predicate Devices
    Predicate For
    N/A
    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    Estrogen Receptor Clone 6F11 (ER 6F11) Mouse Monoclonal antibody is intended for laboratory use to qualitatively identify estrogen receptor (ER) antigen in sections of formalin fixed, paraffin embedded breast cancer tissue by immunohistochemistry methods. Estrogen Receptor Clone 6F11 specifically binds to the ER antigen located in the nucleus of ER positive normal and neoplastic cells.

    Estrogen Receptor Clone 6F1 I is indicated as an aid in the management, prognosis and predication of therapy outcome of breast cancer. The clinical interpretation of any staining or its absence should be complemented by morphological studies using proper controls and should be evaluated within the context of the patient's clinical history and other diagnostic tests by qualified pathologist.

    Estrogen Receptor Clone 6F11 Ready-to-Use Primary Antibody for Bond™ and the Estrogen Receptor Clone 6F11 Liquid Concentrate Primary Antibody, Novocastra™ are optimized for use on the Leica Biosystems Bond III staining platform using the Bond Polymer Refine Detection Kit.

    Device Description

    Estrogen Receptor Clone 6F11 is a mouse anti-human monoclonal antibody produced as a tissue culture supernatant. This antibody is utilized to perform a semi-quantitative immunohistochemical (IHC) assay to identify estrogen receptor (ER) expression in human breast cancer tissue routinely processed and paraffin-embedded for histological examination.

    Estrogen Receptor Clone 6F11 primary antibody is provided in two formats, a Bond™ Ready-to-Use format (product code PA0151 (7mL) and PA0009 (30 mL)) and a concentrated liquid format (product code NCL-L-ER-6F11 (1mL) and is optimally diluted for use on the automated Bond System (Bond III ) in combination with Bond Polymer Refine Detection kit.

    Total protein concentration for Estrogen Receptor clone 6F11 is approximately 3.8 g/L. The immunoglobulin concentration is approximately 75 mg/L.

    The Estrogen Receptor Clone 6F11 Liquid Concentrate Primary Antibody, Novocastra" is recommended for use at a dilution of 1 in 50 when diluted in Bond Antibody Diluent (AR9352).

    The Estrogen Receptor Clone 6F11 Ready-to-Use Primary Antibody for Bond™ is a tissue culture supernatant prepared at a working immunoglobulin concentration of 0.88 µg/mL. It is supplied in Tris buffered saline with carrier protein, containing 0.35% ProClin™ 950 as a preservative.

    AI/ML Overview

    Acceptance Criteria and Device Performance for Estrogen Receptor Clone 6F11

    The Leica Biosystems Estrogen Receptor Clone 6F11 (ER 6F11) primary antibody, in both Ready-to-Use (PA0151) and Liquid Concentrate (NCL-L-ER-6F11) formats, demonstrated performance across several studies to meet acceptance criteria for its intended use in immunohistochemistry for ER antigen identification in breast cancer tissue.

    1. Table of Acceptance Criteria and Reported Device Performance

    The provided document details various performance studies rather than explicit, pre-defined acceptance criteria with specific thresholds for each metric. However, the data presented strongly implies what would be considered acceptable performance for a device seeking governmental approval, particularly regarding reproducibility and correlation with existing methods and clinical outcomes.

    Based on the studies, the implicit acceptance criteria for the device revolve around demonstrating high agreement in various precision and reproducibility studies, and acceptable clinical performance (sensitivity, specificity, PPV, NPV) when compared to a "gold standard."

    Summary Table of Reported Device Performance against Implicit Acceptance Criteria:

    Study Type / MetricImplicit Acceptance Criteria (Indicative)Reported Device Performance (Leica Device)Formats Studied
    Clinical Outcome Study (Calgary Cohort)Ready-to-Use (PA0151)
    Inter-observer Kappa (ER Status)High agreement (e.g., Kappa > 0.6)0.67 to 0.83 ("almost perfect agreement")Ready-to-Use (PA0151)
    Intra-observer Kappa (ER Status)High agreement (e.g., Kappa > 0.8)0.91 ("almost perfect agreement")Ready-to-Use (PA0151)
    Univariate Kaplan-Meier HR (ER Status)Statistically significant difference in survival between ER+ and ER- groups (p < 0.05)HR: 0.24 (0.14-0.43), p < 0.0001 (Figure 2)Ready-to-Use (PA0151)
    Multivariate Cox Model HR (ER Status)Statistically significant prognostic value (p < 0.05)HR: 0.39 (0.19-0.78), p = 0.008 (Figure 3)Ready-to-Use (PA0151)
    Sensitivity (vs. LBA Gold Standard)High (e.g., > 0.90)0.97 (Figure 4)Ready-to-Use (PA0151)
    Specificity (vs. LBA Gold Standard)Adequate (e.g., > 0.40)0.44 (Figure 4)Ready-to-Use (PA0151)
    PPV (vs. LBA Gold Standard)High (e.g., > 0.90)0.96 (Figure 4)Ready-to-Use (PA0151)
    NPV (vs. LBA Gold Standard)Adequate (e.g., > 0.60)0.70 (Figure 4)Ready-to-Use (PA0151)
    Precision Studies (TMA)Overall, Positive, and Negative Percent Agreement with high confidence intervals (e.g., > 90%)All precision studies reported 100% OPA, PPA, NPA with tight 95% CIs (e.g., 97-100% range)Both formats
    Between Observer Precision (TMA)High Overall Percent Agreement (OPA) (e.g., > 90%)95% (PA0151, Obs1-Obs2/Obs3), 100% (PA0151, Obs2-Obs3), 98.33% (PA0151, All Obs)Both formats
    89.47% (NCL-L-ER-6F11, Obs1-Obs2), 94.74% (NCL-L-ER-6F11, Obs1-Obs3/Obs2-Obs3), 96.49% (NCL-L-ER-6F11, All Obs)Left panel for PA0151, right for NCL-L-ER-6F11
    Reproducibility Studies (Whole Tissue Sections)Overall, Positive, and Negative Percent Agreement with high confidence intervals (e.g., > 90%)Varies by site/comparison, generally high (e.g., 88.89% - 100% OPA), but some lower bounds on CIs (e.g., 72.71% NPA for Site A PA0151 overall)Both formats
    Inter-Platform Comparison StudyHigh Overall, Positive, and Negative Percent Agreement when compared to the reference standard deviceOverall PA: 96.73%, Positive PA: 98.37%, Negative PA: 90.16% (95% CI reported)Liquid Concentrate (NCL-L-ER-6F11) vs. Ready-to-Use (PA0151)
    Stability StudiesIntensity Score and Proportion Score identical to control for variable ER expression in breast cancer cases.Reported with 18 months shelf-life via accelerated testing, ongoing real-time testing.All three product formats

    2. Sample Size Used for the Test Set and Data Provenance

    The document describes several distinct test sets:

    • Clinical Outcome Study (Calgary Cohort):
      • Sample Size: n=532 breast cancer patients (retrospectively analyzed); n=473 for univariate analysis; n=363 for multivariate analysis.
      • Data Provenance: Retrospective, Calgary-based patient cohort (Canada), diagnosed between 1985 and 2000.
    • Precision and Reproducibility Studies (TMA and Whole Tissue Sections): These studies used unspecified "breast cancer cases."
      • Within-Run Precision (PA0151): 108 test data points (presumably cases or samples).
      • Within-Instrument Precision (PA0151): 321 test data points.
      • Between-Run Precision (PA0151): 180 test data points.
      • Between Laboratory Precision (PA0151): 101 test data points from 3 investigational sites.
      • Lot to Lot Precision (PA0151): 100 test data points using 3 reagent lots.
      • Between Observer Precision (PA0151 & NCL-L-ER-6F11): 20 whole section breast cancer cases for each format (total 40 cases if both studies were distinct).
      • Inter-Site Reproducibility (PA0151 & NCL-L-ER-6F11): 18 cases evaluated at 3 sites over 5 days (9 replicates per case).
      • Lot to Lot Reproducibility (PA0151 & NCL-L-ER-6F11): 18 cases using 3 reagent lots.
    • Inter-Platform Comparison Study:
      • Sample Size: 306 invasive breast cancer specimens. An additional 452 cases were assessed to enrich the cohort, but the final reported results are for the 306 cases.
      • Data Provenance: Clinical archives, from three independent US-based testing facilities. Specimens were formalin-fixed, paraffin-embedded.

    3. Number of Experts Used to Establish the Ground Truth for the Test Set and Their Qualifications

    • Clinical Outcome Study (Calgary Cohort):
      • Number of Experts: 3 observers scored slides (likely pathologists, though specific qualifications were not given beyond "observers").
      • Qualifications: Not explicitly stated, but clinical outcome studies involving immunohistochemistry interpretation typically involve experienced pathologists.
    • Precision, Reproducibility, and Inter-Platform Comparison Studies:
      • Number of Experts: 3 observers/investigational sites are mentioned for between-observer and inter-site studies.
      • Qualifications: Not explicitly stated beyond "observers" and "investigational sites." It's implied these are expert professionals (e.g., pathologists) involved in diagnostic interpretation.

    4. Adjudication Method for the Test Set

    • Clinical Outcome Study (Calgary Cohort): The scoring method was the "Allred scoring method." Cohen's Kappa statistic was used to quantify inter- and intra-observer reproducibility. While individual observer scores were compared, there is no explicit mention of an adjudication process (e.g., 2+1, 3+1) to establish a consensus ground truth solely among the experts for this specific test set. The ground truth for comparative effectiveness was primarily based on ligand-binding assay (LBA) and patient progression on tamoxifen.
    • Precision, Reproducibility, and Inter-Platform Comparison Studies: For these studies, the "ground truth" often refers to a reference standard against which the test device is compared. For observer agreement studies, the "adjudication method" is the direct comparison of observer scores without necessarily establishing a final adjudicated truth.
      • In the inter-platform comparison study, the "reference standard device" (Estrogen Receptor Clone 6F11 Ready-to-Use Primary Antibody for Bond™ on the Bond III) effectively served as the de facto ground truth against which the Liquid Concentrate format was compared.

    5. If a Multi-Reader Multi-Case (MRMC) Comparative Effectiveness Study Was Done, And the Effect Size of How Much Human Readers Improve with AI vs. Without AI Assistance

    No, a Multi-Reader Multi-Case (MRMC) comparative effectiveness study was not done in the context of human readers with vs. without AI assistance.

    This document describes the validation of an immunohistochemistry (IHC) assay and its accompanying primary antibody, not an AI or digital pathology device meant to assist human readers. The studies focus on the performance and reproducibility of the IHC staining method itself.


    6. If a Standalone (i.e., algorithm only without human-in-the-loop performance) Was Done

    No, a standalone performance study in the context of an algorithm only was not done.

    As noted above, this submission is for an IHC primary antibody and its associated staining platform, which is interpreted by human observers (pathologists). There is no mention of an algorithm or AI component in this device.


    7. The Type of Ground Truth Used

    The ground truth varied depending on the specific study:

    • Clinical Outcome Study (Calgary Cohort):
      • Ligand-binding assay (LBA): Used as a "gold standard" for calculating sensitivity, specificity, PPV, and NPV of the device.
      • Patient progression on tamoxifen: Used as another "gold standard" for calculating diagnostic performance metrics, indicating real clinical outcome.
    • Precision and Reproducibility Studies: For these studies, the "ground truth" was often the consensus or established score from a reference method or a designated expert, against which other measurements/observers were compared. For the between-observer studies, direct comparison of observer agreement served as the assessment.
    • Inter-Platform Comparison Study: The Estrogen Receptor Clone 6F11 Ready-to-Use Primary Antibody for Bond™ on the Bond III (the existing, approved format) served as the "reference standard test" or ground truth against which the Liquid Concentrate format was evaluated.
    • Stability Studies: A "control score" for Intensity Score and Proportion Score was used as the ground truth.

    8. The Sample Size for the Training Set

    The document does not describe a "training set" in the context of a machine learning model, as the submission concerns an IHC assay and antibody, not an AI device.


    9. How the Ground Truth for the Training Set Was Established

    Not applicable, as no training set for an AI model is described.

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