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510(k) Data Aggregation

    K Number
    K250616
    Manufacturer
    Date Cleared
    2025-06-05

    (97 days)

    Product Code
    Regulation Number
    880.5440
    Reference & Predicate Devices
    Why did this record match?
    Applicant Name (Manufacturer) :

    ICU Medical, Inc.

    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    Clave Neutral-Displacement Connectors (MicroClave™/ NanoClave™/ Clave™Neutron) are intended for the aspiration, injection, or gravity/pump flow of IV fluids and blood upon insertion of a male luer connector. Clave Connectors may be used with power injectors at a maximum pressure of 400 psi and a maximum flow rate of 10ml/sec. Clave Connectors will prevent microbial ingress for seven (7) days.

    Device Description

    Clave Neutral-Displacement Connectors are needlefree, bi-directional connectors that utilize a pre-slit septum which prevents microbial ingress when in the un-activated state and allows access to the fluid path when activated with an ISO 80369-7 compliant male luer. The septum offers neutral displacement of fluid during connection or disconnection of a male luer and self-seals upon disconnection to prevent fluid loss or air ingress. The Neutron incorporates additional technology that will prevent fluid displacement resulting from syringe plunger compression; patient vascular pressure changes, such as coughing or sneezing; and IV solution container run-dry. The Clave Family of Connectors do not require a cap but may be used with disinfecting caps containing 70% isopropyl alcohol.

    AI/ML Overview

    The provided text is a 510(k) clearance letter and summary for the Clave™ Neutral-Displacement Needlefree Connectors. This document describes a medical device, not an AI/ML algorithm. Therefore, many of the requested fields related to AI/ML device performance (e.g., effect size of human readers with AI vs. without AI, ground truth for training set, number of experts for ground truth) are not applicable.

    However, the document does describe the device's acceptance criteria and the studies performed to demonstrate equivalence and support new claims.

    Here's the information extracted from the document:

    1. A table of acceptance criteria and the reported device performance

    The document primarily focuses on demonstrating substantial equivalence to a predicate device and supporting new claims through non-clinical performance data and a retrospective clinical study.

    Acceptance Criteria and Device Performance (Based on "Summary of Non-Clinical Testing" and "Performance Data: Non-Clinical Testing Summary")

    Feature/StandardAcceptance Criteria (Implied by standard conformance)Reported Device Performance
    Microbial Ingress (New claim)Prevention of microbial ingress for seven (7) daysAchieved "prevention of microbial ingress for a worst-case simulated use protocol of seven (7) days, using Guidance for Industry and Staff: Intravascular Administration Sets Premarket Notification Submissions [510(k)], Section 8; Microbial Ingress Testing."
    Power Injection Pressure (Increased claim)Maximum pressure of 400 psi"May be used with power injectors at a maximum pressure of 400 psi" / "The difference in pressure infusion rating... is supported by testing in compliance with ANSI/AAMI CN 27."
    Particulate ContaminationMeets USP requirements"Particulate contamination testing was performed by following USP to demonstrate particulate levels on the subject devices meets USP requirements."
    Pressure Infusion Flow RateMaximum flow rate of 10ml/sec"May be used with power injectors at a maximum flow rate of 10ml/sec."
    BiocompatibilityConforms to ISO 10993-1, "Externally Communicating Device with Blood Path, Direct Contact, for a Prolonged Duration (>24hours to 30 days).""Conforms to ISO 10993-1" as per FDA guidance.
    SterilitySterilized by irradiation, validated per ISO 11137-1/A1 & ISO 11137-2"Irradiation" / "Radiation Sterilization Validation"
    Sterile Barrier SystemValidation per ISO 11607-1, ISO 11607-2"Sterile Barrier System Validation"
    PyrogenicityNon-pyrogenic (meets USP )"Non-pyrogenic" / "Bacterial endotoxins" testing per ANSI/AAMI ST72 & USP .
    ISO 8536-4 (Infusion Equipment)Meet requirements for particulate contamination, leakage, tensile strength, flow rate, protective caps, chemical requirements, pyrogenicity, seal and snap tests, seal test, seal tests – post durability.All tests passed, supporting substantial equivalence.
    ISO 8536-8 (Sterile Infusion Sets for single use, general purpose)Meet requirements for leakage.All tests passed, supporting substantial equivalence.
    ISO 8536-10 (Infusion sets for use with pressure infusion apparatus)Meet requirements for avoidance of air bubbles.All tests passed, supporting substantial equivalence.
    ISO 80369-7 (Luer Connectors)Meet dimensional requirements, fluid leakage, sub-atmospheric pressure air leakage, stress cracking, resistance to separation from axial load, resistance to separation from unscrewing, resistance to overriding.All tests passed, supporting substantial equivalence.
    ANSI/AAMI CN27 (Luer-activated, Needleless Connectors)Meet requirements for non-interconnectability, flow rate, exposure to IPA, infusate compatibility, resistance to separation (axial load, unscrewing, overriding), backpressure, positive pressure fluid leakage, subatmospheric pressure air leakage (unactivated/activated), duration of activation, number of activations, priming volume, residual volume, hemolysis, power injection, microbial ingress, displacement volume.All tests passed, supporting substantial equivalence and new claims (power injection, microbial ingress).
    Clinical Efficacy (Bloodstream Infection)Statistically significant lower relative risk of bloodstream infection and bloodstream infection-associated mortality when compared to non-Clave users.RR of CLABSI was 0.93 (7% decreased risk, p=0.04) for Clave Family Connectors. RR of CLABSI was 0.81 (19% decrease, p=0.04) for high-volume users.

    2. Sample size used for the test set and the data provenance

    • Non-Clinical Testing: The document does not specify the exact sample sizes for each non-clinical test (e.g., ISO 8536-4, ANSI/AAMI CN27). It states that "The subject device has been evaluated for the prevention of microbial ingress for a worst-case simulated use protocol of seven (7) days" and mentions conformance to various standards, which implicitly include testing of multiple units.
    • Clinical Testing (CMS study):
      • Sample Size: Not explicitly stated as a "sample size" in the context of device testing. This was a retrospective study that analyzed 2019 CMS data. The study "analyzed 2019 CMS data" to compare hospitals using Clave connectors to those not using them.
      • Data Provenance:
        • Country of Origin: United States (CMS data).
        • Retrospective or Prospective: Retrospective.
        • Specifics: "analyzed 2019 CMS data," "adjusting for Hospital characteristics," "acute-care Hospitals which utilized the Clave Family of Connectors... had a statistically significant lower relative risk... when compared to acute-care Hospitals that did not utilize Clave Connectors."

    3. Number of experts used to establish the ground truth for the test set and the qualifications of those experts

    • Not Applicable. This information is for AI/ML devices. The 510(k) is for a physical medical device (needlefree connector). Ground truth for the clinical study (bloodstream infection rates) would have been established through hospital records and CMS reporting, not by human experts adjudicating images or cases for AI training/testing.

    4. Adjudication method for the test set

    • Not Applicable. This information is typically for AI/ML devices involving human reviewer consensus. The clinical study used pre-existing CMS data on bloodstream infections.

    5. If a multi reader multi case (MRMC) comparative effectiveness study was done, If so, what was the effect size of how much human readers improve with AI vs without AI assistance

    • Not Applicable. This is not an AI/ML device. The clinical study was a comparison of hospital outcomes based on device usage, not human reader performance.

    6. If a standalone (i.e. algorithm only without human-in-the-loop performance) was done

    • Not Applicable. This is not an AI/ML device.

    7. The type of ground truth used

    • Non-Clinical Testing: Ground truth is established by the specifications and measurement techniques defined in the referenced industry standards (e.g., ISO, ANSI/AAMI, USP). Performance is measured against these established parameters.
    • Clinical Testing: The ground truth for the clinical claim (bloodstream infection reduction) was based on outcomes data from official government reporting (CMS data) regarding bloodstream infection rates (CLABSI) and bloodstream infection-associated mortality in acute-care hospitals.

    8. The sample size for the training set

    • Not Applicable. This is not an AI/ML device. There is no "training set."

    9. How the ground truth for the training set was established

    • Not Applicable. This is not an AI/ML device.
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    K Number
    K242114
    Manufacturer
    Date Cleared
    2025-04-02

    (257 days)

    Product Code
    Regulation Number
    880.5725
    Reference & Predicate Devices
    Why did this record match?
    Applicant Name (Manufacturer) :

    ICU Medical Inc

    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The Plum Solo™ Precision IV Pump is intended for administration of parenteral fluids, medications, and whole blood and blood products through the following routes of administration: intravenous, intra-arterial, and subcutaneous.

    The Plum Solo™ Precision IV Pump is intended for use in clinical environments in the hospital and other outpatient healthcare facilities by licensed healthcare professionals. These healthcare professionals are trained in the use of the infusion pump and the administration of therapies consistent with the intended use.

    The Plum Solo™ Precision IV Pump is intended for adults, pediatric (including infants and children), and neonatal patient populations.

    Device Description

    The Plum Solo™ Precision IV Pump is a large volume pump (LVP) with one pump channel that can deliver fluid to a patient from 1 to 2 lines independently. The Plum Solo™ Precision IV Pump can only be used with dedicated PlumSet™ administration sets (not subject of this filing). The pump channel accepts a cassette that is part of a PlumSet™ administration set and can connect to a primary and/or secondary container. The fluid is delivered from the upstream lines either serially (piggyback) or concurrently through the cassette to the downstream line. The flow rate accuracy precision has been improved (lower allowed variance) by implementing the new motor mechanism, as well as increased precision for programming concentration, flow rate and VTBI entries. The overall delivery accuracy of the system has improved to +/- 3% per TIR 101 standard condition testing and +/-5% for non-standard conditions.

    AI/ML Overview

    The provided FDA 510(k) clearance letter pertains to the Plum Solo™ Precision IV Pump, which is a large volume infusion pump. The document focuses on demonstrating substantial equivalence to a predicate device, the Plum Duo™ Infusion System (K223607).

    It's important to note that the detailed information typically associated with acceptance criteria and study results for AI/ML-enabled medical devices (like the number of experts, adjudication methods, MRMC studies, or specific ground truth methodologies for training data) is not present in this clearance letter. This is because an IV pump, while an advanced medical device, is not an AI/ML diagnostic or prognostic system that relies on interpreting complex data like medical images, waveforms, or patient parameters to derive a diagnosis or predict an outcome.

    Instead, the acceptance criteria and study results described for the Plum Solo™ Precision IV Pump focus on engineering performance specifications, reliability, and human factors validation, which are standard for such devices.

    Therefore, the following information is extracted and presented based on the provided text, and where information is not available (as it is not typically part of the clearance for this class/type of device), it will be explicitly stated.


    Overview of Device and Study Focus

    The Plum Solo™ Precision IV Pump is a large volume pump (LVP) designed for administering parenteral fluids, medications, and blood products. The primary goal of the 510(k) submission was to demonstrate substantial equivalence to its predecessor, the Plum Duo™ Infusion System. The key improvements highlighted are enhanced flow rate accuracy and increased precision for programming.


    1. Acceptance Criteria and Reported Device Performance

    The acceptance criteria are primarily defined by the performance targets for flow rate accuracy and bolus delivery accuracy, compared to the predicate device.

    CharacteristicAcceptance Criteria (Implied by Predicate Performance or New Target)Reported Device Performance (Plum Solo™)
    Flow Rate Delivery Accuracy+/- 5% for 0.1 - 999 mL/hr (Predicate performance)+/- 3% for 0.1 - 999 mL/hr
    Cassette Service Duration for Flow Accuracy0 to 96 hours0 to 96 hours
    Bolus Delivery Accuracy+/- 5% for delivery volumes as low as 0.1 ml at 999 ml/hr+/- 5% for delivery volumes as low as 0.1 ml at 999 ml/hr

    Note on Acceptance Criteria: For a device like an infusion pump, "acceptance criteria" are implicitly met when the device demonstrates performance that is either equivalent to or improved upon a legally marketed predicate, in addition to meeting relevant safety standards (e.g., IEC standards, risk management requirements, human factors). In this case, the improved flow rate accuracy (from +/-5% to +/-3%) is a key performance metric that exceeds the predicate, serving as a strong point of "acceptance" in terms of performance.

    2. Sample Size Used for the Test Set and Data Provenance

    The document does not specify a sample size for the test set in terms of "patient data" as this is not an AI/ML diagnostic device analyzing patient-derived data. Instead, testing involves engineering verification and validation runs on the physical device and its software. The provenance of such data would be controlled laboratory settings.

    • Sample Size: Not applicable in the context of "patient data" or "images." Testing involved verification and validation of product requirements, reliability goals, and human factors. The exact number of test units or test repetitions for each performance metric (e.g., flow rate accuracy tests per AAMI TIR101) is not specified in the summary but would be detailed in internal test reports.
    • Data Provenance: Not applicable in the sense of country of origin for "data" like patient scans. This is laboratory-generated performance data from device testing. The testing was conducted as part of the device's design verification and validation processes. It is implicitly retrospective in the sense that the testing was performed before the 510(k) submission.

    3. Number of Experts Used to Establish Ground Truth for the Test Set and Qualifications

    This concept is not applicable to the type of device discussed. Ground truth for an infusion pump's performance (e.g., flow rate, bolus accuracy) is established through precise physical measurements using calibrated equipment and reference standards (e.g., gravimetric methods for flow rate), not through expert interpretation of medical data.

    • Number of Experts: Not applicable.
    • Qualifications of Experts: Not applicable.

    4. Adjudication Method for the Test Set

    This concept is not applicable to the type of device discussed. Adjudication (e.g., 2+1, 3+1 for imaging consensus) is used for subjective evaluations where multiple human readers assess data. Performance metrics for an infusion pump are objective and measured.

    5. If a Multi-Reader Multi-Case (MRMC) Comparative Effectiveness Study was done

    No, a Multi-Reader Multi-Case (MRMC) comparative effectiveness study was not done. This type of study is specifically designed for assessing the impact of AI on human reader performance, typically in diagnostic imaging or similar fields. An infusion pump's primary function is fluid delivery, not diagnostic interpretation.

    6. If a Standalone (Algorithm-Only Without Human-in-the-Loop) Performance Study was done

    The term "standalone performance" in the context of an infusion pump refers to its ability to accurately deliver fluids based on its internal mechanics and software programming, independent of immediate human intervention during the delivery phase. The document details that:

    • Flow rate and bolus accuracy testing were conducted by following AAMI TIR101. This is a standard for evaluating the performance of infusion pumps without a human directly influencing each delivery cycle. This essentially serves as the "standalone" performance assessment for this device.
    • The reported performance of +/- 3% for flow rate accuracy directly reflects this standalone capability.

    7. The Type of Ground Truth Used

    The ground truth for an infusion pump's performance is established through physical measurements against established standards, not through expert consensus, pathology, or outcomes data in the medical sense.

    • Ground Truth: Utilized reference standards and precise measurement techniques (e.g., gravimetric measurement for flow rate) as per AAMI TIR101. The "truth" is the actual volume delivered compared to the commanded volume, measured by calibrated instruments.
    • Human Factors Validation: While not "ground truth" per se, human factors evaluations were conducted to validate the effectiveness of safety-critical use-related features/functionality and use error-related mitigations, in accordance with FDA guidance and IEC 62366-1. This ensures the user interface and interactions are safe and effective.

    8. The Sample Size for the Training Set

    This concept is not applicable to the type of device discussed. Infusion pumps are not "trained" on large datasets in the way AI/ML algorithms are. Their operational parameters are set by design and engineering specifications. While the device contains software, it's not a machine learning model that learns from a "training set."

    9. How the Ground Truth for the Training Set Was Established

    This concept is not applicable because there is no "training set" for an infusion pump in the AI/ML sense. The device's functionality is a result of engineering design, mathematical algorithms for pump control, and calibration, not machine learning from data.

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    K Number
    K242117
    Manufacturer
    Date Cleared
    2025-04-02

    (257 days)

    Product Code
    Regulation Number
    880.5725
    Reference & Predicate Devices
    Why did this record match?
    Applicant Name (Manufacturer) :

    ICU Medical, Inc.

    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The LifeShield™ Infusion Safety Software Suite is a collection of software products that facilitates networked communication between compatible systems. The Infusion Safety Software Suite provides trained healthcare professionals the ability to manage data for compatible infusion pumps. All data entry and validation of infusion parameters on compatible infusion pumps is performed by a trained healthcare professional. LifeShield™ Infusion Safety Software Suite is indicated for use in patients including adult, pediatric and neonate undergoing infusion therapy with connected compatible infusion pumps (as per the indications for use specified for the compatible infusion pump).

    The LifeShield™ Drug Library Management (DLM) software product is intended to be used by pharmacists to create, configure, edit, and manage drug library data, including infusion pump settings, for use with compatible infusion pumps. Drug library contents are constructed based on the healthcare provider's defined best practices.

    The LifeShield™ Clinical Dashboards & Reports (CDR) software product provides trained healthcare professionals with the capability to view and manage infusion information collected from compatible infusion pumps. Healthcare professionals may choose to use the collected infusion information to support continuous quality improvement programs, or to analyze and trend various aspects of the infusion pumps and therapies used. It is not intended to be a substitute for good clinical management practices, nor does its operation create decisions or treatment pathways.

    The LifeShield™ Data Flow Management (DFM) software product is intended to facilitate bi-directional communication with compatible infusion pumps, information technology systems, and other LifeShield™ Infusion Safety Software Suite products. LifeShield™ DFM provides a way to automate the programming of infusion parameters, thereby decreasing the number of manual steps necessary to enter infusion data. LifeShield™ DFM forwards infusion-related information received from the infusion pump to compatible information technology systems.

    Device Description

    The LifeShield™ Infusion Safety Software Suite is a cloud-based platform provided as a software-as-a-service (SaaS) designed to be compatible with the Plum Duo™ Precision IV infusion pump and Plum Solo™ Precision IV infusion pump. The LifeShield Infusion Safety Software Suite is hosted by Amazon Web Services (AWS) as its cloud provider.

    LifeShield™ Infusion Safety Software Suite consists of a collection of software services which, when used together, provide a comprehensive set of data management capabilities for trained healthcare professionals when working with infusion pumps. LifeShield™ Infusion Safety Software Suite does not remotely control or program the infusion pump or provide the ability to remotely manage pump alarms such as real-time monitoring, clearing and silencing alarms.

    The LifeShield™ Drug Library Management (DLM) software is used by pharmacists to create approved drug libraries that can be downloaded by the infusion pumps. The latest software version introduces enhancements to its user interface and additional drug library settings for support of Plum Duo™ and Plum Solo™ pumps.

    The LifeShield™ Clinical Dashboards & Reports (CDR) software is used by clinical administrators to view infusion or device-related information received from the infusion pumps via the LifeShield™ DFM. The information presented by the software does not create decisions or treatment pathways for patients. The latest version of the software improves the data presented for ongoing infusions and dashboards.

    LifeShield™ Data Flow Management (DFM) software facilitates bidirectional communications between the infusion pump and hospital information systems (HIS); it routes pharmacy-validated orders to the connected pumps and infusion-related information to the HIS. The latest software version adds the ability to forward alarms to the HIS.

    AI/ML Overview

    The provided FDA 510(k) clearance letter for the LifeShield™ Infusion Safety Software Suite (K242117) does not contain the specific details required to construct a table of acceptance criteria with reported device performance, nor does it detail a study that proves the device meets specific performance criteria in terms of accuracy or clinical outcomes.

    This document primarily focuses on demonstrating substantial equivalence to a predicate device (K223606) based on non-clinical testing (design verification, design validation, cybersecurity, risk management, and human factors) and software modifications, rather than performance metrics related to clinical accuracy or diagnostic capabilities (which would be more common for AI/ML devices in image analysis, for example).

    The submission explicitly states:

    • "Summary of Clinical Testing: Not applicable. A clinical study is not required for this submission to support substantial equivalence."

    Therefore, I cannot fulfill all parts of your request as the information is not present in the provided text. The device is a software suite for managing infusion pump data, not an AI/ML diagnostic or predictive tool that would have performance metrics like sensitivity, specificity, or AUC against a ground truth of disease.

    However, I can extract information related to the types of testing performed and what they aimed to prove, which indirectly serve as acceptance criteria for this type of software device.


    Analysis of Acceptance Criteria and Study Details based on the Provided Document

    Given the nature of the device (infusion safety software suite) and the information provided in the 510(k) summary, the "acceptance criteria" here are aligned with software quality, safety, and functionality, rather than clinical performance metrics typically associated with AI/ML diagnostic tools.

    The study proving the device meets acceptance criteria is a comprehensive set of non-clinical tests described below, rather than a single clinical trial.

    1. Table of Acceptance Criteria and the Reported Device Performance

    Since this is not an AI/ML diagnostic device with performance metrics like accuracy, sensitivity, or specificity against disease presence, the "acceptance criteria" relate to software design, functionality, safety, and usability. The document reports that all these tests "pass established acceptance criteria."

    Acceptance Criteria CategorySpecific Criteria (Inferred from testing)Reported Device Performance
    Design RequirementsAdherence to design specifications; proper function of new features (e.g., UI enhancements, new drug library settings, alarm forwarding).Passed: "Design verification tests pass established acceptance criteria, confirming the subject device meets design requirements."
    Software QualityConformance to IEC 62304:2015 software development process; reliability.Passed: "Software verification follows the software development process outlined in IEC 62304:2015." "Verification activities also include software verification, performance, reliability, compatibility, and interoperability tests."
    Intended User Needs/Use EnvironmentDevice meets all intended users' needs for its intended use and environment.Passed: "Design validation tests pass established acceptance criteria, confirming the subject device meets all intended users' needs for the device's intended use and intended use environment."
    CybersecurityReasonable security against threats; protection of data.Passed: "Cybersecurity evaluation and testing demonstrate that the software is reasonably secure."
    Risk ManagementIdentification and mitigation of risks (ISO 14971:2019); effectiveness of mitigations.Passed: "Risk management activities...concludes that the subject device is reasonably safe." "Mitigations...tested for correct implementation and effectiveness."
    Human Factors/UsabilityEffectiveness of user interface design for new features and critical tasks, per FDA guidance and standards (IEC 62366-1:2020, ANSI/AAMI HE75:2009/(R)2018).Passed: "Human Factors study demonstrates the effectiveness of the user interface design for additional features and their associated critical tasks."

    2. Sample Size Used for the Test Set and Data Provenance

    • Test Set Sample Size: The document does not specify a "sample size" in terms of patient data or clinical cases. For software verification and validation, the "test set" would consist of numerous test cases, simulated use scenarios, and functional tests. These numbers are not detailed in the summary.
    • Data Provenance: Not applicable in the traditional sense of patient data. The testing is focused on software functionality, safety, and usability. There is no mention of retrospective or prospective data collection from patients or clinical settings for performance evaluation.

    3. Number of Experts Used to Establish Ground Truth for the Test Set and Their Qualifications

    • Ground Truth Establishment: For this type of software, "ground truth" isn't established by clinical experts in the same way it would be for a diagnostic image. Instead, it's defined by design specifications, regulatory requirements, industry standards (e.g., IEC 62304, ISO 14971, IEC 62366-1), and best practices in software engineering and cybersecurity.
    • Experts: The development team, regulatory affairs, quality assurance, and potentially third-party cybersecurity and human factors experts would define and verify these "ground truths" (i.e., whether the software behaves as intended and safely). The specific number or qualifications of these internal or external experts is not detailed in the provided K summary. The human factors study implies the use of representative users (trained healthcare professionals), but not necessarily "experts" defining a ground truth about a medical condition.

    4. Adjudication Method for the Test Set

    • Not applicable in the context of clinical expert adjudication of medical cases. Adjudication in software testing would involve bug reporting, resolution, and re-testing processes managed by the development and QA teams, not described here.

    5. If a Multi-Reader Multi-Case (MRMC) Comparative Effectiveness Study was done

    • No, an MRMC study was not done. The document explicitly states: "Summary of Clinical Testing: Not applicable. A clinical study is not required for this submission to support substantial equivalence." An MRMC study is a type of clinical study often done for diagnostic AI to compare human performance with and without AI assistance. This device is not a diagnostic AI.

    6. If a Standalone (i.e., algorithm only without human-in-the-loop performance) was done

    • This concept is not directly applicable. The "LifeShield™ Infusion Safety Software Suite" is inherently a human-in-the-loop system designed to assist trained healthcare professionals. It manages data, facilitates communication, and supports drug library management but does not "decide" or "treat" on its own. Its "standalone" performance would pertain to its functional correctness in processing data and facilitating communication, which is covered by the general "design verification" and "performance" testing.

    7. The Type of Ground Truth Used

    • The "ground truth" for this software pertains to its functional correctness, adherence to specifications, safety requirements, cybersecurity posture, and usability standards. It is not based on clinical "outcomes data" or "pathology" in the medical sense, but rather on:
      • Design Specifications: Whether the software performs its programmed functions as intended.
      • Regulatory Standards: Compliance with relevant medical device software (IEC 62304), risk management (ISO 14971), and human factors (IEC 62366-1) standards.
      • User Needs/Requirements: Whether the software meets the needs of its intended users in its intended environment.

    8. The Sample Size for the Training Set

    • Not applicable. This device is a software suite, not an AI/ML model that undergoes a "training phase" with a distinct "training set" of data to learn patterns. The software's capabilities are based on explicit programming and configuration, not machine learning from a dataset.

    9. How the Ground Truth for the Training Set Was Established

    • Not applicable, as there is no "training set" for this type of software.

    In summary, the FDA 510(k) clearance for the LifeShield™ Infusion Safety Software Suite is based on a demonstration of substantial equivalence to a predicate device through extensive non-clinical software verification and validation, risk management, cybersecurity testing, and human factors analysis. The "acceptance criteria" are related to software quality, safety, and functionality, rather than clinical performance metrics against a medical ground truth or AI model training data.

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    K Number
    K242115
    Manufacturer
    Date Cleared
    2025-04-02

    (257 days)

    Product Code
    Regulation Number
    880.5725
    Reference & Predicate Devices
    Why did this record match?
    Applicant Name (Manufacturer) :

    ICU Medical Inc.

    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The Plum Duo™ Precision IV Pump is intended for administration of parenteral fluids, medications, and whole blood and blood products through the following routes of administration: intravenous, intra-arterial, and subcutaneous.

    The Plum Duo™ Precision IV Pump is intended for use in clinical environments in the hospital and other outpatient healthcare facilities by licensed healthcare professionals. These healthcare professionals are trained in the use of the infusion pump and the administration of therapies consistent with the intended use.

    The Plum Duo™ Precision IV Pump is intended for adults, pediatric (including infants and children), and neonatal patient populations.

    Device Description

    The Plum Duo™ Precision IV Pump is a large volume pump (LVP) with two independent pump channels that can deliver fluid to a patient from 1 to 4 lines independently. In addition, although the channels can operate independently, patient parameters can be shared across the channels to aid in ease of programming. The Plum Duo™ Precision IV Pump can only be used with dedicated PlumSet™ administration sets (not subject of this filing). Each pump channel accepts a cassette that is part of a PlumSet™ administration set and can connect to a primary and/or secondary container. The fluid is delivered from the upstream lines either serially (piggyback) or concurrently through the cassette to the downstream line. Each pump channel cassette has an independent downstream line (patient line), so the clinician can connect each downstream line to a single infusion site or two separate infusion sites. The flow rate accuracy precision has been improved (lower allowed variance) by implementing the new motor mechanism, as well as increased precision for programming concentration, flow rate and VTBI entries. The overall delivery accuracy of the system has improved to +/- 3% per TIR 101 standard condition testing and +/-5% for non-standard conditions.

    AI/ML Overview

    The provided FDA 510(k) clearance letter and summary for the Plum Duo™ Precision IV Pump discuss the device's technical specifications and how it meets regulatory requirements for significant equivalence to a predicate device. However, this document does not describe the acceptance criteria and a study proving the device meets those criteria in the context of an AI/ML-driven medical device, as implied by the user's detailed request.

    The Plum Duo™ Precision IV Pump is an infusion pump, a hardware medical device with embedded software, not an AI/ML diagnostic or prognostic tool. Therefore, the requested information (such as sample size for test sets, data provenance, number of experts for ground truth, adjudication methods, MRMC studies, standalone performance, training set details, etc.) does not apply to this specific device or the information provided in the 510(k) summary.

    The 510(k) summary focuses on "Non-Clinical Testing" which includes:

    • Verification testing of product requirements
    • Human factors validation testing
    • Reliability goals testing
    • Safety assurance case following FDA Guidance for Infusion Pumps
    • Flow rate and bolus accuracy testing per AAMI TIR101
    • Software verification and validation per relevant FDA guidance documents (2005 and 2021 draft for software functions), which are focused on traditional software engineering principles, not AI/ML model performance.
    • Human factors evaluations per FDA guidance and IEC 62366-1
    • Electrical and Electromagnetic Compatibility testing per IEC 60601-1 and IEC 60601-1-2
    • Cybersecurity testing per FDA guidance documents (2014 and 2016)
    • Risk management activities per ISO 14971:2019 +A11 2021

    Conclusion based on the provided document:

    The provided document does not contain the information required to answer the specific questions about acceptance criteria and study proving an AI/ML device meets them. The device described, the Plum Duo™ Precision IV Pump, is an infusion pump, and its clearance relies on non-clinical performance and safety data relevant to its mechanical and software functions, not AI/ML-driven insights or diagnostics.

    Therefore, I cannot populate the table or answer the specific questions regarding AI/ML study design and ground truth establishment for this device based on the given text. The text explicitly states: "Clinical evaluation is not required for this submission to support substantial equivalence." This further indicates that the type of studies and data provenance you are asking about (which are typical for AI/ML diagnostic devices) were not part of this 510(k) submission.

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    K Number
    K243985
    Manufacturer
    Date Cleared
    2025-01-22

    (30 days)

    Product Code
    Regulation Number
    880.5440
    Reference & Predicate Devices
    Why did this record match?
    Applicant Name (Manufacturer) :

    ICU Medical, Inc.

    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    Rio™ Drug Reconstitution Transfer Device is indicated for single-use reconstituting or mixing of liquid or lyophilized drug in a vial, and the aseptic transfer of the reconstituted drug into the multi-port LifeCare IV container system (IV bag) for patient infusion administration.

    Device Description

    The Rio™ Drug Reconstitution Transfer Device (Rio) is a single use, sterile, two-way, drug transfer device that is designed to connect an ICU Medical LifeCare IV container system (IV bag)(up to 500 mL) via the drug additive port, to a drug vial having either a 13mm or 20mm stopper closure for reconstituting or mixing and aseptic transfer of the drug from the vial into the solution of the IV bag. Once connected, Rio is not separated from the IV bag or vial and should be disposed of with the IV bag when administration is complete. Rio is intended to be used in a pharmacy setting or patient care area, by trained clinicians.
    The Rio design consists of a needle-free port spike that connects to the compatible IV bag on one end, and a vial spike on the other end to connect a standard liquid or lyophilized/powdered drug vial. The bag spike and vial spike contain protective caps that maintain the sterility of the device until the caps are removed prior to use. Rio also includes a flow director (rotating handle) that will isolate the fluid between the vial and bag until manipulated by the pharmacist or clinician to allow two-way fluid transfer between the vial and bag.

    AI/ML Overview

    The provided text is a 510(k) summary for the Rio™ Drug Reconstitution Transfer Device. This document focuses on demonstrating substantial equivalence to a predicate device (K192154), rather than providing detailed acceptance criteria and study results for de novo device performance validation.

    Therefore, the document does not contain the specific information required to answer most of your questions about:

    • A table of acceptance criteria and reported device performance.
    • Sample sizes for test sets or their provenance.
    • Number of experts, their qualifications, or adjudication methods for ground truth.
    • MRMC or standalone comparative effectiveness studies.
    • Types of ground truth used.
    • Sample size or methods for establishing ground truth for training sets.

    The document indicates that clinical data was not needed to support the substantial equivalence determination, which means there are no clinical studies of the type you're asking about (e.g., MRMC studies).

    However, I can extract the information that is present regarding non-clinical testing and how it supports the device's conformance:

    Summary of Non-Clinical Testing and Conformance:

    The manufacturer states that "Non-clinical verification has been conducted to evaluate the safety, performance and functionality. The results of these test have demonstrated the overall safety of the subject device and ultimately supports a substantial equivalence device."

    The document generally states that "Test results from the performance testing conducted demonstrate the subject device met all acceptance criteria requirements." However, it does not explicitly list the quantitative acceptance criteria or the specific numerical results obtained for each test.

    Here's what can be gleaned about the non-clinical testing performed:

    1. A table of acceptance criteria and the reported device performance:

    • Acceptance Criteria: While specific numerical criteria are not provided, the testing aimed to meet various ISO and USP standards. For example, for particulates, the device had to "meet USP requirements." For sterility, it had to meet a "SAL 1x 10-6."
    • Reported Device Performance: The summary states that the device "met all acceptance criteria requirements" for the listed tests. No specific numerical performance values are given.
    Test TypeRelevant Standard (if mentioned)General Performance Description (Acceptance Criteria Implicit)Reported Device Performance
    Functional PerformanceMet all requirements
    Positive pressure leakISO 22413Device maintains seal under positive air pressureMet requirements
    Negative pressure leakISO 8536-4Device maintains seal under negative pressureMet requirements
    Fluid flowISO 22413Fluid flows as intended through the deviceMet requirements
    Retention TestingISO 8536-4Device retains components as designedMet requirements
    Fragmentation/CoringISO 22413Device does not shed particulates or coreMet requirements
    Vapor Barrier TestNot SpecifiedDevice maintains vapor barrierMet requirements
    Dye Leak TestISO 8871-5No dye leakage detectedMet requirements
    Bag Insertion forceNot SpecifiedInsertion into IV bag requires acceptable forceMet requirements
    Tamper Clip PerformanceMet all requirements
    Engagement forceNot SpecifiedTamper clip engages with appropriate forceMet requirements
    Removal forceNot SpecifiedTamper clip removes with appropriate forceMet requirements
    Particulate TestingUSPParticulate levels must be below specified USP limitsMeets USP requirements
    Microbial IngressNot SpecifiedDevice prevents microbial entryMet requirements
    BiocompatibilityISO 10993-1, FDA Guidance (Sept. 2023)Device material is biologically compatible with human contactMet requirements
    Sterilization ValidationISO 11137Device is effectively sterilized to SAL 1x10^-6Met requirements (SAL 1x10^-6)
    PackagingISO 11607Packaging maintains sterility and integrityMet requirements
    Shelf life/AgingNot SpecifiedDevice maintains performance over its 5-year shelf lifeMet requirements (5 years)

    2. Sample sized used for the test set and the data provenance:

    • Not specified in the provided text.

    3. Number of experts used to establish the ground truth for the test set and the qualifications of those experts:

    • Not applicable/Not specified. This is not a study involving expert readers or ground truth establishment in the context of diagnostic AI.

    4. Adjudication method for the test set:

    • Not applicable/Not specified.

    5. If a multi reader multi case (MRMC) comparative effectiveness study was done, If so, what was the effect size of how much human readers improve with AI vs without AI assistance:

    • No. The document explicitly states: "Clinical data was not needed to support a substantial equivalence determination." This is not an AI device or a diagnostic device.

    6. If a standalone (i.e. algorithm only without human-in-the-loop performance) was done:

    • No. This is a physical, mechanical device, not an algorithm.

    7. The type of ground truth used:

    • For the non-clinical tests, the "ground truth" is established by adherence to recognized standards (ISO, USP) and engineering specifications for mechanical and material performance. For example, for particulate testing, the USP limits define the "ground truth" for acceptable particulate levels. For sterility, the SAL 1x10^-6 is the "ground truth" for validated sterility.

    8. The sample size for the training set:

    • Not applicable. This is not an AI/machine learning device.

    9. How the ground truth for the training set was established:

    • Not applicable.
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    K Number
    K232048
    Manufacturer
    Date Cleared
    2023-12-20

    (163 days)

    Product Code
    Regulation Number
    870.1435
    Reference & Predicate Devices
    Why did this record match?
    Applicant Name (Manufacturer) :

    ICU Medical

    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The Cogent HMS is intended for patients for whom the monitoring of CCO and calculated hemodynamic parameters is indicated for diagnostic and prognostic evaluation by a clinician. The Cogent HMS is intended for use with ICU Medical pulmonary artery catheters and central venous oximetry catheters and with ICU Medical Cogent sensors. The Cogent HMS is intended to measure and calculate venous oxygen saturation in patients. PulseCO functionality is limited to adult patients.

    Device Description

    The Cogent HMS is designed to compute and display cardiac and oximetry parameters relevant to patient care in the hospital acute care areas including Intensive Care Units and the Operating Room. Monitoring parameters include cardiac output and blood oxygen saturation levels, as well as other derived hemodynamic parameters. Measurements are obtained through the compatible ICU Medical pulmonary artery and central venous oximetry catheters, and ICU Medical CardioFlo™ sensors.

    Input data for derived parameters may be keyed in by a clinician or may be obtained from a bedside monitor.

    The Cogent HMS provides the following functions:

    • monitors patient cardiac output continuously (CCO) using continuous thermodilution -(TdCO), and intermittently, using bolus thermodilution (Bolus CO);
    • monitors continuous cardiac output (CCO) using pulse power analysis on an arterial pressure waveform;
    • monitors venous oxygen saturation (SvO2) by measuring the reflectance spectrum of the blood; and
    • provides a general-purpose interface to the analog input/output channels of other monitoring devices.

    The Cogent HMS consists of:

    • a base unit (patient interface module or PIM);
    • a dedicated touch-screen display unit (user interface module or UIM) which allows for patient monitoring remotely (up to 50 feet); and
    • associated cables

    The PIM and UIM modules communicate with each other in docked, tethered (wired) or wireless mode.

    AI/ML Overview

    The provided text describes a 510(k) premarket notification for the ICU Medical Cogent™ Hemodynamic Monitoring System (HMS). However, the document focuses on demonstrating substantial equivalence to a predicate device (K152006) primarily due to updates to the operating system (Windows 7 to Windows 10), software (version 1.1.8 to 1.4.0), and minor hardware changes. The submission primarily relies on non-clinical testing and verification, rather than a clinical study with detailed acceptance criteria and performance metrics for a novel algorithm.

    Based on the provided text, the device is an updated version of an already cleared hemodynamic monitoring system. Therefore, the "acceptance criteria" discussed are largely related to ensuring the updated device performs equivalently to its predicate and meets relevant safety and performance standards. No specific "acceptance criteria" in terms of clinical performance metrics of an AI algorithm are explicitly stated, as the device is not presented as an AI-powered diagnostic algorithm with a performance threshold to meet.

    Here's a breakdown of the information based on your request, as much as can be extracted from the provided text:

    1. Table of Acceptance Criteria and Reported Device Performance

    As the submission is for an updated version of an existing device, the "acceptance criteria" largely revolve around demonstrating equivalent performance to the predicate device and compliance with relevant standards. The document doesn't provide a table of precise quantitative acceptance criteria for clinical performance (e.g., sensitivity, specificity for a diagnostic algorithm) and corresponding reported performance of a novel AI component. Instead, it states that "the measurement performance of the subject device is equivalent to that of the predicate device."

    Acceptance Criteria Category (Implied from text)Reported Device Performance (Implied from text)
    Software PerformanceVerified and validated successfully (per IEC 62304 and FDA guidance). Software considered equivalent to predicate.
    System Bench Testing (Simulated Use)Measurement performance of the subject device is equivalent to that of the predicate device.
    Electrical SafetyComplies with requirements per IEC 60601-1.
    Electromagnetic Compatibility (EMC)Complies with requirements per IEC 60601-1-2.
    CybersecuritySystem is effective in addressing cybersecurity threats.
    Risk ManagementRisk management activities incorporated in accordance with ISO 14971:2019 and tested for correct implementation and effectiveness.
    Functional Performance & Intended UseMeets functional performance and intended use claims as described in device labeling. No different questions of safety and effectiveness introduced.
    BiocompatibilityNot applicable, as the device itself does not have direct patient contact. (Patient-contacting accessories are cleared separately).

    2. Sample Size Used for the Test Set and Data Provenance

    The document explicitly states: "No new human factors, animal, and/or clinical studies were conducted as was determined not required to demonstrate device safety and effectiveness for the subject device."

    Therefore, there is no "test set" in the context of clinical data with a sample size or provenance for this specific 510(k) submission. The testing performed was primarily non-clinical (bench testing, software V&V).

    3. Number of Experts Used to Establish the Ground Truth for the Test Set and Their Qualifications

    Since no new clinical studies were conducted for this submission, there is no mention of experts establishing ground truth for a test set.

    4. Adjudication Method for the Test Set

    Not applicable, as no new clinical test set was used.

    5. If a Multi Reader Multi Case (MRMC) Comparative Effectiveness Study was done, If so, what was the effect size of how much human readers improve with AI vs without AI assistance

    Not applicable. The device is a hemodynamic monitoring system, not an AI-assisted diagnostic imaging or interpretation tool. The submission focuses on software and hardware updates to an existing monitoring device, not the evaluation of an AI algorithm's impact on human reader performance.

    6. If a standalone (i.e. algorithm only without human-in-the-loop performance) was done

    The "Cogent System Software Validation" and various algorithm validations (PulseCO, Bolus CO, SO2, CCO) were performed, which could be considered standalone performance evaluations of the specific algorithms within the device. However, these are validations of established medical algorithms for physiological measurements, not novel AI algorithms in the common sense. The text implies these were bench validations, not clinical standalone performance studies.

    7. The Type of Ground Truth Used

    For the algorithm validations (e.g., PulseCO, Bolus CO, SO2, CCO), the ground truth was established through "in vitro validation" using flow simulators or electronically generated data. This suggests a controlled laboratory environment where the "true" physiological values could be precisely set or simulated.

    8. The Sample Size for the Training Set

    Not applicable. The document discusses updates to an existing device and its algorithms, not the training of a new AI algorithm that would require a distinct training set. The algorithms mentioned (e.g., thermodilution, pulse power analysis) are based on established physiological principles and are not typically "trained" in the machine learning sense with large datasets.

    9. How the Ground Truth for the Training Set was Established

    Not applicable, as there is no mention of a training set for a novel AI algorithm.

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    K Number
    K223607
    Manufacturer
    Date Cleared
    2023-08-24

    (265 days)

    Product Code
    Regulation Number
    880.5725
    Reference & Predicate Devices
    Why did this record match?
    Applicant Name (Manufacturer) :

    ICU Medical, Inc.

    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The Plum Duo Infusion System is intended for parenteral fluids and medications through clinically acceptable routes (limited to intravenous, intra-arterial, and subcutaneous therapies).

    The Plum Duo Infusion System is intended for use in clinical environments in the hospital environment and other outpatient healthcare facilities by licensed healthcare professionals are trained in the use of the infusion pump and the administration of therapies consistent with the intended use.

    The Plum Duo Infusion System is intended for adult, pediatric (including infants and children), and neonatal patient populations.

    Device Description

    The Plum Duo™ Infusion System is the next generation of the Plum™ family of devices that is based on the fundamental technology of the Plum 360™ Infusion System cleared under K161469. The pump design incorporates state-of-the-art features such as dual channel functionality, touch screen display, and lithium iron phosphate battery technology. The pump uses the same volumetric piston type technology with a plunger stepper motor to deliver fluids to a patient as the predicate Plum 360™ Infusion System.
    Plum Duo™ Infusion System is a large volume pump (LVP) with two independent pump channels that can deliver fluid to a patient on up to 4 lines and is designed so that it is possible to use one channel only. In addition, although the channels can operate independently, patient parameters can be shared across the channels to aid in the speed of programming. Each channel accepts a cassette that is part of a PlumSet™ administration set and can connect to a primary and/or secondary container.

    AI/ML Overview

    The provided document is a 510(k) Summary for the Plum Duo™ Infusion System, which is an infusion pump. It demonstrates substantial equivalence to a predicate device. This type of regulatory submission focuses on engineering and performance validation rather than clinical studies involving patient data or human interpretation of medical images.

    Therefore, the document does not contain the information requested regarding acceptance criteria and study details for an AI/ML-enabled medical device that typically involves:

    • A table of acceptance criteria and reported device performance (in terms of sensitivity, specificity, AUC, etc., which are common for diagnostic or AI algorithms).
    • Sample size for a test set based on patient data provenance.
    • Number of experts and their qualifications for establishing ground truth.
    • Adjudication methods for test sets.
    • Multi-Reader Multi-Case (MRMC) comparative effectiveness studies.
    • Standalone (algorithm-only) performance.
    • Type of ground truth (pathology, outcomes data, expert consensus).
    • Sample size for the training set and how its ground truth was established.

    This document describes a more traditional medical device submission, focusing on the mechanical, electrical, and software safety and performance of an infusion pump. The "Summary of Non-Clinical Testing" section lists various engineering tests (e.g., flow rate accuracy, air in line performance, alarm testing, electrical safety, reliability testing, human factors validation), which are typical for infusion pumps to ensure their safe and effective operation, but these do not align with the criteria for evaluating an AI/ML model for diagnostic or predictive purposes.

    The statement "Clinical evaluation is not required for this submission to support substantial equivalence" further confirms that the type of studies and data provenance you are asking about (which often involve clinical data and human interpretation) were not part of this specific submission.

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    K Number
    K223606
    Manufacturer
    Date Cleared
    2023-08-24

    (265 days)

    Product Code
    Regulation Number
    880.5725
    Reference & Predicate Devices
    Why did this record match?
    Applicant Name (Manufacturer) :

    ICU Medical, Inc.

    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The LifeShield™ Infusion Safety Software Suite is a collection of software products that facilitates networked communication between compatible systems. The Infusion Safety Software Suite provides trained healthcare professionals the ability to manage data for compatible infusion pumps. All data entry and validation of infusion parameters on compatible infusion pumps is performed by a trained healthcare professional. LifeShield™ Infusion Safety Software Suite is indicated for use in patients including adult, pediatric and neonate undergoing infusion therapy with connected compatible infusion pumps (as per the indications for use specified for the compatible infusion pump).

    The LifeShield™ Drug Library Management (DLM) software product is intended to be used by pharmacists to create, configure, edit, and manage drug library data, including infusion pump settings, for use with compatible infusion pumps. Drug library contents are constructed based on the healthcare provider's defined best practices.

    The LifeShield™ Clinical Dashboards & Reports (CDR) software product provides trained healthcare professionals with the capability to view and manage infusion collected from compatible infusion pumps. Healthcare professionals may choose to use the collected information to support continuous quality improvement programs, or to analyze and trend various aspects of the infusion pumps and therapies used. It is not intended to be a substitute for good clinical management practices, nor does its operation create decisions or treatment pathways.

    Device Description

    The LifeShield™ Infusion Safety Software Suite is a cloud-based platform provided as a software-as-a-service (SaaS) designed to be compatible with the Plum Duo™ infusion pump. The LifeShield Infusion Safety Software Suite is hosted by Amazon Web Services (AWS) as its cloud provider. LifeShield™ Infusion Safety Software Suite consists of a collection of software services which, when used together, provide a comprehensive set of data management capabilities for trained healthcare professionals when working with infusion pumps. LifeShield™ Infusion Safety Software Suite does not remotely control or program the infusion pump or provide the ability to remotely manage pump alarms such as real-time monitoring, clearing and silencing alarms.

    The LifeShield™ Drug Library Management (DLM) software product is used by pharmacists to create approved drug libraries that can be downloaded by the infusion pumps. Drug libraries contain information on medications along with rulesets and associated clinical care areas (CCA) defined by pharmacists in accordance to their facility's best practices. Certain infusion pump parameters are also defined in the drug library. The LifeShield™ Device Manager (DM) and LifeShield™ Data Flow Management (DFM) are used to make the drug libraries available for the infusion pump to download and install. Download and installation of a drug library to the infusion pump establishes alert parameters for a medication that is being programmed for infusion. Additionally, the infusion pump applies the userdefined drug library settings for the configurable features of the pump.

    The LifeShield™ Clinical Dashboards & Reports (CDR) software is used by clinical administrators to view infusion or device-related information received from the Plum Duo™ infusion pump via the LifeShield™ DFM. It provides a near real-time view of ongoing infusions and their status; a view of all infusion pumps with their asset information and operational status; dashboards that provides easy navigation of key infusion or asset metrics; and an analytics viewer that users can use to view historical infusion and/or asset information. Healthcare professionals may choose to use the collected infusion information to support continuous quality improvement programs, or to analyze and trend various aspects of the infusion pumps and therapies used. The information presented by the software does not create decisions or treatment pathways for patients. LifeShield™ CDR is able to display infusion and infusion pump information from a single or multiple facilities within the customer account.

    LifeShield™ Infusion Safety Software Suite can be configured to interface with a facility's Hospital Information System (HIS) / EHR system to support auto-programming and infusion documentation. When the autoprogramming feature license is enabled, the LifeShield™ Infusion Safety Software Suite can receive a pharmacy-validated order (also referred as auto-program order) from the HIS/EHR and route it to the infusion pump where the therapy program is pre-populated with physician-prescribed medication and infusion parameters, helping to reduce manual entry by the clinician when programming the pump. LifeShield™ Infusion Safety Software Suite does not modify the contents of the auto-program order received from the HIS/EHR.

    When the infusion documentation feature license is enabled, the LifeShield™ Infusion Safety Software Suite forwards the infusion data it receives from the infusion pump to the HIS/EHR system to support the facility's documentation of infusion information and HIS/EHR dashboards. Infusion data includes infusion status (e.g. volume change) and events (e.g. infusion start, stop, complete). LifeShield™ Infusion Safety Software Suite does not modify the contents of the infusion data sent to the HIS/EHR.

    AI/ML Overview

    Here's an analysis of the acceptance criteria and study information for the LifeShield™ Infusion Safety Software Suite based on the provided document:

    1. A table of acceptance criteria and the reported device performance:

    The document primarily focuses on demonstrating substantial equivalence to a predicate device rather than presenting specific quantitative acceptance criteria and device performance metrics in a direct table format. However, it implicitly states that the device met acceptance criteria through various tests.

    Here's an interpreted table based on the non-clinical testing summary:

    Acceptance Criteria CategoryReported Device Performance (as stated in the document)
    Design Requirements MetDesign verification tests passed established acceptance criteria, confirming the subject device meets design requirements.
    Software VerificationSoftware verification followed the software development process outlined in IEC 62304:2015.
    Performance, Reliability, CompatibilityVerification activities also included performance, reliability, compatibility tests, and systems integration tests with the compatible infusion pump, which were passed.
    System IntegrationSystems integration tests with the compatible infusion pump were passed.
    CybersecurityCybersecurity evaluation and testing demonstrate that the software is reasonably secure.
    User Needs Met (Design Validation)Design validation tests passed established acceptance criteria, confirming the subject device meets all intended users' needs.
    Risk ManagementRisk mitigations have been incorporated into the design and have been tested for correct implementation and effectiveness as part of design verification and validation.
    User Interface Effectiveness (Human Factors)Human Factors studies demonstrate the effectiveness of the user interface design for key features and their associated critical tasks.

    2. Sample size used for the test set and the data provenance:

    The document does not specify the sample size used for any of the test sets (design verification, design validation, cybersecurity, human factors). It also does not mention the country of origin of the data or whether the data was retrospective or prospective.

    3. Number of experts used to establish the ground truth for the test set and the qualifications of those experts:

    The document does not provide information on the number of experts used or their specific qualifications for establishing ground truth for any of the tests. It refers to "trained healthcare professionals" for the intended use and "pharmacists" for drug library creation but does not detail their involvement in formal ground truth establishment for testing.

    4. Adjudication method (e.g. 2+1, 3+1, none) for the test set:

    The document does not describe any adjudication method used for establishing ground truth or evaluating test results.

    5. If a multi reader multi case (MRMC) comparative effectiveness study was done, If so, what was the effect size of how much human readers improve with AI vs without AI assistance:

    The document states, "A Clinical Study is not required for this submission to support substantial equivalence." Therefore, no MRMC comparative effectiveness study was done, and there is no information on human reader improvement with or without AI assistance. This device is a software suite for managing infusion pump data, not an AI-powered diagnostic or assistive tool for human interpretation.

    6. If a standalone (i.e. algorithm only without human-in-the-loop performance) was done:

    The device is described as a "software-as-a-service (SaaS)" that facilitates data management and communication for infusion pumps. It explicitly states that "All data entry and validation of infusion parameters on compatible infusion pumps is performed by a trained healthcare professional." While portions of the software may operate automatically (e.g., routing data), the core functionality involves human interaction and oversight. Therefore, a purely standalone algorithm-only performance study as typically understood for AI algorithms would not be applicable or detailed here. The "non-clinical testing" and "design verification" cover its functional performance.

    7. The type of ground truth used (expert consensus, pathology, outcomes data, etc.):

    The document does not explicitly state the type of "ground truth" used for its internal verification and validation studies. Given the nature of the device (infusion safety software), the "ground truth" would likely involve:

    • Design requirements and specifications: For design verification, the software's output and functionality are compared against its documented requirements.
    • User needs: For design validation, the software's ability to meet the needs of trained healthcare professionals (pharmacists, clinical administrators) for tasks like drug library management, data viewing, and auto-programming would be assessed.
    • Industry standards: Adherence to standards like IEC 62304 for software and ISO 14971 for risk management implies these standards served as a form of "ground truth" for compliance.

    8. The sample size for the training set:

    As this is not an AI/ML device that requires a training set in the conventional sense, the document does not mention a training set or its sample size. The software development process aligns with IEC 62304, focusing on verification and validation of designed functionality.

    9. How the ground truth for the training set was established:

    Not applicable, as there is no mention of a training set.

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    K Number
    K192154
    Manufacturer
    Date Cleared
    2020-04-20

    (255 days)

    Product Code
    Regulation Number
    880.5440
    Reference & Predicate Devices
    Why did this record match?
    Applicant Name (Manufacturer) :

    ICU Medical

    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    Rio™ Vial-to-Bag Drug Reconstitution Device is indicated for single-use reconstituting or mixing of liquid or lyophilized drug in a vial, and the aseptic transfer of the reconstituted drug into the multi-port LifeCare IV container system (IV bag) for patient infusion administration.

    Device Description

    Rio™ Vial-to-Bag Drug Reconstitution Device (Rio™) is a single use, sterile, two-way, drug transfer device that is designed and indicated to connect an ICU Medical LifeCare IV container system (IV bag)(up to 250 mL) via the drug additive port, to a drug vial having a 20mm stopper closure for reconstituting or mixing and aseptic transfer of the drug from the vial into the solution of the IV bag. Once connected, Rio™ is not separated from the IV bag or vial, and should be disposed of with the IV bag when administration is complete. Rio™ is intended to be used in a pharmacy setting or patient care area, by trained clinicians. RioTM design consists of a port spike that connects to the compatible IV bag on one end, and a vial spike on the other end to connect a standard liquid or lyophilized/powdered drug vial having a 20mm closure. The bag spike and vial spike contain protective caps that maintain the sterility of the device until the caps are removed prior to use. Rio™ also includes a flow director (rotating handle) that will isolate the fluid between the vial and bag until manipulated by the pharmacist or clinician to allow two-way fluid transfer between the vial and bag. Rio™ is needlefree and will passively aid in the prevention of needlestick injuries.

    AI/ML Overview

    The provided document is a 510(k) summary for the Rio™ Vial-to-Bag Drug Reconstitution Device. It describes the device, its intended use, and compares it to a predicate device. It also mentions non-clinical testing performed to support its safety and effectiveness.

    However, the document does not contain specific acceptance criteria values or detailed results of a study proving the device meets those criteria in a format that would allow for the construction of the requested table. Specifically, it lacks:

    • Specific quantitative acceptance criteria: The document lists types of tests (e.g., Positive pressure leak, Fluid flow, Particulate testing) but does not provide numerical thresholds or pass/fail definitions for these tests.
    • Reported device performance data: While it states "the new device met its design specifications and performs as intended," it does not provide the actual measured performance values from the tests.
    • Details about sample sizes, data provenance, ground truth establishment, or expert involvement, which are typically associated with studies involving AI or complex diagnostic systems, and are not relevant to this type of mechanical medical device submission which focuses on functional and material testing.

    Therefore, I cannot generate the requested table and detailed study information based on the provided text. The submission focuses on demonstrating substantial equivalence through comparison to a predicate device and extensive physical and material testing, rather than a clinical effectiveness study with human readers or AI.

    Here's a breakdown of why the requested elements cannot be fulfilled from the provided text:

    1. Table of acceptance criteria and the reported device performance:

      • Acceptance Criteria: Not explicitly stated with quantitative values. The document mentions functional performance per ISO standards (e.g., ISO 8536-4, ISO 22413), particulate testing per ISO 8536-4 and USP, biocompatibility per ISO 10993-1, sterilization per ISO 11137, and packaging per ISO 11607. These standards contain acceptance criteria, but the specific criteria applied (e.g., maximum leakage rate, particle count limits) are not detailed in this summary.
      • Reported Device Performance: The document only makes a general statement that "the new device met its design specifications and performs as intended." No specific performance metrics or values are reported.
    2. Sample size used for the test set and the data provenance: Not mentioned. This type of detail is typically included in full test reports, not a 510(k) summary. Data provenance (country of origin, retrospective/prospective) is not relevant for this type of device and testing.

    3. Number of experts used to establish the ground truth for the test set and the qualifications of those experts: Not applicable. This device is a mechanical drug reconstitution device, not an interpretative diagnostic device requiring expert ground truth establishment.

    4. Adjudication method for the test set: Not applicable for this type of device testing.

    5. If a multi reader multi case (MRMC) comparative effectiveness study was done, If so, what was the effect size of how much human readers improve with AI vs without AI assistance: Not applicable. This is not an AI-assisted diagnostic device.

    6. If a standalone (i.e. algorithm only without human-in-the-loop performance) was done: Not applicable. This is not an algorithm-based device.

    7. The type of ground truth used (expert consensus, pathology, outcomes data, etc): Not applicable. The "ground truth" for this device's testing would be defined by the specifications and performance requirements of the relevant ISO and USP standards for mechanical and material properties.

    8. The sample size for the training set: Not applicable. This device does not use machine learning or AI that requires a training set.

    9. How the ground truth for the training set was established: Not applicable.

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    K Number
    K190918
    Manufacturer
    Date Cleared
    2020-03-06

    (332 days)

    Product Code
    Regulation Number
    880.5440
    Reference & Predicate Devices
    Why did this record match?
    Applicant Name (Manufacturer) :

    ICU Medical

    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    SwabTip™ is intended for use on ISO male luer connectors as a cover to protect the luer from potential contamination. The SwabTip™ acts as a physical barrier to contamination between line accesses and also serves as a disinfecting cleaner for use prior to line access. SwabTip™ will disinfect the male luer (30) seconds after application and maintains a disinfected luer surface for up to four days (96 hours) if not removed.

    Device Description

    SwabTip™ Male Disinfectant Cap is an accessory to the terminal male luer of an intravenous administration set that is used to disinfect and maintain a physical barrier when the administration set is not in use. The SwabTip™ is a cap that when attached to an ISO compatible male luer slip, lock, or spin luer, delivers a small volume of 70% isopropyl alcohol to the external surfaces of the male luer including the internal threads. SwabTip™ is a single use sterile fluid path cap, provided in multi-unit delivery strip.

    AI/ML Overview

    The provided document describes the acceptance criteria and study that proves the SwabTip™ Male Disinfectant Cap meets these criteria, supporting its substantial equivalence to a predicate device.

    Here's the breakdown of the requested information:

    1. Table of Acceptance Criteria and Reported Device Performance

    Challenge StrainAcceptance Criteria (≥ Log$_{10}$ Reduction)Reported Device Performance (Number of Samples Passing)Result
    P. aeruginosa (ATCC #9027)≥4.0 on 10/10 Samples10/10 SamplesPass
    S. aureus (ATCC #6538)≥4.0 on 10/10 Samples10/10 SamplesPass
    E. coli (ATCC #11229)≥4.0 on 10/10 Samples10/10 SamplesPass
    S. epidermidis (ATCC #14990)≥4.0 on 10/10 Samples10/10 SamplesPass
    C. albicans (ATCC #10231)≥4.0 on 10/10 Samples10/10 SamplesPass
    C. glabrata (ATCC #2001)≥4.0 on 10/10 Samples10/10 SamplesPass

    Notes:

    • This table specifically refers to the "Efficacy Study" (time-kill study) for antimicrobial activity.
    • Other performance data mentioned includes: Microbial Barrier Performance Test, Male Luer Compatibility Testing, Visual Inspection, Foil Functional Test, Lid Peel Force, Integrity by Weight, Seal Leak Testing of Holder and Foil Lid, IPA Ingress/Alcohol Fluid Path Testing, Pyrogenicity Testing, and Particulates. The document states that the results of these tests "demonstrated that the subject device meets the performance requirements and ultimately supports a substantial equivalence determination," and that "Test results from the performance testing conducted demonstrate that SwabTip™ met all acceptance criteria requirements," but does not provide specific numerical outcomes or acceptance criteria for each of these additional tests in the provided text.

    2. Sample Size Used for the Test Set and Data Provenance

    • Sample Size for Efficacy Study: For the antimicrobial efficacy time-kill study, the sample size was 10 samples for each of the six challenge strains, totaling 60 samples evaluated for antimicrobial activity.
    • Data Provenance: The document states "A time kill study was conducted to determine how rapidly and effectively SwabTip™ kills a variety of microorganisms. SwabTip™ was tested for antimicrobial activity against six selected organisms using an industry standard protocol for time-kill assays." There is no specific information about the country of origin of the data or whether it was retrospective or prospective, but it implies a controlled laboratory study.

    3. Number of Experts Used to Establish Ground Truth for the Test Set and Qualifications

    • This document describes performance testing of a medical device (disinfectant cap) against specific microbial challenges and physical/chemical properties, not a diagnostic or AI-driven image analysis tool. Therefore, the concept of "experts used to establish the ground truth" in the traditional sense of clinical interpretations (e.g., radiologists for imaging) is not applicable here. The ground truth (e.g., log reduction of bacteria) is established through standardized laboratory protocols and measurements.

    4. Adjudication Method for the Test Set

    • Adjudication methods (e.g., 2+1, 3+1) are typically used in clinical studies where human interpretation of data (e.g., medical images) is involved. For the laboratory performance tests described (antimicrobial efficacy, physical integrity, etc.), such adjudication methods are not relevant. The results are based on objective measurements against predefined acceptance criteria.

    5. If a Multi-Reader Multi-Case (MRMC) Comparative Effectiveness Study was done

    • No, an MRMC comparative effectiveness study was not done. This type of study is relevant for evaluating the impact of AI on human reader performance, particularly in diagnostic imaging. The SwabTip™ is a device with a direct physical and chemical function, not a diagnostic or AI-assisted system.

    6. If a Standalone (i.e., algorithm only without human-in-the-loop performance) was done

    • This question is also not applicable. The SwabTip™ is a physical device that performs disinfection, not a software algorithm. The "standalone performance" is the device's inherent ability to disinfect and maintain cleanliness, which was evaluated through the various performance tests listed.

    7. The Type of Ground Truth Used

    • The ground truth for the efficacy study was based on quantitative microbiological measurements (Log$_{10}$ reduction) of specific microbial strains after exposure to the device, conducted under industry standard protocols for time-kill assays.
    • For other tests (e.g., Luer compatibility, physical integrity, biocompatibility), the ground truth was established by meeting specified engineering, material, and safety standards (e.g., ISO standards, USP requirements), against which the device's performance was measured.

    8. The Sample Size for the Training Set

    • This document describes the validation of a physical medical device, not the development of an AI model. Therefore, there is no "training set" in the context of machine learning. The studies described are performance validation tests.

    9. How the Ground Truth for the Training Set was Established

    • As there is no "training set" in the context of AI model development, this question is not applicable.
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