K Number
K980289
Manufacturer
Date Cleared
1998-06-12

(137 days)

Product Code
Regulation Number
892.1170
Reference & Predicate Devices
Predicate For
N/A
AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
Intended Use

The bone density estimates from the SXA 3000™ can be used as an aid to physicians in determining fracture risk, based on their comparison to estimates for people without bone related disease, who have the same gender and ethnic background as the patient.

Device Description

The Norland OsteoAnalyzerTM Model SXA 3000TM X-Ray Bone Densitometer (SXA 3000TM) can be used whenever it is desirable to do a bone assessment of the os calcis (heel). Bone assessments are of interest in many medical disciplines such as nephrology, endocrinology, rheumatology, gynecology, etc. The SXA 3000TM scans the heel using the industry standard SXA pencil beam technology and provides BMC, Area, BMD, T-Score, and Z-Score values. A scan takes about three minutes and the patient dose is less than 1.5 mRem. The SXA 3000TM provides fracture risk assessment based on the World Health Organization (WHO) criteria for relating the bone density test to fracture risk assessment and disease diagnosis. In general, this assessment states that patients with T-Scores from +1 to -1 are considered to be normal; T-Scores from -1 to -2.5 are considered to have low bone mass and an increased risk of fracture; and T-Scores below -2.5 are considered to be osteoporotic with a high risk of fracture.

AI/ML Overview

The provided text describes a 510(k) summary for a "Fracture Risk Assessment Capability for the Norland SXA 3000™ Bone Densitometer." However, it does not contain information about specific acceptance criteria, a study proving device performance against those criteria, sample sizes for test/training sets, expert qualifications, or adjudication methods. Instead, it focuses on the device's description, classification, and regulatory approval based on substantial equivalence to a predicate device.

The core of the document, the "510k Summary," primarily outlines the device's intended use and claim of "Safety and Effectiveness" by stating: "This Fracture Risk Assessment Capability for the SXA 3000™ is comparable to fracture risk assessment capabilities in use with other bone densitometers in the industry. No new safety or effectiveness issues are raised with this capability." This indicates a reliance on the existing regulatory framework for bone densitometers and the predicate device (K973104), rather than a specific de novo study with acceptance criteria and performance metrics described in typical AI/ML device submissions.

Therefore, most of the requested information cannot be extracted from this document.

Here's a breakdown of what can and cannot be answered based on the provided text:

1. A table of acceptance criteria and the reported device performance

  • Cannot be provided. The document does not specify quantitative acceptance criteria or report specific performance metrics for the device. The claim for "Safety and Effectiveness" is based on comparability to predicate devices, not on meeting predefined performance thresholds in a distinct study.

2. Sample size used for the test set and the data provenance (e.g. country of origin of the data, retrospective or prospective)

  • Cannot be provided. The document does not describe a test set or any study involving patient data to validate the device's performance. The approval is based on substantial equivalence.

3. Number of experts used to establish the ground truth for the test set and the qualifications of those experts (e.g. radiologist with 10 years of experience)

  • Cannot be provided. No test set or ground truth establishment process is described in the document.

4. Adjudication method (e.g. 2+1, 3+1, none) for the test set

  • Cannot be provided. No test set or adjudication process is described in the document.

5. If a multi reader multi case (MRMC) comparative effectiveness study was done, If so, what was the effect size of how much human readers improve with AI vs without AI assistance

  • Cannot be provided. This device is a bone densitometer providing quantitative measurements (T-Scores, Z-Scores), not an AI-assisted diagnostic tool that would typically involve human reader improvement studies. The document does not describe any MRMC study.

6. If a standalone (i.e. algorithm only without human-in-the-loop performance) was done

  • The device itself is a standalone measurement device. The "Fracture Risk Assessment Capability" for the SXA 3000™ Bone Densitometer functions by providing T-Scores and Z-Scores based on bone density measurements, which are then interpreted by clinicians according to WHO criteria. It's an algorithm embedded in the device to calculate these scores, and its "performance" is implicitly tied to the accuracy and precision of the underlying bone density measurement, which is not detailed here in terms of a standalone study. However, it's not an AI algorithm in the contemporary sense that would have a "standalone performance" study against a human baseline for interpretation.

7. The type of ground truth used (expert consensus, pathology, outcomes data, etc)

  • Cannot be explicitly provided from the document. The device outputs T-Scores and Z-Scores, which are compared against "estimates for people without bone related disease." The ground truth for these reference populations is implicitly established by epidemiological studies and clinical consensus, as reflected in the WHO criteria mentioned. However, the document does not detail how the ground truth was established for "testing" this specific device's fracture risk assessment capability.

8. The sample size for the training set

  • Cannot be provided. The document does not describe a training set for an algorithm in the context of AI/ML. The device's calculations are based on established physical principles of X-ray attenuation and statistical models for T-Scores/Z-Scores derived from reference populations.

9. How the ground truth for the training set was established

  • Cannot be provided. As above, no training set is described in the context of AI/ML. The "ground truth" for the reference data used to define T-scores and Z-scores would be established through large-scale population studies that measure bone mineral density in healthy individuals, often with age, gender, and ethnicity stratification, as referenced by the mention of WHO criteria.

Essentially, this 510(k) summary is from 1998, predating much of the modern regulatory framework and expectations for AI/ML device submissions, which typically involve detailed performance studies. Its approval is based on substantial equivalence to an existing (predicate) device, making most of the requested performance-study-specific details inapplicable or not available within this document.

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FAX 9205638626 14:51 ~02/24/98

NORLAND ADMIN.

Image /page/0/Picture/2 description: The image shows a series of characters that appear to be handwritten. The characters include the letter 'K', the number '9', the letter 'f', the letter 'o', the number '2', and the number '8'. The characters are written in a dark color, possibly black ink, against a light background. The handwriting style is somewhat rough, with varying stroke thicknesses.

February 1998

Fracture Risk Capability for SXA 3000704 - Supplement 1

JUN 1 2 1998

: 上一篇:

510k Summary as required by 807.92(c) for Fracture Risk Assessment Capability for the Norland SXA 3000TM Bone Densitometer

Prepared February 1998

Submitted by:Norland CorporationW6340 Hackbarth RoadFort Atkinson, WI 53538Reg. # 2124648Tel: 920-563-8456Fax: 920-563-8626
Contact Person:Mr. Terry SchwalenbergDirector Regulatory Affairs920-563-8456 x229
Device Trade Name:Fracture Risk Assessment Capabilityfor the Norland SXA 3000TM Bone Densitometer
Common Name:Fracture Risk Assessment for a single energy x-ray (SXA) bonedensitometer
Classification:Bone Densitometer, (21 CFR 892.1170), product code 90KGI; Class II
Predicate Devices:Fracture Risk Assessment for pDEXATM Bone Densitometer (K973104)Norland Medical Systems, Inc., Fort Atkinson, WI
Description ofDevice:The Norland OsteoAnalyzerTM Model SXA 3000TM X-Ray BoneDensitometer (SXA 3000TM) can be used whenever it is desirable to do abone assessment of the os calcis (heel). Bone assessments are of interest inmany medical disciplines such as nephrology, endocrinology,rheumatology, gynecology, etc. The SXA 3000TM scans the heel using theindustry standard SXA pencil beam technology and provides BMC, Area,BMD, T-Score, and Z-Score values. A scan takes about three minutes andthe patient dose is less than 1.5 mRem.
The SXA 3000TM provides fracture risk assessment based on the WorldHealth Organization (WHO) criteria for relating the bone density test tofracture risk assessment and disease diagnosis. In general, this assessmentstates that patients with T-Scores from +1 to -1 are considered to be

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BURL AT THE MONE

normal; T-Scores from -1 to -2.5 are considered to have low bone mass and an increased risk of fracture; and T-Scores below -2.5 are considered to be osteoporotic with a high risk of fracture.

Safety and Effectiveness: This Fracture Risk Assessment Capability for the SXA 3000™ is comparable to fracture risk assessment capabilities in use with other boms densitometers in the industry. No new safety or effectiveness issues are raised with this capability.

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Image /page/2/Picture/0 description: The image shows the logo for the U.S. Department of Health & Human Services. The logo consists of a stylized graphic of three human profiles facing right, stacked on top of each other. The profiles are rendered in black lines. The text "DEPARTMENT OF HEALTH & HUMAN SERVICES - USA" is arranged in a circular fashion around the graphic.

Food and Drug Administration 9200 Corporate Boulevard Rockville MD 20850

JUN | 2 1998

Terry Schwalenberg Director Regulatory Affairs Norland Systems, Inc. W6340 Hackbarth Road Fort Atkinson, WI 53538

Re:

· Fracture risk capabililty for the Norland SXA 3000 Bone Densitometer Dated: April 16, 1998 Received: April 20, 1998 Regulatory class: II 21 CFR 892.1170/Procode: 90 KGI

Dear Mr. Schwalenberg:

We have reviewed your Section 510(k) notification of intent to market the device referenced above and we have determined the device is substantially equivalent (for the indications for use stated in the enclosure) to devices marketed in interstate commerce prior to May 28, 1976, the enactment date of the Medical Device Amendments, or to devices that have been reclassified in accordance with the provisions of the Federal Food, Drug, and Cosmetic Act (Act.). You may, therefore, market the device, subject to the general controls provisions of the Act. The general controls provisions of the Act include requirements for annual registration, listing of devices, good manufacturing practice, labeling, and prohibitions against misbranding and adulteration.

K980289

If your device is classified (see above) into either class II (Premarket Approval), it may be subject to such additional controls. Existing major regulations affecting your device can be found in the Code of Federal Regulations, Title 21, Parts 800 to 895. A substantially equivalent determination assumes compliance with the Current Good Manufacturing Practice requirements, as set forth in the Quality System Regulation (QS) for Medical Devices: General regulation (21 CFR Part 820) and that, through periodic QS inspections, the Food and Drug Administration (FDA) will verify such assumptions. Failure to comply with the GMP regulation may result in regulatory action. In addition, FDA may publish further announcements concerning your device in the Federal Register. Please note: this response to your premarket notification submission does not affect any obligation you might have under sections 531 through 542 of the Act for devices under the Electronic Product Radiation Control provisions, or other Federal laws or regulations.

This letter will allow you to begin marketing your device as described in your 510(k) premarket notification. The FDA finding of substantial equivalence of your device to a legally marketed predicate device results in a classification for your device and thus, permits your device to proceed to the market,

If you desire specific advice for your device on our labeling regulation (21 CFR Part 801 and additionally 809.10 for in vitro diagnostic devices), please contact the Office of Compliance at (301) 594-4613. Additionally, for questions on the promotion and advertising of your device, please contact the Office of Compliance at (301) 594-4639. Also, please note the regulation entitled, "Misbranding by reference to premarket notification" (21. CFR 807.97). Other general information on your responsibilities under the Act may be obtained from the Division of Small Manufacturers Assistance at its toll-free number (800) 638-2041 or (301) 443-6597 or at its Internet address "http://www.fda.gov/cdrh/dsmaldsmamain.html".

Sincerely yours,

Lillian Yin, Ph.D.

Lillian Yin, Ph.D. Director, Division of Reproductive Abdominal, Ear, Nose and Throat and Radiological Devices Office of Device Evaluation Center for Devices and Radiological Health

Enclosure

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Fracture Risk Capability for SXA 3000TM - Supplement 1

INDICATIONS FOR USE STATEMENT

510(K) Number (if known): K980289

Device Name: Fracture Risk Assessment capability for the Norland SXA 3000™ Bone Densitometer

Indications For Use:

The bone density estimates from the SXA 3000™ can be used as an aid to physicians in determining fracture risk, based on their comparison to estimates for people without bone related disease, who have the same gender and ethnic background as the patient.

(PLEASE DO NOT WRITE BELOW THIS LINE - CONTINUE ON ANOTHER PAGE IF NEEDED)

Concurrence of CDRH, Office of Device Evaluation (ODE)

Prescription Use
OR Over-The-Counter-Use
(Per 21 CFR 810.109)

(Division Sign-Off)

(Division Sign-Off) Division of Reproductive, Abdominal, ENT and Radiological Devi

510(k) Number

§ 892.1170 Bone densitometer.

(a)
Identification. A bone densitometer is a device intended for medical purposes to measure bone density and mineral content by x-ray or gamma ray transmission measurements through the bone and adjacent tissues. This generic type of device may include signal analysis and display equipment, patient and equipment supports, component parts, and accessories.(b)
Classification. Class II.