K Number
K965232
Device Name
CALTAG CAL-LYSE
Date Cleared
1997-05-14

(134 days)

Product Code
Regulation Number
864.5220
Reference & Predicate Devices
N/A
Predicate For
N/A
AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
Intended Use

Caltag Cal-Lyse is a lysis solution to enable the lysis of erythrocytes in samples of anticoagulated human peripheral blood. Cal-Lyse lysing solution is intended as an aid in the enumeration of leukocytes that have been stained with Caltag monoclonal antibodies for analysis by flow cytometric methods.

Device Description

Caltag monoclonal antibodies bind to the surfaces of viable blood cells that express the corresponding antigens. To identify cells bearing these antigenic determinants, peripheral blood samples are incubated with fluorochromeconjugated monoclonal antibodies. Cells are subsequently washed to remove unbound antibody. Prior to the removal of unbound antibody. Cal-Lyse lysing solution is added to lyse red blood cells. Cells may subsequently be washed. resulting in the elimination of red cell debris as well as unbound antibody. Cal-Lyse lysing solution contains paraformaldehyde as fixative, and no additional fixation is required. Antibody-stained and fixed leukocytes are subsequently analyzed by flow cytometric methods.

AI/ML Overview

The document describes the Caltag Cal-Lyse™ Lysing Solution. The acceptance criteria and supporting studies are presented to demonstrate its substantial equivalence to predicate devices (Coulter CD19 monoclonal antibodies) when used for lysing red blood cells in flow cytometric procedures for enumerating leukocytes.

Please note that this is a summary of a 510(k) submission, focused on proving substantial equivalence to existing devices rather than a standalone AI performance study. Therefore, some of the requested categories (like number of experts, adjudication methods, MRMC studies, training set details) are not applicable or explicitly mentioned in the provided text, as they are typically relevant for novel AI/ML device evaluations.

Here's the breakdown of the information based on your request:

1. Table of Acceptance Criteria and Reported Device Performance

The concept of "acceptance criteria" is implicitly demonstrated through the "Substantially equivalent" comparison in the technical characteristics table and the high correlation (r^2 values) found in the clinical correlation data to the predicate devices. The performance is assessed by comparing the device with predicate devices in terms of intended use, specificity, target cell, chemical form, fluorochromes, available forms, sample prep methods, expected values, leukocyte recovery, and red blood cell lysis efficiency.

ItemAcceptance Criteria (Implicit)Reported Device PerformanceOutcome
Intended UseSubstantially equivalent to predicate devicesFlow CytometrySubstantially equivalent
SpecificitySubstantially equivalent to predicate devicesCD19Substantially equivalent
Target CellSubstantially equivalent to predicate devicesB lymphocyteSubstantially equivalent
Chemical FormSubstantially equivalent to predicate devicesMonoclonal antibodySubstantially equivalent
FluorochromesSubstantially equivalent to predicate devicesR-PE, TRI-COLOR (Caltag) vs. FITC, RD1 (Coulter)Substantially equivalent
Available FormsSubstantially equivalent to predicate devicesLiquid, PBS (Caltag) vs. Lyophilized, Liquid, PBS (Coulter)Substantially equivalent
Sample Prep MethodsSubstantially equivalent to predicate devicesWhole bloodSubstantially equivalent
Expected Values (for CD19 R-PE, n=155)Range comparable to predicate (4-21%)5-21%Substantially equivalent
Leukocyte Recovery (Mean, n=5)Comparable to predicate, high recovery90.8% (Caltag Cal-Lyse) and comparable to Ortho-muneAcceptable
Red Blood Cell Lysis (Mean, n=5)Greater than 90% in most cases, essentially all red cells lysed91.8%Acceptable
Correlation (CD19 R-PE vs. Coulter CD19 RD1, n=175)High r^2 value and similar percentagesMean % positive Caltag: 16.4%, Coulter: 16.2%; r^2: 97.7, slope: 0.92Substantially equivalent
Correlation (CD19 R-PE vs. Coulter CD19 FITC, n=175)High r^2 value and similar percentagesMean % positive Caltag: 16.4%, Coulter: 16.7%; r^2: 96.3, slope: 0.93Substantially equivalent
Correlation (CD19 TRI-COLOR vs. Coulter CD19 RD1, n=175)High r^2 value and similar percentagesMean % positive Caltag: 17.1%, Coulter: 16.2%; r^2: 96.7, slope: 0.92Substantially equivalent
Correlation (CD19 TRI-COLOR vs. Coulter CD19 FITC, n=175)High r^2 value and similar percentagesMean % positive Caltag: 17.1%, Coulter: 16.7%; r^2: 97.4, slope: 0.94Substantially equivalent
Correlation (CD19 TRI-COLOR vs. Caltag CD19 R-PE, n=175)High r^2 value and similar percentagesMean % positive Caltag: 17.1%, Caltag: 16.4%; r^2: 97.6, slope: 0.99Substantially equivalent

2. Sample size used for the test set and the data provenance

  • Expected Value Data: 155 apparently healthy adult normal donors (age 16-72, mean 41).
    • Provenance: Geographically diverse areas of the United States, including Western, Eastern, and SouthCentral regions. Included Caucasians, Blacks, Orientals, Hispanics.
    • Retrospective/Prospective: Prospective (samples were "collected" and "analyzed" as part of the study).
  • Specificity Data: Blood samples from healthy normal donors of Caucasian, Black, Hispanic, and Oriental ethnic origins. The exact number of donors for specificity is not explicitly stated, but it refers back to "each donor" from the expected value pool.
    • Provenance: As above, diverse ethnic origins.
  • Leukocyte Recovery Data: 5 normal donors (Caucasian, Black, Hispanic, Oriental).
    • Provenance: Diverse ethnic origins.
  • Red Blood Cell Lysis Data: 5 normal donors.
    • Provenance: Not explicitly stated but likely the same pool as the recovery data.
  • Correlation Data:
    • Normal Donors: 155 normal donor samples.
    • Abnormal Donors: 20 abnormal donors.
    • Total for Correlation Studies: 175 donors (155 normal + 20 abnormal).
    • Provenance: Geographically diverse areas of the United States (Western, Eastern, SouthCentral regions) and diverse ethnic origins (Caucasian, Black, Oriental, Hispanic) for normal donors. Abnormal donor provenance is not specified beyond "a single site."
    • Retrospective/Prospective: Prospective (samples were "collected and analyzed").

3. Number of experts used to establish the ground truth for the test set and the qualifications of those experts

Not applicable. This device is a lysing solution and monoclonal antibody, not an AI/ML diagnostic device requiring expert interpretation for ground truth. The "ground truth" here is the established performance of predicate flow cytometry reagents and procedures using standard laboratory quantification (flow cytometers, hematology analyzers).

4. Adjudication method for the test set

Not applicable. See point 3. The measurements are objective counts by laboratory equipment.

5. If a multi reader multi case (MRMC) comparative effectiveness study was done, If so, what was the effect size of how much human readers improve with AI vs without AI assistance

Not applicable. This is not an AI/ML device involving human readers or interpretation. The study compares the performance of the device (lysing solution with Caltag antibodies) against predicate devices (Coulter antibodies) using flow cytometric analysis.

6. If a standalone (i.e. algorithm only without human-in-the-loop performance) was done

The device itself (lysing solution) is a reagent, not an algorithm. Its performance is evaluated in a standalone manner in conjunction with Caltag monoclonal antibodies as part of a flow cytometric procedure, comparing its output to that obtained with predicate antibodies and lysing agents. The "standalone" performance here refers to the measured results from the flow cytometer after using the Caltag Cal-Lyse solution and antibodies, rather than human interpretation of images. The objective measurements (e.g., % positive cells, cell counts) are the direct output being evaluated.

7. The type of ground truth used

The "ground truth" is established by:

  • Comparison to predicate devices: The study aims to prove substantial equivalence to existing, legally marketed devices (Coulter CD19 monoclonal antibodies used with their lysing solutions). Their established performance serves as a benchmark.
  • Objective laboratory measurements: Quantification using flow cytometers (FACscan or Profile) and appropriate hematology analyzers for cell counts, percent lysed cells, and percent recovered leukocytes.
  • Reference Ranges: Expected values are compared to general established ranges for T and B cells in healthy adults, though the study also establishes a range for its own device.

This is primarily a comparative study against a predicate device using objective laboratory measurements rather than pathology or expert consensus on image interpretation.

8. The sample size for the training set

Not applicable. This is not an AI/ML device requiring a training set in the conventional sense. The studies described are for validation of the lysing solution and antibodies, not for training a model.

9. How the ground truth for the training set was established

Not applicable. See point 8.

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Image /page/0/Picture/0 description: The image shows the logo for Caltag Laboratories. Below the logo is a signature that appears to be "Ka65232". To the right of the signature is the date "May 14 1997".

510(K) SUMMARY SUMMARY OF SAFETY AND EFFECTIVENESS DATA

Caltag Cal-Lyse™ Lysing Solution For Use With Caltag Monoclonal Antibodies In Flow Cytometric Procedures

NAME AND LOCATION OF MANUFACTURER:

Caltag Laboratories, Inc. 1849 Old Bayshore Highway Suite 200 Burlingame, CA 94010 (800) 874-4007

NAME OF CONTACT PERSON:

1

Robert C. Johnson Executive Vice President Caltag Laboratories, Inc.

DATE OF PREPARATION OF SUMMARY:

December 24, 1996

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TRADE NAME OF THE DEVICE:

Caltag Cal-Lyse Lysing Solution For Use With Caltag Monoclonal Antibodies In Flow Cytometric Procedures

COMMON NAME:

Caltag Cal-Lyse Lysing Solution

CLASSIFICATION NAME:

Automated Differential Cell Coulter (21 CFR 864.5220)

LEGALLY MARKETED DEVICE (PREDICATE DEVICE) TO WHICH THE MANUFACTURER IS CLAIMING SUBSTANTIAL EQUIVALENCE:

The Caltag CD19 R-PE monoclonal antibody is substantially equivalent to the Coulter CD19 RD1 monoclonal antibody when red blood are lysed with the Cal-Lyse lysing solution in flow cytometric procedures.

The Caltag CD19 TRI-COLOR monoclonal antibody is substantially equivalent to the Coulter CD19 FITC monoclonal antibody when red blood are lysed with the Cal-Lyse lysing solution in flow cytometric procedures.

The Caltag CD19 R-PE monoclonal antibody is substantially equivalent to the Coulter CD19 FITC monoclonal antibody when red blood are lysed with the Cal-Lyse lysing solution in flow cytometric procedures.

The Caltag CD19 TRI-COLOR monoclonal antibody is substantially equivalent to the Coulter CD19 RD1 monoclonal antibody when red blood are lysed with the Cal-Lyse lysing solution in flow cytometric procedures.

The Caltag CD19 R-PE monoclonal antibody is substantially equivalent to the Caltag CD19 TRI-COLOR monoclonal antibody when red blood are lysed with the Cal-Lyse lysing solution in flow cytometric procedures.

DESCRIPTION OF THE DEVICE:

Caltag monoclonal antibodies bind to the surfaces of viable blood cells that express the corresponding antigens. To identify cells bearing these antigenic determinants, peripheral blood samples are incubated with fluorochromeconjugated monoclonal antibodies. Cells are subsequently washed to remove unbound antibody. Prior to the removal of unbound antibody. Cal-Lyse lysing solution is added to lyse red blood cells. Cells may subsequently be washed. resulting in the elimination of red cell debris as well as unbound antibody.

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Cal-Lyse lysing solution contains paraformaldehyde as fixative, and no additional fixation is required. Antibody-stained and fixed leukocytes are subsequently analyzed by flow cytometric methods.

ﺍﻟﻤﺴﺘﻘﻠﺔ

INTENDED USE OF THE DEVICE:

Caltag Cal-Lyse is a lysis solution to enable the lysis of erythrocytes in samples of anticoagulated human peripheral blood. Cal-Lyse lysing solution is intended as an aid in the enumeration of leukocytes that have been stained with Caltag monoclonal antibodies for analysis by flow cytometric methods.

SUMMARY OF THE TECHNICAL CHARACTERISTICS OF THE MANUFACTURER'S DEVICE COMPARED TO THE PREDICATE DEVICE:

Comparisons of Caltag CD19 and Coulter CD19 Monoclonal Antibodies In Samples In Which Red Blood Cells Are Lysed With Caltag Cal-Lyse Lysing Solution

No.ItemCaltag AntibodiesCoulter AntibodiesComparison
1.Intended UseFlow CytometryFlow CytometryImmunofluorescenceSubstantiallyequivalent
2.SpecificityCD19CD19Substantiallyequivalent
3.Target cellB lymphocyteB lymphocyteSubstantiallyequivalent
4.Chemical formMonoclonalantibodyMonoclonalantibodySubstantiallyequivalent
5.FluorochromesR-PE,TRI-COLORFITC,RD1Substantiallyequivalent
6.Available formsFITCPETRI-COLORliquid, PBSliquid, PBSliquid, PBSlyophilizedliquid, PBSnot availableSubstantiallyequivalent
7.Sample prep.methodswhole bloodwhole bloodSubstantiallyequivalent
8.Expected valuesfrom this study (n=155)R-PETRI-COLOR5-21%4-24%4-21% (RD1)3-23% (FITC)Substantiallyequivalent

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NON CLINICAL TESTS SUPPORTING A DETERMINATION OF SUBSTANTIAL EQUIVALENCE:

EXPECTED VALUE DATA

Blood samples were collected from a total of 155 apparently healthy adult normal donors in an age range of 16 to 72, and a mean age of 41.

Samples were stained with Caltag monoclonal antibodies and red blood cells were lysed with Caltag Cal-Lyse lysing solution. Samples were collected and analyzed in each of three independent laboratories. An approximately equal number of males and females were collected and analyzed in each laboratory.

The normal donor population included members of differing ethnic origins, including adult Caucasian, Black, Oriental and Hispanic. Donors in geographically diverse areas of the United States, including the Western, Eastern and SouthCentral regions, participated in this study.

Summary of expected values for the CALTAG T and B cell monoclonal antibodies, CD3 FITC and CD19 R-PE, for all normal donors:

proceduremean% positiveS.D.Range±2 S.D.n
CD3 FITC71.07.458-86155
CD19 R-PE13.04.25-21155

Expected values for pediatrics and adolescents have not been established. The values obtained from normal individuals may vary from laboratory to laboratory; therefore, it is recommended that each laboratory establish its own normal range.

SPECIFICITY DATA

Blood samples were obtained from healthy normal donors of Caucasian, Black, Hispanic and Oriental ethnic origins. Samples of each donor were stained with Caltag monoclonal antibodies and red blood cells were lysed with Caltag Cal-Lyse lysing solution. Cells contained in the lymphocyte, monocyte and granulocyte regions were selected for analysis. Separate samples from the same donors were prepared for analysis of red blood cells and platelets and stained with each of the Caltag monoclonal antibodies.

The following specificity data were obtained with the Caltag T and B cell monoclonal antibodies, CD3 FITC and CD19 R-PE, following the lysis of red blood cells with Caltag Cal-Lyse lysing solution:

CD3 PITCBthnicPercent of Stained Cells
OriginLymph.Mono.Gran.Pht.RBC
Caucasian65.21.71.50.30.6
Caucasian81.41.40.50.40.3
Hispanic79.21.90.60.30.4
Oriental81.21.30.90.20.4
Black84.90.90.60.40.4
Mean78.41.40.80.30.4
+1 S.D.7.60.40.40.10.1

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CD19 H-PEEthnicPercent of Stained Cells
OriginLymph. Mono.Gran.Pit.RBC
Caucasian18.00.60.90.50.5
Caucasian13.31.10.80.30.7
Hispanic12.20.70.80.41.0
Oriental11.21.61.30.40.5
Black14.60.00.50.60.9
Mean13.90.80.90.40.7
+1 S.D.2.60.60.30.10.2

Specific and/or nonspecific antibody Fc binding to monocytes in a patient sample can be excluded by proper gating on lymphocytes on the flow cytometer.

LEUKOCYTE RECOVERY DATA

This study was conducted on blood samples obtained from 5 normal donors consisting of representatives from Caucasian, Black, Hispanic and Oriental ethnic origins. An appropriate hematology analyzer was used enumerate leukocytes prior to, and immediately following the lysis of red blood cells with Caltag Cal-Lyse lysing solution and with the Ortho-mune™ Lysing Reagent. Leukocyte recovery from members of differing ethnic origins was comparable. Leukocyte recovery following lysis with Cal-Lyse and Ortho-mune lysing reagents was comparable.

It should be noted that washing of cells alone, in the absence of a lysis procedure may result in a modest loss of cells.

In the following table describing leukocyte recovery, leukocyte counts are expressed as cells per cu. mm.

DonorNo.RaceLeukocyte CountPriorto LysisLeukocyte CountFollowingLysisPercentRecovered
1Caucasian8300720086.7
2Caucasian8100720088.9
3Black5700480084.2
4Hispanic6200600096.8
5Oriental7400720097.3
Mean7140648090.8
± 1 SD115010736.0

RED BLOOD CELL LYSIS DATA

This study was conducted on blood samples obtained from 5 normal donors, to determine whether essentially all red cells were lysed by the lysing solution. Red cells were lysed in a sample of blood from each donor with Caltag Cal-Lyse lysis solution. An appropriate hematology analyzer was used to enumerate red blood cells prior to and immediately following lysis. The differing orders of magnitude of red cells counted prior to and following lysis should be noted in the following table.

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Red Blood Cell Count

DonorNo.Prior to Lysiscells/cu.mm. x 106Following Lysiscells/cu.mm x 105PercentLysed
15.13.094.1
25.15.090.2
34.33.093.0
43.73.091.8
54.95.089.7
Mean4.63.891.8
±1 S.D.0.61.11.9

CLINICAL TESTS SUPPORTING A DETERMINATION OF SUBSTANTIAL EQUIVALENCE:

CORRELATION DATA

The correlation for the Cal-Lyse lysing solution was based on the performance of the Caltag B cell monoclonal antibodies CD19 R-PE and CD19 TRI-COLOR. The percent, as well as the mean fluorescence, of B lymphocytes is substantially lower than is observed for T lymphocytes in normal peripheral blood. The resulting analysis of B lymphocytes by flow cytometric methods may be more susceptible to uncontrolled variations in the staining and lysis methods employed.

Samples obtained from normal and abnormal donors were stained with Caltag and comparable Coulter B cell monoclonal antibodies. Red blood cells were lysed with Caltag Cal-Lyse lysing solution in samples that had been stained with both Caltag and Coulter monoclonal antibodies.

A total of 155 normal donor samples were collected and analyzed in each of three independent laboratories, and analyzed on either the FACscan or Profile flow cytometers.

The normal donor population included members of differing ethnic origins, including adult Caucasian, Black, Oriental and Hispanic. Donors in geographically diverse areas of the United States, including the Western, Eastern and SouthCentral regions, participated in this study. Males and females were represented in approximately equal numbers.

A total of 20 abnormal donors were analyzed on both the FACscan and Profile flow cytometers at a single site. Correlations were obtained for the Caltag and Coulter B cell monoclonal antibodies for all normal and abnormal donors (n = 175). Red blood cells from all samples were lysed with Cal-Lyse lysing solution.

Comparison of the Caltag CD19 R-PE conjugated monoclonal antibody with the Coulter CD19 RD1 conjugated monoclonal antibody:

proceduremean %positiver2valueslopeYinterceptn
CD19 R-PE16.497.70.921.30175
CD19 RD116.2

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CD19 R-PE

y = 1.30 + 0.92x Linear regression

Comparison of the CALTAG CD19 R-PE conjugated monoclonal antibody with the Coulter CD19 FITC conjugated monoclonal antibody:

proceduremean %positiver2valueslopeYinterceptn
CD19 R-PE16.496.30.930.69175
CD19 FITC16.7

CD19 R-PE y = 0.69 + 0.93x Linear regression

Comparison of the CALTAG CD19 TRI-COLOR conjugated monoclonal antibody with the Coulter CD19 RD1 conjugated monoclonal antibody:

proceduremean %positivevalueslopeyintercept n
CD19 TRI-COLOR 17.1and the figure would be the count of the count of the count of the comments of the comments of the comments of the comments of the comments of the comments of the comments of96.70.92Comments2.14175
CD19 RD116.2

CD19 TRI-COLOR Linear regression y =2.14 + 0.92x

Comparison of the CALTAG CD19 TRI-COLOR conjugated monoclonal antibody with the Coulter CD19 FITC conjugated monoclonal antibody:

proceduremean %positive$r^2$valueslopeYinterceptn
CD19 TRI-COLOR17.197.40.941.36175
CD19 FITC16.7

CD19 TRI-COLOR Linear regression y = 1.36 + 0.94x

Comparison of the CALTAG CD19 TRI-COLOR conjugated monoclonal antibody with the CALTAG CD19 R-PE conjugated monoclonal antibody:

proceduremean %positiver2valueslopeYinterceptn
CD19 TRI-COLOR17.197.60.99-0.56175
CD19 R-PE16.4
CD19 TRI-COLORLinear regression$y = -0.56 + 0.99x$

BIBLIOGRAPHY

  • Mishell B.B., Shilgi A.M., Selected methods in collular immunology, W.H. Freeman and Company, 1980. 1.
    1. Transport and diffusion of red blood cells, Whittern R. editor, Williams and Williams, 1964.
    1. Gorgi, J.V., Cheng H., Margolick J. et al, Quality control in the flow cytometric measurement of Tlymphocyte subsets: the multicenter AIDS cohort study experience, Clin. Immunol. Immunopathol. 55:173, 1990.
  • NCCLS Document H42-T, Clinical applications of flow cytometry: Quality Assurance and 4. immunophenotyping of peripheral blood lymphocytes, Tentative Guideline, May, 1992.

§ 864.5220 Automated differential cell counter.

(a)
Identification. An automated differential cell counter is a device used to identify one or more of the formed elements of the blood. The device may also have the capability to flag, count, or classify immature or abnormal hematopoietic cells of the blood, bone marrow, or other body fluids. These devices may combine an electronic particle counting method, optical method, or a flow cytometric method utilizing monoclonal CD (cluster designation) markers. The device includes accessory CD markers.(b)
Classification. Class II (special controls). The special control for this device is the FDA document entitled “Class II Special Controls Guidance Document: Premarket Notifications for Automated Differential Cell Counters for Immature or Abnormal Blood Cells; Final Guidance for Industry and FDA.”