(215 days)
The AuroLase System is intended for use in delivering up to 9 Watts of continuous wave radiation to a flexible optical fiber for use in ablation, incision, excision, coagulation and vaporization of soft tissues in open and endoscopic surgical procedures including in general surgery, ophthalmology/oculoplastic, urology, gastroenterology, gynecology, otorhinolaryngology, pulmonary/thoracic, dermatology/plastic surgery, neurosurgery (coagulation only), and orthopedic.
The AuroLase® System (AS) is a portable, cart-based integrated liquid cooled laser system for use in professional healthcare facilities. The AuroLase System is used to generate photothermal ablation of selected soft tissues using 1-9W of near infrared optical power via 1 or 2 optical fibers either individually or simultaneously while providing liquid coolant to moderate the temperature at the fiber surface. The laser is delivered to the tissue of interest via an optical fiber system, the Nanospectra Laser Delivery Device (LDD), cleared via K202953. It is for prescription use only.
Central to the AuroLase System is the AuroLase Laser Device (ALD), a dual channel, continuous-wave, class IV GaAs diode laser (Figure 1 - red section) that provides the optical energy used to excite to soft tissues to ablative temperatures. The ALD incorporates an integrating sphere power meter (optometer) which is used to adjust the laser output that is delivered to the patient to the power shown on the display.
Enabling the ALD's functionality is the AuroLase Control Unit (Figure 1 - green section) which incorporates: a) a peristaltic pump for providing sterile coolant to the Laser Delivery Devices, b) dual ultrasonic sensors to assure that coolant flows through the LDDs, c) a footswitch to control laser activation, d) temperature monitors for up to two optional external thermocouples, and e) a software application that controls, integrates, and monitors these functions. A medical-grade power supply is near the base of the unit to provide electrical service to the rest of the system as well as mechanical stability.
The AS is designed and tested for operation in a professional healthcare facility.
AuroLase System Incorporates:
AuroLase Laser Device (ALD)
- The ALD is a dual-channel 810nm laser system capable of 1-9W of output power per channel, adjustable in 0.25W increments.
- The optical outputs of the ALD are configured to insert their optical energy into mated SMA-905 terminated optical fibers with diameters of >=600µm and numerical apertures of <= 0.37.
- An integrating sphere optometer head is used to calibrate the laser power extant at the termination of the diffuser-tipped optical fibers.
- Separate laser channel display information, e.g., channel standby/ready status, power output, and system alerts and alarms.
- A laser ON tone which is either continuous or periodic to distinguish between the two laser channels.
- A laser "watchdog" timer in order to allow for re-positioning of the laser catheters without the laser returning to standby mode for up to 10min.
AuroLase Control Unit (ACU)
- Conveys essential information to the OR staff, including:
- separate laser ready status
- coolant flow status
- system warnings and alerts
Fluid Handling Unit
- houses the coolant pump and electronics.
- houses the two coolant flow sensors and electronics.
- houses two thermocouple ports and electronics.
Storage
- The ACU has covered drawers for storing:
- safety eyewear, 8-10 pair
External Mounting Hardware
- A hook for mounting 0.5-3.0L saline or water coolant supply bags.
- A hook for mounting two 1.5L Coolant Recovery Bags.
Laser Actuation Footswitch
- Footswitch actuation is a momentary switch to enable "tap-on/tap-off" operation rather than continuous depression.
- The footswitch simultaneously actuates the laser, coolant pump, and countdown timer.
Medical Grade Power Supply
- Located in base to provide mechanical stability.
The provided FDA 510(k) clearance letter for the AuroLase® System explicitly states: "No clinical study is included in this submission."
Therefore, based solely on the provided text, it's not possible to describe acceptance criteria, a study proving the device meets those criteria, or any of the detailed information regarding sample sizes, expert involvement, ground truth, or MRMC studies.
The document primarily focuses on demonstrating substantial equivalence to a predicate device (Diomed Delta 15) through non-clinical testing (electrical safety, EMC, software validation, bench testing) and comparison of technical specifications.
However, to answer your request as if such information were present in a typical submission that included a clinical study, I will outline what such a response would look like by making reasonable assumptions about a hypothetical clinical study for a medical device cleared via the 510(k) pathway. Please note, this is entirely hypothetical and not derived from the provided document.
Hypothetical Description of Acceptance Criteria and Study Proving Device Performance for a Medical Device (Not explicitly found in provided AuroLase® System 510(k) documentation)
Introduction:
For the purpose of fulfilling your request, and acknowledging that the provided 510(k) clearance letter for the AuroLase® System explicitly states no clinical study was included, the following information is purely hypothetical. It describes the typical elements one would find in a 510(k) submission where a clinical study was performed to demonstrate a device meets its acceptance criteria. This example is designed to illustrate the structure and content of such a section.
1. Table of Acceptance Criteria and Reported Device Performance (Hypothetical)
As the AuroLase® System is a laser surgical instrument for soft tissue ablation, the acceptance criteria would likely revolve around its ability to achieve desired tissue effects (ablation, incision, coagulation, vaporization) safely and effectively. For this hypothetical scenario, we will assume the primary performance metric of interest is the achieved ablation zone size and adverse event rate compared to a standard of care or the predicate.
| Performance Metric | Acceptance Criteria (Hypothetical) | Reported Device Performance (Hypothetical) | Pass/Fail |
|---|---|---|---|
| Primary Endpoints: | |||
| Ablation Zone Consistency | Mean ablation zone diameter within ±15% of pre-treatment planning (for specific tissue type, e.g., prostate) | Mean ablation zone diameter: -5% to +10% of planning (across studied subjects) | Pass |
| Complete Ablation Rate | ≥85% of target lesions achieving complete ablation (based on post-procedure imaging/histology) | 92% (95% CI: 88-95%) | Pass |
| Secondary Endpoints: | |||
| Adverse Event Rate (Grade ≥2) | ≤5% (procedure-related adverse events, e.g., significant bleeding, adjacent tissue damage, infection) | 3.5% (95% CI: 2-5%) | Pass |
| Procedure Time | Not significantly longer than predicate device (e.g., within 20% of predicate's typical time for similar procedures) | On average 10% faster than predicate device | Pass |
| Device Malfunction Rate | ≤1% during clinical use | 0.2% | Pass |
Note: Specific acceptance criteria would be highly dependent on the device's indications for use and the nature of the clinical study. For a 510(k), often the acceptance criteria demonstrate equivalence or non-inferiority to a predicate device or accepted standard of care.
2. Sample Size Used for the Test Set and Data Provenance (Hypothetical)
- Sample Size (Test Set/Clinical Study Cohort): 150 unique patient procedures.
- Data Provenance:
- Country of Origin: Multi-center study conducted across 10 sites in the United States and Canada.
- Retrospective or Prospective: Primarily prospective, single-arm clinical study. A subset of historical control data from the predicate device was used for comparative analysis where appropriate, but the primary performance data for the AuroLase® System itself was collected prospectively.
3. Number of Experts Used to Establish Ground Truth for the Test Set and Qualifications (Hypothetical)
- Number of Experts: 3 independent expert reviewers.
- Qualifications of Experts: All experts were board-certified interventional radiologists or surgeons with a minimum of 8-15 years of experience in performing and interpreting minimally invasive ablation procedures, specifically utilizing thermal ablation technologies. They were blinded to the device used where possible (e.g., when reviewing post-ablation imaging).
4. Adjudication Method for the Test Set (Hypothetical)
- Adjudication Method: 2+1 Consensus.
- All cases were initially independently reviewed by two primary experts.
- If the two primary experts agreed on the ground truth (e.g., complete ablation vs. incomplete ablation, presence/absence of an adverse event), their consensus was adopted.
- If there was a disagreement between the two primary experts, a third, senior expert (the "+1") independently reviewed the case, and their decision served as the tie-breaker and final ground truth.
5. If a Multi-Reader Multi-Case (MRMC) Comparative Effectiveness Study Was Done (Hypothetical)
For a device like a laser surgical instrument where the direct "human-in-the-loop performance" isn't typically assessed as an AI diagnostic algorithm, an MRMC study comparing human readers with AI vs. without AI assistance would not be applicable.
- Explanation: The AuroLase® System, as described, is a therapeutic device that a clinician operates, not a diagnostic AI tool that assists in image interpretation. Therefore, an MRMC study measuring AI assistance for human readers is not relevant to this type of device.
6. If a Standalone (Algorithm Only Without Human-in-the-Loop Performance) Was Done (Hypothetical)
Again, for a therapeutic laser system, the concept of "standalone algorithm performance" (e.g., diagnostic accuracy of an AI) is not applicable. The device's performance is intrinsically linked to its operation by a human user within a clinical procedure.
- Explanation: There isn't an "algorithm" separable from the device's physical operation that would perform a task independently. The device's performance is measured by its physical output and the clinical outcomes achieved when operated by a trained professional.
7. The Type of Ground Truth Used (Hypothetical)
- Ground Truth Type:
- Expert Consensus (as described in point 4): For primary endpoints like "complete ablation," this was established by expert review of post-procedure imaging (e.g., MRI, CT, or ultrasound findings).
- Pathology: For a subset of cases where tissue resection or biopsy was performed after ablation, histopathological analysis provided confirmatory ground truth regarding the extent of tissue necrosis/ablation. This was considered the gold standard where available.
- Outcomes Data: Clinical follow-up data (e.g., recurrence rates, symptom resolution, patient quality of life) contributed to the overall assessment of effectiveness and safety outcomes.
8. The Sample Size for the Training Set (Hypothetical)
Given the nature of the AuroLase® System as a physical medical device (not an AI algorithm with a training phase), the concept of a "training set" for an algorithm's development is not directly applicable in the same way as it would be for an AI/ML diagnostic system.
- Alternative Interpretation (Pre-Clinical Testing/Engineering Design): If we interpret "training set" as data used during the engineering design and optimization of the laser parameters and system controls:
- Hundreds of in vitro (benchtop tissue models) and ex vivo (excised tissue samples) experiments were conducted.
- Tens of in vivo animal model experiments were performed to fine-tune power settings, fiber types, and coolant flow rates to achieve desired tissue effects.
9. How the Ground Truth for the Training Set Was Established (Hypothetical)
Continuing the interpretation from point 8 (focusing on engineering/pre-clinical data):
- For in vitro and ex vivo studies: Ground truth for ablation was established via precise measurements of lesion size and morphology using gross examination, histology (e.g., H&E staining), and thermal mapping (e.g., infrared thermography).
- For in vivo animal model studies: Ground truth was established through a combination of:
- Histopathology: Microscopic examination of ablated tissue sections from necropsy.
- Imaging Correlation: Pre- and post-ablation imaging (e.g., MRI) correlated with post-mortem histological findings to establish imaging characteristics of successful ablation.
- Physiological Response: Monitoring of tissue temperature and immediate physiological changes during the ablation procedure.
FDA 510(k) Clearance Letter - AuroLase® System
Page 1
U.S. Food & Drug Administration
10903 New Hampshire Avenue Doc ID# 04017.07.05
Silver Spring, MD 20993
www.fda.gov
July 2, 2025
Nanospectra Biosciences, Inc.
℅ Shepard Bentley
Principal Consultant
Bentley Biomedical Consulting, LLC
29461 Troon Street
Laguna Niguel, California 92677
Re: K243701
Trade/Device Name: AuroLase® System
Regulation Number: 21 CFR 878.4810
Regulation Name: Laser Surgical Instrument For Use In General And Plastic Surgery And In Dermatology
Regulatory Class: Class II
Product Code: GEX
Dated: June 2, 2025
Received: June 2, 2025
Dear Shepard Bentley:
We have reviewed your section 510(k) premarket notification of intent to market the device referenced above and have determined the device is substantially equivalent (for the indications for use stated in the enclosure) to legally marketed predicate devices marketed in interstate commerce prior to May 28, 1976, the enactment date of the Medical Device Amendments, or to devices that have been reclassified in accordance with the provisions of the Federal Food, Drug, and Cosmetic Act (the Act) that do not require approval of a premarket approval application (PMA). You may, therefore, market the device, subject to the general controls provisions of the Act. Although this letter refers to your product as a device, please be aware that some cleared products may instead be combination products. The 510(k) Premarket Notification Database available at https://www.accessdata.fda.gov/scripts/cdrh/cfdocs/cfpmn/pmn.cfm identifies combination product submissions. The general controls provisions of the Act include requirements for annual registration, listing of devices, good manufacturing practice, labeling, and prohibitions against misbranding and adulteration. Please note: CDRH does not evaluate information related to contract liability warranties. We remind you, however, that device labeling must be truthful and not misleading.
If your device is classified (see above) into either class II (Special Controls) or class III (PMA), it may be subject to additional controls. Existing major regulations affecting your device can be found in the Code of Federal Regulations, Title 21, Parts 800 to 898. In addition, FDA may publish further announcements concerning your device in the Federal Register.
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K243701 - Shepard Bentley Page 2
Additional information about changes that may require a new premarket notification are provided in the FDA guidance documents entitled "Deciding When to Submit a 510(k) for a Change to an Existing Device" (https://www.fda.gov/media/99812/download) and "Deciding When to Submit a 510(k) for a Software Change to an Existing Device" (https://www.fda.gov/media/99785/download).
Your device is also subject to, among other requirements, the Quality System (QS) regulation (21 CFR Part 820), which includes, but is not limited to, 21 CFR 820.30, Design controls; 21 CFR 820.90, Nonconforming product; and 21 CFR 820.100, Corrective and preventive action. Please note that regardless of whether a change requires premarket review, the QS regulation requires device manufacturers to review and approve changes to device design and production (21 CFR 820.30 and 21 CFR 820.70) and document changes and approvals in the device master record (21 CFR 820.181).
Please be advised that FDA's issuance of a substantial equivalence determination does not mean that FDA has made a determination that your device complies with other requirements of the Act or any Federal statutes and regulations administered by other Federal agencies. You must comply with all the Act's requirements, including, but not limited to: registration and listing (21 CFR Part 807); labeling (21 CFR Part 801); medical device reporting (reporting of medical device-related adverse events) (21 CFR Part 803) for devices or postmarketing safety reporting (21 CFR Part 4, Subpart B) for combination products (see https://www.fda.gov/combination-products/guidance-regulatory-information/postmarketing-safety-reporting-combination-products); good manufacturing practice requirements as set forth in the quality systems (QS) regulation (21 CFR Part 820) for devices or current good manufacturing practices (21 CFR Part 4, Subpart A) for combination products; and, if applicable, the electronic product radiation control provisions (Sections 531-542 of the Act); 21 CFR Parts 1000-1050.
All medical devices, including Class I and unclassified devices and combination product device constituent parts are required to be in compliance with the final Unique Device Identification System rule ("UDI Rule"). The UDI Rule requires, among other things, that a device bear a unique device identifier (UDI) on its label and package (21 CFR 801.20(a)) unless an exception or alternative applies (21 CFR 801.20(b)) and that the dates on the device label be formatted in accordance with 21 CFR 801.18. The UDI Rule (21 CFR 830.300(a) and 830.320(b)) also requires that certain information be submitted to the Global Unique Device Identification Database (GUDID) (21 CFR Part 830 Subpart E). For additional information on these requirements, please see the UDI System webpage at https://www.fda.gov/medical-devices/device-advice-comprehensive-regulatory-assistance/unique-device-identification-system-udi-system.
Also, please note the regulation entitled, "Misbranding by reference to premarket notification" (21 CFR 807.97). For questions regarding the reporting of adverse events under the MDR regulation (21 CFR Part 803), please go to https://www.fda.gov/medical-devices/medical-device-safety/medical-device-reporting-mdr-how-report-medical-device-problems.
For comprehensive regulatory information about medical devices and radiation-emitting products, including information about labeling regulations, please see Device Advice (https://www.fda.gov/medical-devices/device-advice-comprehensive-regulatory-assistance) and CDRH Learn (https://www.fda.gov/training-and-continuing-education/cdrh-learn). Additionally, you may contact the Division of Industry and Consumer Education (DICE) to ask a question about a specific regulatory topic. See the DICE website (https://www.fda.gov/medical-devices/device-advice-comprehensive-regulatory-
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K243701 - Shepard Bentley Page 3
assistance/contact-us-division-industry-and-consumer-education-dice) for more information or contact DICE by email (DICE@fda.hhs.gov) or phone (1-800-638-2041 or 301-796-7100).
Sincerely,
TANISHA L. HITHE -S
Digitally signed by TANISHA L. HITHE -S
Date: 2025.07.02 19:47:12 -04'00'
Tanisha Hithe
Assistant Director
DHT4A: Division of General Surgery Devices
OHT4: Office of Surgical and Infection Control Devices
Office of Product Evaluation and Quality
Center for Devices and Radiological Health
Enclosure
Page 4
FORM FDA 3881 (6/20) Page 1 of 1
DEPARTMENT OF HEALTH AND HUMAN SERVICES
Food and Drug Administration
Indications for Use
Form Approved: OMB No. 0910-0120
Expiration Date: 06/30/2023
See PRA Statement below.
510(k) Number (if known): K243701
Device Name: AuroLase System
Indications for Use (Describe):
The AuroLase System is intended for use in delivering up to 9 Watts of continuous wave radiation to a flexible optical fiber for use in ablation, incision, excision, coagulation and vaporization of soft tissues in open and endoscopic surgical procedures including in general surgery, ophthalmology/oculoplastic, urology, gastroenterology, gynecology, otorhinolaryngology, pulmonary/thoracic, dermatology/plastic surgery, neurosurgery (coagulation only), and orthopedic.
Type of Use (Select one or both, as applicable)
☒ Prescription Use (Part 21 CFR 801 Subpart D) ☐ Over-The-Counter Use (21 CFR 801 Subpart C)
CONTINUE ON A SEPARATE PAGE IF NEEDED.
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DO NOT SEND YOUR COMPLETED FORM TO THE PRA STAFF EMAIL ADDRESS BELOW.
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Page 5
510(k) Summary
This 510(k) Summary is being submitted in accordance with requirements of 21CFR Section 807.92.
The assigned 510(k) Number: K243701
1. Date of Preparation
07/01/2025
2. Applicant
Name: Nanospectra Biosciences, Inc.
Address: 8285 El Rio Street, Suite 150, Houston, Texas 77054
Contact Person: David Jorden, CEO
Telephone: 713.842.2720
FAX: 713.440.9349
Email: david.jorden@nanospectra.com
3. Identification of the Proposed Device
Trade/Device Name: AuroLase System
Common Name: Powered Laser Surgical Instrument
Classification Name: Powered Laser Surgical Instrument
Regulation Number: 21 CFR 878.4810
Regulation Name: Laser surgical instrument for use in general and plastic surgery and in dermatology
Regulatory Class: Class II
Product Code: GEX
4. Identification of Predicate Device
510(k) Number: K051996
Product Name: Diomed Delta 15
Manufacturer: Diomed, Ltd.
5. Device Description
The AuroLase® System (AS) is a portable, cart-based integrated liquid cooled laser system for use in professional healthcare facilities. The AuroLase System is used to generate photothermal ablation of selected soft tissues using 1-9W of near infrared optical power via 1 or 2 optical fibers either individually or simultaneously while providing liquid coolant to moderate the temperature at the fiber surface. The laser is delivered to the tissue of interest via an optical fiber system, the Nanospectra Laser Delivery Device (LDD), cleared via K202953. It is for prescription use only.
Central to the AuroLase System is the AuroLase Laser Device (ALD), a dual channel, continuous-wave, class IV GaAs diode laser (Figure 1 - red section) that provides the optical energy used to excite to soft tissues to ablative temperatures. The ALD incorporates an integrating sphere power meter (optometer) which is used to adjust the laser output that is delivered to the patient to the power shown on the display.
Enabling the ALD's functionality is the AuroLase Control Unit (Figure 1 - green section) which incorporates: a) a peristaltic pump for providing sterile coolant to the Laser Delivery Devices, b) dual ultrasonic sensors to assure that coolant flows through the LDDs, c) a footswitch to control laser activation, d) temperature monitors for up to two optional external thermocouples, and e) a software application that controls, integrates, and monitors these functions. A medical-grade power supply is near the base of the unit to provide electrical service to the rest of the system as well as mechanical stability.
The AS is designed and tested for operation in a professional healthcare facility.
AuroLase System Incorporates:
Page 6
AuroLase Laser Device (ALD)
- The ALD is a dual-channel 810nm laser system capable of 1-9W of output power per channel, adjustable in 0.25W increments.
- The optical outputs of the ALD are configured to insert their optical energy into mated SMA-905 terminated optical fibers with diameters of ≥600µm and numerical apertures of ≤ 0.37.
- An integrating sphere optometer head is used to calibrate the laser power extant at the termination of the diffuser-tipped optical fibers.
- Separate laser channel display information, e.g., channel standby/ready status, power output, and system alerts and alarms.
- A laser ON tone which is either continuous or periodic to distinguish between the two laser channels.
- A laser "watchdog" timer in order to allow for re-positioning of the laser catheters without the laser returning to standby mode for up to 10min.
AuroLase Control Unit (ACU)
- Conveys essential information to the OR staff, including:
- separate laser ready status
- coolant flow status
- system warnings and alerts
Fluid Handling Unit
- houses the coolant pump and electronics.
- houses the two coolant flow sensors and electronics.
- houses two thermocouple ports and electronics.
Storage
- The ACU has covered drawers for storing:
Page 7
- safety eyewear, 8-10 pair
External Mounting Hardware
- A hook for mounting 0.5-3.0L saline or water coolant supply bags.
- A hook for mounting two 1.5L Coolant Recovery Bags.
Laser Actuation Footswitch
- Footswitch actuation is a momentary switch to enable "tap-on/tap-off" operation rather than continuous depression.
- The footswitch simultaneously actuates the laser, coolant pump, and countdown timer.
Medical Grade Power Supply
- Located in base to provide mechanical stability.
6. Indications for Use
Intended Use
The AuroLase System is intended for use in ablation, incision, excision, coagulation and vaporization of soft tissues in open and endoscopic surgical procedures.
Indications for Use
The AuroLase System is intended for use in delivering up to 9 Watts of continuous wave radiation to a flexible optical fiber for use in ablation, incision, excision, coagulation and vaporization of soft tissues in open and endoscopic surgical procedures including in general surgery, ophthalmology/oculoplastic, urology, gastroenterology, gynecology, otorhinolaryngology, pulmonary/thoracic, dermatology/plastic surgery, neurosurgery (coagulation only), and orthopedic.
7. Substantially Equivalent (SE) Comparison
Comparison of the Indications for Use: Indications for use statement of the subject and predicate devices are comparable.
Comparison of Technology:
| Device & Predicate Device(s): | K243701 | K051996 |
|---|---|---|
| General Device Characteristics | ||
| Laser Source | Diode | Diode |
| Wavelength (nm) | 810±10 | 810±20 |
| Power (W) | 1.0-9.0 W/fiber Up to 18 W total | ≤ 15 |
| Pulse width (s) | NA (CW) | 0.1-CW |
| Repetition Rate (s) | NA (CW) | 0.1-CW |
| Length of the laser irradiating part of the applicator (mm) | 10/20/30 (isotropic) | 10 mm or end firing |
| Fiber Cooled | Yes | No |
| Coolant | Saline | NA |
| Flow Rate | 0 or 12 mL/min/channel 0 or 24 mL/min for two channels | NA |
| No. of deployable fibers | 1 or 2 (see below) | 1 |
| Aiming Beam | 650 nm | 650 nm |
The technological features of the subject device are comparable to the corresponding technological
Page 8
features of the predicate device. Any difference in the technological features do not raise different questions of safety and effectiveness.
8. Non-Clinical Testing
Non clinical tests were conducted to verify that the proposed device met all design specifications and was Substantially Equivalent (SE) to the predicate device. The following tests were conducted:
- IEC 60601-1:2005/A1:2012 Medical Electrical Equipment - Part 1: General Requirements for Basic Safety and Essential Performance;
- IEC 60601-1-2:2014 Test for Medical Equipment for General Requirements for basic safety and essential performance: electromagnetic compatibility;
- Software Validation & Verification Test;
- Bench Testing to verify the performance.
9. Clinical Testing
No clinical study is included in this submission.
10. Conclusion
Based on the comparison and analysis above, the proposed subject device is determined to be Substantially Equivalent (SE) to the predicate device.
§ 878.4810 Laser surgical instrument for use in general and plastic surgery and in dermatology.
(a)
Identification. (1) A carbon dioxide laser for use in general surgery and in dermatology is a laser device intended to cut, destroy, or remove tissue by light energy emitted by carbon dioxide.(2) An argon laser for use in dermatology is a laser device intended to destroy or coagulate tissue by light energy emitted by argon.
(b)
Classification. (1) Class II.(2) Class I for special laser gas mixtures used as a lasing medium for this class of lasers. The devices subject to this paragraph (b)(2) are exempt from the premarket notification procedures in subpart E of part 807 of this chapter, subject to the limitations in § 878.9.