(59 days)
The Enchant AllPEP is intended for use as a Positive Expiratory Pressure (PEP) by patients aged 18 years and older. Patients must be capable of generating an exhalation flow of 10 lpm for 3-4 seconds to promote secretion clearance. This device may be used to prevent or reverse atelectasis and as an inspiratory, deep breathing positive exerciser. It may be used in hospital and clinical settings.
AllPEP provides PEEP during user exhalation and features a mechanism which provides oscillations during exhalation as well.
Principle of Operation: The oscillating positive exhalation pressure device, AllPEP, includes a housing, a top cover, and an oscillating mechanism. The patient inhales room air through a one-way valve and when exhaling the exhaled gas is directed through the upper portion of the device which contains a swinger mechanism to oscillate the air, causing the air to vibrate.
The provided text is a 510(k) premarket notification FDA review letter for the "AllPEP" device, classified as an Incentive Spirometer. It addresses the substantial equivalence of the AllPEP device to a predicate device, DHD Acapella K991561.
The document details the device's indications for use, patient population, environment of use, and a comparison of its features and performance to the predicate device. Crucially, it highlights non-clinical bench testing as the primary method to demonstrate substantial equivalence, rather than clinical studies involving human participants or MRMC studies.
Therefore, the following is a summary of the acceptance criteria and the study that proves the device meets the acceptance criteria based only on the information provided in the document.
Acceptance Criteria and Device Performance for AllPEP
| Acceptance Criteria Category | Specific Criteria/Tests Performed | Reported Device Performance (AllPEP) | Notes on Comparison to Predicate |
|---|---|---|---|
| Bench Testing | Aging and post-aging performance | Performed, results "similar to the predicate and within pre-defined acceptance criteria." | Results similar to predicate. |
| Cleaning validation | Performed, results "similar to the predicate and within pre-defined acceptance criteria." | Results similar to predicate. | |
| Post-cleaning performance | Performed, results "similar to the predicate and within pre-defined acceptance criteria." | Results similar to predicate. | |
| Transportation - shock and vibration | Performed | Not explicitly stated for predicate. | |
| Frequency (Hz) (at various flow rates: 5, 10, 15, 20, 25, 30 lpm) | 5lpm - 9.82; 10lpm - 9.96; 15lpm - 11.85; 20lpm - 13.01; 25lpm - 14.89; 30lpm - 16.32 | Predicate "Not published" for specific values, but "Similar based on bench testing of subject device and predicate." | |
| Amplitude (cmH2O) (at various flow rates: 5, 10, 15, 20, 25, 30 lpm) | 5lpm - 3.24; 10lpm - 6.31; 15lpm - 8.31; 20lpm - 9.42; 25lpm - 9.12; 30lpm - 9.17 | Predicate "Not published" for specific values, but "Similar based on bench testing of subject device and predicate." | |
| Lowest Pressure (cmH2O) (at various flow rates: 5, 10, 15, 20, 25, 30 lpm) | 5lpm - 0.50; 10lpm - 0.78; 15lpm - 2.09; 20lpm - 4.00; 25lpm - 7.26; 30lpm - 10.75 | Predicate "Not published" for specific values, but "Similar based on bench testing of subject device and predicate." | |
| Highest Pressure (cmH2O) (at various flow rates: 5, 10, 15, 20, 25, 30 lpm) | 5lpm - 3.74; 10lpm - 7.10; 15lpm - 10.40; 20lpm - 13.42; 25lpm - 16.38; 30lpm - 19.92 | Predicate "Not published" for specific values, but "Similar based on bench testing of subject device and predicate." | |
| Biocompatibility | ISO 10993-5:2009 - Cytotoxicity | Met applicable requirements | Based on direct contact materials. |
| ISO 10993-10:2010 Sensitization and Intracutaneous Reactivity | Met applicable requirements | Based on direct contact materials. | |
| ISO 10993-11:2017 Material-Mediated Pyrogenicity | Met applicable requirements | Based on direct contact materials. | |
| ISO 10993-18:2020 Chemical Characterization and Risk Assessment | Met applicable requirements | Based on direct contact materials. | |
| ISO 18562-2:2018 Particulate Matter testing | Met applicable requirements | Based on direct contact materials. | |
| ISO 18562-3:2018 Volatile Organic Compounds (VOC) with risk assessment | Met applicable requirements | Based on direct contact materials. | |
| Other | Indications for Use | Similar to predicate, with added detail for clarity (environment/target population). | Similar, no different questions of safety/effectiveness. |
| Technology and Construction | Similar principle of operation (oscillation during exhalation). | Similar, no different concerns of safety/effectiveness. | |
| Environment of Use | Hospital and clinical settings | Similar (predicate also includes home care, but this difference is discussed as not raising new concerns). | |
| Patient Population | Patients 18+ capable of 10 lpm exhalation for 3-4s. | Similar. | |
| Prescriptive | Yes | Similar. | |
| Single Patient, multi-use | Yes | Similar. | |
| Patient Interface | Mouthpiece | Similar. | |
| Basic Components | Swinging Flap valve, one-way valve, mouthpiece. | Similar (predicate uses "Rocker," but principle of oscillation is similar). | |
| Cleaning method | Neutral dishwashing agent | Similar (predicate cleaning instructions not provided, but similarity based on bench testing). | |
| Type of patient contact with materials | Externally communicating/Tissue Surface contact/mucosa, prolonged duration (>24 hours, <30 days). | Predicate "Not published"; device replacement instruction provides similarity. |
Study Details:
-
Sample sizes used for the test set and the data provenance:
- The document describes non-clinical bench testing and biocompatibility testing. It does not specify sample sizes for these tests (e.g., number of devices tested for aging, cleaning, or performance metrics).
- Data Provenance: The tests are performed by the sponsor, Enchant Tek Co. Ltd., based in Taiwan. The data provenance is from bench testing (laboratory-controlled conditions) rather than clinical data from human subjects. The document does not specify if the testing was retrospective or prospective, but bench testing is typically considered prospective for the device being submitted.
-
Number of experts used to establish the ground truth for the test set and the qualifications of those experts:
- Not applicable. This submission relies on bench testing and biocompatibility test results, which compare device performance to pre-defined engineering and safety standards, and to a predicate device's characteristics. There is no mention of human expert-based ground truth establishment as would be relevant for a diagnostic AI device or clinical study.
-
Adjudication method (e.g. 2+1, 3+1, none) for the test set:
- Not applicable. No human readers or "ground truth" establishment by experts is described for this type of submission. The performance is gauged against pre-defined engineering specifications and comparison to the predicate device's established characteristics.
-
If a multi reader multi case (MRMC) comparative effectiveness study was done, If so, what was the effect size of how much human readers improve with AI vs without AI assistance:
- No. This is a submission for a Positive Expiratory Pressure (PEP) device, which is a mechanical therapeutic device, not an AI-assisted diagnostic tool. Therefore, an MRMC study is not relevant or described.
-
If a standalone (i.e. algorithm only without human-in-the-loop performance) was done:
- Not applicable. This device is not an algorithm or AI. It is a physical medical device. The "standalone" performance testing refers to the device's intrinsic mechanical performance (frequency, amplitude, pressure) as measured during bench tests.
-
The type of ground truth used (expert consensus, pathology, outcomes data, etc.):
- The "ground truth" (or basis for acceptance) for this device is established through:
- Pre-defined engineering and performance specifications based on the device's intended function and regulatory standards for incentive spirometers.
- Comparison to the performance characteristics of a legally marketed predicate device (DHD Acapella K991561) to establish substantial equivalence.
- International standards (ISO 10993-series and ISO 18562-series) for biocompatibility testing.
- There is no medical "ground truth" (like disease presence from pathology or outcomes) as this is not a diagnostic device.
- The "ground truth" (or basis for acceptance) for this device is established through:
-
The sample size for the training set:
- Not applicable. This device is not an AI or machine learning product, so there is no concept of a "training set" for an algorithm.
-
How the ground truth for the training set was established:
- Not applicable. As there is no training set for an algorithm, there is no ground truth established for one.
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February 2, 2024
Enchant Tek Co. Ltd. Leonard Ling QA/RA Supervisor No. 210 Xiangzhong Rd. Dongshan Township Yilan County, 26950 Taiwan
Re: K233855
Trade/Device Name: AllPEP Regulation Number: 21 CFR 868.5690 Regulation Name: Incentive Spirometer Regulatory Class: Class II Product Code: BWF Dated: December 4, 2023 Received: December 5, 2023
Dear Leonard Ling:
We have reviewed your section 510(k) premarket notification of intent to market the device referenced above and have determined the device is substantially equivalent (for the indications for use stated in the enclosure) to legally marketed predicate devices marketed in interstate commerce prior to May 28, 1976, the enactment date of the Medical Device Amendments, or to devices that have been reclassified in accordance with the provisions of the Federal Food, Drug, and Cosmetic Act (the Act) that do not require approval of a premarket approval application (PMA). You may, therefore, market the device, subject to the general controls provisions of the Act. Although this letter refers to your product as a device, please be aware that some cleared products may instead be combination products. The 510(k) Premarket Notification Database available at https://www.accessdata.fda.gov/scripts/cdrh/cfdocs/cfpmn/pmn.cfm identifies combination product submissions. The general controls provisions of the Act include requirements for annual registration, listing of devices, good manufacturing practice, labeling, and prohibitions against misbranding and adulteration. Please note: CDRH does not evaluate information related to contract liability warranties. We remind you, however, that device labeling must be truthful and not misleading.
If your device is classified (see above) into either class II (Special Controls) or class III (PMA), it may be subject to additional controls. Existing major regulations affecting your device can be found in the Code of Federal Regulations, Title 21, Parts 800 to 898. In addition, FDA may publish further announcements concerning your device in the Federal Register.
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Additional information about changes that may require a new premarket notification are provided in the FDA guidance documents entitled "Deciding When to Submit a 510(k) for a Change to an Existing Device" (https://www.fda.gov/media/99812/download) and "Deciding When to Submit a 510(k) for a Software Change to an Existing Device" (https://www.fda.gov/media/99785/download).
Your device is also subject to, among other requirements, the Quality System (QS) regulation (21 CFR Part 820), which includes, but is not limited to, 21 CFR 820.30. Design controls; 21 CFR 820.90. Nonconforming product; and 21 CFR 820.100, Corrective and preventive action. Please note that regardless of whether a change requires premarket review, the QS regulation requires device manufacturers to review and approve changes to device design and production (21 CFR 820.30 and 21 CFR 820.70) and document changes and approvals in the device master record (21 CFR 820.181).
Please be advised that FDA's issuance of a substantial equivalence determination does not mean that FDA has made a determination that your device complies with other requirements of the Act or any Federal statutes and regulations administered by other Federal agencies. You must comply with all the Act's requirements, including, but not limited to: registration and listing (21 CFR Part 807); labeling (21 CFR Part 801); medical device reporting of medical device-related adverse events) (21 CFR Part 803) for devices or postmarketing safety reporting (21 CFR Part 4, Subpart B) for combination products (see https://www.fda.gov/combination-products/guidance-regulatory-information/postmarketing-safety-reportingcombination-products); good manufacturing practice requirements as set forth in the quality systems (QS) regulation (21 CFR Part 820) for devices or current good manufacturing practices (21 CFR Part 4, Subpart A) for combination products; and, if applicable, the electronic product radiation control provisions (Sections 531-542 of the Act); 21 CFR Parts 1000-1050.
Also, please note the regulation entitled, "Misbranding by reference to premarket notification" (21 CFR 807.97). For questions regarding the reporting of adverse events under the MDR regulation (21 CFR Part 803), please go to https://www.fda.gov/medical-device-safety/medical-device-reportingmdr-how-report-medical-device-problems.
For comprehensive regulatory information about mediation-emitting products, including information about labeling regulations, please see Device Advice (https://www.fda.gov/medicaldevices/device-advice-comprehensive-regulatory-assistance) and CDRH Learn (https://www.fda.gov/training-and-continuing-education/cdrh-learn). Additionally, you may contact the Division of Industry and Consumer Education (DICE) to ask a question about a specific regulatory topic. See the DICE website (https://www.fda.gov/medical-device-advice-comprehensive-regulatoryassistance/contact-us-division-industry-and-consumer-education-dice) for more information or contact DICE by email (DICE@fda.hhs.gov) or phone (1-800-638-2041 or 301-796-7100).
Sincerely,
Rachana Visaria -S
Rachana Visaria, Ph.D. Assistant Director DHT1C: Division of Sleep Disordered Breathing, Respiratory and
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Anesthesia Devices OHT1: Office of Ophthalmic, Anesthesia, Respiratory, ENT and Dental Devices Office of Product Evaluation and Quality Center for Devices and Radiological Health
Enclosure
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Indications for Use
510(k) Number (if known) K233855
Device Name AllPEP
Indications for Use (Describe)
The Enchant AllPEP is intended for use as a Positive Expiratory Pressure (PEP) by patients aged 18 years and older. Patients must be capable of generating an exhalation flow of 10 lpm for 3-4 seconds to promote secretion clearance. This device may be used to prevent or reverse atelectasis and as an inspiratory, deep breathing positive exerciser. It may be used in hospital and clinical settings.
| Type of Use (Select one or both, as applicable) | |
|---|---|
| ☑ Prescription Use (Part 21 CFR 801 Subpart D) | ☐ Over-The-Counter Use (21 CFR 801 Subpart C) |
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| Date Prepared: | February 2, 2024 |
|---|---|
| Sponsor: | Enchant Tek Co. Ltd.No. 210 Xiangzhong Rd.Dongshan Township, Yilan CountyTaipei, TW 26950Tel +886- 03-959-3500 |
| Sponsor Contact: | Ling Leonard - QA/RA Supervisor |
| Submission Correspondent: | Paul DrydenProMedic, LLC |
| Proprietary or Trade Name: | AllPEP |
| Common/Usual Name: | PEP device |
| Classification Name: | Spirometer, therapeutic (incentive) |
| Product Code: | 21CFR 868.5690BWF |
| Predicate Device: | DHD Acapella K991561 |
| Common/Usual Name: | Spirometer, therapeutic (incentive) |
| Classification Name: | 21CFR 868.5690 |
| Product Code: | BWF |
Device Description: AllPEP provides PEEP during user exhalation and features a mechanism which provides oscillations during exhalation as well.
Principle of Operation: The oscillating positive exhalation pressure device, AllPEP, includes a housing, a top cover, and an oscillating mechanism. The patient inhales room air through a one-way valve and when exhaling the exhaled gas is directed through the upper portion of the device which contains a swinger mechanism to oscillate the air, causing the air to vibrate.
Indications for Use:
The Enchant AllPEP is intended for use as a Positive Expiratory Pressure (PEP) by patients aged 18 years and older. Patients must be capable of generating an exhalation flow of 10 lpm for 3-4 seconds to promote secretion clearance. This device may be used to prevent or reverse atelectasis and as an inspiratory, deep breathing positive exerciser. It may be used in hospital and clinical settings.
Patient Population:
Patients 18 years and older who are capable of generating an exhalation flow of 10 1pm for 3-4 seconds.
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Environments of use:
For hospital and clinical settings.
Substantial Equivalence Discussion
The table below compares the key features of the proposed with the identified predicate - DHD Acapella K991561. The comparison demonstrates that the subject device is substantially equivalent to the predicate device.
. Indications for Use -
The indications for use are similar for the subject device when compared to the predicate device.
Discussion - Since the predicate, newer cleared PEP devices have more details within the indications for use. We have added this information, it does not however raise different questions of safety or effectiveness.
. Technology and construction -
The technology and principle of operation is similar for the subject device when compared to the predicate device.
Discussion - While the predicate may have a different means of creating oscillation, there are a number of cleared PEP devices which also have slightly different ways of creating oscillations during the exhalation cycle. This difference does not raise different concerns of safety or effectiveness.
. Environment of Use -
The environments of use are similar to predicate which are hospital and clinical settings. Discussion - The environments of use are similar.
Patient Population -.
The patient population for the subject device is patients requiring secretion clearance and those who may have atelectasis. They should be capable of generating an exhalation flow of 10 lpm for 3-4 seconds.
Discussion - The subject and predicate device patient populations are similar.
Non-Clinical Testing Summary -
Bench testing -
The following tests were performed to demonstrate substantial equivalence:
- Aging and post-aging performance ●
- Cleaning validation ●
- Post-cleaning performance
- Frequency (Hz)
- Amplitude (cmH20) ●
- Pressure at min / max settings (cmH20) 0
Discussion - The test results are similar to the predicate and within pre-defined acceptance criteria.
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Biocompatibility -
According to ISO 10993-1 and the FDA Guidance related to biocompatibility from 2020, the subject device is considered:
- External Communicating
- Tissue Contacting
- Prolonged duration of use (>24 hours, <30 days) o
For those materials in direct contact, they would be considered:
- Surface Device
- Mucosal Membrane ●
- o Prolonged duration of use (>24 hours, <30 days)
Based upon ISO 10993-1, the sponsor has performed the following biocompatibility tests for the subject device:
- ISO 10993-5:2009 - Cytotoxicity
- ISO 10993-10:2010 Sensitization and Intracutaneous Reactivity ●
- ISO 10993-11:2017 Material-Mediated Pyrogenicity ●
- ISO 10993-18:2020 Chemical Characterization and Risk Assessment ●
- ISO 18562-2:2018 Particulate Matter testing ●
- ISO 18562-3:2018 Volatile Organic Compounds (VOC) with risk assessment ●
Discussion - The subject device was found to meet the applicable requirements for biocompatibility safety for the intended population.
Discussion of Differences
There are no significant differences in indications for use, population, use environments, technological characteristics or performance which raise different concerns of safety compared to the predicate and thus should be found to be substantially equivalent.
Substantial Equivalence Conclusion
Through performance testing, design, and non-clinical testing the proposed device and predicate have been found to be substantially equivalent.
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| Subject Device | Predicate Device | Subject and Predicate Comparison | |
|---|---|---|---|
| Company | Enchant Tek Co., Ltd. | DHD Acapella | |
| 510(k) | K230622 | K991561 | |
| Classification No. &Product code | 868.5690BWF - spirometer, therapeutic (incentive) | 868.5690BWF - spirometer, therapeutic (incentive) | Identical |
| Indications for Use | The Enchant AllPEP is intended for use as aPositive Expiratory Pressure (PEP) bypatients 18 years and older. Patients must becapable of generating an exhalation flow of10 lpm for 3-4 seconds to promote secretionclearance. This device may be used toprevent or reverse atelectasis and as aninspiratory, deep breathing positiveexerciser. It may be used in hospital andclinical settings. | Indicated for use as a Positive ExpiratoryPressure (PEP) Deviceimproves clearance of secretionsmay reduce the need for postural drainagefacilitates opening of airways in patientswith Cystic Fibrosis, COPD, asthma, andlung diseases with secretory problemsmay be used to prevent or reverseatelectasis | SimilarMore recent PEP clearances haveincluded the environment of use andtarget population in the indicationsstatement. This does not change theintended use. |
| Environments of Use | Hospital and clinical settings | Hospital, clinical and home care settings | Similar, but not for home use |
| Prescriptive | Yes | Yes | Similar |
| Patient Population | Patients requiring PEP therapy aged 18years and older.Patient capable of generating an exhalationflow of 10 lpm for 3-4 seconds | Patients requiring PEP therapy | Similar |
| Single Patient, multi-use | Yes | Yes | Similar |
| Patient Interface | Mouthpiece | Mouthpiece | Similar |
| Basic Components | Swinging Flap valve which generatesoscillation during exhalationOne-way valve for inhalationMouthpiece | Rocker which generates oscillation duringexhalationOne-way valve for inhalationMouthpiece | SimilarThe principle of operation is theoscillation during airflow. This is similarto the predicate device and does not raisedifferent questions of safety andeffectiveness |
| Mean frequency range(Hz) | 5lpm - 9.8210lpm - 9.9615lpm - 11.8520lpm - 13.0125lpm - 14.8930lpm - 16.32 | Not published | Similar based on bench testing of subjectdevice and predicate |
| Subject Device | Predicate Device | Subject and Predicate Comparison | |
| Mean amplitudePressure (cmH20) | 5lpm - 3.2410lpm - 6.3115lpm - 8.3120lpm - 9.4225lpm - 9.1230lpm - 9.17 | Not published | Similar based on bench testing of subjectdevice and predicate |
| Lowest Pressure (cmH20) | 5lpm - 0.5010lpm - 0.7815lpm - 2.0920lpm - 4.0025lpm - 7.2630lpm - 10.75 | Not published | Similar based on bench testing of subjectdevice and predicate |
| Highest Pressure(cmH20) | 5lpm - 3.7410lpm - 7.1015lpm - 10.4020lpm - 13.4225lpm - 16.3830lpm - 19.92 | Not published | Similar based on bench testing of subjectdevice and predicate |
| Cleaning method | Neutral dishwashing agentSingle patient, multi-use | Cleaning instructions not providedSingle patient, multi-use | Similar based on bench testing of subjectdevice and predicate |
| Performance testing | Aging and post-aging performanceCleaning and post-cleaningperformanceCleaning validationTransportation - shock and vibrationFrequency (Hz)Amplitude (cmH2O)Pressure at min / max settings (cmH2O) | Frequency (Hz)Amplitude (cmH2O)Pressure at min I max settings (cmH2O) | Similar |
| Type of patient contactwith materials | Externally communicating/Tissue Surfacecontact /mucosaProlonged duration (>24 hours, < 30 days) | Not published | Patients are instructed to replace deviceevery 30 days. |
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§ 868.5690 Incentive spirometer.
(a)
Identification. An incentive spirometer is a device that indicates a patient's breathing volume or flow and that provides an incentive to the patient to improve his or her ventilation.(b)
Classification. Class II (performance standards).