K Number
K203357
Device Name
HVT 2.0
Manufacturer
Date Cleared
2021-08-25

(282 days)

Product Code
Regulation Number
868.5450
AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP Authorized
Intended Use
The HVT 2.0 system is intended to deliver warmed and humidified high-flow respiratory gases to spontaneously breathing adult patients and pediatric patients (5 kg and up). The device is intended to be used in hospital, sub-acute facility, and home-use settings.
Device Description
The HVT 2.0 system is intended to deliver warmed and humidified high-flow respiratory gases to spontaneously breathing adult patients and pediatric patients (5 kg and up). The device is intended to be used in hospital, sub-acute facility and home-use settings. The HVT 2.0 system is intended to be used by qualified medical professionals, such as physicians, nurses, respiratory therapists and by patients in a home-use setting under the supervision of qualified medical professionals. The HVT 2.0 system consists of the HVT 2.0 main device, a Disposable Patient Circuit (DPC), and a patient interface (nasal cannula). The HVT 2.0 system utilizes an integrated internal blower to deliver warmed and humidified breathing gas at flows up to 45 L/min to spontaneously breathing patients, without the need of wall air or any pressurized air source. The device incorporates a blender and flow sensors that allow the oxygen percentage and total gas flow to be set independently. The addition of an external oxygen source (wall, tank, or oxygen concentrator) enables FiO2 delivery from 21% to 100%, dependent on the oxygen source. The HVT 2.0 main device contains all the electrical and electronic components including the electronic blender and flow controllers, and remote sensors to monitor the disposable patient circuit. The main device has no water pathways, and the gas pathway only contains dry gas at room temperature, and consequently does not need internal cleaning or disinfection.
More Information

Not Found

No
The document explicitly states "Mentions AI, DNN, or ML: Not Found" and the device description focuses on standard medical device components like blowers, blenders, and sensors.

Yes.
The device delivers warmed and humidified high-flow respiratory gases for treatment purposes which directly impacts the patient's physiological function.

No

The device is described as a system to deliver warmed and humidified high-flow respiratory gases. Its function is therapeutic (delivery of gas for breathing support), not diagnostic (identifying or characterizing a condition).

No

The device description explicitly states that the HVT 2.0 system consists of a "HVT 2.0 main device," a "Disposable Patient Circuit (DPC)," and a "patient interface (nasal cannula)." It further details that the "HVT 2.0 main device contains all the electrical and electronic components," including a blower, blender, and sensors. This clearly indicates the presence of significant hardware components beyond just software.

Based on the provided information, the HVT 2.0 system is not an In Vitro Diagnostic (IVD) device.

Here's why:

  • Intended Use: The intended use clearly states that the device is for delivering warmed and humidified respiratory gases to spontaneously breathing patients. This is a therapeutic intervention, not a diagnostic test performed on samples taken from the body.
  • Device Description: The description details a system for delivering gases, including a blower, blender, and flow sensors. It does not mention any components or processes related to analyzing biological samples.
  • Lack of IVD Characteristics: There is no mention of analyzing blood, urine, tissue, or any other biological specimen. The device interacts directly with the patient's respiratory system.

IVD devices are specifically designed to examine specimens derived from the human body to provide information for diagnostic, monitoring, or compatibility purposes. The HVT 2.0 system does not fit this description.

N/A

Intended Use / Indications for Use

The HVT 2.0 system is intended to deliver warmed and humidified high-flow respiratory gases to spontaneously breathing adult patients and pediatric patients (5 kg and up). The device is intended to be used in hospital, sub-acute facility, and home-use settings.

Product codes (comma separated list FDA assigned to the subject device)

BTT

Device Description

The HVT 2.0 system is intended to deliver warmed and humidified high-flow respiratory gases to spontaneously breathing adult patients and pediatric patients (5 kg and up). The device is intended to be used in hospital, sub-acute facility and home-use settings.

The HVT 2.0 system is intended to be used by qualified medical professionals, such as physicians, nurses, respiratory therapists and by patients in a home-use setting under the supervision of qualified medical professionals.

The HVT 2.0 system consists of the HVT 2.0 main device, a Disposable Patient Circuit (DPC), and a patient interface (nasal cannula). The HVT 2.0 system utilizes an integrated internal blower to deliver warmed and humidified breathing gas at flows up to 45 L/min to spontaneously breathing patients, without the need of wall air or any pressurized air source. The device incorporates a blender and flow sensors that allow the oxygen percentage and total gas flow to be set independently. The addition of an external oxygen source (wall, tank, or oxygen concentrator) enables FiO2 delivery from 21% to 100%, dependent on the oxygen source.

The HVT 2.0 main device contains all the electrical and electronic components including the electronic blender and flow controllers, and remote sensors to monitor the disposable patient circuit. The main device has no water pathways, and the gas pathway only contains dry gas at room temperature, and consequently does not need internal cleaning or disinfection.

Mentions image processing

Not Found

Mentions AI, DNN, or ML

Not Found

Input Imaging Modality

Not Found

Anatomical Site

Not Found

Indicated Patient Age Range

Adult patients and pediatric patients (5 kg and up)

Intended User / Care Setting

Qualified medical professionals, such as physicians, nurses, respiratory therapists and by patients in a home-use setting under the supervision of qualified medical professionals.
The device is intended to be used in hospital, sub-acute facility, and home-use settings.

Description of the training set, sample size, data source, and annotation protocol

Not Found

Description of the test set, sample size, data source, and annotation protocol

Not Found

Summary of Performance Studies (study type, sample size, AUC, MRMC, standalone performance, key results)

Non-clinical performance testing included:
Biocompatibility / Materials: Biocompatibility testing was conducted in accordance with FDA guidance. Use of International Standard ISO 10993-1. Biological evaluation of medical devices – Part 1: Evaluation and testing within a risk management process ''. Testing of the patient-contacting parts of the HVT 2.0 High Flow Therapy System demonstrates an appropriate biocompatibility profile for the device.

Electrical Safety: Electrical safety and electromagnetic compatibility testing were conducted in accordance with IEC 60601-1:2005 Ed.3+A1:2012 and IEC 60601-1-2: 2014 Ed.4 to demonstrate the basic safety, essential performance and emissions and immunity characteristics of the device. The testing demonstrated the appropriate electrical safety and electromagnetic compatibility profile for the device.

Software Verification and Validation Testing: Software verification and validation testing were conducted, and documentation was provided as recommended by FDA's Guidance for Industry and FDA Staff, "Guidance for the Content of Premarket Submissions for Software Contained in Medical Devices". The software for this device was considered as a "moderate" level of concern.

Human Factors Testing: A Human Factors and Usability Engineering validation study was conducted, and documentation was provided as recommended by FDA's Guidance for Industry and FDA Staff, "Applying Human Factors and Usability Engineering to Medical Devices". The validation study demonstrates that the device has been found to be safe and effective for the intended users, uses, and use environments.

Bench / Performance Testing: Comparative performance testing included:

  • Humidification system output (ISO 80601-2-74 Medical electrical equipment Part 2-● 74: Particular requirements for basic safety and essential performance of respiratory humidifying equipment)
  • Temperature output ●
  • Effects of aging on performance ●
  • Environmental Testing ●

The results demonstrated that the device performance was met after conditioning and was substantially equivalent to the predicate device.

Key Metrics (Sensitivity, Specificity, PPV, NPV, etc.)

Not Found

Predicate Device(s): If the device was cleared using the 510(k) pathway, identify the Predicate Device(s) K/DEN number used to claim substantial equivalence and list them here in a comma separated list exactly as they appear in the text. List the primary predicate first in the list.

K191010

Reference Device(s): Identify the Reference Device(s) K/DEN number and list them here in a comma separated list exactly as they appear in the text.

Not Found

Predetermined Change Control Plan (PCCP) - All Relevant Information for the subject device only (e.g. presence / absence, what scope was granted / cleared under the PCCP, any restrictions, etc).

Not Found

§ 868.5450 Respiratory gas humidifier.

(a)
Identification. A respiratory gas humidifier is a device that is intended to add moisture to, and sometimes to warm, the breathing gases for administration to a patient. Cascade, gas, heated, and prefilled humidifiers are included in this generic type of device.(b)
Classification. Class II (performance standards).

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Image /page/0/Picture/0 description: The image shows the logos of the Department of Health & Human Services and the Food and Drug Administration (FDA). The Department of Health & Human Services logo is on the left, and the FDA logo is on the right. The FDA logo is a blue square with the letters "FDA" in white, followed by the words "U.S. FOOD & DRUG ADMINISTRATION" in blue.

August 25, 2021

Vapotherm Inc. Dennis Francoeur Regulatory Manager 100 Domain Drive Exeter, New Hampshire 03833

Re: K203357

Trade/Device Name: Hvt 2.0 Regulation Number: 21 CFR 868.5450 Regulation Name: Respiratory Gas Humidifier Regulatory Class: Class II Product Code: BTT Dated: July 23, 2021 Received: July 26, 2021

Dear Dennis Francoeur:

We have reviewed your Section 510(k) premarket notification of intent to market the device referenced above and have determined the device is substantially equivalent (for the indications for use stated in the enclosure) to legally marketed predicate devices marketed in interstate commerce prior to May 28, 1976, the enactment date of the Medical Device Amendments, or to devices that have been reclassified in accordance with the provisions of the Federal Food, Drug, and Cosmetic Act (Act) that do not require approval of a premarket approval application (PMA). You may, therefore, market the device, subject to the general controls provisions of the Act. Although this letter refers to your product as a device, please be aware that some cleared products may instead be combination products. The 510(k) Premarket Notification Database located at https://www.accessdata.fda.gov/scripts/cdrh/cfdocs/cfpmn/pmn.cfm identifies combination product submissions. The general controls provisions of the Act include requirements for annual registration, listing of devices, good manufacturing practice, labeling, and prohibitions against misbranding and adulteration. Please note: CDRH does not evaluate information related to contract liability warranties. We remind you, however, that device labeling must be truthful and not misleading.

If your device is classified (see above) into either class II (Special Controls) or class III (PMA), it may be subject to additional controls. Existing major regulations affecting your device can be found in the Code of Federal Regulations, Title 21, Parts 800 to 898. In addition, FDA may publish further announcements concerning your device in the Federal Register.

1

Please be advised that FDA's issuance of a substantial equivalence determination does not mean that FDA has made a determination that your device complies with other requirements of the Act or any Federal statutes and regulations administered by other Federal agencies. You must comply with all the Act's requirements, including, but not limited to: registration and listing (21 CFR Part 807); labeling (21 CFR Part 801); medical device reporting of medical device-related adverse events) (21 CFR 803) for devices or postmarketing safety reporting (21 CFR 4, Subpart B) for combination products (see https://www.fda.gov/combination-products/guidance-regulatory-information/postmarketing-safety-reportingcombination-products); good manufacturing practice requirements as set forth in the quality systems (QS) regulation (21 CFR Part 820) for devices or current good manufacturing practices (21 CFR 4, Subpart A) for combination products; and, if applicable, the electronic product radiation control provisions (Sections 531-542 of the Act); 21 CFR 1000-1050.

Also, please note the regulation entitled, "Misbranding by reference to premarket notification" (21 CFR Part 807.97). For questions regarding the reporting of adverse events under the MDR regulation (21 CFR Part 803), please go to https://www.fda.gov/medical-device-safety/medical-device-reportingmdr-how-report-medical-device-problems.

For comprehensive regulatory information about medical devices and radiation-emitting products, including information about labeling regulations, please see Device Advice (https://www.fda.gov/medicaldevices/device-advice-comprehensive-regulatory-assistance) and CDRH Learn (https://www.fda.gov/training-and-continuing-education/cdrh-learn). Additionally, you may contact the Division of Industry and Consumer Education (DICE) to ask a question about a specific regulatory topic. See the DICE website (https://www.fda.gov/medical-device-advice-comprehensive-regulatoryassistance/contact-us-division-industry-and-consumer-education-dice) for more information or contact DICE by email (DICE@fda.hhs.gov) or phone (1-800-638-2041 or 301-796-7100).

Sincerely.

Brandon Blakely, Ph.D. Acting Assistant Director DHT1C: Division of ENT, Sleep Disordered Breathing, Respiratory and Anesthesia Devices OHT1: Office of Ophthalmic, Anesthesia, Respiratory, ENT and Dental Devices Office of Product Evaluation and Quality Center for Devices and Radiological Health

Enclosure

2

Indications for Use

510(k) Number (if known) K203357

Device Name HVT 2.0

Indications for Use (Describe)

The HVT 2.0 system is intended to deliver warmed and humidified high-flow respiratory gases to spontaneously breathing adult patients and pediatric patients (5 kg and up). The device is intended to be used in hospital, sub-acute facility, and home-use settings.

Type of Use (Select one or both, as applicable)
---------------------------------------------------

Prescription Use (Part 21 CFR 801 Subpart D)

Over-The-Counter Use (21 CFR 801 Subpart C)

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Image /page/3/Picture/0 description: The image shows the Vapotherm logo. The logo consists of a light blue circular icon on the left and the word "VAPOTHERM" in bold, dark blue letters on the right. There is a registered trademark symbol next to the word "VAPOTHERM".

SECTION 5: 510(k) SUMMARY

Date:23-August-2021
Company:Vapotherm, Inc.
100 Domain Drive
Exeter, NH 03833
Official Contact:Dennis Francoeur – Regulatory Manger
Tel – 603-658-0491
Proprietary or Trade Name:HVT 2.0
Common/Usual Name:Respiratory gas humidifier
Classification Name:21 CFR 868.5450, Class II
Product Code: BTT
Predicate Device:K191010 - Palladium High Flow Therapy System

Device Description:

The HVT 2.0 system is intended to deliver warmed and humidified high-flow respiratory gases to spontaneously breathing adult patients and pediatric patients (5 kg and up). The device is intended to be used in hospital, sub-acute facility and home-use settings.

The HVT 2.0 system is intended to be used by qualified medical professionals, such as physicians, nurses, respiratory therapists and by patients in a home-use setting under the supervision of qualified medical professionals.

The HVT 2.0 system consists of the HVT 2.0 main device, a Disposable Patient Circuit (DPC), and a patient interface (nasal cannula). The HVT 2.0 system utilizes an integrated internal blower to deliver warmed and humidified breathing gas at flows up to 45 L/min to spontaneously breathing patients, without the need of wall air or any pressurized air source. The device incorporates a blender and flow sensors that allow the oxygen percentage and total gas flow to be set independently. The addition of an external oxygen source (wall, tank, or oxygen concentrator) enables FiO2 delivery from 21% to 100%, dependent on the oxygen source.

The HVT 2.0 main device contains all the electrical and electronic components including the electronic blender and flow controllers, and remote sensors to monitor the disposable patient circuit. The main device has no water pathways, and the gas pathway only contains dry gas at room temperature, and consequently does not need internal cleaning or disinfection.

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Image /page/4/Picture/0 description: The image shows the logo for Vapotherm. The logo consists of a light blue circular icon on the left, followed by the word "VAPOTHERM" in large, bold, blue letters. A small registered trademark symbol is located to the right of the "M" in "VAPOTHERM".

Indications for Use:

The HVT 2.0 system is intended to deliver warmed and humidified high-flow respiratory gases to spontaneously breathing adult patients and pediatric patients (5 kg and up). The device is intended to be used in hospital, sub-acute facility and home-use settings.

Patient Population:

For pediatric and adult patients

Note: Vapotherm follows the definition of pediatric patients and pediatric subpopulations discussed in Guidance for Industry and Food and Drug Administration Staff "Providing Information about Pediatric Uses of Medical Devices".

Environment of Use:

Hospital, sub-acute and homecare settings

Contraindications:

Not appropriate for patients who are not spontaneously breathing, are unable to protect their airway, or have anatomic or injury induced blockage of the nasal pathway to the nasopharyngeal space.

  • Not for treating OSA and snoring. ●
  • HVT 2.0 is not for field transport. ●
  • HVT 2.0 is MRI unsafe. Do not use it in an MR environment. ●

Substantial Equivalence:

The HVT 2.0 System is substantially equivalent to the predicate device, the Palladium High Flow Therapy System (510(k) K191010). The table below presents the similarities and differences between the products for substantial equivalence purposes. The differences between the subject device and the predicate device do not raise any new issues of safety and effectiveness. Performance data are available to support substantial equivalence.

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Image /page/5/Picture/0 description: The image shows the word "VAPOTHERM" in blue font. To the left of the word is a blue circular logo with three curved lines inside. To the right of the word is a small "®" symbol, indicating that the word is a registered trademark.

Predicate:Subject Device:
CharacteristicPalladium High Flow Therapy
System (K191010)HVT 2.0
Indications for
UseThe Palladium High Flow Therapy
System is intended to deliver
warmed and humidified high-flow
respiratory gases to spontaneously
breathing adult and pediatric and
patients weighing at least 3.5 kg
within hospital, sub-acute and
homecare settings.SIMILAR - K191010
The HVT 2.0 system is intended to
deliver warmed and humidified
high-flow respiratory gases to
spontaneously breathing adult
patients and pediatric patients (5
kg and up). The device is intended
to be used in hospital, sub-acute
facility, and home-use settings.
Patient
PopulationPediatric, adultSAME - K191010
Pediatric, adult
Environment of
UseHospital, sub-acute and homecare
settingsSAME - K191010
Hospital, sub-acute and homecare
settings
Duration of UseDisposable can be used for up to 30
days single patient use.SAME - K191010
Disposable can be used for up to
30 days single patient use.
PrescriptiveRx OnlySAME - K191010
Rx Only
Patient
InterfacesNasal cannulaSIMILAR - K191010
Nasal cannula, 22mm Tubing
Adapter
Flow Range5 to 40 L/Min (SLPM)SIMILAR - K191010
3-45 L/Min (BTPS)
Patient
contacting
materialsExternally communicating, tissue,
prolonged durationSAME - K191010
Externally communicating, tissue,
prolonged duration
Temperature
Range33C to 38CSIMILAR - K191010
33C to 39C
HeaterFlat heater element within the
capital unit that contacts disposable
patient circuit - Flexible Kapton
Circuit heater element (Conduction
heating)SIMILAR - K191010
Flat heater element that is within
the disposable patient circuit and
powered by an energy source in
the capital unit. (Induction
heating)
Temperature
AlarmSoftware controlled; Alarms at 41 °CSAME - K191010 Software
controlled; Alarms at 41 °C
Temperature
Accuracy± 2 °CSAME - K191010
± 2 °C
Oxygen Range21 to 95 % O₂SIMILAR - K191010
21 to 100% O₂
Limited by O₂ Concentrator
Predicate:Subject Device:
CharacteristicPalladium High Flow TherapyHVT 2.0
System (K191010)
Oxygen Accuracy$\pm$ 3%SIMILAR - K191010
$\pm$ 3% (when connected to a wall or
tank source)
$\pm$ 4% (when connected to an
oxygen concentrator source)
Operating
PrincipleGas delivery via a blower and
humidification via semi-permeable
polymer technology
which allows for delivery of
entrained, humidified gases at
constant flow to the patientSAME - K191010
Gas delivery via a blower and
humidification via semi-permeable
polymer technology
which allows for delivery of
entrained, humidified gases at
constant flow to the patient
AlarmsAudible and visual for temperature,
low oxygen fraction, blocked tube,
water out, disposable water path
not present, loss of power and loss
of flowSAME - K191010
Audible and visual for
temperature, low oxygen fraction,
blocked tube, water out,
disposable water path not
present, loss of power and loss of
flow
User interfaceUser set point adjustment via menu
system on display for flow rate,
temperature, and oxygen fractionSAME - K191010
User set point adjustment via
menu system on display for flow
rate, temperature, and oxygen
fraction
ControlSoftware controlSAME - K191010
Software control
Modes of
operationSleep, Standby and Run Modes
Sleep: Display is in sleep mode, no
gas flow
Stand-by: Input parameters can be
adjusted, no gas flow
Run: Warming to set point
temperature, gas flow
Unit operating at set point, gas flowSAME - K191010
Sleep, Standby and Run Modes
Sleep: Display is in sleep mode, no
gas flow
Stand-by: Input parameters can be
adjusted, no gas flow
Run: Warming to set point
temperature, gas flow
Unit operating at set point, gas
flow
Gas inputStandard DISS non-interchangeable
fitting for medical oxygen, room air
via blowerSAME - K103316
Standard DISS non-
interchangeable fitting for oxygen,
room air via blower
CharacteristicPredicate:
Palladium High Flow Therapy
System (K191010)Subject Device:
HVT 2.0
HumidificationVia semi-permeable small-bore
tubingSAME - K191010
Via semi-permeable small-bore
tubing
Power
Requirements100-240 VAC, 50-60 HzSIMILAR - K191010
AC Power:
110-240 VAC, 50-60 Hz
External DC Power:
12-24 VDC, 200 VA
BatteryLithium Ion 2600mAh, 7.26V, 19Wh
backup batterySIMILAR - K191010
Safety Battery - Lithium ion 14.4V,
6900mAh, 99.4 Wh.
Transfer Battery - Lithium-ion
battery (VTBP-2.0, 14.4Vdc; 2
x6900mAh; 2 x99.4 Wh)

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Image /page/6/Picture/0 description: The image shows the logo for Vapotherm. The logo consists of a light blue circle with white lines inside on the left, and the word "VAPOTHERM" in blue on the right. There is a registered trademark symbol next to the letter M.

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Image /page/7/Picture/0 description: The image shows the logo for Vapotherm. The logo consists of a light blue circular graphic on the left, followed by the word "VAPOTHERM" in large, bold, blue letters. A registered trademark symbol is located to the right of the word "VAPOTHERM".

From the comparison form above, the subject device and predicate device have similar intended use, are both prescription use, and have the same operating principle, gas input and method of humidification. The subject device claims slightly different flow range, patient interface, and temperature range. These differences do not raise different questions of safety or effectiveness.

Non-clinical performance testing:

Biocompatibilitv / Materials:

Biocompatibility testing was conducted in accordance with FDA guidance. Use of International Standard ISO 10993-1. Biological evaluation of medical devices – Part 1: Evaluation and testing within a risk management process ''. Testing of the patient-contacting parts of the HVT 2.0 High Flow Therapy System demonstrates an appropriate biocompatibility profile for the device.

Electrical Safety:

Electrical safety and electromagnetic compatibility testing were conducted in accordance with IEC 60601-1:2005 Ed.3+A1:2012 and IEC 60601-1-2: 2014 Ed.4 to demonstrate the basic safety, essential performance and emissions and immunity characteristics of the device. The testing demonstrated the appropriate electrical safety and electromagnetic compatibility profile for the device.

Software Verification and Validation Testing:

Software verification and validation testing were conducted, and documentation was provided as recommended by FDA's Guidance for Industry and FDA Staff, "Guidance for the Content of Premarket Submissions for Software Contained in Medical Devices". The software for this device was considered as a "moderate" level of concern.

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Image /page/8/Picture/0 description: The image shows the Vapotherm logo. The logo consists of a light blue circular icon with several curved lines inside, followed by the word "VAPOTHERM" in bold, dark blue letters. A small, registered trademark symbol is located to the upper right of the "M" in "VAPOTHERM".

Human Factors Testing:

A Human Factors and Usability Engineering validation study was conducted, and documentation was provided as recommended by FDA's Guidance for Industry and FDA Staff, "Applying Human Factors and Usability Engineering to Medical Devices". The validation study demonstrates that the device has been found to be safe and effective for the intended users, uses, and use environments.

Bench / Performance Testing:

Comparative performance testing included:

  • Humidification system output (ISO 80601-2-74 Medical electrical equipment Part 2-● 74: Particular requirements for basic safety and essential performance of respiratory humidifying equipment)
  • Temperature output ●
  • Effects of aging on performance ●
  • Environmental Testing ●

The results demonstrated that the device performance was met after conditioning and was substantially equivalent to the predicate device.

Substantial Equivalence Conclusion

The performance testing demonstrates that the subject device is substantially equivalent to the predicate device.