K Number
K201398
Device Name
SINUSPRIME Dilation System
Manufacturer
Date Cleared
2020-10-15

(140 days)

Product Code
Regulation Number
874.4420
AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP Authorized
Intended Use
Use a single dilation device by transnasal approach to access and treat an individual anatomical location as follows: · Remodel by balloon displacement the adjacent bone and paranasal sinus structures in the Maxillary ostialethmoid infundibula in patients 2 years and older; · Remodel by balloon displacement the adjacent bone and paranasal sinus structures in the Frontal ostialrecesses in patients 12 years and older: may be used with LED Light fiber to locate, illuminate across nasal and sinus structures; · Remodel by balloon displacement the adjacent bone and paranasal sinus structures in the Sphenoid sinus ostia in patients 12 years and older; • Dilation of the cartilaginous portion of the Eustachian tube for treating persistent Eustachian tube dysfunction in patients 18 years and older.
Device Description
The SINUSPRIME Dilation System is intended to remodel or recreate the sinus outflow tract and dilate the Eustachian tube by transnasal balloon dilation. Each packaged SINUSPRIME System includes a balloon device configured for a specific anatomy (frontal, sphenoid, maxillary, or Eustachian tube (ET) configuration) and an inflation device. The SINUSPRIME Dilation System combines features of an ostium seeker with the tissue expansion effect of balloon dilation. The SINUSPRIME Dilation System is provided sterile and for single use only. The familiar features of this device enable a physician to track the device into the sinuses and Eustachian tubes using endoscopic visualization. The SINUSPRIME LED Light Fiber consists of a flexible illumination fiber that allow physicians to locate, illuminate within, and trans-illuminate across nasal and sinus structures. The SINUSPRIME LED Light Fiber is optional and available packaged and pre-loaded only on the SINUSPRIME Frontal with LED model.
More Information

Not Found

No
The document describes a mechanical dilation system and does not mention any AI or ML components or functionalities.

Yes
The device is intended to treat multiple anatomical locations and conditions (e.g., remodel bone and paranasal sinus structures, dilate the Eustachian tube for persistent Eustachian tube dysfunction), indicating its therapeutic purpose.

No

The device is described as a "Dilation System" intended to "remodel or recreate the sinus outflow tract and dilate the Eustachian tube by transnasal balloon dilation." Its primary function is therapeutic, involving physical manipulation of anatomical structures, rather than diagnosing a condition.

No

The device description clearly outlines physical components such as a balloon device, an inflation device, and an optional LED Light Fiber, indicating it is a hardware-based medical device.

Based on the provided information, this device is not an IVD (In Vitro Diagnostic).

Here's why:

  • IVD Definition: In Vitro Diagnostic devices are used to examine specimens (like blood, urine, or tissue) taken from the human body to provide information for diagnosis, monitoring, or screening.
  • Device Function: The SINUSPRIME Dilation System is a surgical device used to physically remodel bone and sinus structures and dilate the Eustachian tube using a balloon. It is used in vivo (within the body) to treat anatomical issues.
  • Lack of Specimen Analysis: The description does not mention the device being used to analyze any biological specimens.

Therefore, the SINUSPRIME Dilation System falls under the category of a surgical or therapeutic device, not an In Vitro Diagnostic device.

N/A

Intended Use / Indications for Use

Use a single dilation device by transnasal approach to access and treat an individual anatomical location as follows:

· Remodel by balloon displacement the adjacent bone and paranasal sinus structures in the Maxillary ostialethmoid infundibula in patients 2 years and older;

· Remodel by balloon displacement the adjacent bone and paranasal sinus structures in the Frontal ostialrecesses in patients 12 years and older: may be used with LED Light fiber to locate, illuminate across nasal and sinus structures;

· Remodel by balloon displacement the adjacent bone and paranasal sinus structures in the Sphenoid sinus ostia in patients 12 years and older;

• Dilation of the cartilaginous portion of the Eustachian tube for treating persistent Eustachian tube dysfunction in patients 18 years and older.

Product codes

PNZ, LRC

Device Description

The SINUSPRIME Dilation System is intended to remodel or recreate the sinus outflow tract and dilate the Eustachian tube by transnasal balloon dilation. Each packaged SINUSPRIME System includes a balloon device configured for a specific anatomy (frontal, sphenoid, maxillary, or Eustachian tube (ET) configuration) and an inflation device.
The SINUSPRIME Dilation System combines features of an ostium seeker with the tissue expansion effect of balloon dilation. The SINUSPRIME Dilation System is provided sterile and for single use only. The familiar features of this device enable a physician to track the device into the sinuses and Eustachian tubes using endoscopic visualization.
SINUSPRIME Dilation System includes a balloon device configured for a specific anatomy (frontal, sphenoid, maxillary, or Eustachian tube (ET) configuration) and an inflation device with extension line.
The SINUSPRIME LED Light Fiber consists of a flexible illumination fiber that allow physicians to locate, illuminate within, and trans-illuminate across nasal and sinus structures. The SINUSPRIME LED Light Fiber is optional and available packaged and pre-loaded only on the SINUSPRIME Frontal with LED model.

Mentions image processing

Not Found

Mentions AI, DNN, or ML

Not Found

Input Imaging Modality

Not Found

Anatomical Site

Maxillary ostialethmoid infundibula, Frontal ostialrecesses, Sphenoid sinus ostia, cartilaginous portion of the Eustachian tube, sinuses, Eustachian tubes, nasal and sinus structures.

Indicated Patient Age Range

2 years and older (Maxillary ostialethmoid infundibula); 12 years and older (Frontal ostialrecesses, Sphenoid sinus ostia); 18 years and older (Eustachian tube dysfunction)

Intended User / Care Setting

Not Found

Description of the training set, sample size, data source, and annotation protocol

Not Found

Description of the test set, sample size, data source, and annotation protocol

Not Found

Summary of Performance Studies (study type, sample size, AUC, MRMC, standalone performance, key results)

Performance testing involved biocompatibility, design verification (dimensional, strength, HFE/UE verification testing), packaging, shelf life and design validation with physicians (HFE/UE). Performance testing showed that the device meets design specifications and performs as intended.

Key Metrics (Sensitivity, Specificity, PPV, NPV, etc.)

Not Found

Predicate Device(s)

K163509, K152435

Reference Device(s)

Not Found

Predetermined Change Control Plan (PCCP) - All Relevant Information

Not Found

§ 874.4420 Ear, nose, and throat manual surgical instrument.

(a)
Identification. An ear, nose, and throat manual surgical instrument is one of a variety of devices intended for use in surgical procedures to examine or treat the bronchus, esophagus, trachea, larynx, pharynx, nasal and paranasal sinus, or ear. This generic type of device includes the esophageal dilator; tracheal bistour (a long, narrow surgical knife); tracheal dilator; tracheal hook; laryngeal injection set; laryngeal knife; laryngeal saw; laryngeal trocar; laryngectomy tube; adenoid curette; adenotome; metal tongue depressor; mouth gag; oral screw; salpingeal curette; tonsillectome; tonsil guillotine; tonsil screw; tonsil snare; tonsil suction tube; tonsil suturing hook; antom reforator; ethmoid curette; frontal sinus-rasp; nasal curette; nasal rasp; nasal rongeur; nasal saw; nasal scissors; nasal snare; sinus irrigator; sinus trephine; ear curette; ear excavator; ear rasp; ear scissor, ear snare; ear spoon; ear suction tube; malleous ripper; mastoid gauge; microsurgical ear chisel; myringotomy tube inserter; ossici holding clamp; sacculotomy tack inserter; vein press; wire ear loop; microrule; mirror; mobilizer; ear, nose, and throat punch; ear, nose and throat knife; and ear, nose, and throat trocar.(b)
Classification Class I (general controls). The device is exempt from the premarket notification procedures in subpart E of part 807 of this chapter subject to § 874.9.

0

Image /page/0/Picture/0 description: The image contains the logo of the U.S. Food and Drug Administration (FDA). The logo consists of two parts: the Department of Health & Human Services logo on the left and the FDA acronym and full name on the right. The FDA part of the logo is in blue, with the acronym in a square and the full name, "U.S. Food & Drug Administration," written out to the right of the square.

October 15, 2020

Stryker ENT Bruce Backlund Principal Regulatory Affairs Specialist 3600 Holly Lane North, Suite 40 Plymouth, Minnesota 55447

Re: K201398

Trade/Device Name: SINUSPRIME Dilation System Regulation Number: 21 CFR 874.4180 Regulation Name: Eustachian Tube Balloon Dilation System Regulatory Class: Class II Product Code: PNZ, LRC Dated: September 14, 2020 Received: September 16, 2020

Dear Bruce Backlund:

We have reviewed your Section 510(k) premarket notification of intent to market the device referenced above and have determined the device is substantially equivalent (for the indications for use stated in the enclosure) to legally marketed predicate devices marketed in interstate commerce prior to May 28, 1976, the enactment date of the Medical Device Amendments, or to devices that have been reclassified in accordance with the provisions of the Federal Food, Drug, and Cosmetic Act (Act) that do not require approval of a premarket approval application (PMA). You may, therefore, market the device, subject to the general controls provisions of the Act. Although this letter refers to your product as a device, please be aware that some cleared products may instead be combination products. The 510(k) Premarket Notification Database located at https://www.accessdata.fda.gov/scripts/cdrh/cfdocs/cfpmr/pmn.cfm identifies combination product submissions. The general controls provisions of the Act include requirements for annual registration, listing of devices, good manufacturing practice, labeling, and prohibitions against misbranding and adulteration. Please note: CDRH does not evaluate information related to contract liability warranties. We remind you, however, that device labeling must be truthful and not misleading.

If your device is classified (see above) into either class II (Special Controls) or class III (PMA), it may be subject to additional controls. Existing major regulations affecting your device can be found in the Code of Federal Regulations, Title 21, Parts 800 to 898. In addition, FDA may publish further announcements concerning your device in the Federal Register.

Please be advised that FDA's issuance of a substantial equivalence determination does not mean that FDA has made a determination that your device complies with other requirements of the Act or any Federal statutes and regulations administered by other Federal agencies. You must comply with all the Act's requirements, including, but not limited to: registration and listing (21 CFR Part 807); labeling (21 CFR Part 801); medical device reporting of medical device-related adverse events) (21 CFR 803) for

1

devices or postmarketing safety reporting (21 CFR 4, Subpart B) for combination products (see https://www.fda.gov/combination-products/guidance-regulatory-information/postmarketing-safety-reportingcombination-products); good manufacturing practice requirements as set forth in the quality systems (QS) regulation (21 CFR Part 820) for devices or current good manufacturing practices (21 CFR 4, Subpart A) for combination products; and, if applicable, the electronic product radiation control provisions (Sections 531-542 of the Act); 21 CFR 1000-1050.

Also, please note the regulation entitled, "Misbranding by reference to premarket notification" (21 CFR Part 807.97). For questions regarding the reporting of adverse events under the MDR regulation (21 CFR Part 803), please go to https://www.fda.gov/medical-device-safety/medical-device-reportingmdr-how-report-medical-device-problems.

For comprehensive regulatory information about mediation-emitting products, including information about labeling regulations, please see Device Advice (https://www.fda.gov/medicaldevices/device-advice-comprehensive-regulatory-assistance) and CDRH Learn (https://www.fda.gov/training-and-continuing-education/cdrh-learn). Additionally, you may contact the Division of Industry and Consumer Education (DICE) to ask a question about a specific regulatory topic. See the DICE website (https://www.fda.gov/medical-device-advice-comprehensive-regulatoryassistance/contact-us-division-industry-and-consumer-education-dice) for more information or contact DICE by email (DICE(@,tda.hhs.gov) or phone (1-800-638-2041 or 301-796-7100).

Sincerely,

Shu-Chen Peng

for Malvina Eydelman, M.D. Director OHT1: Office of Ophthalmic, Anesthesia, Respiratory, ENT and Dental Devices Office of Product Evaluation and Ouality Center for Devices and Radiological Health

Enclosure

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Indications for Use

510(k) Number (if known) K201398

Device Name SINUSPRIME Dilation System

Indications for Use (Describe)

Use a single dilation device by transnasal approach to access and treat an individual anatomical location as follows:

· Remodel by balloon displacement the adjacent bone and paranasal sinus structures in the Maxillary ostialethmoid infundibula in patients 2 years and older;

· Remodel by balloon displacement the adjacent bone and paranasal sinus structures in the Frontal ostialrecesses in patients 12 years and older: may be used with LED Light fiber to locate, illuminate across nasal and sinus structures;

· Remodel by balloon displacement the adjacent bone and paranasal sinus structures in the Sphenoid sinus ostia in patients 12 years and older;

• Dilation of the cartilaginous portion of the Eustachian tube for treating persistent Eustachian tube dysfunction in patients 18 years and older.

Type of Use (Select one or both, as applicable)
---------------------------------------------------

X Prescription Use (Part 21 CFR 801 Subpart D)

| Over-The-Counter Use (21 CFR 801 Subpart C)

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510(K) SUMMARY

Date Prepared:May 27, 2020
Submitter Information:Stryker ENT
3600 Holly Lane North, Suite 40
Plymouth, MN 55447
Establishment Registration:3006345872
Contact Information:Bruce Backlund
Principal Regulatory Affairs Specialist
(763) 762-5902
bruce.backlund@stryker.com
Device Information:
Trade Name:
Common Name:
Classification Name:SINUSPRIME Dilation System
Balloon Sinus Dilation System
ENT Manual Surgical Instrument
Eustachian Tube Balloon Dilation Device
Product Code:LRC
PNZ
Regulation Number:Class I, 21 CFR 874.4420
Class II 21 CFR 874.4180
Predicate Devices:K163509 XprESS ENT Dilation System
K152435 LED Light Fiber

Device Description:

The SINUSPRIME Dilation System is intended to remodel or recreate the sinus outflow tract and dilate the Eustachian tube by transnasal balloon dilation. Each packaged SINUSPRIME System includes a balloon device configured for a specific anatomy (frontal, sphenoid, maxillary, or Eustachian tube (ET) configuration) and an inflation device.

SINUSPRIME Dilation System Configurations and Included Accessories
ConfigurationBalloon
DeviceBalloon
SizeAccessories
Inflation
SyringeExtension
LineLED Light
FiberIGS
Adapter
FrontalX (Frontal)6x20XXXX
Frontal w/ LEDX (Frontal)6x20XXXX
SphenoidX (Sphenoid)6x20XXXX

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| Maxillary | X
(Maxillary) | 6x8 | X | X | |
|-------------------------|------------------|------|---|---|--|
| Eustachian Tube
(ET) | X (ET) | 6x20 | X | X | |

The SINUSPRIME Dilation System combines features of an ostium seeker with the tissue expansion effect of balloon dilation. The SINUSPRIME Dilation System is provided sterile and for single use only. The familiar features of this device enable a physician to track the device into the sinuses and Eustachian tubes using endoscopic visualization.

Image /page/4/Figure/4 description: The image shows a medical device with several labeled parts. The device has a long, thin tube with a curved tip, labeled as "Balloon/Curved tip". The handle of the device has two labeled parts: "Proximal fitting" and "Balloon Inflation luer".

SINUSPRIME Dilation Device (shown with balloon protector on tip)

SINUSPRIME Dilation System includes a balloon device configured for a specific anatomy (frontal, sphenoid, maxillary, or Eustachian tube (ET) configuration) and an inflation device with extension line.

Image /page/4/Picture/7 description: The image contains the word "Frontal" in a simple, sans-serif font. The word is positioned at the top left corner of the image. The background is plain white, providing a stark contrast to the black text. The overall composition is minimalist, focusing solely on the presentation of the word.

$$\nearrow$$

Sphenoid

Image /page/4/Picture/10 description: The image contains the word "Maxillary" in a clear, sans-serif font. The text is positioned at the top of the image. The word is written in a simple, straightforward manner.

Image /page/4/Picture/11 description: The image is a blank white canvas. There are no objects or figures present. The image is completely devoid of any content.

Image /page/4/Picture/12 description: The image is a close-up of a handwritten symbol, possibly a mathematical or scientific notation. The symbol consists of a curved line that starts at the top left, curves downward, and then extends horizontally to the right. The line appears to be drawn with a pen or marker, and the background is plain white.

Eustachian Tube

SINUSPRIME Dilation Device tip configurations (shown with balloon protector on tip)

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Image /page/5/Figure/2 description: The image shows a syringe connected to an extension line. The syringe is on the left side of the image and is connected to the extension line on the right. The extension line is coiled into a circle. The text labels "Syringe" and "Extension Line" point to the respective objects in the image.

Inflation Device with Extension Line

The SINUSPRIME LED Light Fiber consists of a flexible illumination fiber that allow physicians to locate, illuminate within, and trans-illuminate across nasal and sinus structures. The SINUSPRIME LED Light Fiber is optional and available packaged and pre-loaded only on the SINUSPRIME Frontal with LED model.

Image /page/5/Figure/5 description: The image shows a diagram of a fiber optic light source. The diagram labels the different parts of the light source, including the fiber, housing, pull tab, integrated light source, and flexible sheath. The fiber is a thin strand of material that carries light from the light source to the point of use. The housing is the outer casing of the light source. The pull tab is used to activate the light source. The integrated light source is the part of the light source that produces the light. The flexible sheath is a protective covering for the fiber.

SINUSPRIME LED Light Fiber

Indications for Use:

Use a single dilation device by transnasal approach to access and treat an individual anatomical location as follows:

  • Remodel by balloon displacement the adjacent bone and paranasal sinus structures in the ● Maxillary ostia/ethmoid infundibula in patients 2 years and older;
  • Remodel by balloon displacement the adjacent bone and paranasal sinus structures in the Frontal ostia/recesses in patients 12 years and older: may be used with LED Light fiber to locate, illuminate within and, transilluminate across nasal and sinus structures;
  • Remodel by balloon displacement the adjacent bone and paranasal sinus structures in the ● Sphenoid sinus ostia in patients 12 years and older;
  • Dilation of the cartilaginous portion of the Eustachian tube for treating persistent ● Eustachian tube dysfunction in patients 18 years and older.

Contraindications:

None known.

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Technological Characteristics:

The technological characteristics of the subject device are very similar to the predicate devices [K163509 and K152435], including: principle of operation, design, function, materials, biocompatibility and sterility.

Both the subject device and predicate balloon device [K163509] are configured or chosen for a specific anatomy (frontal, sphenoid, maxillary, or Eustachian tube (ET) configuration) to facilitate dilation procedures and include an inflation device and an option to include a LED Light Fiber [predicate device K152435] that emits light from the distal end. The subject device has a single stainless steel hypotube that remains rigid and cannot be bent. The tip configuration for the subject rigid devices are therefore specific to the desired anatomical site (frontal. sphenoid, maxillary, or Eustachian tube (ET)) and packaged accordingly. The balloon predicate device [K163509] has two stainless steel hypotubes that have been annealed to allow bending with the included bending tool such that a single device can be used in various anatomical configurations (frontal, sphenoid, maxillary, or Eustachian tube (ET)). Both the subject device (frontal and sphenoid configurations) and the predicate device [K163509] accommodate the use of guidewires if desired. Unlike the predicate device [K163509], the subject device is not designed for optional suction or irrigation.

Substantial Equivalence:

The indications for use and intended use of the subject device are the same as the predicate devices [K163509 and K152435]. The technological characteristics of the subject device are similar to the predicate devices [K163509 and K152435], including: principle of operation, design, function, materials, biocompatibility, and sterility,

Performance Data:

Performance testing involved biocompatibility, design verification (dimensional, strength, HFE/UE verification testing), packaging, shelf life and design validation with physicians (HFE/UE). Performance testing showed that the device meets design specifications and performs as intended.

Conclusion:

In conclusion, the SINUSPRIME indications for use and technological characteristics are the same as or equivalent to the predicate device. The differences between the subject device and the predicate device (e.g., update to a rigid hypotube that cannot be bent) do not raise different questions of safety or effectiveness and performance testing has been conducted to demonstrate the subject device is substantially equivalent to the predicate devices.