K Number
K201119
Device Name
ChartCheck
Manufacturer
Date Cleared
2020-06-26

(60 days)

Product Code
Regulation Number
892.5050
AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP Authorized
Intended Use
The ChartCheck device is intended for the quality assessment of radiotherapy treatment plans and on treatment chart review.
Device Description
The ChartCheck device is software that enables trained radiation oncology personnel to perform quality assessments of treatment plans and treatment chart review utilizing plan, treatment, imaging, and documentation data obtained from the ARIA Radiation Therapy Management database. ChartCheck contains 3 main components: - 1. An agent service that is configured by the user to monitor their ARIA Radiation Therapy Management database. The agent watches for new treatment plans, treatment records, documentation, and imaging data. The agent uploads new data to the cloud based checking service. - 2. A cloud based checking service calculates check states as new records are uploaded from the agent. - 3. A web application accessed via a web browser which contains several components. - a. It allows trained radiation oncology personnel to review treatment records, view the check state calculation results, record comments,, and mark the chart checks as approved. - b. It allows an administrator to set check state colors, configure default settings, and define check state logic.
More Information

No
The description focuses on rule-based logic ("define check state logic") and data monitoring/uploading, with no mention of AI/ML terms or concepts.

No.
The device is intended for the quality assessment of radiotherapy treatment plans and on-treatment chart reviews, which is a quality control and assessment function, not a direct therapeutic intervention.

No

The device is intended for quality assessment of radiotherapy treatment plans and chart review, helping personnel to review treatment records and check state calculation results. It does not diagnose medical conditions.

Yes

The device description explicitly states that ChartCheck is "software that enables trained radiation oncology personnel to perform quality assessments". It details software components (agent service, cloud service, web application) and their functions, without mentioning any associated hardware that is part of the device itself. While it interacts with data from a database (ARIA), the device being submitted for 510(k) is the software.

Based on the provided information, the ChartCheck device is not an IVD (In Vitro Diagnostic).

Here's why:

  • IVD Definition: In Vitro Diagnostics are medical devices used to examine specimens taken from the human body (like blood, urine, tissue) to provide information about a person's health. This information is used for diagnosis, monitoring, or screening.
  • ChartCheck's Function: ChartCheck's intended use is for the quality assessment of radiotherapy treatment plans and on-treatment chart review. It processes data from a radiation therapy management database (ARIA), which includes treatment records, documentation, and imaging data. It does not analyze biological specimens from the patient.
  • Data Source: The data ChartCheck uses comes from the ARIA database, which is related to the treatment process and patient records, not from in vitro analysis of biological samples.

Therefore, ChartCheck falls outside the scope of an In Vitro Diagnostic device. It is a software device used for quality control and review within the radiotherapy workflow.

N/A

Intended Use / Indications for Use

The ChartCheck device is intended for the quality assessment of radiotherapy treatment plans and on treatment chart review.

Product codes

IYE

Device Description

The ChartCheck device is software that enables trained radiation oncology personnel to perform quality assessments of treatment plans and treatment chart review utilizing plan, treatment, imaging, and documentation data obtained from the ARIA Radiation Therapy Management database.

ChartCheck contains 3 main components:

    1. An agent service that is configured by the user to monitor their ARIA Radiation Therapy Management database. The agent watches for new treatment plans, treatment records, documentation, and imaging data. The agent uploads new data to the cloud based checking service.
    1. A cloud based checking service calculates check states as new records are uploaded from the agent.
    1. A web application accessed via a web browser which contains several components.
    • a. It allows trained radiation oncology personnel to review treatment records, view the check state calculation results, record comments,, and mark the chart checks as approved.
    • b. It allows an administrator to set check state colors, configure default settings, and define check state logic.

Mentions image processing

Not Found

Mentions AI, DNN, or ML

Not Found

Input Imaging Modality

Not Found

Anatomical Site

Not Found

Indicated Patient Age Range

Not Found

Intended User / Care Setting

Trained radiation oncology personnel

Description of the training set, sample size, data source, and annotation protocol

Not Found

Description of the test set, sample size, data source, and annotation protocol

Not Found

Summary of Performance Studies

As with the Predicate Device, no clinical trials were performed for ChartCheck. Verification tests were performed to ensure that the software works as intended and pass/fail criteria were used to verify requirements.

Key Metrics

Not Found

Predicate Device(s)

K173838

Reference Device(s)

Not Found

Predetermined Change Control Plan (PCCP) - All Relevant Information

Not Found

§ 892.5050 Medical charged-particle radiation therapy system.

(a)
Identification. A medical charged-particle radiation therapy system is a device that produces by acceleration high energy charged particles (e.g., electrons and protons) intended for use in radiation therapy. This generic type of device may include signal analysis and display equipment, patient and equipment supports, treatment planning computer programs, component parts, and accessories.(b)
Classification. Class II. When intended for use as a quality control system, the film dosimetry system (film scanning system) included as an accessory to the device described in paragraph (a) of this section, is exempt from the premarket notification procedures in subpart E of part 807 of this chapter subject to the limitations in § 892.9.

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June 26, 2020

Image /page/0/Picture/1 description: The image shows the logo of the U.S. Food and Drug Administration (FDA). On the left is the Department of Health & Human Services logo. To the right of that is the FDA logo in blue. Underneath the FDA logo is the text "ADMINISTRATION".

Radformation, Inc. % Mr. Kurt Sysock Co-founder/CEO 335 Madison Avenue, 16th Floor NEW YORK NY 10017

Re: K201119

Trade/Device Name: ChartCheck Regulation Number: 21 CFR 892.5050 Regulation Name: Medical charged-particle radiation therapy system Regulatory Class: Class II Product Code: IYE Dated: April 21, 2020 Received: April 27, 2020

Dear Mr. Sysock:

We have reviewed your Section 510(k) premarket notification of intent to market the device referenced above and have determined the device is substantially equivalent (for the indications for use stated in the enclosure) to legally marketed predicate devices marketed in interstate commerce prior to May 28, 1976, the enactment date of the Medical Device Amendments, or to devices that have been reclassified in accordance with the provisions of the Federal Food, Drug, and Cosmetic Act (Act) that do not require approval of a premarket approval application (PMA). You may, therefore, market the device, subject to the general controls provisions of the Act. Although this letter refers to your product as a device, please be aware that some cleared products may instead be combination products. The 510(k) Premarket Notification Database located at https://www.accessdata.fda.gov/scripts/cdrh/cfdocs/cfpmn/pmn.cfm identifies combination product submissions. The general controls provisions of the Act include requirements for annual registration, listing of devices, good manufacturing practice, labeling, and prohibitions against misbranding and adulteration. Please note: CDRH does not evaluate information related to contract liability warranties. We remind you, however, that device labeling must be truthful and not misleading.

If your device is classified (see above) into either class II (Special Controls) or class III (PMA), it may be subject to additional controls. Existing major regulations affecting your device can be found in the Code of Federal Regulations, Title 21, Parts 800 to 898. In addition, FDA may publish further announcements concerning your device in the Federal Register.

Please be advised that FDA's issuance of a substantial equivalence determination does not mean that FDA has made a determination that your device complies with other requirements of the Act or any Federal statutes and regulations administered by other Federal agencies. You must comply with all the Act's requirements, including, but not limited to: registration and listing (21 CFR Part 807); labeling (21 CFR Part 801); medical device reporting of medical device-related adverse events) (21 CFR 803) for devices or postmarketing safety reporting (21 CFR 4, Subpart B) for combination products (see https://www.fda.gov/combination-products/guidance-regulatory-information/postmarketing-safety-reportingcombination-products); good manufacturing practice requirements as set forth in the quality systems (QS)

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regulation (21 CFR Part 820) for devices or current good manufacturing practices (21 CFR 4, Subpart A) for combination products; and, if applicable, the electronic product radiation control provisions (Sections 531-542 of the Act); 21 CFR 1000-1050.

Also, please note the regulation entitled, "Misbranding by reference to premarket notification" (21 CFR Part 807.97). For questions regarding the reporting of adverse events under the MDR regulation (21 CFR Part 803), please go to https://www.fda.gov/medical-device-safety/medical-device-reportingmdr-how-report-medical-device-problems.

For comprehensive regulatory information about mediation-emitting products, including information about labeling regulations, please see Device Advice (https://www.fda.gov/medicaldevices/device-advice-comprehensive-regulatory-assistance) and CDRH Learn (https://www.fda.gov/training-and-continuing-education/cdrh-learn). Additionally, you may contact the Division of Industry and Consumer Education (DICE) to ask a question about a specific regulatory topic. See the DICE website (https://www.fda.gov/medical-device-advice-comprehensive-regulatoryassistance/contact-us-division-industry-and-consumer-education-dice) for more information or contact DICE by email (DICE@fda.hhs.gov) or phone (1-800-638-2041 or 301-796-7100).

Sincerely,

For

Thalia T. Mills, Ph.D. Director Division of Radiological Health OHT7: Office of In Vitro Diagnostics and Radiological Health Office of Product Evaluation and Quality Center for Devices and Radiological Health

Enclosure

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Indications for Use

510(k) Number (if known) K201119

Device Name ChartCheck

Indications for Use (Describe)

The ChartCheck device is intended for the quality assessment of radiotherapy treatment plans and on treatment chart review.

Type of Use (Select one or both, as applicable)
-------------------------------------------------

X Prescription Use (Part 21 CFR 801 Subpart D)

| Over-The-Counter Use (21 CFR 801 Subpart C)

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This 510(k) Summary has been created per the requirements of the Safe Medical Device Act (SMDA) of 1990, and the content is provided in conformance with 21 CFR Part 807.92.

5.1. Submitter's Information

K201119

Table 1 : Submitter's Information
Submitter's Name:Kurt Sysock
Company:Radformation, Inc.
Address:335 Madison Avenue, 16th Floor
New York, NY 10017
Contact Person:Alan Nelson
Chief Science Officer, Radformation
Phone:518-888-5727
Fax:----------
Email:anelson@radformation.com
Date of Summary Preparation04/20/2020

5.2. Device Information

Table 2 : Device Information
Trade Name:ChartCheck
Common Name:Oncology Information System
Classification Name:Class II
Classification:Medical charged-particle radiation therapy system,
dosimetric quality control system
Regulation Number:892.5050
Product Code:IYE
Classification Panel:Radiology

5.3. Predicate Device Information

ARIA Radiation Therapy Management (K173838)

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5.4. Device Description

The ChartCheck device is software that enables trained radiation oncology personnel to perform quality assessments of treatment plans and treatment chart review utilizing plan, treatment, imaging, and documentation data obtained from the ARIA Radiation Therapy Management database.

ChartCheck contains 3 main components:

    1. An agent service that is configured by the user to monitor their ARIA Radiation Therapy Management database. The agent watches for new treatment plans, treatment records, documentation, and imaging data. The agent uploads new data to the cloud based checking service.
    1. A cloud based checking service calculates check states as new records are uploaded from the agent.
    1. A web application accessed via a web browser which contains several components.
    • a. It allows trained radiation oncology personnel to review treatment records, view the check state calculation results, record comments,, and mark the chart checks as approved.
    • b. It allows an administrator to set check state colors, configure default settings, and define check state logic.

5.5. Indications for Use

The ChartCheck device is intended for the quality assessment of radiotherapy treatment plans and on treatment chart review.

5.6. Technological Characteristics

ChartCheck (Subject Device) makes use of a Predicate Device, ARIA Radiation Therapy Management (K173838) for substantial equivalence comparison.

5.6.1. ChartCheck vs. ARIA Radiation Therapy Management (K173838)

Varian's ARIA Radiation Therapy Management software "is a treatment plan and image management application. It enables the authorized user to enter, access, modify, store and archive treatment plan and image data from diagnostic studies, treatment planning, simulation, plan verification and treatment. ARIA Radiation Therapy Management also stores the treatment histories including dose delivered to defined sites, and provides tools to verify performed treatments." (https://www.accessdata.fda.gov/cdrh docs/pdf17/K173838.pdf accessed 04/17/2020)

ChartCheck contains a subset of the features found in ARIA Radiation Therapy Management. ChartCheck provides tools to verify treatment plans and treatments utilizing the same treatment data used by ARIA Radiation Therapy Management. The software is very similar in design and function to the ARIA Radiation Therapy Management software, particularly the "ChartQA" module.

510(k) Submission

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Table 3: Substantial Equivalence ChartCheck vs. ARIA Radiation Therapy Management
ParametersSubject Device: ChartCheck
RadformationPredicate Device: ARIA
Radiation Therapy Management
(K173838)Equivalence
Indications for
useThe ChartCheck device is
intended for the quality
assessment of radiotherapy
treatment plans and on
treatment chart review.The ARIA Radiation Therapy
Management product is a
treatment plan and image
management application. It
enables the authorized user to
enter, access, modify, store and
archive treatment plan and image
data from diagnostic studies,
treatment planning, simulation,
plan verification and treatment.
ARIA Radiation Therapy
Management also stores the
treatment histories including dose
delivered to defined sites and
provides tools to verify performed
treatments.Substantially
Equivalent
Pure softwareYesYesEquivalent
Intended usersTrained radiation oncology
personnelTrained radiation oncology
personnelEquivalent
OTC/RxRxRxEquivalent
ChartCheck vs. ARIA Radiation Therapy Management
InputTreatment planning, treatment,
imaging, and documentation
data from the ARIA Radiation
Therapy Management
database.DICOM treatment records and
images from radiation therapy
machines. User-entered
treatment documentationEquivalent
FunctionalityUtilizes treatment, treatment
planning, imaging, and
documentation data to calculate
pass / fail / override / condition
check statesUtilizes treatment and treatment
planning data to calculate pass /
fail / override check statesSubstantially
Equivalent
OutputChartCheck displays treatment
and planned values along with
check state indicators.
ChartCheck presents control
chartsARIA Radiation Therapy
Management displays treatment
and planned values along with
check state indicators. ARIA
Radiation Therapy Management
presents control chartsSubstantially
Equivalent

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5.7. Performance Data

As with the Predicate Device, no clinical trials were performed for ChartCheck. Verification tests were performed to ensure that the software works as intended and pass/fail criteria were used to verify requirements.

5.8. Conclusion

ChartCheck is deemed substantially equivalent to the Predicate Device, ARIA Radiation Therapy Management (K173838). The fact that ChartCheck indications for use are a subset of the predicate device's indications for use does not raise any new questions regarding safety and effectiveness. Verification and Validation testing and Hazard Analysis demonstrate that ChartCheck is as safe and effective as the Predicate Device.