K Number
K200654
Device Name
Rubicon SA System
Date Cleared
2020-07-22

(132 days)

Product Code
Regulation Number
868.2375
AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdparty
Intended Use
The Rubicon screening device is a small battery-powered device designed to assess and record nasal and oral airflow in adult patient during sleep in the home setting. The device is intended as a screening device to determine the need for clinical diagnosis and evaluation by polysomnography (PSG) based on the patient's test data.
Device Description
The Rubicon Screening Device is comprised of 3 components and software. For the physical device. Rubicon is comprised of an Airflow sensor, cable connecting air flow sensor and a single inline module (SIM) as described below: Airflow sensor: The airflow sensor is placed under the user's nose where it converts temperature and pressure changes to a voltage signal. Polarized Polyvinylidene Fluoride (PVDF) is a temperature-sensing material. PVDF generates a small electrical charge in response to temperature change. The sensor is permanently connected to the SIM via two lead wires. The temperature difference between patient exhaled air and ambient air, as well as airflow pressure on the sensor generates a small voltage signal, which can be recorded as airflow by recording equipment. The vibration of breath sounds (snoring) produces a small voltage signal, which can be recorded as snoring by recording equipment. As integrated into the Rubicon, the airflow sensor provides two channels of output data from the same PVDF sensor. One channel focuses on sinusoidal airflow waveforms for identification of airflow events, and the second channel provides snore data. Cable: The lead wires are a typical cable pair. The lead wires were reviewed as part of the IEC 60601-1 safety evaluation. The lead wires transmit signals from the airflow sensor to the SIM and are permanently attached to the airflow sensor and the SIM. SIM (Housing and PCB): The SIM's primary function is to collect raw electrical signals from the airflow sensor. These signals include airflow and snore analog data. These analog signals are filtered and acquired by the SIM's A/D converter, then transmitted in real time to a nearby Smartphone, which must be running the Rubicon companion app. The SIM PCB is powered by a small coin cell battery. Software: The basic purpose of the software is to: Collect data from the sensor device by transmitting the data to a collection hub, which is a Smartphone + a mobile software application (app). Transmit data to a remote data center, which is accomplished via the cellular network. Store, process, and display data to a health care professional or end user via the Rubicon Analysis Software PC application and its report. The system consists of three major components: Sim Software (firmware), Rubicon App and Rubicon Desktop Software
More Information

K022294- IMS-SleepCheck

No
The description focuses on hardware components (sensor, cable, SIM) and basic software functions for data collection, transmission, storage, processing, and display. There is no mention of AI, ML, or advanced analytical techniques beyond basic signal processing and comparison to PSG data.

No.

The device is intended as a screening device to assess and record nasal and oral airflow to determine the need for clinical diagnosis and evaluation, rather than to provide therapy or treatment.

Yes

The device is intended as a screening device to determine the need for clinical diagnosis and evaluation by polysomnography (PSG) based on the patient's test data, which indicates it helps in identifying conditions for further diagnostic investigation.

No

The device description explicitly states it is comprised of 3 physical components (Airflow sensor, cable, and SIM) in addition to the software.

Based on the provided information, the Rubicon screening device is not an In Vitro Diagnostic (IVD).

Here's why:

  • IVDs are used to examine specimens derived from the human body. The Rubicon device directly measures physiological signals (airflow and snoring) from the patient's body (nasal and oral airflow). It does not analyze samples like blood, urine, or tissue.
  • The device description focuses on sensors and signal processing. The core technology involves converting physical changes (temperature and pressure) into electrical signals and processing these signals. This is characteristic of a physiological monitoring device, not an IVD.
  • The intended use is to assess and record airflow during sleep. This is a direct measurement of a physiological function, not an analysis of a biological specimen to diagnose a disease or condition.
  • The device is used in the home setting by the patient. While the data is intended for a healthcare professional, the initial data collection is done directly on the patient.

In summary, the Rubicon screening device is a physiological monitoring device used to collect data directly from the patient's body, not an IVD which analyzes specimens from the body.

N/A

Intended Use / Indications for Use

The Rubicon screening device is a small battery-powered device designed to assess and record nasal and oral airflow in adult patient during sleep in the home setting. The device is intended as a screening device to determine the need for clinical diagnosis and evaluation by polysomnography (PSG) based on the patient's test data.

Product codes (comma separated list FDA assigned to the subject device)

MNR

Device Description

The Rubicon Screening Device is comprised of 3 components and software. For the physical device. Rubicon is comprised of an Airflow sensor, cable connecting air flow sensor and a single inline module (SIM) as described below:

Airflow sensor
The airflow sensor is placed under the user's nose where it converts temperature and pressure changes to a voltage signal. Polarized Polyvinylidene Fluoride (PVDF) is a temperature-sensing material. PVDF generates a small electrical charge in response to temperature change.
The sensor is permanently connected to the SIM via two lead wires.
The temperature difference between patient exhaled air and ambient air, as well as airflow pressure on the sensor generates a small voltage signal, which can be recorded as airflow by recording equipment. The vibration of breath sounds (snoring) produces a small voltage signal, which can be recorded as snoring by recording equipment.
As integrated into the Rubicon, the airflow sensor provides two channels of output data from the same PVDF sensor. One channel focuses on sinusoidal airflow waveforms for identification of airflow events, and the second channel provides snore data.

Cable
The lead wires are a typical cable pair. The lead wires were reviewed as part of the IEC 60601-1 safety evaluation. The lead wires transmit signals from the airflow sensor to the SIM and are permanently attached to the airflow sensor and the SIM.

SIM (Housing and PCB)
The SIM's primary function is to collect raw electrical signals from the airflow sensor. These signals include airflow and snore analog data. These analog signals are filtered and acquired by the SIM's A/D converter, then transmitted in real time to a nearby Smartphone, which must be running the Rubicon companion app. The SIM PCB is powered by a small coin cell battery.

Software
The basic purpose of the software is to:

  • Collect data from the sensor device by transmitting the data to a collection hub, which is a Smartphone + a mobile software application (app).
  • Transmit data to a remote data center, which is accomplished via thecellular network.
  • . Store, process, and display data to a health care professional or end user via the Rubicon Analysis Software PC application and its report.

The system consists of three major components: Sim Software (firmware), Rubicon App and Rubicon Desktop Software

Mentions image processing

Not Found

Mentions AI, DNN, or ML

Not Found

Input Imaging Modality

Not Found

Anatomical Site

Nasal, oral airflow. Sensor placed over the lip, under the nose.

Indicated Patient Age Range

Adult

Intended User / Care Setting

Home setting

Description of the training set, sample size, data source, and annotation protocol

Not Found

Description of the test set, sample size, data source, and annotation protocol

Not Found

Summary of Performance Studies (study type, sample size, AUC, MRMC, standalone performance, key results)

Non-Clinical Testing Summary:
Biocompatibility: ISO 10993 designates the sensor as external communicating through tissue contact, and surface contact for a limited duration of use (

§ 868.2375 Breathing frequency monitor.

(a)
Identification. A breathing (ventilatory) frequency monitor is a device intended to measure or monitor a patient's respiratory rate. The device may provide an audible or visible alarm when the respiratory rate, averaged over time, is outside operator settable alarm limits. This device does not include the apnea monitor classified in § 868.2377.(b)
Classification. Class II (performance standards).

0

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July 22, 2020

Dymedix Diagnostics, Inc. % Paul Dryden Consultant ProMedic. LLC 131 Bay Point Dr. NE St. Petersburg, Florida 33704

Re: K200654

Trade/Device Name: Rubicon Screening Device Regulation Number: 21 CFR 868.2375 Regulation Name: Breathing Frequency Monitor Regulatory Class: Class II Product Code: MNR Dated: June 24, 2020 Received: June 25, 2020

Dear Paul Dryden:

We have reviewed your Section 510(k) premarket notification of intent to market the device referenced above and have determined the device is substantially equivalent (for the indications for use stated in the enclosure) to legally marketed predicate devices marketed in interstate commerce prior to May 28, 1976, the enactment date of the Medical Device Amendments, or to devices that have been reclassified in accordance with the provisions of the Federal Food, Drug, and Cosmetic Act (Act) that do not require approval of a premarket approval application (PMA). You may, therefore, market the device, subject to the general controls provisions of the Act. Although this letter refers to your product as a device, please be aware that some cleared products may instead be combination products. The 510(k) Premarket Notification Database located at https://www.accessdata.fda.gov/scripts/cdrh/cfdocs/cfpmn/pmn.cfm identifies combination product submissions. The general controls provisions of the Act include requirements for annual registration, listing of devices, good manufacturing practice, labeling, and prohibitions against misbranding and adulteration. Please note: CDRH does not evaluate information related to contract liability warranties. We remind you, however, that device labeling must be truthful and not misleading.

If your device is classified (see above) into either class II (Special Controls) or class III (PMA), it may be subject to additional controls. Existing major regulations affecting your device can be found in the Code of Federal Regulations, Title 21, Parts 800 to 898. In addition, FDA may publish further announcements concerning your device in the Federal Register.

Please be advised that FDA's issuance of a substantial equivalence determination does not mean that FDA has made a determination that your device complies with other requirements of the Act or any Federal

1

statutes and regulations administered by other Federal agencies. You must comply with all the Act's requirements, including, but not limited to: registration and listing (21 CFR Part 807); labeling (21 CFR Part 801); medical device reporting of medical device-related adverse events) (21 CFR 803) for devices or postmarketing safety reporting (21 CFR 4, Subpart B) for combination products (see https://www.fda.gov/combination-products/guidance-regulatory-information/postmarketing-safety-reportingcombination-products); good manufacturing practice requirements as set forth in the quality systems (QS) regulation (21 CFR Part 820) for devices or current good manufacturing practices (21 CFR 4, Subpart A) for combination products; and, if applicable, the electronic product radiation control provisions (Sections 531-542 of the Act); 21 CFR 1000-1050.

Also, please note the regulation entitled, "Misbranding by reference to premarket notification" (21 CFR Part 807.97). For questions regarding the reporting of adverse events under the MDR regulation (21 CFR Part 803), please go to https://www.fda.gov/medical-device-safety/medical-device-reportingmdr-how-report-medical-device-problems.

For comprehensive regulatory information about medical devices and radiation-emitting products, including information about labeling regulations, please see Device Advice (https://www.fda.gov/medicaldevices/device-advice-comprehensive-regulatory-assistance) and CDRH Learn (https://www.fda.gov/training-and-continuing-education/cdrh-learn). Additionally, you may contact the Division of Industry and Consumer Education (DICE) to ask a question about a specific regulatory topic. See the DICE website (https://www.fda.gov/medical-device-advice-comprehensive-regulatoryassistance/contact-us-division-industry-and-consumer-education-dice) for more information or contact DICE by email (DICE@fda.hhs.gov) or phone (1-800-638-2041 or 301-796-7100).

Sincerely,

for Michael Ryan Division Director DHT1C: Division of ENT, Sleep Disordered Breathing, Respiratory and Anesthesia Devices OHT1: Office of Ophthalmic, Anesthesia, Respiratory, ENT and Dental Devices Office of Product Evaluation and Quality Center for Devices and Radiological Health

Enclosure

2

Indications for Use

510(k) Number (if known)

K200654

Device Name

Rubicon Screening Device

Indications for Use (Describe)

The Rubicon screening device is a small battery-powered device designed to assess and record nasal and oral airflow in adult patient during sleep in the home setting. The device is intended as a screening device to determine the need for clinical diagnosis and evaluation by polysomnography (PSG) based on the patient's test data.

Type of Use (Select one or both, as applicable)

_XX Prescription Use (Part 21 CFR 801 Subpart D)

_ Over-The-Counter Use (21 CFR 801 Subpart C)

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FORM FDA 3881 (7/17)

Page 1 of 1

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Page 1 of 5
Date Prepared:22-Jul-2020
I SubmitterDymedix Diagnostics, Inc.
5985 Rice Creek Pkwy.
Shoreview, MN 55126
T - 888-212-1100
Official Contact:Jim Moore, CEO
Submission Correspondent:ProMedic, LLC
Paul Dryden, President
131 Bay Point Dr. NE
St. Petersburg, FL 33704
E - paul.dryden@promedic.cc
T - 239-307-6061
II Device
Proprietary or Trade Name:Rubicon Screening Device
Common/Usual Name:Ventilatory Effort Recorder
Classification Name:21CFR 868.2375
MNR - Ventilatory Effort Recorder
Class II
III Predicate Device:K022294- IMS-SleepCheck
Reference Device:K040069 – Dymedix – Airflow Sensor

IV Device Description:

The Rubicon Screening Device is comprised of 3 components and software. For the physical device. Rubicon is comprised of an Airflow sensor, cable connecting air flow sensor and a single inline module (SIM) as described below:

Airflow sensor

The airflow sensor is placed under the user's nose where it converts temperature and pressure changes to a voltage signal. Polarized Polyvinylidene Fluoride (PVDF) is a temperature-sensing material. PVDF generates a small electrical charge in response to temperature change.

The sensor is permanently connected to the SIM via two lead wires.

The temperature difference between patient exhaled air and ambient air, as well as airflow pressure on the sensor generates a small voltage signal, which can be recorded as airflow by recording equipment. The vibration of breath sounds (snoring) produces a small voltage signal, which can be recorded as snoring by recording equipment.

4

As integrated into the Rubicon, the airflow sensor provides two channels of output data from the same PVDF sensor. One channel focuses on sinusoidal airflow waveforms for identification of airflow events, and the second channel provides snore data.

Cable

The lead wires are a typical cable pair. The lead wires were reviewed as part of the IEC 60601-1 safety evaluation. The lead wires transmit signals from the airflow sensor to the SIM and are permanently attached to the airflow sensor and the SIM.

SIM (Housing and PCB)

The SIM's primary function is to collect raw electrical signals from the airflow sensor. These signals include airflow and snore analog data. These analog signals are filtered and acquired by the SIM's A/D converter, then transmitted in real time to a nearby Smartphone, which must be running the Rubicon companion app. The SIM PCB is powered by a small coin cell battery.

Software

The basic purpose of the software is to:

  • Collect data from the sensor device by transmitting the data to a collection hub, which is a Smartphone + a mobile software application (app).
  • Transmit data to a remote data center, which is accomplished via thecellular network. ●
  • . Store, process, and display data to a health care professional or end user via the Rubicon Analysis Software PC application and its report.

The system consists of three major components: Sim Software (firmware), Rubicon App and Rubicon Desktop Software

V Indications for use:

The Rubicon screening device is a small battery-powered device designed to assess and record nasal and oral airflow in adult patient during sleep in the home setting. The device is intended as a screening device to determine the need for clinical diagnosis and evaluation by polysomnography (PSG) based on the patient's test data.

Patient Population: This device is used only by adults during their sleep

Environments of use: Home settings

The following table presents the comparison to support substantial equivalence.

Table 1 compares the key features of the proposed Rubicon with the identified predicate -K022294- IMS SleepCheck and reference K040069 - Dymedix Air Flow Sensor and demonstrates that this proposed device can be found substantially equivalent.

In summary, one can conclude that substantial equivalence is met based upon the following:

Indications for Use – The Indications for Use are similar. The subject device is only a screening tool which is detecting airflow events based upon airflow characteristics, whereas the predicate also collects airflow data and reports apnea and hypopnea breathing events and is considered a screening tool.

5

We are not diagnosing but reporting detected airflow events for further consideration by the clinician.

Technology and construction - The technology and construction are similar to predicate in that we are utilizing an airflow sensor to detect breathing events. The employed airflow sensor is identical to the reference. K040069, device which has been cleared for the same intended use. There are no differences in the breathing event detection technology.

The subject device transmits data via BLE to an app. However, transmission of data via wireless technology is not new or novel and does not change the risk profile beyond what is already recognized by FDA as acceptable when applicable testing has been provided.

Environment of Use - The environments of use are similar - home settings.

Patient Population - The patient population is similar to the predicate namely, adults.

Non-Clinical Testing Summary -

Biocompatibility

ISO 10993 designates the sensor as external communicating through tissue contact, and surface contact for a limited duration of use (