K Number
K192377
Device Name
Ethos Treatment Management, Ethos Treatment Planning, Ethos Radiotherapy System, Halcyon
Date Cleared
2020-02-10

(164 days)

Product Code
Regulation Number
892.5050
AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP Authorized
Intended Use
Ethos Treatment Management is indicated for use in managing and monitoring radiation therapy treatment plans and sessions. Ethos Treatment Planning is indicated for use in generating and modifying radiation therapy treatment plans. Halcyon and Ethos Radiotherapy System are indicated for the delivery of stereotactic radiosurgery and precision radiotherapy for lesions, tumors and conditions anywhere in the body where radiation is indicated for adults and pediatric patients.
Device Description
Ethos Treatment Management is software designed for radiation therapy medical professionals to support them in managing radiation treatments for patients. Ethos Treatment Planning is software that is designed generate treatment plans, modify treatment plans, and guide users within adaptive treatment sessions. Halcyon and Ethos Radiotherapy System are single energy linacs designed to deliver Image Guided Radiation Therapy and radiosurgery, using Intensity Modulated and Volumetric Modulated Arc Therapy techniques. They consist of an accelerator and patient support within a radiation shielded treatment room and a control console outside the treatment room.
More Information

No
The summary explicitly states "Mentions AI, DNN, or ML: Not Found" and does not describe any features or performance metrics typically associated with AI/ML.

Yes
The device is indicated for the delivery of stereotactic radiosurgery and precision radiotherapy for lesions, tumors and conditions anywhere in the body, which is a therapeutic intervention.

No
The device is indicated for managing and monitoring radiation therapy treatment plans, generating and modifying treatment plans, and delivering radiation therapy. These functions are therapeutic and planning in nature, not diagnostic.

No

The device description explicitly includes hardware components (accelerator, patient support, control console) as part of the "Halcyon and Ethos Radiotherapy System," which is indicated for the delivery of radiation therapy. While the submission also describes software components ("Ethos Treatment Management" and "Ethos Treatment Planning"), the overall system is not software-only.

Based on the provided information, this device is not an IVD (In Vitro Diagnostic).

Here's why:

  • Intended Use/Indications for Use: The intended use is clearly focused on managing, monitoring, generating, and delivering radiation therapy treatment plans and sessions for patients. This is a therapeutic and treatment planning function, not a diagnostic one performed on samples taken from the body.
  • Device Description: The description details software for managing and planning radiation therapy and a linear accelerator system for delivering radiation. These are tools used in the treatment process, not for analyzing biological samples.
  • No mention of analyzing biological samples: The entire description and intended use revolve around the patient's body and the delivery of radiation, not the analysis of blood, tissue, or other samples.

IVD devices are specifically designed to examine specimens derived from the human body (like blood, urine, tissue) to provide information for the diagnosis, prevention, monitoring, treatment, or alleviation of disease or injury. This device does not fit that description.

N/A

Intended Use / Indications for Use

Ethos Treatment Management is indicated for use in managing and monitoring radiation therapy treatment plans and sessions.
Ethos Treatment Planning is indicated for use in generating and modifying radiation therapy treatment plans.
Halcyon and Ethos Radiotherapy System are indicated for the delivery of stereotactic radiosurgery and precision radiotherapy for lesions, tumors and conditions anywhere in the body where radiation is indicated for adults and pediatric patients.

Product codes

IYE, MUJ

Device Description

Ethos Treatment Management: Ethos Treatment Management is software designed for radiation therapy medical professionals to support them in managing radiation treatments for patients.
Ethos Treatment Planning: Ethos Treatment Planning is software that is designed generate treatment plans, modify treatment plans, and guide users within adaptive treatment sessions.
Ethos Radiotherapy System: Halcyon and Ethos Radiotherapy System are single energy linacs designed to deliver Image Guided Radiation Therapy and radiosurgery, using Intensity Modulated and Volumetric Modulated Arc Therapy techniques. They consist of an accelerator and patient support within a radiation shielded treatment room and a control console outside the treatment room.
Halcyon: Halcyon and Ethos Radiotherapy System are single energy linacs designed to deliver Image Guided Radiation Therapy and radiosurgery, using Intensity Modulated and Volumetric Modulated Arc Therapy techniques. They consist of an accelerator and patient support within a radiation shielded treatment room and a control console outside the treatment room.

Mentions image processing

Not Found

Mentions AI, DNN, or ML

Not Found

Input Imaging Modality

Not Found

Anatomical Site

anywhere in the body

Indicated Patient Age Range

adults and pediatric patients.

Intended User / Care Setting

radiation therapy medical professionals

Description of the training set, sample size, data source, and annotation protocol

Not Found

Description of the test set, sample size, data source, and annotation protocol

Not Found

Summary of Performance Studies (study type, sample size, AUC, MRMC, standalone performance, key results)

Hardware and software verification and validation testing was conducted according to the FDA Quality System Regulation (21 CFR §820), ISO 13485 quality Management System standard, ISO 14971 Risk Management Standard and the other FDA recognized consensus standards listed below.
Test results showed conformance to applicable requirements specifications and assured hazard safeguards functioned properly. Software verification and validation testing were conducted, and documentation was provided as recommended by FDA's Guidance for Industry and FDA Staff, "Guidance for the Content of Premarket Submissions for Software Contained in Medical Devices."
The software for these devices was considered as a "major" level of concern, since a failure or latent flaw in the software could directly result in serious injury or death to the patient or operator.
Electrical safety and electromagnetic compatibility (EMC) testing were conducted for the linear accelerators. The system complies with the IEC 60601-1 standards for safety and the IEC 60601-1-2 standard for EMC.
No animal studies or clinical tests have been included in this pre-market submission.
The assessment following the outcomes observed in the performance testing and software verification and validation was that these products conformed to the defined user needs and intended uses. There were no DRs (discrepancy reports) remaining which had a priority of Safety Intolerable.

Key Metrics (Sensitivity, Specificity, PPV, NPV, etc.)

Not Found

Predicate Device(s)

ARIA Radiation Therapy Management (K173838), Eclipse Treatment Planning System (K181145), Halcyon (K181032)

Reference Device(s)

Not Found

Predetermined Change Control Plan (PCCP) - All Relevant Information

Not Found

§ 892.5050 Medical charged-particle radiation therapy system.

(a)
Identification. A medical charged-particle radiation therapy system is a device that produces by acceleration high energy charged particles (e.g., electrons and protons) intended for use in radiation therapy. This generic type of device may include signal analysis and display equipment, patient and equipment supports, treatment planning computer programs, component parts, and accessories.(b)
Classification. Class II. When intended for use as a quality control system, the film dosimetry system (film scanning system) included as an accessory to the device described in paragraph (a) of this section, is exempt from the premarket notification procedures in subpart E of part 807 of this chapter subject to the limitations in § 892.9.

0

Image /page/0/Picture/0 description: The image contains the logo of the U.S. Food and Drug Administration (FDA). On the left, there is the Department of Health & Human Services logo. To the right of that is the FDA logo, which is a blue square with the letters "FDA" in white. To the right of the blue square is the text "U.S. FOOD & DRUG ADMINISTRATION" in blue.

February 10, 2020

Varian Medical Systems, Inc. % Mr. Peter J. Coronado Senior Director, Regulatory Affairs 911 Hansen Way PALO ALTO CA 94304

Re: K192377

Trade/Device Name: Ethos Treatment Management, Ethos Treatment Planning, Ethos Radiotherapy System, and Halcyon Regulation Number: 21 CFR 892.5050 Regulation Name: Medical charged-particle radiation therapy system Regulatory Class: Class II Product Code: IYE, MUJ Dated: January 10, 2020 Received: January 13, 2020

Dear Mr. Coronado:

We have reviewed your Section 510(k) premarket notification of intent to market the device referenced above and have determined the device is substantially equivalent (for the indications for use stated in the enclosure) to legally marketed predicate devices marketed in interstate commerce prior to May 28, 1976, the enactment date of the Medical Device Amendments, or to devices that have been reclassified in accordance with the provisions of the Federal Food, Drug, and Cosmetic Act (Act) that do not require approval of a premarket approval application (PMA). You may, therefore, market the device, subject to the general controls provisions of the Act. Although this letter refers to your product as a device, please be aware that some cleared products may instead be combination products. The 510(k) Premarket Notification Database located at https://www.accessdata.fda.gov/scripts/cdrh/cfdocs/cfpmn/pmn.cfm identifies combination product submissions. The general controls provisions of the Act include requirements for annual registration, listing of devices, good manufacturing practice, labeling, and prohibitions against misbranding and adulteration. Please note: CDRH does not evaluate information related to contract liability warranties. We remind you, however, that device labeling must be truthful and not misleading.

If your device is classified (see above) into either class II (Special Controls) or class III (PMA), it may be subject to additional controls. Existing major regulations affecting your device can be found in the Code of Federal Regulations, Title 21, Parts 800 to 898. In addition, FDA may publish further announcements concerning your device in the Federal Register.

Please be advised that FDA's issuance of a substantial equivalence determination does not mean that FDA has made a determination that your device complies with other requirements of the Act or any Federal statutes and regulations administered by other Federal agencies. You must comply with all the Act's requirements, including, but not limited to: registration and listing (21 CFR Part 807); labeling (21 CFR Part

1

801); medical device reporting of medical device-related adverse events) (21 CFR 803) for devices or postmarketing safety reporting (21 CFR 4, Subpart B) for combination products (see https://www.fda.gov/combination-products/guidance-regulatory-information/postmarketing-safety-reportingcombination-products); good manufacturing practice requirements as set forth in the quality systems (QS) regulation (21 CFR Part 820) for devices or current good manufacturing practices (21 CFR 4. Subpart A) for combination products; and, if applicable, the electronic product radiation control provisions (Sections 531-542 of the Act); 21 CFR 1000-1050.

Also, please note the regulation entitled, "Misbranding by reference to premarket notification" (21 CFR Part 807.97). For questions regarding the reporting of adverse events under the MDR regulation (21 CFR Part 803), please go to https://www.fda.gov/medical-device-safety/medical-device-reportingmdr-how-report-medical-device-problems.

For comprehensive regulatory information about mediation-emitting products, including information about labeling regulations, please see Device Advice (https://www.fda.gov/medicaldevices/device-advice-comprehensive-regulatory-assistance) and CDRH Learn (https://www.fda.gov/training-and-continuing-education/cdrh-learn). Additionally, you may contact the Division of Industry and Consumer Education (DICE) to ask a question about a specific regulatory topic. See the DICE website (https://www.fda.gov/medical-device-advice-comprehensive-regulatoryassistance/contact-us-division-industry-and-consumer-education-dice) for more information or contact DICE by email (DICE@fda.hhs.gov) or phone (1-800-638-2041 or 301-796-7100).

Sincerely,

Thalia T. Mills, Ph.D. Director Division of Radiological Health OHT7: Office of In Vitro Diagnostics and Radiological Health Office of Product Evaluation and Quality Center for Devices and Radiological Health

Enclosure

2

Indications for Use

510(k) Number (if known) K192377

Device Name Ethos Treatment Management, Ethos Treatment Planning, Ethos Radiotherapy System, and Halcyon

Indications for Use (Describe)

Ethos Treatment Management is indicated for use in managing and monitoring radiation therapy treatment plans and sessions.

Ethos Treatment Planning is indicated for use in generating and modifying radiation therapy treatment plans.

Halcyon and Ethos Radiotherapy System are indicated for the delivery of stereotactic radiosurgery and precision radiotherapy for lesions, tumors and conditions anywhere in the body where radiation is indicated for adults and pediativ patients.

X Prescription Use (Part 21 CFR 801 Subpart D)

| Over-The-Counter Use (21 CFR 801 Subpart C)

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3

PREMARKET NOTIFICATION

510(k) Summary

Ethos Treatment Management 2.0, Ethos Treatment Planning 1.0, Ethos Radiotherapy System 3.0 & Halcyon 3.0

The following information is provided as required by 21 CFR 807.92.

| Submitter's Name: | Varian Medical Systems
3100 Hansen Way, m/s E110
Palo Alto, CA 94304 | | | | | | | | |
|----------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--|--|--|--|--|--|--|--|
| | Contact Name: Peter J. Coronado, Senior Director Regulatory Affairs
Phone: 650-424-6320 Fax: 650-646-9200
E-mail: submissions.support@varian.com
Date Prepared: 29 August 2019 | | | | | | | | |
| Proprietary Names: | Ethos Treatment Management
Ethos Treatment Planning
Ethos Radiotherapy System
Halcyon | | | | | | | | |
| Classification Name: | Medical charged-particle radiation therapy system
21 CFR 892.5050 | | | | | | | | |
| Common/Usual Names: | Ethos Treatment Management Treatment Plan and Image Management Application Ethos Treatment Planning Treatment Planning System Ethos Radiotherapy System Medical Linear Accelerator Halcyon Medical Linear Accelerator | | | | | | | | |
| Predicate Devices: | Ethos Treatment Management ARIA Radiation Therapy Management (K173838) Ethos Treatment Planning Eclipse Treatment Planning System (K181145) Ethos Radiotherapy System Halcyon (K181032) Halcyon Halcyon (K181032) | | | | | | | | |
| Device Description: | Ethos Treatment Management Ethos Treatment Management is software designed
for radiation therapy medical professionals to
support them in managing radiation treatments for
patients. Ethos Treatment Planning Ethos Treatment Planning is software that is
designed generate treatment plans, modify
treatment plans, and guide users within adaptive
treatment sessions. Ethos Radiotherapy System Halcyon and Ethos Radiotherapy System are single
energy linacs designed to deliver Image Guided
Radiation Therapy and radiosurgery, using Intensity
Modulated and Volumetric Modulated Arc Therapy Halcyon techniques. They consist of an accelerator and
patient support within a radiation shielded
treatment room and a control console outside the
treatment room. | | | | | | | | |

4

Ethos Treatment ManagementEthos Treatment Management is used to manage and monitor radiation therapy treatment plans and sessions; it is intended to be used with a treatment planning system.
Ethos Treatment PlanningEthos Treatment Planning is used to generate and modify radiation therapy treatment plans.
Ethos Radiotherapy System
(The intended use statement is
identical to the predicate)Halcyon and Ethos Radiotherapy System are intended to provide stereotactic radiosurgery and precision radiotherapy for lesions, tumors, and conditions anywhere in the body where radiation treatment is indicated.
Halcyon
(The intended use statement is
identical to the predicate)

Indications for Use:

| Ethos Treatment Management | Ethos Treatment Management is indicated for use in
managing and monitoring radiation therapy
treatment plans and sessions. |
|----------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|
| Ethos Treatment Planning | Ethos Treatment Planning is indicated for use in
generating and modifying radiation therapy
treatment plans. |
| Ethos Radiotherapy System | Halcyon and Ethos Radiotherapy System are
indicated for the delivery of stereotactic radiosurgery
and precision radiotherapy for lesions, tumors and
conditions anywhere in the body where radiation is |
| Halcyon | indicated for adults and pediatric patients. |

Relationships Between the Devices:

    1. The three devices of Ethos Treatment Management, Ethos Treatment Planning, and Ethos Radiotherapy System are used together within a radiation therapy treatment workflow. The overall clinical workflow involves each device performing a designated set of functions for radiotherapy treatment related to management, planning, and delivery which are best understood and described together.
  • Ethos Radiotherapy System and Halcyon are similar device models within a generic device type that share 2. significant technological and functional characteristics.
    1. For this Traditional 510(k) submission, these devices have been bundled together such that they can all be addressed during one review, given the shared scientific and regulatory considerations these devices raise.

Comparison of Technological Characteristics with the Predicate Device:

At a high level, each subject device and its corresponding predicate are similar based on the following characteristics:

Ethos Treatment Management

  • Stand-Alone Software for Radiotherapy Management
  • Support for Management and Monitoring Tools related to Radiation Treatment
  • Support for Recording and Storing Treatment Parameters and Treatment Course Progression ●

Ethos Treatment Planning

  • Stand-Alone Software for Radiotherapy Treatment Planning
  • Support for Radiotherapy Treatment Planning with an External Beam Photon Delivery System
  • Support for IGRT, IMRT, IMRS, VMAT Treatment Planning Techniques ●

5

Ethos Radiotherapy System

  • Medical Linear Accelerator with Patient Support Couch ●
  • . Support for Radiotherapy Treatment using External Beam Photon Delivery
  • . Treatment Energy: 6 MV Flattening Filter Free
  • Dose rate: Up to 800 MU/min
  • Integrated Components: Treatment and Imaging Consoles, MLC, kV imager, Patient Camera, and others

Halcyon

  • Medical Linear Accelerator with Patient Support Couch ●
  • Support for Radiotherapy Treatment using External Beam Photon Delivery
  • Treatment Energy: 6 MV Flattening Filter Free ●
  • Dose rate: Up to 800 MU/min
  • Integrated Components: Treatment and Imaging Consoles, MLC, kV imager, Patient Camera, and others ●

Significant Differences:

At a high level, each subject device and its corresponding predicate are different based on the following features:

Ethos Treatment Management

  • Enhanced Work Areas and Tools for Users to specify Radiation Treatment Intent
  • . Enhanced Work Areas and Tools for Monitoring over the course of Radiation Treatment
  • Compatibility with Ethos Treatment Planning and Ethos Radiotherapy System

Ethos Treatment Planning

  • Support for Adaptive Radiotherapy Treatment Planning and Automated Plan Generation
  • Support for Treatment Session Management with Guided Workflows and Work Areas .
  • Compatibility with Ethos Treatment Management and Ethos Radiotherapy System

Ethos Radiotherapy System

  • Support for Adaptive Radiotherapy Treatment Delivery ●
  • Compatibility with Ethos Treatment Management and Ethos Treatment Planning
  • Patient Motion Monitoring & Extended Treatment Field Area

Halcyon

  • Patient Motion Monitoring & Extended Treatment Field Area (same as in Ethos Radiotherapy System) ●

Performance Data (Non-Clinical Testing):

Hardware and software verification and validation testing was conducted according to the FDA Quality System Regulation (21 CFR §820), ISO 13485 quality Management System standard, ISO 14971 Risk Management Standard and the other FDA recognized consensus standards listed below.

Test results showed conformance to applicable requirements specifications and assured hazard safeguards functioned properly. Software verification and validation testing were conducted, and documentation was provided as recommended by FDA's Guidance for Industry and FDA Staff, "Guidance for the Content of Premarket Submissions for Software Contained in Medical Devices."

The software for these devices was considered as a "major" level of concern, since a failure or latent flaw in the software could directly result in serious injury or death to the patient or operator.

Electrical safety and electromagnetic compatibility (EMC) testing were conducted for the linear accelerators. The system complies with the IEC 60601-1 standards for safety and the IEC 60601-1-2 standard for EMC.

No animal studies or clinical tests have been included in this pre-market submission.

6

Standards Conformance:

The devices conform in whole or in part to the following recognised standards.

Applied StandardDevice Name
IEC 62304Ethos Treatment ManagementEthos Treatment PlanningEthos Radiotherapy System and Halcyon
IEC 61217Ethos Treatment PlanningEthos Radiotherapy System and Halcyon
IEC 62274Ethos Treatment ManagementEthos Radiotherapy System and Halcyon
IEC 62083Ethos Treatment ManagementEthos Treatment Planning
IEC 82304-1Ethos Treatment ManagementEthos Treatment Planning
IEC 62366-1Ethos Treatment ManagementEthos Treatment Planning
IEC 60825-1Not applicable to the software devicesEthos Radiotherapy System and Halcyon
IEC 60976Not applicable to the software devicesEthos Radiotherapy System and Halcyon
IEC 60601-1Not applicable to the software devicesEthos Radiotherapy System and Halcyon
IEC 60601-1-2Not applicable to the software devicesEthos Radiotherapy System and Halcyon
IEC 60601-1-3Not applicable to the software devicesEthos Radiotherapy System and Halcyon
IEC 60601-1-6Not applicable to the software devicesEthos Radiotherapy System and Halcyon
IEC 60601-2-1Not applicable to the software devicesEthos Radiotherapy System and Halcyon
IEC 60601-2-68Not applicable to the software devicesEthos Radiotherapy System and Halcyon

Additional general (non-device specific) standards applied include:

  • EN ISO 13485:2016 Edition 3 2016-03
    • O Medical devices – Quality management systems – Requirements for regulatory purposes
  • EN ISO 14971:2012 2012-07
    • Medical devices Application of risk management to medical devices o
  • ISO 15223-1 Third Edition 2016-11-01
    • O Medical devices - Symbols to be used with medical device labels, labelling, and information to be supplied - Part 1: General requirements

Argument for Substantial Equivalence to the Predicate Device

A subset of technological characteristics and features of each of the current devices are different to their corresponding predicates. These differences are all considered by Varian to be enhancements of the predicate.

The Intended Use and indications for use are not significantly different. There are no changes in the principle of operation of the devices. The Verification and Validation demonstrates that the device is as safe and effective as the predicate. Varian therefore believes that Ethos Treatment, Ethos Treatment Planning, Ethos Radiotherapy System, and Halcyon are substantially equivalent to their corresponding predicates.

Conclusion:

The assessment following the outcomes observed in the performance testing and software verification and validation was that these products conformed to the defined user needs and intended uses. There were no DRs (discrepancy reports) remaining which had a priority of Safety Intolerable. Varian therefore considers Ethos Treatment Management, Ethos Treatment Planning, Ethos Radiotherapy System, and Halcyon to be safe and effective and to perform at least as well as the predicate device.